SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - SPPP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| IMC-Chicago, LLC | History | Reduced | 1,483,715 | 19,926 | 0.0% | 0.01% | 1 | -1,518,681 | -50.58% | Q3 2026 | Nov 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,480,065 | 18,426 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fielder Capital Group LLC | History | No change | 885,724 | 11,027 | 2.39% | 2.39% | 3 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | No change | 738,449 | 9,193 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Weiss Asset Management LP | History | No change | 729,549 | 9,082 | 0.1% | 0.1% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cedrus Wealth Group LLC | History | No change | 587,573 | 7,315 | 6.39% | 6.39% | 6 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 579,734 | 7,217 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nokomis Capital, L.L.C. | History | No change | 546,814 | 6,807 | 2.34% | 2.34% | 8 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 411,777 | 5,126 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 311,342 | 3,876 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 179,420 | 2,233 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 161,484 | 2,010 | 0.08% | 0.08% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 128,966 | 1,605 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 124,247 | 1,546 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SPROTT INC. | History | No change | 111,792 | 1,391 | 0.04% | 0.04% | 15 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 105,222 | 1,310 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 103,731 | 1,291 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| LPL Financial LLC | History | No change | 100,610 | 1,252 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 89,145 | 1,197 | 0.0% | 0.0% | 19 | -23,230 | -20.67% | Q3 2026 | Nov 02, 2026 |
| Wakefield Asset Management LLLP | History | Added to | 80,083 | 1,075 | 0.25% | 0.15% | 20 | +27,342 | 51.84% | Q3 2026 | Nov 04, 2026 |
| HC Advisors, LLC | History | No change | 63,240 | 787 | 0.48% | 0.48% | 21 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 57,195 | 708 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 50,145 | 624 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 41,935 | 563 | 0.05% | 0.03% | 24 | +17,565 | 72.08% | Q3 2026 | Nov 02, 2026 |
| Cerity Partners LLC | History | No change | 40,175 | 500 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cannell & Spears LLC | History | No change | 35,000 | 435 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 34,727 | 432 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 30,360 | 408 | 0.0% | — | 28 | +30,360 | New | Q3 2026 | Nov 02, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | No change | 30,000 | 373 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | No change | 30,000 | 373 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HUB Investment Partners, LLC | History | No change | 25,000 | 335 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| &PARTNERS | History | No change | 25,200 | 313 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 23,250 | 289 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 23,000 | 286 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 22,529 | 280 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| XTX Topco Ltd | History | No change | 22,448 | 279 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 23,603 | 269 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Pettinga Financial Advisors LLC | History | Added to | 19,750 | 265 | 0.04% | 0.04% | 38 | +1,350 | 7.34% | Q3 2026 | Oct 13, 2026 |
| FIDELIS CAPITAL PARTNERS, LLC | History | No change | 20,000 | 249 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 18,050 | 225 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JANE STREET GROUP, LLC | History | No change | 17,450 | 217 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 15,296 | 190 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 13,950 | 173 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 11,554 | 153 | 0.01% | 0.01% | 44 | -1,312 | -10.2% | Q3 2026 | Nov 02, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 11,346 | 152 | 0.0% | 0.0% | 45 | -343 | -2.93% | Q3 2026 | Oct 14, 2026 |
| Bayshore Capital Advisors, LLC | History | Reduced | 10,800 | 145 | 0.07% | 0.16% | 46 | -16,000 | -59.7% | Q3 2026 | Nov 02, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 11,304 | 141 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Brookstone Capital Management | History | No change | 10,379 | 139 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| HighTower Advisors, LLC | History | No change | 10,820 | 134 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 8,849 | 118 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Prospera Financial Services Inc | History | No change | 10,000 | 112 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 8,333 | 103 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Dogwood Wealth Management LLC | History | No change | 6,300 | 78 | 0.03% | 0.03% | 53 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 5,500 | 68 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Smithfield Trust Co | History | No change | 4,500 | 56 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 4,318 | 53 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 3,915 | 52 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 3,998 | 49 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 3,000 | 40 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Main Street Group, LTD | History | No change | 3,000 | 40 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Purpose Unlimited Inc. | History | No change | 2,837 | 34 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,655 | 33 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,545 | 31 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Caldwell Trust Co | History | No change | 1,640 | 22 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,700 | 21 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,594 | 19 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 1,075 | 14 | 0.0% | 0.0% | 67 | -208 | -16.21% | Q3 2026 | Oct 16, 2026 |
| Twin Lakes Capital Management, LLC | History | No change | 1,000 | 12 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Ascentis Wealth Management, LLC | History | No change | 788 | 10 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Laurel Wealth Advisors LLC | History | New | 600 | 8 | 0.0% | — | 70 | +600 | New | Q3 2026 | Oct 27, 2026 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | History | No change | 543 | 7 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Latitude Advisors, LLC | History | New | 500 | 6 | 0.0% | — | 73 | +500 | New | Q3 2026 | Oct 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 550 | 6 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 3 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Meriwether Wealth & Planning, LLC | History | New | 165 | 2 | 0.0% | — | 77 | +165 | New | Q3 2026 | Oct 13, 2026 |
| Parkside Financial Bank & Trust | History | No change | 200 | 2 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| IFG Advisory, LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 100 | 1 | 0.0% | 0.0% | 78 | -200 | -66.67% | Q3 2026 | Oct 29, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -102,927 | -100.0% | Q3 2026 | Nov 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,466 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -4,835 | -100.0% | Q3 2026 | Oct 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |