iSHARES TRUST - SMIN
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | History | Added to | 1,042,254 | 72,863 | 0.02% | 0.02% | 1 | +20,306 | 1.99% | Q4 2025 | Feb 17, 2026 |
| Hillsdale Investment Management Inc. | History | No change | 497,118 | 34,753 | 0.96% | 1.08% | 2 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 464,354 | 32,462 | 0.01% | 0.01% | 3 | -36,093 | -7.21% | Q4 2025 | Feb 11, 2026 |
| CAUSEWAY CAPITAL MANAGEMENT LLC | History | Added to | 458,977 | 32,087 | 0.44% | 0.35% | 4 | +91,457 | 24.88% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 410,716 | 28,713 | 0.0% | 0.01% | 5 | -480,476 | -53.91% | Q4 2025 | Mar 25, 2026 |
| Man Group plc | History | Added to | 312,864 | 21,872 | 0.04% | 0.03% | 6 | +49,404 | 18.75% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 307,757 | 21,515 | 0.0% | 0.0% | 7 | +102,916 | 50.24% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 301,001 | 21,042 | 0.0% | 0.0% | 8 | -117,568 | -28.09% | Q4 2025 | Feb 13, 2026 |
| STATE STREET CORP | History | New | 206,169 | 14,413 | 0.0% | — | 9 | +206,169 | New | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 179,776 | 12,568 | 0.0% | 0.0% | 10 | -117,280 | -39.48% | Q4 2025 | Feb 12, 2026 |
| Randolph Co Inc | History | Added to | 140,984 | 9,856 | 0.95% | 0.97% | 11 | +1,613 | 1.16% | Q4 2025 | Feb 11, 2026 |
| ARDSLEY ADVISORY PARTNERS LP | History | New | 140,000 | 9,787 | 1.07% | — | 12 | +140,000 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 128,612 | 8,991 | 0.01% | 0.01% | 13 | -73,711 | -36.43% | Q4 2025 | Feb 10, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 117,058 | 8,183 | 0.0% | 0.0% | 14 | +41,921 | 55.79% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 111,502 | 7,795 | 0.0% | 0.0% | 15 | -16,654 | -13.0% | Q4 2025 | Feb 11, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 108,504 | 7,585 | 0.17% | 0.07% | 16 | +58,499 | 116.99% | Q4 2025 | Feb 17, 2026 |
| Crumly & Associates Inc. | History | Added to | 105,831 | 7,398 | 1.55% | 1.58% | 17 | +4,905 | 4.86% | Q4 2025 | Jan 14, 2026 |
| Informed Momentum Co LLC | History | Reduced | 98,857 | 6,911 | 0.77% | 0.95% | 18 | -16,918 | -14.61% | Q4 2025 | Feb 12, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 95,297 | 6,662 | 2.77% | 2.84% | 19 | +3,354 | 3.65% | Q4 2025 | Jan 23, 2026 |
| Aberdeen Group plc | History | Reduced | 75,502 | 5,278 | 0.01% | 0.01% | 20 | -11,598 | -13.32% | Q4 2025 | Jan 16, 2026 |
| UBS Group AG | History | Reduced | 62,172 | 4,346 | 0.0% | 0.0% | 21 | -46,873 | -42.99% | Q4 2025 | Jan 29, 2026 |
| SEI INVESTMENTS CO | History | Added to | 59,476 | 4,158 | 0.0% | 0.0% | 22 | +29,977 | 101.62% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 50,085 | 3,501 | 0.0% | 0.0% | 23 | -7,943 | -13.69% | Q4 2025 | Feb 18, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 49,456 | 3,457 | 0.0% | 0.0% | 24 | +29,057 | 142.44% | Q4 2025 | Feb 17, 2026 |
| Leibman Financial Services, Inc. | History | Added to | 48,656 | 3,401 | 2.45% | 2.54% | 25 | +2,038 | 4.37% | Q4 2025 | Jan 06, 2026 |
| VestGen Advisors, LLC | History | Reduced | 42,051 | 2,939 | 0.13% | 0.12% | 26 | -8,378 | -16.61% | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Added to | 40,193 | 2,809 | 0.04% | 0.04% | 27 | +3,036 | 8.17% | Q4 2025 | Feb 13, 2026 |
| Highland Financial Advisors, LLC | History | Added to | 39,496 | 2,761 | 0.77% | 0.81% | 28 | +284 | 0.72% | Q4 2025 | Jan 23, 2026 |
| 626 Financial, LLC | History | Added to | 37,315 | 2,608 | 1.12% | 1.12% | 29 | +1,686 | 4.73% | Q4 2025 | Feb 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 35,269 | 2,465 | 0.0% | — | 30 | +35,269 | New | Q4 2025 | Feb 17, 2026 |
| Banque Cantonale Vaudoise | History | Added to | 30,000 | 2,103 | 0.08% | 0.04% | 31 | +15,000 | 100.0% | Q4 2025 | Feb 06, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 25,926 | 1,801 | 0.0% | 0.0% | 32 | -12,381 | -32.32% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 24,984 | 1,746 | 0.0% | 0.0% | 33 | +10,890 | 77.27% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 23,599 | 1,649 | 0.02% | 0.02% | 34 | -1,955 | -7.65% | Q4 2025 | Jan 29, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | Added to | 23,315 | 1,629 | 0.02% | 0.02% | 35 | +5,681 | 32.22% | Q4 2025 | Feb 03, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 22,036 | 1,540 | 0.0% | 0.0% | 36 | -8,916 | -28.81% | Q4 2025 | Feb 17, 2026 |
| ADVISORS MANAGEMENT GROUP INC /ADV | History | Reduced | 20,197 | 1,412 | 0.26% | 0.26% | 37 | -181 | -0.89% | Q4 2025 | Jan 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 16,883 | 1,180 | 0.0% | 0.0% | 38 | +2,435 | 16.85% | Q4 2025 | Feb 06, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 16,830 | 1,176 | 0.0% | 0.0% | 39 | +603 | 3.72% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 16,448 | 1,149 | 0.0% | 0.0% | 40 | -290 | -1.73% | Q4 2025 | Feb 10, 2026 |
| Wealthfront Advisers LLC | History | Reduced | 15,896 | 1,111 | 0.0% | 0.0% | 41 | -435 | -2.66% | Q4 2025 | Jan 30, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 14,936 | 1,044 | 0.01% | 0.01% | 42 | -1,113 | -6.94% | Q4 2025 | Feb 12, 2026 |
| Legal & General Group Plc | History | Reduced | 13,450 | 939 | 0.0% | 0.0% | 43 | -7,000 | -34.23% | Q4 2025 | Feb 09, 2026 |
| CHANNING GLOBAL ADVISORS, LLC | History | Reduced | 12,207 | 853 | 0.55% | 0.61% | 44 | -8 | -0.07% | Q4 2025 | Feb 10, 2026 |
| Texas Yale Capital Corp. | History | Added to | 11,902 | 832 | 0.03% | 0.02% | 45 | +4,257 | 55.68% | Q4 2025 | Feb 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,912 | 763 | 0.0% | 0.0% | 46 | -749 | -6.42% | Q4 2025 | Feb 05, 2026 |
| Belpointe Asset Management LLC | History | Added to | 10,905 | 762 | 0.03% | 0.03% | 47 | +158 | 1.47% | Q4 2025 | Jan 27, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 9,765 | 683 | 0.01% | 0.01% | 48 | +771 | 8.57% | Q4 2025 | Jan 05, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 8,897 | 622 | 0.0% | 0.0% | 49 | +126 | 1.44% | Q4 2025 | Feb 02, 2026 |
| Creative Planning | History | Added to | 8,689 | 607 | 0.0% | 0.0% | 50 | +103 | 1.2% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 8,602 | 601 | 0.0% | 0.0% | 51 | -2,257 | -20.78% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 8,502 | 594 | 0.0% | 0.0% | 52 | -1,312 | -13.37% | Q4 2025 | Feb 13, 2026 |
| GTS SECURITIES LLC | History | Reduced | 8,185 | 572 | 0.02% | 0.04% | 53 | -7,880 | -49.05% | Q4 2025 | Feb 13, 2026 |
| Equitable Holdings, Inc. | History | Added to | 7,360 | 514 | 0.0% | 0.0% | 54 | +268 | 3.78% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 7,175 | 501 | 0.0% | 0.0% | 55 | -40 | -0.55% | Q4 2025 | Feb 17, 2026 |
| Bryn Mawr Trust Advisors, LLC | History | Added to | 6,579 | 459 | 0.02% | 0.02% | 56 | +71 | 1.09% | Q4 2025 | Feb 04, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 6,378 | 445 | 0.0% | 0.0% | 57 | +996 | 18.51% | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 6,289 | 439 | 0.0% | 0.0% | 58 | +31 | 0.5% | Q4 2025 | Feb 18, 2026 |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | History | Reduced | 5,892 | 411 | 0.0% | 0.0% | 59 | -7,200 | -55.0% | Q4 2025 | Feb 09, 2026 |
| Blue Trust, Inc. | History | Reduced | 5,860 | 409 | 0.0% | 0.01% | 60 | -918 | -13.54% | Q4 2025 | Jan 16, 2026 |
| LOOMIS SAYLES & CO L P | History | Reduced | 5,605 | 391 | 0.0% | 0.0% | 61 | -14,894 | -72.66% | Q4 2025 | Feb 12, 2026 |
| HRT FINANCIAL LP | History | Reduced | 5,325 | 372 | 0.0% | 0.0% | 62 | -33 | -0.62% | Q4 2025 | Feb 12, 2026 |
| CAPITAL MANAGEMENT CORP /VA | History | No change | 5,200 | 363 | 0.06% | 0.06% | 63 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Westerkirk Capital Inc. | History | Reduced | 4,998 | 349 | 0.03% | 0.09% | 65 | -5,802 | -53.72% | Q4 2025 | Feb 11, 2026 |
| Knollwood Investment Advisory, LLC | History | No change | 5,000 | 349 | 0.03% | 0.03% | 64 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 4,899 | 342 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 4,829 | 337 | 0.0% | 0.0% | 67 | -563 | -10.44% | Q4 2025 | Feb 12, 2026 |
| GOULD ASSET MANAGEMENT LLC /CA/ | History | No change | 4,810 | 336 | 0.06% | 0.06% | 68 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,130 | 288 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Private Advisor Group, LLC | History | Reduced | 3,685 | 257 | 0.0% | 0.0% | 70 | -46 | -1.23% | Q4 2025 | Feb 17, 2026 |
| Grey Ledge Advisors, LLC | History | Added to | 3,574 | 249 | 0.06% | 0.06% | 71 | +6 | 0.17% | Q4 2025 | Feb 05, 2026 |
| McAdam, LLC | History | New | 3,460 | 241 | 0.01% | — | 72 | +3,460 | New | Q4 2025 | Feb 13, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 3,078 | 215 | 0.0% | 0.0% | 73 | -337 | -9.87% | Q4 2025 | Feb 13, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 2,986 | 208 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 2,917 | 203 | 0.03% | 0.07% | 75 | -3,432 | -54.06% | Q4 2025 | Feb 10, 2026 |
| US BANCORP \DE\ | History | No change | 2,777 | 194 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,636 | 184 | 0.0% | 0.0% | 77 | -384 | -12.72% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | New | 2,300 | 160 | 0.0% | — | 78 | +2,300 | New | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Reduced | 2,103 | 146 | 0.0% | 0.0% | 79 | -99 | -4.5% | Q4 2025 | Feb 17, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 2,003 | 140 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,961 | 137 | 0.0% | 0.0% | 81 | +392 | 24.98% | Q4 2025 | Mar 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,375 | 96 | 0.0% | — | 82 | +1,373 | 68650.0% | Q4 2025 | Feb 13, 2026 |
| Van Berkom & Associates Inc. | History | New | 1,337 | 93 | 0.0% | — | 83 | +1,337 | New | Q4 2025 | Feb 02, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 1,234 | 86 | 0.0% | 0.0% | 84 | -765 | -38.27% | Q4 2025 | Feb 17, 2026 |
| BARD ASSOCIATES INC | History | New | 875 | 61 | 0.02% | — | 85 | +875 | New | Q4 2025 | Feb 13, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Reduced | 860 | 60 | 0.0% | 0.01% | 86 | -100 | -10.42% | Q4 2025 | Jan 07, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 658 | 46 | 0.0% | — | 87 | +658 | New | Q4 2025 | Jan 21, 2026 |
| CITIGROUP INC | History | Added to | 644 | 45 | 0.0% | 0.0% | 88 | +517 | 407.09% | Q4 2025 | Feb 13, 2026 |
| HighMark Wealth Management LLC | History | Added to | 615 | 42 | 0.02% | 0.01% | 89 | +162 | 35.76% | Q4 2025 | Feb 05, 2026 |
| IFP Advisors, Inc | History | No change | 600 | 41 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 578 | 40 | 0.0% | 0.0% | 91 | -25 | -4.15% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 565 | 39 | 0.0% | 0.0% | 92 | +328 | 138.4% | Q4 2025 | Jan 23, 2026 |
| COMERICA BANK | History | Added to | 516 | 36 | 0.0% | 0.0% | 93 | +51 | 10.97% | Q4 2025 | Jan 29, 2026 |
| Concord Wealth Partners | History | Reduced | 501 | 35 | 0.0% | 0.01% | 94 | -759 | -60.24% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 417 | 29 | 0.0% | 0.0% | 95 | +8 | 1.96% | Q4 2025 | Feb 18, 2026 |
| BARCLAYS PLC | History | No change | 400 | 27 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 365 | 25 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| INVESTMENT COUNSEL CO OF NEVADA | History | New | 349 | 24 | 0.05% | — | 98 | +349 | New | Q4 2025 | Feb 13, 2026 |
| MB, LEVIS & ASSOCIATES, LLC | History | Added to | 304 | 21 | 0.01% | 0.01% | 99 | +6 | 2.01% | Q4 2025 | Jan 14, 2026 |
| Finley Financial, LLC | History | New | 300 | 20 | 0.01% | — | 100 | +300 | New | Q4 2025 | Jan 21, 2026 |
| AlphaCore Capital LLC | History | Added to | 281 | 19 | 0.0% | 0.0% | 101 | +131 | 87.33% | Q4 2025 | Feb 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 250 | 17 | 0.0% | 0.0% | 102 | -150 | -37.5% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 227 | 15 | 0.0% | — | 103 | +227 | New | Q4 2025 | Feb 05, 2026 |
| Sankala Group LLC | History | New | 197 | 13 | 0.01% | — | 105 | +197 | New | Q4 2025 | Mar 02, 2026 |
| Larson Financial Group LLC | History | No change | 200 | 13 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Added to | 122 | 8 | 0.0% | 0.0% | 106 | +24 | 24.49% | Q4 2025 | Jan 23, 2026 |
| Parallel Advisors, LLC | History | No change | 125 | 8 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | No change | 122 | 8 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Atlantic Union Bankshares Corp | History | New | 100 | 6 | 0.0% | — | 109 | +100 | New | Q4 2025 | Feb 04, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 100 | 6 | 0.0% | — | 110 | +90 | 900.0% | Q4 2025 | Feb 11, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 73 | 5 | 0.0% | 0.0% | 111 | -44 | -37.61% | Q4 2025 | Jan 27, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 66 | 4 | 0.0% | 0.0% | 112 | +6 | 10.0% | Q4 2025 | Feb 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 55 | 3 | 0.0% | — | 113 | +55 | New | Q4 2025 | Feb 06, 2026 |
| Realta Investment Advisors | History | Added to | 54 | 3 | 0.0% | 0.0% | 116 | +1 | 1.89% | Q4 2025 | Jan 20, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 50 | 3 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CWM, LLC | History | No change | 50 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Westside Investment Management, Inc. | History | New | 34 | 2 | 0.0% | — | 117 | +34 | New | Q4 2025 | Jan 23, 2026 |
| Capital Analysts, LLC | History | No change | 28 | 2 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 19 | 1 | 0.0% | — | 119 | +19 | New | Q4 2025 | Feb 17, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 16 | 1 | 0.0% | — | 122 | +16 | New | Q4 2025 | Feb 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 27 | 1 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 26 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -174,785 | -100.0% | Q3 2025 | Nov 12, 2025 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.04% | — | -136,507 | -100.0% | Q3 2025 | Nov 07, 2025 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,136 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -44,338 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Nipun Capital, L.P. | History | Closed out | 0 | 0 | — | 2.17% | — | -39,954 | -100.0% | Q3 2025 | Oct 08, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -29,158 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,976 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,158 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -589 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -215 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Copia Wealth Management | History | Reduced | 10 | 0 | — | 0.01% | — | -176 | -94.62% | Q4 2025 | Feb 06, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -162 | -100.0% | Q3 2025 | Nov 24, 2025 |
| MAI Capital Management | History | Reduced | 11 | 0 | — | 0.0% | — | -78 | -87.64% | Q4 2025 | Feb 13, 2026 |
| SHP Wealth Management | History | New | 13 | 0 | — | — | — | +13 | New | Q4 2025 | Mar 04, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Jan 30, 2026 |