FIRST TRUST EXCHANGE-TRADED FUND IV - SCIO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STRATEGIC PLANNING GROUP, LLC | History | Added to | 2,388,645 | 49,301 | 6.89% | 2.11% | 1 | +1,599,800 | 202.8% | Q1 2026 | Apr 22, 2026 |
| MORGAN STANLEY | History | New | 1,242,690 | 25,649 | 0.0% | — | 2 | +1,242,690 | New | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 925,258 | 19,097 | 0.01% | 0.0% | 3 | +901,152 | 3738.29% | Q1 2026 | May 06, 2026 |
| Ferguson Shapiro LLC | History | Added to | 837,868 | 17,293 | 5.27% | 4.98% | 4 | +59,146 | 7.6% | Q1 2026 | Apr 23, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 568,187 | 11,727 | 0.04% | 0.0% | 5 | +544,687 | 2317.82% | Q1 2026 | Apr 30, 2026 |
| First Heartland Consultants, Inc. | History | New | 513,852 | 10,605 | 0.81% | — | 6 | +513,852 | New | Q1 2026 | Apr 08, 2026 |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC | History | Added to | 461,107 | 9,517 | 5.47% | 4.02% | 7 | +142,141 | 44.56% | Q1 2026 | May 07, 2026 |
| Capital Investment Counsel, LLC | History | Added to | 455,240 | 9,396 | 1.29% | 0.32% | 8 | +343,046 | 305.76% | Q1 2026 | Apr 23, 2026 |
| ROYAL BANK OF CANADA | History | New | 387,884 | 8,006 | 0.0% | — | 9 | +387,884 | New | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 365,073 | 7,535 | 0.01% | 0.0% | 10 | +311,495 | 581.39% | Q1 2026 | Apr 27, 2026 |
| Beaumont Financial Advisors, LLC | History | New | 350,934 | 7,243 | 0.5% | — | 11 | +350,934 | New | Q1 2026 | May 05, 2026 |
| Delta Investment Management, LLC | History | Added to | 295,785 | 6,104 | 1.09% | 0.92% | 12 | +41,511 | 16.33% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 273,777 | 5,650 | 0.09% | 0.03% | 13 | +199,574 | 268.96% | Q1 2026 | May 15, 2026 |
| Uniting Wealth Partners, LLC | History | New | 271,911 | 5,612 | 1.19% | — | 14 | +271,911 | New | Q1 2026 | Apr 22, 2026 |
| Brendel Financial Advisors LLC | History | New | 261,809 | 5,403 | 2.67% | — | 15 | +261,809 | New | Q1 2026 | Apr 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 251,837 | 5,197 | 0.0% | 0.0% | 16 | +209,664 | 497.15% | Q1 2026 | May 13, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 213,296 | 4,402 | 0.12% | 0.11% | 17 | +15,733 | 7.96% | Q1 2026 | May 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 201,600 | 4,161 | 0.05% | 0.05% | 18 | +2,068 | 1.04% | Q1 2026 | May 11, 2026 |
| CRUX WEALTH ADVISORS | History | Added to | 139,231 | 2,873 | 1.1% | 1.01% | 19 | +8,408 | 6.43% | Q1 2026 | Apr 24, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 126,258 | 2,605 | 0.08% | 0.08% | 20 | -703 | -0.55% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 125,721 | 2,594 | 0.0% | — | 21 | +125,721 | New | Q1 2026 | May 04, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 117,583 | 2,426 | 0.01% | 0.01% | 22 | +29,855 | 34.03% | Q1 2026 | May 05, 2026 |
| Avior Wealth Management, LLC | History | New | 98,315 | 2,029 | 0.06% | — | 23 | +98,315 | New | Q1 2026 | Apr 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 97,931 | 2,020 | 0.02% | 0.01% | 24 | +47,801 | 95.35% | Q1 2026 | Apr 07, 2026 |
| Philip James Wealth Mangement, LLC | History | Reduced | 97,046 | 2,003 | 0.23% | 0.35% | 25 | -48,881 | -33.5% | Q1 2026 | Apr 28, 2026 |
| Cetera Investment Advisers | History | Added to | 94,472 | 1,949 | 0.0% | 0.0% | 26 | +75,287 | 392.43% | Q1 2026 | May 13, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 91,070 | 1,879 | 0.07% | 0.05% | 27 | +26,489 | 41.02% | Q1 2026 | May 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 89,236 | 1,841 | 0.0% | 0.0% | 28 | +82,416 | 1208.45% | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | Added to | 82,263 | 1,697 | 0.03% | 0.01% | 29 | +68,491 | 497.32% | Q1 2026 | May 18, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 79,468 | 1,640 | 0.05% | 0.02% | 30 | +44,234 | 125.54% | Q1 2026 | Apr 08, 2026 |
| Independent Wealth Network Inc. | History | New | 75,614 | 1,560 | 0.46% | — | 31 | +75,614 | New | Q1 2026 | Apr 20, 2026 |
| CHANNEL WEALTH LLC | History | New | 71,338 | 1,472 | 0.36% | — | 32 | +71,338 | New | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 70,634 | 1,457 | 0.0% | 0.0% | 33 | +9,064 | 14.72% | Q1 2026 | May 12, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 67,366 | 1,390 | 0.28% | 0.3% | 34 | +310 | 0.46% | Q1 2026 | Apr 24, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 67,155 | 1,386 | 0.51% | 0.36% | 35 | +19,685 | 41.47% | Q1 2026 | May 13, 2026 |
| RFG Advisory, LLC | History | Added to | 66,012 | 1,362 | 0.03% | 0.02% | 36 | +17,118 | 35.01% | Q1 2026 | Apr 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 59,539 | 1,228 | 0.0% | 0.0% | 37 | +8,998 | 17.8% | Q1 2026 | May 05, 2026 |
| Maia Wealth LLC | History | New | 56,314 | 1,162 | 0.2% | — | 38 | +56,314 | New | Q1 2026 | May 08, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 54,404 | 1,122 | 0.72% | 0.77% | 39 | -1,374 | -2.46% | Q1 2026 | Apr 10, 2026 |
| Brookstone Capital Management | History | Added to | 52,238 | 1,078 | 0.01% | 0.01% | 40 | +39 | 0.07% | Q1 2026 | Apr 16, 2026 |
| Sigma Planning Corp | History | New | 41,845 | 863 | 0.02% | — | 41 | +41,845 | New | Q1 2026 | May 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 41,667 | 860 | 0.0% | — | 42 | +41,667 | New | Q1 2026 | May 15, 2026 |
| Triton Wealth Management, PLLC | History | Added to | 39,720 | 819 | 0.3% | 0.29% | 43 | +2,300 | 6.15% | Q1 2026 | May 01, 2026 |
| Maridea Wealth Management LLC | History | Added to | 37,106 | 765 | 0.11% | 0.06% | 44 | +16,771 | 82.47% | Q1 2026 | Apr 21, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 36,200 | 747 | 0.02% | 0.01% | 45 | +11,950 | 49.28% | Q1 2026 | Apr 21, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 32,679 | 674 | 0.02% | — | 46 | +32,679 | New | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 31,374 | 647 | 0.0% | 0.0% | 47 | +4,243 | 15.64% | Q1 2026 | May 08, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 29,363 | 606 | 0.02% | — | 48 | +29,363 | New | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 27,208 | 561 | 0.01% | — | 49 | +27,208 | New | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | New | 25,589 | 528 | 0.0% | — | 50 | +25,589 | New | Q1 2026 | Jun 02, 2026 |
| Janney Montgomery Scott LLC | History | New | 22,255 | 459 | 0.0% | — | 51 | +22,255 | New | Q1 2026 | Apr 22, 2026 |
| Atria Investments, Inc | History | Reduced | 22,060 | 455 | 0.01% | 0.01% | 52 | -15,961 | -41.98% | Q1 2026 | May 05, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 16,024 | 330 | 0.01% | 0.01% | 53 | +495 | 3.19% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 15,336 | 316 | 0.0% | — | 54 | +15,336 | New | Q1 2026 | May 15, 2026 |
| BAM Wealth Management, LLC | History | New | 15,252 | 314 | 0.23% | — | 55 | +15,252 | New | Q1 2026 | Apr 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 14,248 | 294 | 0.0% | — | 56 | +14,248 | New | Q1 2026 | Apr 07, 2026 |
| Centerpoint Advisory Group | History | New | 13,886 | 286 | 0.22% | — | 57 | +13,886 | New | Q1 2026 | Apr 29, 2026 |
| OneAscent Wealth Management LLC | History | New | 13,669 | 282 | 0.09% | — | 58 | +13,669 | New | Q1 2026 | Apr 21, 2026 |
| Perigon Wealth Management, LLC | History | New | 13,415 | 276 | 0.01% | — | 59 | +13,415 | New | Q1 2026 | Apr 10, 2026 |
| Prospera Financial Services Inc | History | Reduced | 12,835 | 264 | 0.0% | 0.0% | 60 | -856 | -6.25% | Q1 2026 | Apr 14, 2026 |
| Mariner, LLC | History | New | 12,449 | 256 | 0.0% | — | 61 | +12,449 | New | Q1 2026 | May 13, 2026 |
| Embree Financial Group | History | Added to | 11,615 | 239 | 0.03% | 0.03% | 62 | +47 | 0.41% | Q1 2026 | Apr 23, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 9,982 | 206 | 0.0% | 0.02% | 63 | -34,881 | -77.75% | Q1 2026 | May 15, 2026 |
| Medallion Wealth Advisors, LLC | History | Added to | 9,850 | 203 | 0.07% | 0.05% | 64 | +2,000 | 25.48% | Q1 2026 | Apr 24, 2026 |
| Larson Financial Group LLC | History | Added to | 6,050 | 124 | 0.0% | 0.0% | 65 | +2,400 | 65.75% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | New | 2,965 | 61 | 0.0% | — | 66 | +2,965 | New | Q1 2026 | May 13, 2026 |
| N.E.W. Advisory Services LLC | History | Reduced | 2,408 | 49 | 0.0% | 0.02% | 67 | -7,614 | -75.97% | Q1 2026 | May 04, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 1,906 | 39 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Torren Management, LLC | History | New | 1,887 | 38 | 0.02% | — | 69 | +1,887 | New | Q1 2026 | Apr 30, 2026 |
| IFP Advisors, Inc | History | Added to | 1,747 | 36 | 0.0% | 0.0% | 70 | +22 | 1.28% | Q1 2026 | Apr 13, 2026 |
| PRIVATE TRUST CO NA | History | New | 1,635 | 33 | 0.0% | — | 71 | +1,635 | New | Q1 2026 | Apr 30, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 1,531 | 31 | 0.02% | 0.01% | 72 | +1,015 | 196.71% | Q1 2026 | May 15, 2026 |
| Raleigh Capital Management Inc. | History | New | 1,434 | 29 | 0.01% | — | 73 | +1,434 | New | Q1 2026 | Apr 28, 2026 |
| UBS Group AG | History | New | 1,112 | 22 | 0.0% | — | 74 | +1,112 | New | Q1 2026 | May 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,048 | 21 | 0.0% | — | 75 | +1,048 | New | Q1 2026 | May 07, 2026 |
| Triumph Capital Management | History | No change | 500 | 10 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 458 | 9 | 0.0% | — | 77 | +458 | New | Q1 2026 | May 01, 2026 |
| Western Wealth Management, LLC | History | New | 400 | 8 | 0.0% | — | 78 | +400 | New | Q1 2026 | May 19, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -33,136 | -100.0% | Q1 2026 | May 15, 2026 |
| BridgePort Financial Solutions, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -32,756 | -100.0% | Q1 2026 | Apr 16, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,466 | -100.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | New | 29 | 0 | — | — | — | +29 | New | Q1 2026 | May 13, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 18 | 0 | — | — | — | +18 | New | Q1 2026 | May 05, 2026 |
| Smartleaf Asset Management LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q1 2026 | May 15, 2026 |