SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - SPPP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| IMC-Chicago, LLC | History | No change | 3,002,396 | 37,379 | 0.01% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 1,480,065 | 18,426 | 0.0% | 0.0% | 2 | +220,296 | 17.49% | Q2 2026 | Aug 14, 2026 |
| Fielder Capital Group LLC | History | Added to | 885,724 | 11,027 | 2.39% | 2.95% | 3 | +12,925 | 1.48% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | Reduced | 738,449 | 9,193 | 0.0% | 0.0% | 4 | -121,312 | -14.11% | Q2 2026 | Aug 13, 2026 |
| Weiss Asset Management LP | History | Added to | 729,549 | 9,082 | 0.1% | 0.18% | 5 | +34,106 | 4.9% | Q2 2026 | Aug 14, 2026 |
| Cedrus Wealth Group LLC | History | Added to | 587,573 | 7,315 | 6.39% | 8.13% | 6 | +117,359 | 24.96% | Q2 2026 | Jul 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 579,734 | 7,217 | 0.0% | 0.0% | 7 | -12,572 | -2.12% | Q2 2026 | Aug 14, 2026 |
| Nokomis Capital, L.L.C. | History | No change | 546,814 | 6,807 | 2.34% | 2.44% | 8 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 411,777 | 5,126 | 0.0% | — | 9 | +411,777 | New | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 311,342 | 3,876 | 0.0% | 0.0% | 10 | -430,759 | -58.05% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 179,420 | 2,233 | 0.0% | 0.0% | 11 | +13,323 | 8.02% | Q2 2026 | Aug 14, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | New | 161,484 | 2,010 | 0.08% | — | 12 | +161,484 | New | Q2 2026 | Aug 14, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 128,966 | 1,605 | 0.01% | 0.02% | 13 | -4,340 | -3.26% | Q2 2026 | Aug 06, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 124,247 | 1,546 | 0.0% | 0.0% | 14 | -14,445 | -10.42% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 112,375 | 1,399 | 0.0% | 0.01% | 15 | -19,750 | -14.95% | Q2 2026 | Jul 28, 2026 |
| SPROTT INC. | History | Reduced | 111,792 | 1,391 | 0.04% | 0.07% | 16 | -48,135 | -30.1% | Q2 2026 | Jul 28, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 105,222 | 1,310 | 0.01% | 0.01% | 17 | +9,746 | 10.21% | Q2 2026 | Aug 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 103,731 | 1,291 | 0.0% | 0.0% | 18 | -17,401 | -14.37% | Q2 2026 | Aug 03, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 102,927 | 1,281 | 0.01% | 0.01% | 19 | +17,609 | 20.64% | Q2 2026 | Aug 10, 2026 |
| LPL Financial LLC | History | Reduced | 100,610 | 1,252 | 0.0% | 0.0% | 20 | -28,647 | -22.16% | Q2 2026 | Aug 07, 2026 |
| VectorGlobal IAG, Inc. | History | No change | 79,492 | 1,234 | 0.32% | 0.32% | 21 | 0 | 0.0% | Q1 2026 | Jun 30, 2026 |
| HC Advisors, LLC | History | Added to | 63,240 | 787 | 0.48% | 0.56% | 22 | +9,719 | 18.16% | Q2 2026 | Aug 07, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 57,195 | 708 | 0.0% | 0.0% | 23 | -5,395 | -8.62% | Q2 2026 | Aug 13, 2026 |
| Wakefield Asset Management LLLP | History | Reduced | 52,741 | 656 | 0.15% | 0.27% | 24 | -12,659 | -19.36% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Reduced | 50,145 | 624 | 0.0% | 0.0% | 25 | -18,863 | -27.33% | Q2 2026 | Aug 12, 2026 |
| Cerity Partners LLC | History | No change | 40,175 | 500 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cannell & Spears LLC | History | No change | 35,000 | 435 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 34,727 | 432 | 0.0% | 0.0% | 28 | -10,064 | -22.47% | Q2 2026 | Aug 12, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | New | 30,000 | 373 | 0.03% | — | 30 | +30,000 | New | Q2 2026 | Aug 14, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | No change | 30,000 | 373 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Bayshore Capital Advisors, LLC | History | No change | 26,800 | 333 | 0.16% | 0.18% | 31 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| &PARTNERS | History | Added to | 25,200 | 313 | 0.0% | 0.0% | 32 | +200 | 0.8% | Q2 2026 | Aug 14, 2026 |
| HUB Investment Partners, LLC | History | No change | 25,000 | 311 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Pekin Hardy Strauss, Inc. | History | New | 24,370 | 303 | 0.03% | — | 34 | +24,370 | New | Q2 2026 | Jul 30, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 23,250 | 289 | 0.02% | 0.02% | 35 | +5,425 | 30.43% | Q2 2026 | Aug 07, 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 23,000 | 286 | 0.0% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 22,529 | 280 | 0.0% | 0.0% | 37 | +300 | 1.35% | Q2 2026 | Aug 11, 2026 |
| XTX Topco Ltd | History | Reduced | 22,448 | 279 | 0.0% | 0.02% | 38 | -46,317 | -67.36% | Q2 2026 | Aug 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 23,603 | 269 | 0.0% | 0.0% | 39 | -562 | -2.33% | Q2 2026 | Aug 10, 2026 |
| FIDELIS CAPITAL PARTNERS, LLC | History | No change | 20,000 | 249 | 0.01% | 0.02% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pettinga Financial Advisors LLC | History | Added to | 18,400 | 229 | 0.04% | 0.05% | 42 | +2,150 | 13.23% | Q2 2026 | Jul 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 18,466 | 229 | 0.0% | 0.0% | 41 | +862 | 4.9% | Q2 2026 | Jul 29, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 18,050 | 225 | 0.0% | 0.0% | 43 | -1,000 | -5.25% | Q2 2026 | Aug 05, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 17,450 | 217 | 0.0% | 0.0% | 44 | -175,183 | -90.94% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 15,296 | 190 | 0.0% | 0.0% | 45 | -17,902 | -53.92% | Q2 2026 | Aug 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 13,950 | 173 | 0.0% | — | 46 | +13,950 | New | Q2 2026 | Jul 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 12,866 | 162 | 0.01% | 0.15% | 47 | -126,652 | -90.78% | Q2 2026 | Jul 22, 2026 |
| DAVENPORT & Co LLC | History | New | 11,689 | 145 | 0.0% | — | 48 | +11,689 | New | Q2 2026 | Jul 13, 2026 |
| CIBC WORLD MARKET INC. | History | New | 11,304 | 141 | 0.0% | — | 49 | +11,304 | New | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 10,820 | 134 | 0.0% | 0.0% | 50 | -60,092 | -84.74% | Q2 2026 | Aug 05, 2026 |
| Brookstone Capital Management | History | Reduced | 10,379 | 129 | 0.0% | 0.0% | 51 | -107 | -1.02% | Q2 2026 | Jul 15, 2026 |
| Prospera Financial Services Inc | History | No change | 10,000 | 124 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 8,849 | 110 | 0.01% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | Reduced | 8,333 | 103 | 0.02% | 0.05% | 54 | -5,369 | -39.18% | Q2 2026 | Jul 08, 2026 |
| Dogwood Wealth Management LLC | History | No change | 6,300 | 78 | 0.03% | 0.04% | 55 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Rockefeller Capital Management L.P. | History | New | 5,500 | 68 | 0.0% | — | 56 | +5,500 | New | Q2 2026 | Aug 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 4,835 | 60 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Smithfield Trust Co | History | New | 4,500 | 56 | 0.0% | — | 58 | +4,500 | New | Q2 2026 | Aug 05, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 3,915 | 53 | 0.01% | — | 60 | +3,915 | New | Q2 2026 | Aug 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Added to | 4,318 | 53 | 0.0% | 0.0% | 59 | +568 | 15.15% | Q2 2026 | Aug 13, 2026 |
| Ameritas Advisory Services, LLC | History | New | 3,998 | 49 | 0.0% | — | 61 | +3,998 | New | Q2 2026 | Aug 14, 2026 |
| Main Street Group, LTD | History | Reduced | 3,000 | 37 | 0.01% | 0.02% | 63 | -2,000 | -40.0% | Q2 2026 | Jul 13, 2026 |
| IFP Advisors, Inc | History | No change | 3,000 | 37 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Purpose Unlimited Inc. | History | New | 2,837 | 34 | 0.0% | — | 64 | +2,837 | New | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,655 | 33 | 0.0% | 0.0% | 65 | +1,655 | 165.5% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 2,545 | 31 | 0.0% | 0.0% | 66 | +625 | 32.55% | Q2 2026 | Aug 12, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,700 | 21 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Caldwell Trust Co | History | No change | 1,640 | 20 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,594 | 19 | 0.0% | 0.0% | 69 | -20,776 | -92.87% | Q2 2026 | Aug 13, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 1,283 | 16 | 0.0% | 0.0% | 70 | -950 | -42.54% | Q2 2026 | Jul 27, 2026 |
| Twin Lakes Capital Management, LLC | History | No change | 1,000 | 12 | 0.0% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Ascentis Wealth Management, LLC | History | No change | 788 | 9 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 550 | 6 | 0.0% | 0.0% | 73 | +50 | 10.0% | Q2 2026 | Aug 07, 2026 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | History | No change | 543 | 6 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 3 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Parkside Financial Bank & Trust | History | No change | 200 | 2 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Sep 04, 2026 |
| IFG Advisory, LLC | History | No change | 200 | 2 | 0.0% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 2.32% | — | -537,219 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,699 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -26,461 | -100.0% | Q2 2026 | Jul 27, 2026 |
| LAFFER TENGLER INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -20,000 | -100.0% | Q2 2026 | Jul 21, 2026 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,917 | -100.0% | Q2 2026 | Jul 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,225 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,550 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -1,479 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Lodestone Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -590 | -100.0% | Q2 2026 | Aug 04, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q2 2026 | Jul 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |