FIRST TRUST EXCHANGE-TRADED FUND IV - SCIO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 2,222,742 | 45,944 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 2,143,132 | 44,298 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ferguson Shapiro LLC | History | Added to | 993,262 | 19,795 | 5.76% | 5.88% | 3 | +21,111 | 2.17% | Q3 2026 | Oct 16, 2026 |
| Capital Investment Counsel, LLC | History | Added to | 908,677 | 18,109 | 2.25% | 1.68% | 4 | +250,930 | 38.15% | Q3 2026 | Oct 14, 2026 |
| TOTAL INVESTMENT MANAGEMENT INC | History | New | 890,577 | 17,749 | 1.73% | — | 5 | +890,577 | New | Q3 2026 | Oct 22, 2026 |
| STRATEGIC PLANNING GROUP, LLC | History | Reduced | 851,041 | 16,961 | 1.76% | 6.46% | 6 | -2,018,752 | -70.34% | Q3 2026 | Oct 22, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 668,221 | 13,812 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 641,554 | 13,261 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 614,990 | 12,256 | 0.03% | 0.04% | 9 | +39,460 | 6.86% | Q3 2026 | Nov 02, 2026 |
| Uniting Wealth Partners, LLC | History | No change | 538,617 | 11,133 | 2.26% | 2.26% | 10 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC | History | No change | 530,567 | 10,966 | 5.04% | 5.04% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 436,624 | 8,701 | 0.01% | 0.01% | 12 | +14,654 | 3.47% | Q3 2026 | Nov 02, 2026 |
| Beaumont Financial Advisors, LLC | History | Reduced | 410,246 | 8,176 | 0.51% | 0.56% | 13 | -16,856 | -3.95% | Q3 2026 | Oct 22, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 368,131 | 7,336 | 0.49% | 0.67% | 14 | -132,042 | -26.4% | Q3 2026 | Oct 08, 2026 |
| Delta Investment Management, LLC | History | No change | 329,490 | 6,810 | 1.12% | 1.12% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 293,563 | 6,067 | 0.08% | 0.08% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CHANNEL WEALTH LLC | History | No change | 286,993 | 5,932 | 1.33% | 1.33% | 17 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Brendel Financial Advisors LLC | History | No change | 262,638 | 5,428 | 2.51% | 2.51% | 18 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Snowden Capital Advisors LLC | History | No change | 228,957 | 4,732 | 0.11% | 0.11% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 219,175 | 4,530 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 204,157 | 4,219 | 0.04% | 0.04% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 197,804 | 4,088 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 201,602 | 4,017 | 0.03% | 0.02% | 23 | +47,142 | 30.52% | Q3 2026 | Oct 08, 2026 |
| CoreCap Advisors, LLC | History | Added to | 181,643 | 3,620 | 0.1% | 0.09% | 24 | +34,759 | 23.66% | Q3 2026 | Oct 08, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 160,186 | 3,192 | 0.09% | 0.07% | 25 | +35,753 | 28.73% | Q3 2026 | Oct 13, 2026 |
| CRUX WEALTH ADVISORS | History | No change | 140,303 | 2,900 | 1.01% | 1.01% | 26 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 134,370 | 2,677 | 0.15% | 0.16% | 27 | +4,069 | 3.12% | Q3 2026 | Oct 26, 2026 |
| Aureum Wealth Management, LLC | History | New | 131,504 | 2,620 | 1.62% | — | 28 | +131,504 | New | Q3 2026 | Oct 15, 2026 |
| Meridian Wealth Management, LLC | History | No change | 119,669 | 2,473 | 0.08% | 0.08% | 29 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sigma Planning Corp | History | Added to | 123,427 | 2,459 | 0.06% | 0.02% | 30 | +83,613 | 210.01% | Q3 2026 | Oct 23, 2026 |
| Sanctuary Advisors, LLC | History | No change | 118,304 | 2,445 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 117,552 | 2,429 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Centennial Wealth Advisory LLC | History | Reduced | 115,392 | 2,300 | 0.47% | 0.53% | 33 | -3,034 | -2.56% | Q3 2026 | Oct 16, 2026 |
| HighTower Advisors, LLC | History | No change | 110,945 | 2,293 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Prosperity Financial Group, Inc. | History | Reduced | 113,589 | 2,263 | 0.66% | 0.79% | 35 | -10,408 | -8.39% | Q3 2026 | Oct 29, 2026 |
| JANE STREET GROUP, LLC | History | No change | 94,142 | 1,945 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 92,342 | 1,908 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 91,676 | 1,894 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 92,020 | 1,834 | 0.05% | 0.04% | 39 | +12,300 | 15.43% | Q3 2026 | Oct 22, 2026 |
| Philip James Wealth Mangement, LLC | History | Reduced | 90,046 | 1,794 | 0.2% | 0.21% | 40 | -200 | -0.22% | Q3 2026 | Oct 27, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 89,330 | 1,780 | 0.03% | 0.01% | 41 | +73,280 | 456.57% | Q3 2026 | Oct 28, 2026 |
| ASSETMARK, INC | History | Added to | 76,592 | 1,526 | 0.0% | 0.0% | 42 | +11,728 | 18.08% | Q3 2026 | Oct 21, 2026 |
| Maia Wealth LLC | History | Added to | 71,681 | 1,428 | 0.2% | 0.21% | 43 | +1,875 | 2.69% | Q3 2026 | Oct 19, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 66,932 | 1,383 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 69,011 | 1,375 | 0.24% | 0.26% | 45 | +327 | 0.48% | Q3 2026 | Oct 21, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 66,888 | 1,333 | 0.04% | 0.04% | 46 | -4,729 | -6.6% | Q3 2026 | Oct 13, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 60,334 | 1,202 | 0.3% | 0.43% | 47 | -21,630 | -26.39% | Q3 2026 | Oct 19, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 58,867 | 1,173 | 0.01% | — | 48 | +58,867 | New | Q3 2026 | Oct 16, 2026 |
| Brookstone Capital Management | History | Reduced | 53,581 | 1,067 | 0.01% | 0.01% | 49 | -172 | -0.32% | Q3 2026 | Oct 22, 2026 |
| Private Advisor Group, LLC | History | No change | 46,218 | 955 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 45,540 | 941 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Triton Wealth Management, PLLC | History | Added to | 45,910 | 927 | 0.28% | 0.28% | 52 | +1,000 | 2.23% | Q3 2026 | Nov 04, 2026 |
| RFG Advisory, LLC | History | Added to | 44,486 | 886 | 0.01% | 0.01% | 53 | +1,169 | 2.7% | Q3 2026 | Nov 03, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 43,400 | 864 | 0.56% | 0.62% | 54 | -5,776 | -11.75% | Q3 2026 | Oct 07, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 39,290 | 812 | 0.03% | 0.03% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 39,254 | 811 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Maridea Wealth Management LLC | History | No change | 38,448 | 794 | 0.09% | 0.09% | 57 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 36,268 | 749 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Janney Montgomery Scott LLC | History | No change | 29,393 | 608 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 28,853 | 575 | 0.0% | 0.0% | 60 | +1,561 | 5.72% | Q3 2026 | Oct 26, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 26,606 | 549 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| StoneX Group Inc. | History | Added to | 26,023 | 518 | 0.02% | 0.02% | 62 | +4,821 | 22.74% | Q3 2026 | Nov 03, 2026 |
| IFP Advisors, Inc | History | Added to | 25,000 | 498 | 0.01% | 0.0% | 63 | +23,406 | 1468.38% | Q3 2026 | Oct 16, 2026 |
| Atria Investments, Inc | History | Reduced | 24,023 | 478 | 0.0% | 0.01% | 64 | -3,310 | -12.11% | Q3 2026 | Oct 15, 2026 |
| BAM Wealth Management, LLC | History | Added to | 23,390 | 466 | 0.25% | 0.28% | 65 | +1,681 | 7.74% | Q3 2026 | Oct 15, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 22,297 | 445 | 0.04% | 0.03% | 66 | +8,269 | 58.95% | Q3 2026 | Oct 20, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 1,302 | 427 | 0.04% | 0.04% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Centerpoint Advisory Group | History | Added to | 19,825 | 395 | 0.25% | 0.26% | 68 | +101 | 0.51% | Q3 2026 | Oct 23, 2026 |
| EdgeRock Capital LLC | History | Added to | 19,163 | 381 | 0.08% | 0.07% | 69 | +5,186 | 37.1% | Q3 2026 | Nov 03, 2026 |
| NI ACQUISITIONS COMPANY, LLC | History | No change | 1,366 | 336 | 0.14% | 0.14% | 70 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Arkadios Wealth Advisors | History | No change | 15,590 | 322 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 14,974 | 298 | 0.0% | 0.0% | 72 | +1,602 | 11.98% | Q3 2026 | Oct 22, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 13,769 | 274 | 0.0% | 0.0% | 73 | +3,671 | 36.35% | Q3 2026 | Oct 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 13,560 | 273 | 0.0% | 0.0% | 74 | +587 | 4.52% | Q3 2026 | Nov 04, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 12,300 | 254 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| OneAscent Wealth Management LLC | History | No change | 11,805 | 244 | 0.07% | 0.07% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Embree Financial Group | History | Added to | 11,713 | 233 | 0.02% | 0.02% | 77 | +50 | 0.43% | Q3 2026 | Oct 22, 2026 |
| ARWA LLC | History | New | 11,528 | 230 | 0.08% | — | 78 | +11,528 | New | Q3 2026 | Oct 21, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 11,511 | 229 | 0.0% | 0.0% | 79 | -338 | -2.85% | Q3 2026 | Oct 14, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 10,735 | 213 | 0.02% | 0.0% | 80 | +9,100 | 556.57% | Q3 2026 | Oct 20, 2026 |
| UBS Group AG | History | No change | 9,969 | 206 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 9,850 | 203 | 0.06% | 0.06% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Larson Financial Group LLC | History | No change | 6,050 | 125 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Noble Wealth Management PBC | History | Reduced | 4,500 | 89 | 0.04% | 0.04% | 84 | -250 | -5.26% | Q3 2026 | Oct 01, 2026 |
| Arax Advisory Partners | History | No change | 3,206 | 66 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 2,495 | 49 | 0.0% | — | 86 | +2,473 | 11240.91% | Q3 2026 | Oct 30, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 2,408 | 49 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 1,522 | 31 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,182 | 24 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 1,082 | 21 | 0.01% | 0.01% | 90 | -372 | -25.58% | Q3 2026 | Oct 28, 2026 |
| FIFTH THIRD BANCORP | History | No change | 980 | 20 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 551 | 11 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | No change | 500 | 9 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| AE Wealth Management LLC | History | No change | 246 | 5 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Spire Wealth Management | History | New | 248 | 4 | 0.0% | — | 95 | +248 | New | Q3 2026 | Oct 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 68 | 1 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Providence First Trust Co | History | Closed out | 0 | 0 | — | 0.1% | — | -17,516 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,065 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Torren Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,913 | -100.0% | Q3 2026 | Oct 29, 2026 |
| LFA - Lugano Financial Advisors SA | History | Closed out | 0 | 0 | — | 0.01% | — | -1,034 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |