SPROTT FUNDS TRUST - SETM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Paul R. Ried Financial Group, LLC | History | Reduced | 1,003,944 | 33,210 | 15.44% | 15.7% | 1 | -144,582 | -12.59% | Q1 2026 | May 07, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 539,249 | 17,838 | 0.0% | 0.0% | 2 | +531,016 | 6449.85% | Q1 2026 | May 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 421,723 | 13,951 | 0.03% | 0.05% | 3 | -526,988 | -55.55% | Q1 2026 | May 01, 2026 |
| BFI Infinity Ltd. | History | Added to | 392,919 | 12,997 | 7.29% | 6.44% | 4 | +35,434 | 9.91% | Q1 2026 | Apr 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 148,448 | 4,910 | 0.0% | — | 5 | +148,448 | New | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 138,999 | 4,598 | 0.01% | 0.0% | 6 | +32,913 | 31.02% | Q1 2026 | Apr 27, 2026 |
| Fortis Advisors, LLC | History | Reduced | 119,058 | 3,938 | 1.97% | 2.25% | 7 | -24,347 | -16.98% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 116,678 | 3,859 | 0.0% | 0.0% | 8 | +15,942 | 15.83% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 115,770 | 3,829 | 0.0% | 0.0% | 9 | +67,719 | 140.93% | Q1 2026 | May 12, 2026 |
| TKG Advisors, LLC | History | Reduced | 103,392 | 3,420 | 1.41% | 1.24% | 10 | -2,488 | -2.35% | Q1 2026 | Apr 24, 2026 |
| Inspire Advisors, LLC | History | Added to | 99,413 | 3,288 | 0.27% | 0.25% | 11 | +5,433 | 5.78% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | New | 87,168 | 2,883 | 0.0% | — | 12 | +87,168 | New | Q1 2026 | May 06, 2026 |
| Carnegie Investment Counsel | History | Added to | 85,312 | 2,822 | 0.06% | 0.04% | 13 | +6,144 | 7.76% | Q1 2026 | May 01, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 84,330 | 2,790 | 0.01% | 0.0% | 14 | +65,995 | 359.94% | Q1 2026 | Apr 30, 2026 |
| Savvy Advisors, Inc. | History | New | 80,194 | 2,652 | 0.07% | — | 15 | +80,194 | New | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 78,684 | 2,603 | 0.0% | 0.0% | 16 | +70,017 | 807.86% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 76,993 | 2,547 | 0.0% | 0.0% | 17 | +47,484 | 160.91% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | New | 73,333 | 2,425 | 0.0% | — | 18 | +73,333 | New | Q1 2026 | May 06, 2026 |
| G&S Capital LLC | History | Added to | 71,300 | 2,358 | 0.83% | 0.72% | 19 | +1,024 | 1.46% | Q1 2026 | Apr 07, 2026 |
| Triton Wealth Management, PLLC | History | Reduced | 66,767 | 2,279 | 0.85% | 1.15% | 20 | -17,597 | -20.86% | Q1 2026 | May 01, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 64,442 | 2,131 | 0.01% | 0.01% | 21 | +29,803 | 86.04% | Q1 2026 | May 08, 2026 |
| Willow Financial LLC | History | New | 53,761 | 1,778 | 1.8% | — | 22 | +53,761 | New | Q1 2026 | Apr 21, 2026 |
| WT Wealth Management | History | New | 50,623 | 1,674 | 0.5% | — | 23 | +50,623 | New | Q1 2026 | Apr 21, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 49,540 | 1,665 | 0.0% | — | 24 | +49,540 | New | Q1 2026 | Apr 08, 2026 |
| Brookstone Capital Management | History | Reduced | 42,877 | 1,418 | 0.02% | 0.02% | 25 | -8,960 | -17.28% | Q1 2026 | Apr 16, 2026 |
| HighTower Advisors, LLC | History | Added to | 40,943 | 1,354 | 0.0% | 0.0% | 26 | +6,423 | 18.61% | Q1 2026 | May 05, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 39,316 | 1,300 | 0.01% | — | 27 | +39,316 | New | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 38,604 | 1,277 | 0.0% | 0.0% | 28 | +28,224 | 271.91% | Q1 2026 | May 04, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 36,867 | 1,219 | 0.01% | 0.0% | 29 | +9,143 | 32.98% | Q1 2026 | May 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 36,574 | 1,209 | 0.11% | 0.09% | 30 | +839 | 2.35% | Q1 2026 | Apr 30, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | New | 36,515 | 1,207 | 0.07% | — | 31 | +36,515 | New | Q1 2026 | Apr 09, 2026 |
| Stegent Equity Advisors, Inc. | History | Added to | 36,467 | 1,206 | 1.03% | 0.46% | 32 | +16,141 | 79.41% | Q1 2026 | Apr 24, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 35,245 | 1,165 | 0.0% | 0.0% | 33 | -6,752 | -16.08% | Q1 2026 | May 15, 2026 |
| Visionary Wealth Advisors | History | New | 31,638 | 1,046 | 0.05% | — | 34 | +31,638 | New | Q1 2026 | May 13, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 30,657 | 1,014 | 0.02% | — | 35 | +30,657 | New | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 29,366 | 971 | 0.0% | 0.0% | 36 | +14,249 | 94.26% | Q1 2026 | Apr 22, 2026 |
| PFG Advisors | History | Reduced | 28,301 | 936 | 0.05% | 0.04% | 37 | -1,692 | -5.64% | Q1 2026 | May 05, 2026 |
| Secure Asset Management, LLC | History | New | 23,126 | 765 | 0.12% | — | 38 | +23,126 | New | Q1 2026 | Apr 09, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 22,313 | 738 | 0.0% | — | 39 | +22,313 | New | Q1 2026 | May 15, 2026 |
| Harfst & Associates, Inc. | History | New | 22,225 | 735 | 0.13% | — | 40 | +22,225 | New | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Added to | 22,218 | 734 | 0.0% | 0.0% | 41 | +12,238 | 122.63% | Q1 2026 | May 13, 2026 |
| CATHY PARETO & ASSOCIATES, INC | History | Added to | 20,720 | 685 | 0.46% | 0.21% | 42 | +10,439 | 101.54% | Q1 2026 | Apr 14, 2026 |
| Apollon Wealth Management, LLC | History | New | 19,938 | 659 | 0.01% | — | 43 | +19,938 | New | Q1 2026 | Apr 22, 2026 |
| Dakota Wealth Management | History | Added to | 19,042 | 629 | 0.01% | 0.01% | 44 | +9,094 | 91.42% | Q1 2026 | May 07, 2026 |
| Lane Generational LLC | History | No change | 18,010 | 595 | 0.47% | 0.47% | 45 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GTS SECURITIES LLC | History | Added to | 17,321 | 572 | 0.02% | 0.02% | 46 | +201 | 1.17% | Q1 2026 | May 14, 2026 |
| Spire Wealth Management | History | New | 16,993 | 562 | 0.02% | — | 47 | +16,993 | New | Q1 2026 | Apr 22, 2026 |
| CITADEL ADVISORS LLC | History | New | 15,523 | 513 | 0.0% | — | 48 | +15,523 | New | Q1 2026 | May 15, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Reduced | 13,972 | 462 | 0.03% | 0.03% | 49 | -2,698 | -16.18% | Q1 2026 | May 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 13,605 | 448 | 0.0% | 0.0% | 50 | +12,290 | 934.6% | Q1 2026 | May 13, 2026 |
| Brookwood Investment Group LLC | History | Added to | 13,315 | 440 | 0.05% | 0.03% | 51 | +3,378 | 33.99% | Q1 2026 | May 04, 2026 |
| Cambridge Advisors Inc. | History | New | 12,778 | 422 | 0.08% | — | 52 | +12,778 | New | Q1 2026 | Apr 16, 2026 |
| Belpointe Asset Management LLC | History | No change | 11,618 | 384 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Financial Security Advisor, Inc. | History | Added to | 11,275 | 372 | 0.07% | 0.06% | 54 | +15 | 0.13% | Q1 2026 | May 04, 2026 |
| UBS Group AG | History | New | 11,093 | 366 | 0.0% | — | 55 | +11,093 | New | Q1 2026 | May 05, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 9,790 | 323 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CHILDRESS CAPITAL ADVISORS, LLC | History | New | 9,380 | 310 | 0.06% | — | 57 | +9,380 | New | Q1 2026 | Apr 29, 2026 |
| PFG Investments, LLC | History | Reduced | 8,648 | 286 | 0.01% | 0.01% | 58 | -400 | -4.42% | Q1 2026 | Apr 27, 2026 |
| TRUIST FINANCIAL CORP | History | New | 7,702 | 254 | 0.0% | — | 59 | +7,702 | New | Q1 2026 | Apr 27, 2026 |
| Arrowroot Family Office, LLC | History | New | 7,175 | 237 | 0.08% | — | 61 | +7,175 | New | Q1 2026 | May 15, 2026 |
| Apella Capital, LLC | History | New | 6,196 | 237 | 0.0% | — | 60 | +6,196 | New | Q1 2026 | Apr 20, 2026 |
| Creative Planning | History | New | 7,025 | 232 | 0.0% | — | 62 | +7,025 | New | Q1 2026 | May 12, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 6,174 | 204 | 0.0% | 0.0% | 63 | -1,181 | -16.06% | Q1 2026 | Apr 14, 2026 |
| Waverly Advisors, LLC | History | New | 4,957 | 163 | 0.0% | — | 64 | +4,957 | New | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 4,153 | 136 | 0.0% | 0.0% | 65 | +906 | 27.9% | Q1 2026 | May 14, 2026 |
| JTC Employer Solutions Trustee Ltd | History | No change | 3,900 | 129 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| AE Wealth Management LLC | History | New | 3,876 | 128 | 0.0% | — | 67 | +3,876 | New | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 3,630 | 120 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Crewe Advisors LLC | History | New | 3,242 | 107 | 0.01% | — | 69 | +3,242 | New | Q1 2026 | May 07, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 2,551 | 84 | 0.0% | 0.0% | 70 | +1,063 | 71.44% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 2,430 | 80 | 0.0% | — | 71 | +2,430 | New | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 2,133 | 70 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| US BANCORP \DE\ | History | New | 2,100 | 69 | 0.0% | — | 73 | +2,100 | New | Q1 2026 | May 14, 2026 |
| TD Waterhouse Canada Inc. | History | New | 1,628 | 54 | 0.0% | — | 74 | +1,628 | New | Q1 2026 | May 12, 2026 |
| Geneos Wealth Management Inc. | History | New | 1,500 | 49 | 0.0% | — | 75 | +1,500 | New | Q1 2026 | May 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,352 | 44 | 0.0% | — | 76 | +1,352 | New | Q1 2026 | May 07, 2026 |
| BlackRock, Inc. | History | New | 943 | 31 | 0.0% | — | 77 | +943 | New | Q1 2026 | May 13, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | New | 900 | 29 | 0.0% | — | 78 | +900 | New | Q1 2026 | Apr 23, 2026 |
| NFSG Corp | History | Added to | 885 | 29 | 0.0% | 0.0% | 79 | +775 | 704.55% | Q1 2026 | May 05, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 865 | 28 | 0.0% | — | 80 | +865 | New | Q1 2026 | May 15, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | New | 780 | 25 | 0.02% | — | 81 | +780 | New | Q1 2026 | Apr 27, 2026 |
| CWM, LLC | History | Added to | 635 | 21 | 0.0% | 0.0% | 82 | +200 | 45.98% | Q1 2026 | May 14, 2026 |
| Uniplan Investment Counsel, Inc. | History | Reduced | 452 | 14 | 0.0% | 0.0% | 83 | -724 | -61.56% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 375 | 12 | 0.0% | — | 84 | +374 | 37400.0% | Q1 2026 | May 15, 2026 |
| Cornerstone Planning Group LLC | History | No change | 290 | 10 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| MAI Capital Management | History | New | 300 | 9 | 0.0% | — | 87 | +300 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 300 | 9 | 0.0% | — | 86 | +298 | 14900.0% | Q1 2026 | May 11, 2026 |
| Key Capital Management, INC | History | Added to | 300 | 9 | 0.01% | 0.0% | 88 | +100 | 50.0% | Q1 2026 | May 07, 2026 |
| Coston, McIsaac & Partners | History | New | 207 | 6 | 0.0% | — | 92 | +207 | New | Q1 2026 | Apr 22, 2026 |
| Allworth Financial LP | History | New | 204 | 6 | 0.0% | — | 90 | +204 | New | Q1 2026 | May 14, 2026 |
| Sunbelt Securities, Inc. | History | New | 200 | 6 | 0.0% | — | 91 | +200 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 189 | 6 | 0.0% | — | 89 | +189 | New | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 194 | 6 | 0.0% | 0.0% | 93 | +9 | 4.86% | Q1 2026 | Apr 06, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 135 | 4 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| FirstWave Capital Management LLC | History | Closed out | 0 | 0 | — | 0.81% | — | -46,972 | -100.0% | Q1 2026 | May 11, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -20,245 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Compound Planning, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -19,516 | -100.0% | Q1 2026 | May 14, 2026 |
| Robertson Stephens Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,440 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,868 | -100.0% | Q1 2026 | May 12, 2026 |
| COOPER INVESTORS PTY LTD | History | Closed out | 0 | 0 | — | 0.07% | — | -7,436 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,371 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | May 15, 2026 |
| Triumph Capital Management | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | May 13, 2026 |