SPROTT FUNDS TRUST - SETM
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Paul R. Ried Financial Group, LLC | History | Reduced | 1,148,526 | 33,249 | 15.7% | 16.58% | 1 | -154,591 | -11.86% | Q4 2025 | Feb 06, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 948,711 | 27,558 | 0.05% | 0.03% | 2 | +390,284 | 69.89% | Q4 2025 | Feb 05, 2026 |
| BFI Infinity Ltd. | History | New | 357,485 | 10,349 | 6.44% | — | 3 | +357,485 | New | Q4 2025 | Jan 14, 2026 |
| Fortis Advisors, LLC | History | Added to | 143,405 | 4,151 | 2.25% | 2.01% | 4 | +1,016 | 0.71% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 106,086 | 3,071 | 0.0% | 0.0% | 5 | +53,699 | 102.5% | Q4 2025 | Feb 12, 2026 |
| Triton Wealth Management, PLLC | History | New | 84,364 | 3,068 | 1.15% | — | 6 | +84,364 | New | Q4 2025 | Feb 05, 2026 |
| TKG Advisors, LLC | History | New | 105,880 | 3,065 | 1.24% | — | 7 | +105,880 | New | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | New | 100,736 | 2,916 | 0.0% | — | 8 | +100,736 | New | Q4 2025 | Feb 17, 2026 |
| Inspire Advisors, LLC | History | New | 93,980 | 2,720 | 0.25% | — | 9 | +93,980 | New | Q4 2025 | Feb 13, 2026 |
| Carnegie Investment Counsel | History | New | 79,168 | 2,291 | 0.04% | — | 10 | +79,168 | New | Q4 2025 | Jan 23, 2026 |
| G&S Capital LLC | History | New | 70,276 | 2,034 | 0.72% | — | 11 | +70,276 | New | Q4 2025 | Jan 28, 2026 |
| Brookstone Capital Management | History | Added to | 51,837 | 1,500 | 0.02% | 0.01% | 12 | +14,914 | 40.39% | Q4 2025 | Jan 15, 2026 |
| STIFEL FINANCIAL CORP | History | New | 48,051 | 1,391 | 0.0% | — | 13 | +48,051 | New | Q4 2025 | Feb 13, 2026 |
| FirstWave Capital Management LLC | History | New | 46,972 | 1,359 | 0.81% | — | 14 | +46,972 | New | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 41,997 | 1,215 | 0.0% | — | 15 | +41,997 | New | Q4 2025 | Feb 17, 2026 |
| PRIVATE TRUST CO NA | History | New | 35,735 | 1,034 | 0.09% | — | 16 | +35,735 | New | Q4 2025 | Jan 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 34,639 | 1,002 | 0.01% | — | 17 | +34,639 | New | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 34,520 | 999 | 0.0% | 0.0% | 18 | -2,766 | -7.42% | Q4 2025 | Feb 06, 2026 |
| PFG Advisors | History | New | 29,993 | 868 | 0.04% | — | 19 | +29,993 | New | Q4 2025 | Jan 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 29,509 | 855 | 0.0% | 0.0% | 20 | +28,037 | 1904.69% | Q4 2025 | Feb 17, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 27,724 | 802 | 0.0% | 0.0% | 21 | +1,478 | 5.63% | Q4 2025 | Feb 12, 2026 |
| Stegent Equity Advisors, Inc. | History | New | 20,326 | 588 | 0.46% | — | 22 | +20,326 | New | Q4 2025 | Jan 14, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | New | 20,245 | 586 | 0.23% | — | 23 | +20,245 | New | Q4 2025 | Feb 13, 2026 |
| Compound Planning, Inc. | History | New | 19,516 | 564 | 0.02% | — | 24 | +19,516 | New | Q4 2025 | Feb 19, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 18,335 | 531 | 0.0% | 0.0% | 25 | +9,266 | 102.17% | Q4 2025 | Feb 05, 2026 |
| Lane Generational LLC | History | No change | 18,010 | 521 | 0.47% | 0.38% | 26 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| GTS SECURITIES LLC | History | New | 17,120 | 495 | 0.02% | — | 27 | +17,120 | New | Q4 2025 | Feb 13, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Reduced | 16,670 | 482 | 0.03% | 0.03% | 28 | -32 | -0.19% | Q4 2025 | Jan 15, 2026 |
| Janney Montgomery Scott LLC | History | New | 15,117 | 438 | 0.0% | — | 29 | +15,117 | New | Q4 2025 | Feb 11, 2026 |
| Belpointe Asset Management LLC | History | New | 11,618 | 336 | 0.01% | — | 30 | +11,618 | New | Q4 2025 | Jan 27, 2026 |
| Financial Security Advisor, Inc. | History | Added to | 11,260 | 325 | 0.06% | 0.06% | 31 | +171 | 1.54% | Q4 2025 | Feb 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 10,380 | 300 | 0.0% | — | 32 | +10,380 | New | Q4 2025 | Feb 10, 2026 |
| CATHY PARETO & ASSOCIATES, INC | History | New | 10,281 | 297 | 0.21% | — | 33 | +10,281 | New | Q4 2025 | Jan 23, 2026 |
| Mariner, LLC | History | New | 9,980 | 288 | 0.0% | — | 34 | +9,980 | New | Q4 2025 | Feb 13, 2026 |
| Dakota Wealth Management | History | New | 9,948 | 287 | 0.01% | — | 35 | +9,948 | New | Q4 2025 | Jan 13, 2026 |
| Brookwood Investment Group LLC | History | New | 9,937 | 287 | 0.03% | — | 36 | +9,937 | New | Q4 2025 | Jan 22, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | New | 9,790 | 282 | 0.0% | — | 37 | +9,790 | New | Q4 2025 | Feb 17, 2026 |
| Robertson Stephens Wealth Management, LLC | History | Added to | 9,440 | 273 | 0.01% | 0.01% | 38 | +121 | 1.3% | Q4 2025 | Feb 02, 2026 |
| PFG Investments, LLC | History | Reduced | 9,048 | 261 | 0.01% | 0.01% | 39 | -359 | -3.82% | Q4 2025 | Jan 26, 2026 |
| Kingsview Wealth Management, LLC | History | New | 8,868 | 256 | 0.0% | — | 40 | +8,868 | New | Q4 2025 | Feb 09, 2026 |
| ROYAL BANK OF CANADA | History | New | 8,667 | 251 | 0.0% | — | 41 | +8,667 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 8,233 | 238 | 0.0% | 0.0% | 42 | -100,935 | -92.46% | Q4 2025 | Feb 12, 2026 |
| COOPER INVESTORS PTY LTD | History | New | 7,436 | 215 | 0.07% | — | 43 | +7,436 | New | Q4 2025 | Jan 14, 2026 |
| Wealthcare Advisory Partners LLC | History | New | 7,355 | 212 | 0.0% | — | 44 | +7,355 | New | Q4 2025 | Jan 14, 2026 |
| JTC Employer Solutions Trustee Ltd | History | No change | 3,900 | 113 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 3,630 | 105 | 0.01% | 0.0% | 46 | +1,665 | 84.73% | Q4 2025 | Jan 20, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 3,247 | 93 | 0.0% | 0.0% | 47 | +241 | 8.02% | Q4 2025 | Feb 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 2,133 | 61 | 0.0% | — | 48 | +2,133 | New | Q4 2025 | Feb 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 1,488 | 43 | 0.0% | — | 49 | +1,488 | New | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,371 | 39 | 0.0% | — | 50 | +1,371 | New | Q4 2025 | Feb 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | New | 1,315 | 38 | 0.0% | — | 51 | +1,315 | New | Q4 2025 | Feb 12, 2026 |
| Uniplan Investment Counsel, Inc. | History | New | 1,176 | 34 | 0.0% | — | 52 | +1,176 | New | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | New | 435 | 13 | 0.0% | — | 53 | +435 | New | Q4 2025 | Jan 26, 2026 |
| Cornerstone Planning Group LLC | History | Added to | 290 | 11 | 0.0% | 0.0% | 54 | +94 | 47.96% | Q4 2025 | Feb 02, 2026 |
| Key Capital Management, INC | History | New | 200 | 5 | 0.0% | — | 56 | +200 | New | Q4 2025 | Jan 26, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 185 | 5 | 0.0% | 0.0% | 55 | +15 | 8.82% | Q4 2025 | Jan 15, 2026 |
| HHM Wealth Advisors, LLC | History | New | 135 | 3 | 0.0% | — | 57 | +135 | New | Q4 2025 | Jan 22, 2026 |
| Newbridge Financial Services Group, Inc. | History | New | 110 | 3 | 0.0% | — | 58 | +110 | New | Q4 2025 | Jan 21, 2026 |
| SPROTT INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,455 | -100.0% | Q3 2025 | Nov 12, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,951 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -389 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Dunhill Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -230 | -100.0% | Q3 2025 | Nov 12, 2025 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |