FIRST TRUST EXCHANGE-TRADED FUND IV - SCIO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STRATEGIC PLANNING GROUP, LLC | History | Added to | 2,388,645 | 49,301 | 6.89% | 2.11% | 1 | +1,599,800 | 202.8% | Q1 2026 | Apr 22, 2026 |
| First Heartland Consultants, Inc. | History | New | 513,852 | 10,605 | 0.81% | — | 2 | +513,852 | New | Q1 2026 | Apr 08, 2026 |
| Uniting Wealth Partners, LLC | History | New | 271,911 | 5,612 | 1.19% | — | 3 | +271,911 | New | Q1 2026 | Apr 22, 2026 |
| Brendel Financial Advisors LLC | History | New | 261,809 | 5,403 | 2.67% | — | 4 | +261,809 | New | Q1 2026 | Apr 15, 2026 |
| Avior Wealth Management, LLC | History | New | 98,315 | 2,029 | 0.06% | — | 5 | +98,315 | New | Q1 2026 | Apr 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 97,931 | 2,020 | 0.02% | 0.01% | 6 | +47,801 | 95.35% | Q1 2026 | Apr 07, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 79,468 | 1,640 | 0.05% | 0.02% | 7 | +44,234 | 125.54% | Q1 2026 | Apr 08, 2026 |
| Independent Wealth Network Inc. | History | New | 75,614 | 1,560 | 0.46% | — | 8 | +75,614 | New | Q1 2026 | Apr 20, 2026 |
| RFG Advisory, LLC | History | Added to | 66,012 | 1,362 | 0.03% | 0.02% | 9 | +17,118 | 35.01% | Q1 2026 | Apr 17, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 54,404 | 1,122 | 0.72% | 0.77% | 10 | -1,374 | -2.46% | Q1 2026 | Apr 10, 2026 |
| Brookstone Capital Management | History | Added to | 52,238 | 1,078 | 0.01% | 0.01% | 11 | +39 | 0.07% | Q1 2026 | Apr 16, 2026 |
| Maridea Wealth Management LLC | History | Added to | 37,106 | 765 | 0.11% | 0.06% | 12 | +16,771 | 82.47% | Q1 2026 | Apr 21, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 36,200 | 747 | 0.02% | 0.01% | 13 | +11,950 | 49.28% | Q1 2026 | Apr 21, 2026 |
| Janney Montgomery Scott LLC | History | New | 22,255 | 459 | 0.0% | — | 14 | +22,255 | New | Q1 2026 | Apr 22, 2026 |
| BAM Wealth Management, LLC | History | New | 15,252 | 314 | 0.23% | — | 15 | +15,252 | New | Q1 2026 | Apr 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 14,248 | 294 | 0.0% | — | 16 | +14,248 | New | Q1 2026 | Apr 07, 2026 |
| OneAscent Wealth Management LLC | History | New | 13,669 | 282 | 0.09% | — | 17 | +13,669 | New | Q1 2026 | Apr 21, 2026 |
| Perigon Wealth Management, LLC | History | New | 13,415 | 276 | 0.01% | — | 18 | +13,415 | New | Q1 2026 | Apr 10, 2026 |
| Prospera Financial Services Inc | History | Reduced | 12,835 | 264 | 0.0% | 0.0% | 19 | -856 | -6.25% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | Added to | 1,747 | 36 | 0.0% | 0.0% | 20 | +22 | 1.28% | Q1 2026 | Apr 13, 2026 |
| Ferguson Shapiro LLC | History | Closed out | 0 | 0 | — | 4.98% | — | -778,722 | -100.0% | Q4 2025 | Jan 26, 2026 |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 4.02% | — | -318,966 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Delta Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.92% | — | -254,274 | -100.0% | Q4 2025 | Jan 30, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -199,532 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -197,563 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Philip James Wealth Mangement, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -145,927 | -100.0% | Q4 2025 | Jan 20, 2026 |
| CRUX WEALTH ADVISORS | History | Closed out | 0 | 0 | — | 1.01% | — | -130,823 | -100.0% | Q4 2025 | Jan 21, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -126,961 | -100.0% | Q4 2025 | Jan 12, 2026 |
| Capital Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -112,194 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -87,728 | -100.0% | Q4 2025 | Jan 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -74,203 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Wagner Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -67,056 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Meridian Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -64,581 | -100.0% | Q4 2025 | Feb 04, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -61,570 | -100.0% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,578 | -100.0% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,541 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Prosperity Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.36% | — | -47,470 | -100.0% | Q4 2025 | Jan 26, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -44,863 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -42,173 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -38,021 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Triton Wealth Management, PLLC | History | Closed out | 0 | 0 | — | 0.29% | — | -37,420 | -100.0% | Q4 2025 | Feb 05, 2026 |
| BridgePort Financial Solutions, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -32,756 | -100.0% | Q4 2025 | Jan 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,131 | -100.0% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,466 | -100.0% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,106 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,500 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -19,185 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,529 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -13,772 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Embree Financial Group | History | Closed out | 0 | 0 | — | 0.03% | — | -11,568 | -100.0% | Q4 2025 | Jan 14, 2026 |
| N.E.W. Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,022 | -100.0% | Q4 2025 | Jan 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,820 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,650 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | 0.02% | — | -1,906 | -100.0% | Q4 2025 | Feb 03, 2026 |
| AMERIFLEX GROUP, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -516 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Feb 12, 2026 |