iSHARES TRUST - SMMV
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,256,145 | 54,428 | 0.0% | 0.0% | 1 | +243 | 0.02% | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 437,130 | 18,940 | 0.03% | 0.03% | 2 | -16,539 | -3.65% | Q4 2025 | Feb 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 402,799 | 17,453 | 0.0% | 0.0% | 3 | -489 | -0.12% | Q4 2025 | Feb 13, 2026 |
| WEALTH MANAGEMENT RESOURCES, INC. | History | Reduced | 280,799 | 12,167 | 4.28% | 4.07% | 4 | -11,049 | -3.79% | Q4 2025 | Jan 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 259,105 | 11,227 | 0.0% | 0.0% | 5 | -5,223 | -1.98% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 171,766 | 7,442 | 0.01% | 0.01% | 6 | -4,763 | -2.7% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 164,994 | 7,149 | 0.0% | 0.0% | 7 | +6,266 | 3.95% | Q4 2025 | Feb 11, 2026 |
| Brickley Wealth Management | History | Added to | 127,102 | 5,507 | 0.93% | 0.95% | 8 | +71 | 0.06% | Q4 2025 | Jan 29, 2026 |
| Creative Planning | History | Reduced | 79,967 | 3,464 | 0.0% | 0.0% | 9 | -8,215 | -9.32% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 73,549 | 3,186 | 0.01% | 0.02% | 10 | -3,962 | -5.11% | Q4 2025 | Feb 13, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Reduced | 71,228 | 3,086 | 0.06% | 0.07% | 11 | -10,694 | -13.05% | Q4 2025 | Jan 07, 2026 |
| Modern Wealth Management, LLC | History | Added to | 68,629 | 2,973 | 0.05% | 0.06% | 12 | +1,804 | 2.7% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 68,389 | 2,963 | 0.0% | 0.0% | 13 | -3,901 | -5.4% | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 68,231 | 2,956 | 0.0% | 0.0% | 14 | -2,351 | -3.33% | Q4 2025 | Feb 11, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 67,287 | 2,915 | 0.02% | 0.02% | 15 | -586 | -0.86% | Q4 2025 | Feb 18, 2026 |
| Rehmann Capital Advisory Group | History | Reduced | 66,879 | 2,897 | 0.15% | 0.16% | 16 | -1,091 | -1.61% | Q4 2025 | Mar 04, 2026 |
| ROYAL BANK OF CANADA | History | New | 64,362 | 2,789 | 0.0% | — | 17 | +64,362 | New | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 63,207 | 2,741 | 0.0% | 0.0% | 18 | +286 | 0.45% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 52,788 | 2,287 | 0.01% | 0.01% | 19 | -440 | -0.83% | Q4 2025 | Feb 05, 2026 |
| Armbruster Capital Management, Inc. | History | Reduced | 45,890 | 1,988 | 0.33% | 0.34% | 20 | -810 | -1.73% | Q4 2025 | Jan 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 45,343 | 1,964 | 0.0% | 0.0% | 21 | -4,065 | -8.23% | Q4 2025 | Feb 10, 2026 |
| Advisory Services Network, LLC | History | Added to | 35,641 | 1,544 | 0.02% | 0.02% | 22 | +9,224 | 34.92% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 34,900 | 1,512 | 0.0% | — | 23 | +34,900 | New | Q4 2025 | Feb 17, 2026 |
| Burns Matteson Capital Management, LLC | History | Added to | 33,856 | 1,466 | 0.51% | 0.57% | 24 | +83 | 0.25% | Q4 2025 | Jan 15, 2026 |
| Sage Mountain Advisors LLC | History | No change | 33,080 | 1,433 | 0.08% | 0.08% | 25 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 31,387 | 1,359 | 0.02% | 0.01% | 26 | +9 | 0.03% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 29,912 | 1,296 | 0.01% | 0.01% | 27 | +2,940 | 10.9% | Q4 2025 | Feb 12, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 22,850 | 990 | 0.02% | 0.02% | 28 | -2,623 | -10.3% | Q4 2025 | Jan 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 22,408 | 970 | 0.0% | 0.0% | 29 | -14,005 | -38.46% | Q4 2025 | Feb 17, 2026 |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | History | No change | 22,399 | 970 | 0.06% | 0.06% | 30 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| REGATTA CAPITAL GROUP, LLC | History | Added to | 21,966 | 951 | 0.14% | 0.12% | 31 | +4,056 | 22.65% | Q4 2025 | Jan 13, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 20,688 | 896 | 0.01% | 0.01% | 32 | -638 | -2.99% | Q4 2025 | Jan 21, 2026 |
| XY Planning Network, Inc. | History | New | 19,426 | 841 | 0.15% | — | 33 | +19,426 | New | Q4 2025 | Jan 26, 2026 |
| MFA Wealth Services | History | Added to | 19,081 | 826 | 0.56% | 0.56% | 34 | +179 | 0.95% | Q4 2025 | Jan 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 18,879 | 818 | 0.0% | 0.0% | 35 | +6,484 | 52.31% | Q4 2025 | Mar 25, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 18,811 | 815 | 0.0% | 0.0% | 36 | +13,414 | 248.55% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 17,561 | 760 | 0.0% | 0.0% | 37 | +66 | 0.38% | Q4 2025 | Feb 17, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Added to | 17,398 | 753 | 0.01% | 0.01% | 38 | +1,142 | 7.03% | Q4 2025 | Feb 09, 2026 |
| Leelyn Smith, LLC | History | Reduced | 16,569 | 717 | 0.1% | 0.19% | 39 | -12,754 | -43.49% | Q4 2025 | Jan 28, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 15,099 | 654 | 0.0% | 0.0% | 40 | +827 | 5.79% | Q4 2025 | Feb 13, 2026 |
| COWA, LLC | History | Added to | 14,251 | 617 | 0.19% | 0.15% | 41 | +3,615 | 33.99% | Q4 2025 | Feb 12, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Reduced | 13,025 | 564 | 0.06% | 0.07% | 42 | -289 | -2.17% | Q4 2025 | Feb 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 12,332 | 534 | 0.0% | 0.0% | 43 | +46 | 0.37% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 12,258 | 531 | 0.0% | 0.0% | 44 | -170 | -1.37% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 12,176 | 527 | 0.0% | 0.0% | 45 | +479 | 4.1% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 10,547 | 456 | 0.0% | 0.0% | 46 | -1,094 | -9.4% | Q4 2025 | Feb 18, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 10,466 | 453 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 10,388 | 450 | 0.01% | 0.01% | 48 | +518 | 5.25% | Q4 2025 | Jan 29, 2026 |
| Fortune Financial Advisors, LLC | History | Reduced | 9,998 | 433 | 0.29% | 0.34% | 49 | -596 | -5.63% | Q4 2025 | Jan 23, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | History | Reduced | 9,882 | 428 | 0.12% | 0.12% | 50 | -296 | -2.91% | Q4 2025 | Jan 13, 2026 |
| Corient Private Wealth LLC | History | New | 9,043 | 391 | 0.0% | — | 51 | +9,043 | New | Q4 2025 | Mar 09, 2026 |
| High Net Worth Advisory Group LLC | History | Reduced | 8,947 | 387 | 0.09% | 0.11% | 52 | -1,641 | -15.5% | Q4 2025 | Jan 23, 2026 |
| MORGAN STANLEY | History | Added to | 8,649 | 374 | 0.0% | 0.0% | 53 | +4 | 0.05% | Q4 2025 | Feb 13, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 8,491 | 367 | 0.01% | 0.01% | 54 | -114 | -1.32% | Q4 2025 | Feb 17, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 8,312 | 360 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Opulen Financial Group LLC | History | Added to | 7,748 | 335 | 0.24% | 0.25% | 56 | +25 | 0.32% | Q4 2025 | Feb 10, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 7,491 | 324 | 0.0% | 0.0% | 57 | -20 | -0.27% | Q4 2025 | Jan 29, 2026 |
| Professional Financial Advisors, LLC | History | Reduced | 7,278 | 315 | 0.06% | 0.07% | 58 | -71 | -0.97% | Q4 2025 | Jan 15, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 7,113 | 308 | 0.01% | 0.01% | 59 | -670 | -8.61% | Q4 2025 | Feb 12, 2026 |
| FIRST CITIZENS BANK & TRUST CO | History | No change | 7,012 | 303 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 6,919 | 300 | 0.01% | — | 61 | +6,919 | New | Q4 2025 | Feb 13, 2026 |
| CHOREO, LLC | History | Reduced | 6,783 | 295 | 0.0% | 0.0% | 62 | -352 | -4.93% | Q4 2025 | Jan 23, 2026 |
| StoneX Group Inc. | History | Reduced | 6,512 | 283 | 0.01% | 0.01% | 63 | -632 | -8.85% | Q4 2025 | Feb 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 6,093 | 264 | 0.0% | 0.0% | 64 | -430 | -6.59% | Q4 2025 | Feb 11, 2026 |
| Clear Creek Financial Management, LLC | History | New | 5,733 | 248 | 0.02% | — | 65 | +5,733 | New | Q4 2025 | Jan 23, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 5,653 | 244 | 0.0% | 0.0% | 66 | +5 | 0.09% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Reduced | 5,490 | 237 | 0.0% | 0.0% | 67 | -1,019 | -15.66% | Q4 2025 | Feb 13, 2026 |
| Lido Advisors, LLC | History | No change | 5,359 | 230 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Nova Wealth Management, Inc. | History | Added to | 5,206 | 225 | 0.15% | 0.16% | 69 | +7 | 0.13% | Q4 2025 | Jan 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 5,124 | 222 | 0.0% | 0.0% | 70 | -877 | -14.61% | Q4 2025 | Feb 10, 2026 |
| First Bank & Trust | History | Reduced | 5,077 | 219 | 0.04% | 0.04% | 71 | -245 | -4.6% | Q4 2025 | Jan 12, 2026 |
| Waverly Advisors, LLC | History | Reduced | 4,978 | 215 | 0.0% | 0.0% | 72 | -89 | -1.76% | Q4 2025 | Feb 17, 2026 |
| RIK SAYLOR FINANCIAL, INC. | History | Reduced | 4,787 | 207 | 0.15% | 0.16% | 73 | -165 | -3.33% | Q4 2025 | Feb 12, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 4,753 | 205 | 0.0% | 0.0% | 74 | -3,610 | -43.17% | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,473 | 193 | 0.0% | 0.0% | 75 | +64 | 1.45% | Q4 2025 | Feb 09, 2026 |
| S.A. Mason LLC | History | Reduced | 4,438 | 192 | 0.08% | 0.09% | 76 | -200 | -4.31% | Q4 2025 | Jan 29, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 4,043 | 175 | 0.01% | 0.0% | 77 | +256 | 6.76% | Q4 2025 | Feb 11, 2026 |
| BlackRock, Inc. | History | New | 3,739 | 162 | 0.0% | — | 78 | +3,739 | New | Q4 2025 | Feb 12, 2026 |
| FMR LLC | History | Added to | 3,702 | 160 | 0.0% | 0.0% | 79 | +756 | 25.66% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,421 | 148 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Spire Wealth Management | History | No change | 2,990 | 129 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 1,915 | 82 | 0.0% | 0.0% | 82 | -270 | -12.36% | Q4 2025 | Feb 11, 2026 |
| Provident Wealth Management, LLC | History | No change | 1,753 | 75 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,725 | 74 | 0.0% | — | 84 | +1,725 | New | Q4 2025 | Jan 21, 2026 |
| Physician Wealth Advisors, Inc. | History | Added to | 1,411 | 61 | 0.01% | 0.01% | 85 | +47 | 3.45% | Q4 2025 | Jan 29, 2026 |
| Reyes Financial Architecture, Inc. | History | No change | 1,332 | 57 | 0.03% | 0.04% | 86 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,275 | 55 | 0.0% | 0.0% | 87 | -100 | -7.27% | Q4 2025 | Feb 06, 2026 |
| Colonial Trust Advisors | History | No change | 1,125 | 48 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Front Row Advisors LLC | History | No change | 1,050 | 45 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SageView Advisory Group, LLC | History | New | 1,031 | 44 | 0.0% | — | 90 | +1,031 | New | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Added to | 959 | 41 | 0.0% | 0.0% | 91 | +72 | 8.12% | Q4 2025 | Jan 26, 2026 |
| Harbor Asset Planning, Inc. | History | Added to | 904 | 39 | 0.03% | 0.03% | 92 | +4 | 0.44% | Q4 2025 | Jan 26, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 858 | 37 | 0.0% | 0.0% | 93 | -249 | -22.49% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | New | 734 | 32 | 0.0% | — | 94 | +734 | New | Q4 2025 | Jan 26, 2026 |
| ORG Wealth Partners, LLC | History | Added to | 636 | 27 | 0.01% | 0.01% | 96 | +58 | 10.03% | Q4 2025 | Jan 14, 2026 |
| Pacific Center for Financial Services | History | No change | 635 | 27 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Root Financial Partners, LLC | History | Added to | 620 | 26 | 0.0% | 0.0% | 97 | +3 | 0.49% | Q4 2025 | Feb 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 569 | 24 | 0.0% | — | 98 | +569 | New | Q4 2025 | Feb 03, 2026 |
| Fairscale Capital, LLC | History | No change | 394 | 17 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BFSG, LLC | History | No change | 386 | 16 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 353 | 15 | 0.0% | 0.0% | 102 | +8 | 2.32% | Q4 2025 | Mar 16, 2026 |
| CX Institutional | History | Added to | 344 | 15 | 0.0% | 0.0% | 101 | +1 | 0.29% | Q4 2025 | Feb 02, 2026 |
| MAI Capital Management | History | No change | 346 | 14 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 317 | 13 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Measured Wealth Private Client Group, LLC | History | New | 293 | 12 | 0.0% | — | 105 | +293 | New | Q4 2025 | Feb 10, 2026 |
| CoreCap Advisors, LLC | History | Added to | 294 | 12 | 0.0% | 0.0% | 106 | +201 | 216.13% | Q4 2025 | Jan 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 233 | 10 | 0.0% | 0.01% | 108 | -10,048 | -97.73% | Q4 2025 | Feb 17, 2026 |
| Clearstead Advisors, LLC | History | No change | 242 | 10 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 186 | 8 | 0.0% | 0.0% | 109 | -1 | -0.53% | Q4 2025 | Feb 06, 2026 |
| SYM FINANCIAL Corp | History | New | 175 | 7 | 0.0% | — | 110 | +175 | New | Q4 2025 | Feb 13, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 180 | 7 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 161 | 6 | 0.0% | — | 112 | +160 | 16000.0% | Q4 2025 | Feb 09, 2026 |
| Triumph Capital Management | History | New | 90 | 3 | 0.0% | — | 113 | +90 | New | Q4 2025 | Feb 12, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 58 | 2 | 0.0% | 0.0% | 114 | +1 | 1.75% | Q4 2025 | Feb 10, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 61 | 2 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Archer Investment Corp | History | No change | 67 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Sachetta, LLC | History | No change | 58 | 2 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| IFP Advisors, Inc | History | No change | 44 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 38 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,218 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TBH Global Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,882 | -100.0% | Q3 2025 | Oct 20, 2025 |
| HBK Sorce Advisory LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,325 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,957 | -100.0% | Q3 2025 | Nov 06, 2025 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,793 | -100.0% | Q3 2025 | Nov 13, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,389 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ASHTON THOMAS SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -871 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -484 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Grey Fox Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -203 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Millstone Evans Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -136 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -24 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Premier Financial Group | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Oct 20, 2025 |
| FIFTH THIRD BANCORP | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| ASSETMARK, INC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |