SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - SPPP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| IMC-Chicago, LLC | History | Added to | 3,002,396 | 46,627 | 0.02% | 0.01% | 1 | +803,590 | 36.55% | Q1 2026 | May 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 1,259,769 | 19,564 | 0.0% | — | 2 | +1,259,769 | New | Q1 2026 | May 15, 2026 |
| Fielder Capital Group LLC | History | Added to | 872,799 | 13,554 | 2.95% | 3.05% | 3 | +22,455 | 2.64% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Reduced | 859,761 | 13,352 | 0.0% | 0.0% | 4 | -36,560 | -4.08% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 742,101 | 11,525 | 0.0% | 0.0% | 5 | -144,768 | -16.32% | Q1 2026 | May 15, 2026 |
| Weiss Asset Management LP | History | New | 695,443 | 10,800 | 0.18% | — | 6 | +695,443 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 592,306 | 9,198 | 0.0% | 0.0% | 7 | +68,234 | 13.02% | Q1 2026 | May 14, 2026 |
| Nokomis Capital, L.L.C. | History | Reduced | 546,814 | 8,492 | 2.44% | 2.72% | 8 | -135,686 | -19.88% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | New | 537,219 | 8,343 | 2.32% | — | 9 | +537,219 | New | Q1 2026 | May 15, 2026 |
| Cedrus Wealth Group LLC | History | Added to | 470,214 | 7,302 | 8.13% | 3.82% | 10 | +223,959 | 90.95% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 192,633 | 2,991 | 0.0% | 0.0% | 11 | -1,358,485 | -87.58% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 166,097 | 2,579 | 0.0% | 0.0% | 12 | +73,812 | 79.98% | Q1 2026 | May 15, 2026 |
| SPROTT INC. | History | Reduced | 159,927 | 2,483 | 0.07% | 0.09% | 13 | -3,190 | -1.96% | Q1 2026 | May 08, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 139,518 | 2,176 | 0.15% | 0.08% | 14 | +67,426 | 93.53% | Q1 2026 | May 01, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 138,692 | 2,153 | 0.0% | 0.0% | 15 | +7,717 | 5.89% | Q1 2026 | May 12, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 133,306 | 2,070 | 0.02% | 0.02% | 16 | -15,705 | -10.54% | Q1 2026 | May 08, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 132,125 | 2,051 | 0.01% | 0.01% | 17 | -3,825 | -2.81% | Q1 2026 | Apr 30, 2026 |
| LPL Financial LLC | History | Reduced | 129,257 | 2,007 | 0.0% | 0.0% | 18 | -12,584 | -8.87% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 121,132 | 1,881 | 0.0% | 0.0% | 19 | -57,587 | -32.22% | Q1 2026 | May 04, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 95,476 | 1,482 | 0.01% | 0.01% | 20 | +9,616 | 11.2% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 85,318 | 1,324 | 0.01% | 0.02% | 21 | -70,021 | -45.08% | Q1 2026 | May 04, 2026 |
| VectorGlobal IAG, Inc. | History | New | 79,492 | 1,234 | 0.32% | — | 22 | +79,492 | New | Q1 2026 | Jun 30, 2026 |
| HighTower Advisors, LLC | History | Reduced | 70,912 | 1,101 | 0.0% | 0.0% | 23 | -15,105 | -17.56% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Reduced | 69,008 | 1,071 | 0.0% | 0.0% | 24 | -43,604 | -38.72% | Q1 2026 | May 13, 2026 |
| XTX Topco Ltd | History | Added to | 68,765 | 1,067 | 0.02% | 0.01% | 25 | +37,881 | 122.66% | Q1 2026 | May 15, 2026 |
| Wakefield Asset Management LLLP | History | Added to | 65,400 | 1,015 | 0.27% | 0.29% | 26 | +924 | 1.43% | Q1 2026 | May 12, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 62,590 | 967 | 0.0% | 0.0% | 27 | +2,126 | 3.52% | Q1 2026 | May 13, 2026 |
| HC Advisors, LLC | History | Added to | 53,521 | 831 | 0.56% | 0.53% | 28 | +8,222 | 18.15% | Q1 2026 | May 05, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 44,791 | 694 | 0.0% | 0.0% | 29 | -11,758 | -20.79% | Q1 2026 | May 13, 2026 |
| Cerity Partners LLC | History | No change | 40,175 | 623 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cannell & Spears LLC | History | Added to | 35,000 | 543 | 0.01% | 0.01% | 31 | +5,000 | 16.67% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 33,699 | 523 | 0.0% | 0.0% | 32 | -12,699 | -27.37% | Q1 2026 | Apr 24, 2026 |
| UBS Group AG | History | Reduced | 33,198 | 515 | 0.0% | 0.0% | 33 | -88 | -0.26% | Q1 2026 | May 05, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | New | 30,000 | 465 | 0.0% | — | 34 | +30,000 | New | Q1 2026 | May 01, 2026 |
| Bayshore Capital Advisors, LLC | History | No change | 26,800 | 416 | 0.18% | 0.23% | 35 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 26,461 | 411 | 0.0% | 0.0% | 36 | +2,574 | 10.78% | Q1 2026 | Apr 30, 2026 |
| HUB Investment Partners, LLC | History | New | 25,000 | 388 | 0.01% | — | 38 | +25,000 | New | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | No change | 25,000 | 388 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 23,000 | 357 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 22,370 | 347 | 0.0% | 0.0% | 40 | +17,820 | 391.65% | Q1 2026 | May 08, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 22,229 | 345 | 0.0% | 0.01% | 41 | -20,170 | -47.57% | Q1 2026 | Apr 28, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 24,165 | 343 | 0.0% | 0.0% | 42 | +14,296 | 144.86% | Q1 2026 | May 14, 2026 |
| LAFFER TENGLER INVESTMENTS, INC. | History | New | 20,000 | 310 | 0.05% | — | 43 | +20,000 | New | Q1 2026 | May 13, 2026 |
| FIDELIS CAPITAL PARTNERS, LLC | History | New | 20,000 | 310 | 0.02% | — | 44 | +20,000 | New | Q1 2026 | May 06, 2026 |
| Janney Montgomery Scott LLC | History | New | 19,050 | 296 | 0.0% | — | 45 | +19,050 | New | Q1 2026 | Apr 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 17,604 | 273 | 0.0% | 0.0% | 46 | +3,016 | 20.67% | Q1 2026 | Apr 27, 2026 |
| Pettinga Financial Advisors LLC | History | Added to | 16,250 | 252 | 0.05% | 0.05% | 47 | +550 | 3.5% | Q1 2026 | Apr 13, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 15,917 | 247 | 0.0% | 0.01% | 48 | +746 | 4.92% | Q1 2026 | Apr 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 15,225 | 239 | 0.0% | 0.0% | 49 | -748 | -4.68% | Q1 2026 | Apr 08, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | Added to | 13,702 | 212 | 0.05% | 0.03% | 50 | +5,375 | 64.55% | Q1 2026 | May 01, 2026 |
| Brookstone Capital Management | History | New | 10,486 | 162 | 0.0% | — | 51 | +10,486 | New | Q1 2026 | Apr 16, 2026 |
| Prospera Financial Services Inc | History | No change | 10,000 | 155 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Central Pacific Bank - Trust Division | History | New | 8,849 | 137 | 0.02% | — | 53 | +8,849 | New | Q1 2026 | Apr 07, 2026 |
| Dogwood Wealth Management LLC | History | New | 6,300 | 97 | 0.04% | — | 54 | +6,300 | New | Q1 2026 | May 12, 2026 |
| Advisory Services Network, LLC | History | New | 5,550 | 86 | 0.0% | — | 55 | +5,550 | New | Q1 2026 | May 15, 2026 |
| Main Street Group, LTD | History | New | 5,000 | 77 | 0.02% | — | 56 | +5,000 | New | Q1 2026 | May 06, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 4,835 | 75 | 0.0% | 0.0% | 57 | +2,675 | 123.84% | Q1 2026 | Apr 17, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 3,750 | 58 | 0.0% | 0.0% | 58 | +600 | 19.05% | Q1 2026 | May 07, 2026 |
| IFP Advisors, Inc | History | No change | 3,000 | 46 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,693 | 45 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 2,233 | 34 | 0.0% | 0.0% | 61 | +1,158 | 107.72% | Q1 2026 | May 12, 2026 |
| Ancora Advisors LLC | History | No change | 2,000 | 31 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,920 | 29 | 0.0% | 0.0% | 63 | -845 | -30.56% | Q1 2026 | Jun 02, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,700 | 26 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Caldwell Trust Co | History | No change | 1,640 | 25 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 1,479 | 22 | 0.0% | — | 66 | +1,479 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1,000 | 15 | 0.0% | — | 68 | +1,000 | New | Q1 2026 | Jul 08, 2026 |
| Lodestone Wealth Management LLC | History | New | 1,000 | 15 | 0.01% | — | 69 | +1,000 | New | Q1 2026 | May 01, 2026 |
| Twin Lakes Capital Management, LLC | History | No change | 1,000 | 15 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Ascentis Wealth Management, LLC | History | New | 788 | 12 | 0.0% | — | 70 | +788 | New | Q1 2026 | Apr 28, 2026 |
| Rossby Financial, LCC | History | New | 590 | 9 | 0.0% | — | 71 | +590 | New | Q1 2026 | May 11, 2026 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | History | New | 543 | 8 | 0.0% | — | 72 | +543 | New | Q1 2026 | Apr 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 500 | 7 | 0.0% | 0.0% | 73 | -350 | -41.18% | Q1 2026 | May 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 375 | 6 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 300 | 4 | 0.0% | — | 76 | +300 | New | Q1 2026 | May 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 4 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| IFG Advisory, LLC | History | New | 200 | 3 | 0.01% | — | 78 | +200 | New | Q1 2026 | May 12, 2026 |
| Parkside Financial Bank & Trust | History | No change | 200 | 3 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HATCH COVE CAPITAL, LLC | History | Closed out | 0 | 0 | — | 5.47% | — | -831,600 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.01% | — | -469,466 | -100.0% | Q1 2026 | Apr 22, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -27,554 | -100.0% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -26,460 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Morling Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -19,000 | -100.0% | Q1 2026 | May 06, 2026 |
| Peak Retirement Planning, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -13,928 | -100.0% | Q1 2026 | May 11, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,000 | -100.0% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,250 | -100.0% | Q1 2026 | May 15, 2026 |
| Uniplan Investment Counsel, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,567 | -100.0% | Q1 2026 | May 15, 2026 |
| Laurel Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2026 | May 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 19 | 0 | — | 0.0% | — | -51 | -72.86% | Q1 2026 | Apr 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q1 2026 | May 15, 2026 |