iSHARES TRUST - SMIN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 1,004,740 | 70,241 | 0.02% | 0.02% | 1 | -37,514 | -3.6% | Q1 2026 | May 15, 2026 |
| Hillsdale Investment Management Inc. | History | Added to | 514,118 | 30,826 | 0.84% | 0.96% | 2 | +17,000 | 3.42% | Q1 2026 | May 04, 2026 |
| CAUSEWAY CAPITAL MANAGEMENT LLC | History | Added to | 471,654 | 28,280 | 0.35% | 0.44% | 3 | +12,677 | 2.76% | Q1 2026 | May 14, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 446,444 | 26,768 | 0.01% | 0.01% | 4 | -17,910 | -3.86% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 397,292 | 23,821 | 0.0% | 0.0% | 5 | +89,535 | 29.09% | Q1 2026 | May 15, 2026 |
| Man Group plc | History | Added to | 374,979 | 22,483 | 0.04% | 0.04% | 6 | +62,115 | 19.85% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 310,485 | 18,616 | 0.0% | 0.0% | 7 | -100,231 | -24.4% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 262,083 | 15,714 | 0.0% | 0.0% | 8 | -38,918 | -12.93% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 203,231 | 12,185 | 0.0% | 0.0% | 9 | +181,195 | 822.27% | Q1 2026 | May 15, 2026 |
| Crumly & Associates Inc. | History | Added to | 187,763 | 11,258 | 2.37% | 1.55% | 10 | +81,932 | 77.42% | Q1 2026 | Apr 02, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 123,095 | 7,380 | 3.07% | 2.77% | 11 | +27,798 | 29.17% | Q1 2026 | Apr 15, 2026 |
| Informed Momentum Co LLC | History | Added to | 104,949 | 6,292 | 0.73% | 0.77% | 12 | +6,092 | 6.16% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 104,640 | 6,274 | 0.0% | 0.0% | 13 | -6,862 | -6.15% | Q1 2026 | May 06, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 85,202 | 5,108 | 0.0% | 0.0% | 14 | -31,856 | -27.21% | Q1 2026 | May 15, 2026 |
| Aberdeen Group plc | History | Reduced | 67,461 | 4,044 | 0.01% | 0.01% | 15 | -8,041 | -10.65% | Q1 2026 | Apr 29, 2026 |
| SEI INVESTMENTS CO | History | Added to | 67,432 | 4,043 | 0.0% | 0.0% | 16 | +7,956 | 13.38% | Q1 2026 | May 13, 2026 |
| Leibman Financial Services, Inc. | History | Added to | 51,900 | 3,111 | 2.28% | 2.45% | 17 | +3,244 | 6.67% | Q1 2026 | Apr 13, 2026 |
| Highland Financial Advisors, LLC | History | Added to | 41,233 | 2,472 | 0.65% | 0.77% | 18 | +1,737 | 4.4% | Q1 2026 | Apr 21, 2026 |
| UBS Group AG | History | Reduced | 40,330 | 2,418 | 0.0% | 0.0% | 19 | -21,842 | -35.13% | Q1 2026 | May 05, 2026 |
| Summit Financial, LLC | History | Reduced | 39,316 | 2,357 | 0.03% | 0.04% | 20 | -877 | -2.18% | Q1 2026 | May 15, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 38,841 | 2,328 | 0.04% | 0.17% | 21 | -69,663 | -64.2% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 37,724 | 2,261 | 0.0% | 0.0% | 22 | -12,361 | -24.68% | Q1 2026 | May 14, 2026 |
| 626 Financial, LLC | History | Reduced | 34,602 | 2,074 | 0.92% | 1.12% | 23 | -2,713 | -7.27% | Q1 2026 | Apr 23, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 31,598 | 1,894 | 0.0% | 0.0% | 24 | +6,614 | 26.47% | Q1 2026 | May 15, 2026 |
| ADVISORS MANAGEMENT GROUP INC /ADV | History | Added to | 21,491 | 1,288 | 0.23% | 0.26% | 25 | +1,294 | 6.41% | Q1 2026 | May 01, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | Reduced | 20,474 | 1,227 | 0.02% | 0.02% | 26 | -2,841 | -12.19% | Q1 2026 | Apr 30, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 20,722 | 1,226 | 0.0% | 0.0% | 27 | -5,204 | -20.07% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 20,151 | 1,208 | 0.0% | 0.0% | 28 | +3,321 | 19.73% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 19,755 | 1,184 | 0.0% | 0.0% | 29 | +3,307 | 20.11% | Q1 2026 | May 04, 2026 |
| VestGen Advisors, LLC | History | Reduced | 16,219 | 1,066 | 0.03% | 0.13% | 30 | -25,832 | -61.43% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 16,972 | 1,017 | 0.0% | 0.0% | 31 | +89 | 0.53% | Q1 2026 | May 05, 2026 |
| Banque Cantonale Vaudoise | History | Reduced | 15,343 | 912 | 0.03% | 0.08% | 32 | -14,657 | -48.86% | Q1 2026 | Apr 20, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 14,237 | 853 | 0.01% | 0.01% | 33 | -699 | -4.68% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 14,112 | 846 | 0.0% | 0.0% | 34 | -21,157 | -59.99% | Q1 2026 | May 15, 2026 |
| Wealthfront Advisers LLC | History | Reduced | 13,727 | 823 | 0.0% | 0.0% | 35 | -2,169 | -13.64% | Q1 2026 | May 05, 2026 |
| Legal & General Group Plc | History | No change | 13,450 | 779 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 11,343 | 680 | 0.0% | 0.0% | 37 | +4,965 | 77.85% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Added to | 11,345 | 680 | 0.02% | 0.03% | 38 | +440 | 4.03% | Q1 2026 | Apr 28, 2026 |
| Texas Yale Capital Corp. | History | Reduced | 11,092 | 665 | 0.02% | 0.03% | 39 | -810 | -6.81% | Q1 2026 | May 04, 2026 |
| Equitable Holdings, Inc. | History | Added to | 9,335 | 652 | 0.0% | 0.0% | 40 | +1,975 | 26.83% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,436 | 626 | 0.0% | 0.0% | 41 | -476 | -4.36% | Q1 2026 | Apr 30, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 9,340 | 560 | 0.0% | 0.01% | 42 | -425 | -4.35% | Q1 2026 | Apr 07, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 9,268 | 555 | 0.0% | 0.0% | 43 | +371 | 4.17% | Q1 2026 | Apr 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 9,217 | 552 | 0.0% | 0.0% | 44 | +715 | 8.41% | Q1 2026 | May 04, 2026 |
| Arax Advisory Partners | History | New | 7,168 | 430 | 0.01% | — | 45 | +7,168 | New | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 7,170 | 429 | 0.0% | 0.0% | 46 | -1,432 | -16.65% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Reduced | 6,913 | 414 | 0.0% | 0.0% | 47 | -262 | -3.65% | Q1 2026 | May 13, 2026 |
| LOOMIS SAYLES & CO L P | History | Added to | 6,893 | 413 | 0.0% | 0.0% | 48 | +1,288 | 22.98% | Q1 2026 | May 14, 2026 |
| Bryn Mawr Trust Advisors, LLC | History | Reduced | 6,387 | 382 | 0.02% | 0.02% | 49 | -192 | -2.92% | Q1 2026 | May 04, 2026 |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | History | No change | 5,892 | 353 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| McAdam, LLC | History | Added to | 5,775 | 346 | 0.02% | 0.01% | 51 | +2,315 | 66.91% | Q1 2026 | May 08, 2026 |
| HRT FINANCIAL LP | History | Added to | 5,656 | 339 | 0.0% | 0.0% | 52 | +331 | 6.22% | Q1 2026 | May 14, 2026 |
| GOULD ASSET MANAGEMENT LLC /CA/ | History | Added to | 5,630 | 337 | 0.06% | 0.06% | 53 | +820 | 17.05% | Q1 2026 | May 05, 2026 |
| Creative Planning | History | Reduced | 5,499 | 329 | 0.0% | 0.0% | 54 | -3,190 | -36.71% | Q1 2026 | May 12, 2026 |
| Blue Trust, Inc. | History | Reduced | 5,318 | 318 | 0.0% | 0.0% | 55 | -542 | -9.25% | Q1 2026 | Apr 20, 2026 |
| Knollwood Investment Advisory, LLC | History | No change | 5,000 | 299 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Westerkirk Capital Inc. | History | No change | 4,998 | 299 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 4,899 | 293 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| National Philanthropic Trust | History | Added to | 4,271 | 256 | 0.0% | 0.0% | 59 | +1,107 | 34.99% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 4,080 | 244 | 0.0% | 0.0% | 60 | -50 | -1.21% | Q1 2026 | May 08, 2026 |
| WESBANCO BANK INC | History | New | 3,893 | 233 | 0.01% | — | 61 | +3,893 | New | Q1 2026 | Apr 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 3,625 | 217 | 0.0% | 0.0% | 62 | -1,204 | -24.93% | Q1 2026 | Apr 27, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 2,986 | 208 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Grey Ledge Advisors, LLC | History | Reduced | 3,400 | 203 | 0.05% | 0.06% | 64 | -174 | -4.87% | Q1 2026 | Apr 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,830 | 169 | 0.0% | 0.0% | 65 | +194 | 7.36% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,780 | 166 | 0.0% | 0.0% | 66 | +1,405 | 102.18% | Q1 2026 | May 11, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,300 | 160 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 2,003 | 120 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,898 | 113 | 0.0% | 0.0% | 69 | -63 | -3.21% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Reduced | 1,837 | 110 | 0.0% | 0.0% | 70 | -266 | -12.65% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Added to | 1,100 | 65 | 0.0% | 0.0% | 72 | +500 | 83.33% | Q1 2026 | Apr 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 1,099 | 65 | 0.0% | 0.0% | 71 | -135 | -10.94% | Q1 2026 | May 08, 2026 |
| Finley Financial, LLC | History | Added to | 930 | 55 | 0.03% | 0.01% | 73 | +630 | 210.0% | Q1 2026 | Apr 22, 2026 |
| BARD ASSOCIATES INC | History | No change | 875 | 52 | 0.01% | 0.02% | 74 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Van Berkom & Associates Inc. | History | Reduced | 737 | 44 | 0.0% | 0.0% | 75 | -600 | -44.88% | Q1 2026 | May 07, 2026 |
| Advisory Services Network, LLC | History | New | 626 | 37 | 0.0% | — | 76 | +626 | New | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 516 | 36 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| HighMark Wealth Management LLC | History | No change | 615 | 36 | 0.01% | 0.02% | 78 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 578 | 34 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 501 | 30 | 0.0% | 0.01% | 80 | -128,111 | -99.61% | Q1 2026 | May 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 517 | 30 | 0.0% | — | 81 | +517 | New | Q1 2026 | May 01, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Reduced | 450 | 26 | 0.0% | 0.0% | 82 | -410 | -47.67% | Q1 2026 | Apr 23, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 424 | 25 | 0.0% | 0.0% | 83 | -141 | -24.96% | Q1 2026 | Apr 07, 2026 |
| BARCLAYS PLC | History | No change | 400 | 23 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 365 | 21 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MB, LEVIS & ASSOCIATES, LLC | History | No change | 304 | 18 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 280 | 16 | 0.0% | 0.0% | 87 | +30 | 12.0% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 254 | 15 | 0.0% | — | 88 | +254 | New | Q1 2026 | May 19, 2026 |
| Allworth Financial LP | History | No change | 227 | 13 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Larson Financial Group LLC | History | No change | 200 | 11 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sankala Group LLC | History | No change | 197 | 11 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q1 2026 | Mar 31, 2026 |
| CITIGROUP INC | History | Reduced | 129 | 7 | 0.0% | 0.0% | 92 | -515 | -79.97% | Q1 2026 | May 11, 2026 |
| AlphaCore Capital LLC | History | Reduced | 131 | 7 | 0.0% | 0.0% | 95 | -150 | -53.38% | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | No change | 125 | 7 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| AE Wealth Management LLC | History | No change | 122 | 7 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 88 | 5 | 0.0% | 0.0% | 96 | +15 | 20.55% | Q1 2026 | May 12, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 80 | 4 | 0.0% | 0.0% | 97 | -20 | -20.0% | Q1 2026 | May 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 53 | 3 | 0.0% | 0.0% | 99 | -13 | -19.7% | Q1 2026 | May 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 55 | 3 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Realta Investment Advisors | History | No change | 54 | 3 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | New | 41 | 2 | 0.0% | — | 105 | +41 | New | Q1 2026 | May 06, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 50 | 2 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| CWM, LLC | History | No change | 50 | 2 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Westside Investment Management, Inc. | History | No change | 34 | 2 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Capital Analysts, LLC | History | No change | 28 | 2 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 27 | 1 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 26 | 1 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -206,169 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -179,776 | -100.0% | Q1 2026 | May 12, 2026 |
| Randolph Co Inc | History | Closed out | 0 | 0 | — | 0.95% | — | -140,984 | -100.0% | Q1 2026 | Apr 24, 2026 |
| ARDSLEY ADVISORY PARTNERS LP | History | Closed out | 0 | 0 | — | 1.07% | — | -140,000 | -100.0% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -49,456 | -100.0% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -23,599 | -100.0% | Q1 2026 | Apr 20, 2026 |
| CHANNING GLOBAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -12,207 | -100.0% | Q1 2026 | Apr 30, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -8,185 | -100.0% | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -6,289 | -100.0% | Q1 2026 | May 15, 2026 |
| CAPITAL MANAGEMENT CORP /VA | History | Closed out | 0 | 0 | — | 0.06% | — | -5,200 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,685 | -100.0% | Q1 2026 | Apr 24, 2026 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,078 | -100.0% | Q1 2026 | May 08, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,917 | -100.0% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,777 | -100.0% | Q1 2026 | May 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -658 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Concord Wealth Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -501 | -100.0% | Q1 2026 | May 01, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -417 | -100.0% | Q1 2026 | May 15, 2026 |
| INVESTMENT COUNSEL CO OF NEVADA | History | Closed out | 0 | 0 | — | 0.05% | — | -349 | -100.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q1 2026 | May 06, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -108 | -100.0% | Q1 2026 | May 11, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -19 | -100.0% | Q1 2026 | May 15, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -16 | -100.0% | Q1 2026 | Apr 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 15 | 0 | — | — | — | +15 | New | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | New | 15 | 0 | — | — | — | +15 | New | Q1 2026 | Apr 22, 2026 |
| SHP Wealth Management | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q1 2026 | May 08, 2026 |
| SBI Securities Co., Ltd. | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | Apr 27, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Copia Wealth Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |