Simplify Exchange Traded Funds - SPUC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Simplify Asset Management Inc. | History | No change | 1,634,812 | 76,175 | 1.24% | 1.51% | 1 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 227,107 | 10,582 | 0.01% | 0.01% | 2 | +14,014 | 6.58% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Added to | 93,106 | 4,338 | 0.02% | 0.0% | 3 | +91,869 | 7426.76% | Q4 2025 | Jan 26, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 34,276 | 1,597 | 0.62% | — | 4 | +34,276 | New | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 10,847 | 505 | 0.01% | 0.03% | 5 | -20,461 | -65.35% | Q4 2025 | Feb 17, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | New | 10,276 | 478 | 0.15% | — | 6 | +10,276 | New | Q4 2025 | Feb 02, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | New | 9,106 | 424 | 0.17% | — | 7 | +9,106 | New | Q4 2025 | Feb 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 5,736 | 267 | 0.0% | 0.0% | 8 | +467 | 8.86% | Q4 2025 | Feb 13, 2026 |
| Great Lakes Retirement, Inc. | History | New | 5,379 | 250 | 0.03% | — | 9 | +5,379 | New | Q4 2025 | Feb 12, 2026 |
| LifeWealth Investments, LLC | History | New | 4,705 | 219 | 0.07% | — | 10 | +4,705 | New | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,855 | 86 | 0.0% | — | 11 | +1,855 | New | Q4 2025 | Feb 13, 2026 |
| Kingdom Financial Group LLC. | History | New | 1,835 | 85 | 0.03% | — | 12 | +1,835 | New | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,251 | 58 | 0.0% | 0.0% | 13 | +488 | 63.96% | Q4 2025 | Feb 17, 2026 |
| Quest 10 Wealth Builders, Inc. | History | New | 428 | 19 | 0.02% | — | 14 | +428 | New | Q4 2025 | Jan 29, 2026 |
| Networth Advisors, LLC | History | New | 391 | 18 | 0.01% | — | 15 | +391 | New | Q4 2025 | Jan 22, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 46 | 2 | 0.0% | 0.0% | 16 | -3,182 | -98.57% | Q4 2025 | Feb 17, 2026 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.26% | — | -97,229 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 12, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -129 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Noble Wealth Management PBC | History | New | 18 | 0 | — | — | — | +18 | New | Q4 2025 | Jan 05, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 14, 2025 |