SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - SPPP
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| IMC-Chicago, LLC | History | New | 2,198,806 | 37,027 | 0.01% | — | 1 | +2,198,806 | New | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | New | 1,551,118 | 26,120 | 0.0% | — | 2 | +1,551,118 | New | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 896,321 | 15,094 | 0.0% | 0.0% | 3 | +528,059 | 143.39% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 886,869 | 14,935 | 0.0% | — | 4 | +886,869 | New | Q4 2025 | Feb 17, 2026 |
| Fielder Capital Group LLC | History | Added to | 850,344 | 14,319 | 3.05% | 2.49% | 5 | +45,009 | 5.59% | Q4 2025 | Feb 10, 2026 |
| HATCH COVE CAPITAL, LLC | History | New | 831,600 | 14,004 | 5.47% | — | 6 | +831,600 | New | Q4 2025 | Feb 13, 2026 |
| Nokomis Capital, L.L.C. | History | Added to | 682,500 | 11,493 | 2.72% | 1.96% | 7 | +141,377 | 26.13% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 524,072 | 8,825 | 0.0% | 0.0% | 8 | +11,519 | 2.25% | Q4 2025 | Feb 18, 2026 |
| Pictet Asset Management Holding SA | History | Added to | 469,466 | 7,905 | 0.01% | 0.0% | 9 | +136,964 | 41.19% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 178,719 | 3,009 | 0.0% | 0.0% | 10 | +86,385 | 93.56% | Q4 2025 | Feb 10, 2026 |
| SPROTT INC. | History | Added to | 163,117 | 2,746 | 0.09% | 0.07% | 11 | +21,050 | 14.82% | Q4 2025 | Feb 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 155,339 | 2,615 | 0.02% | — | 12 | +155,339 | New | Q4 2025 | Feb 02, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 149,011 | 2,509 | 0.02% | 0.02% | 13 | +9,431 | 6.76% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 141,841 | 2,388 | 0.0% | 0.0% | 14 | +48,739 | 52.35% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 135,950 | 2,289 | 0.01% | 0.01% | 15 | -28,250 | -17.2% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 130,975 | 2,205 | 0.0% | 0.0% | 16 | +31,266 | 31.36% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 112,612 | 1,896 | 0.0% | 0.0% | 17 | +85,964 | 322.59% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 92,285 | 1,554 | 0.0% | 0.0% | 18 | +3,820 | 4.32% | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Reduced | 86,017 | 1,448 | 0.0% | 0.0% | 19 | -9,122 | -9.59% | Q4 2025 | Feb 06, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 85,860 | 1,445 | 0.01% | 0.01% | 20 | +7,145 | 9.08% | Q4 2025 | Feb 18, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 56,549 | 1,307 | 0.0% | 0.0% | 21 | -8,075 | -12.5% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 72,092 | 1,214 | 0.08% | — | 22 | +72,092 | New | Q4 2025 | Feb 03, 2026 |
| Wakefield Asset Management LLLP | History | New | 64,476 | 1,085 | 0.29% | — | 23 | +64,476 | New | Q4 2025 | Feb 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 60,464 | 1,014 | 0.0% | 0.0% | 24 | +38,412 | 174.19% | Q4 2025 | Feb 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 46,398 | 781 | 0.0% | 0.01% | 25 | -34,378 | -42.56% | Q4 2025 | Feb 17, 2026 |
| HC Advisors, LLC | History | Added to | 45,299 | 762 | 0.53% | 0.38% | 26 | +5,651 | 14.25% | Q4 2025 | Feb 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 42,399 | 713 | 0.01% | 0.01% | 27 | -33,994 | -44.5% | Q4 2025 | Jan 20, 2026 |
| Cerity Partners LLC | History | No change | 40,175 | 676 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Reduced | 33,286 | 560 | 0.0% | 0.0% | 29 | -49,603 | -59.84% | Q4 2025 | Jan 29, 2026 |
| XTX Topco Ltd | History | Added to | 30,884 | 520 | 0.01% | 0.01% | 30 | +20,201 | 189.09% | Q4 2025 | Feb 17, 2026 |
| Cannell & Spears LLC | History | No change | 30,000 | 505 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Added to | 27,554 | 464 | 0.06% | 0.03% | 32 | +11,736 | 74.19% | Q4 2025 | Feb 17, 2026 |
| Bayshore Capital Advisors, LLC | History | New | 26,800 | 451 | 0.23% | — | 33 | +26,800 | New | Q4 2025 | Feb 05, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 26,460 | 445 | 0.01% | — | 34 | +26,460 | New | Q4 2025 | Feb 11, 2026 |
| &PARTNERS | History | No change | 25,000 | 421 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 23,887 | 402 | 0.0% | 0.0% | 36 | +2,658 | 12.52% | Q4 2025 | Feb 05, 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 23,000 | 387 | 0.01% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Morling Financial Advisors, LLC | History | No change | 19,000 | 319 | 0.1% | 0.09% | 38 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 15,973 | 312 | 0.0% | 0.0% | 39 | +5,542 | 53.13% | Q4 2025 | Jan 08, 2026 |
| Pettinga Financial Advisors LLC | History | Reduced | 15,700 | 264 | 0.05% | 0.05% | 40 | -3,871 | -19.78% | Q4 2025 | Feb 12, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 15,171 | 255 | 0.01% | 0.0% | 41 | +989 | 6.97% | Q4 2025 | Jan 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 14,588 | 245 | 0.0% | 0.0% | 42 | -170 | -1.15% | Q4 2025 | Feb 12, 2026 |
| Peak Retirement Planning, Inc. | History | New | 13,928 | 234 | 0.05% | — | 43 | +13,928 | New | Q4 2025 | Feb 10, 2026 |
| Prospera Financial Services Inc | History | New | 10,000 | 168 | 0.0% | — | 44 | +10,000 | New | Q4 2025 | Feb 09, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 9,869 | 158 | 0.0% | 0.0% | 45 | +9,232 | 1449.29% | Q4 2025 | Feb 17, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | New | 8,327 | 140 | 0.03% | — | 46 | +8,327 | New | Q4 2025 | Feb 27, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | No change | 5,000 | 84 | 0.05% | 0.04% | 47 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 4,550 | 76 | 0.0% | — | 48 | +4,550 | New | Q4 2025 | Feb 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 3,150 | 53 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | No change | 3,000 | 50 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Added to | 2,765 | 46 | 0.0% | 0.0% | 51 | +323 | 13.23% | Q4 2025 | Feb 18, 2026 |
| CIBC Private Wealth Group LLC | History | New | 2,693 | 45 | 0.0% | — | 52 | +2,693 | New | Q4 2025 | Feb 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,250 | 37 | 0.0% | 0.0% | 53 | +1,000 | 80.0% | Q4 2025 | Feb 17, 2026 |
| AdvisorNet Financial, Inc | History | New | 2,160 | 36 | 0.0% | — | 54 | +2,160 | New | Q4 2025 | Jan 20, 2026 |
| Ancora Advisors LLC | History | No change | 2,000 | 33 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,700 | 28 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Caldwell Trust Co | History | No change | 1,640 | 27 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Uniplan Investment Counsel, Inc. | History | Reduced | 1,567 | 26 | 0.0% | 0.0% | 58 | -606 | -27.89% | Q4 2025 | Feb 17, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,075 | 18 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Twin Lakes Capital Management, LLC | History | No change | 1,000 | 16 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 850 | 14 | 0.0% | — | 61 | +850 | New | Q4 2025 | Feb 06, 2026 |
| Laurel Wealth Advisors LLC | History | New | 600 | 10 | 0.0% | — | 62 | +600 | New | Q4 2025 | Jan 30, 2026 |
| Global Retirement Partners, LLC | History | New | 375 | 6 | 0.0% | — | 63 | +375 | New | Q4 2025 | Feb 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 5 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Parkside Financial Bank & Trust | History | No change | 200 | 3 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 70 | 1 | 0.0% | — | 66 | +70 | New | Q4 2025 | Feb 06, 2026 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,890 | -100.0% | Q3 2025 | Oct 21, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,632 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,748 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.03% | — | -8,084 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,800 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -45 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Solstein Capital, LLC | History | Closed out | 0 | 0 | — | — | — | -31 | -100.0% | Q3 2025 | Nov 12, 2025 |
| MAI Capital Management | History | New | 22 | 0 | — | — | — | +22 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q3 2025 | Nov 26, 2025 |