Total Return Securities Fund - SWZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CSS LLC/IL | History | Reduced | 1,020,547 | 6,051 | 0.29% | 0.46% | 1 | -638,460 | -38.48% | Q1 2026 | May 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 650,702 | 3,858 | 0.01% | 0.02% | 2 | -1,476,608 | -69.41% | Q1 2026 | May 05, 2026 |
| ICON ADVISERS INC/CO | History | Reduced | 500,294 | 2,966 | 0.69% | 0.73% | 3 | -45,605 | -8.35% | Q1 2026 | May 13, 2026 |
| Matisse Capital | History | Reduced | 407,269 | 2,415 | 1.03% | 1.69% | 4 | -202,731 | -33.23% | Q1 2026 | May 08, 2026 |
| Saba Capital Management, L.P. | History | Reduced | 404,080 | 2,396 | 0.07% | 0.11% | 5 | -201,144 | -33.23% | Q1 2026 | May 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 331,019 | 1,962 | 0.1% | 0.13% | 6 | -105,999 | -24.26% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Added to | 322,395 | 1,911 | 0.67% | 0.27% | 7 | +186,197 | 136.71% | Q1 2026 | May 12, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 146,290 | 867 | 0.05% | 0.08% | 8 | -71,606 | -32.86% | Q1 2026 | Apr 16, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 125,557 | 744 | 0.22% | 0.4% | 9 | -66,459 | -34.61% | Q1 2026 | May 14, 2026 |
| GARDNER RUSSO & QUINN LLC | History | Reduced | 97,667 | 579 | 0.01% | 0.01% | 10 | -48,617 | -33.23% | Q1 2026 | May 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 88,274 | 523 | 0.08% | 0.06% | 11 | +23,761 | 36.83% | Q1 2026 | May 11, 2026 |
| Uncommon Cents Investing LLC | History | Reduced | 84,372 | 500 | 0.12% | 0.19% | 12 | -39,583 | -31.93% | Q1 2026 | Apr 15, 2026 |
| Alpine Global Management, LLC | History | New | 81,274 | 481 | 0.07% | — | 13 | +81,274 | New | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Reduced | 69,379 | 411 | 0.21% | 0.32% | 14 | -32,545 | -31.93% | Q1 2026 | Apr 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 62,145 | 368 | 0.0% | 0.0% | 15 | -20,316 | -24.64% | Q1 2026 | Apr 27, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | No change | 10,545 | 306 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Added to | 51,524 | 305 | 0.0% | 0.0% | 17 | +9,252 | 21.89% | Q1 2026 | May 15, 2026 |
| North Ground Capital | History | Reduced | 47,591 | 282 | 0.34% | 2.04% | 18 | -613,554 | -92.8% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Added to | 47,295 | 280 | 0.0% | 0.0% | 19 | +26,221 | 124.42% | Q1 2026 | May 05, 2026 |
| Almitas Capital LLC | History | Added to | 46,454 | 275 | 0.06% | 0.05% | 20 | +9,673 | 26.3% | Q1 2026 | May 15, 2026 |
| NIXON PEABODY TRUST CO | History | No change | 42,024 | 249 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Bulldog Investors, LLP | History | Reduced | 39,787 | 235 | 0.05% | 0.22% | 22 | -122,116 | -75.43% | Q1 2026 | May 08, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 35,909 | 212 | 0.01% | — | 23 | +35,909 | New | Q1 2026 | May 12, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 32,096 | 190 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Logan Stone Capital, LLC | History | No change | 27,811 | 164 | 0.05% | 0.04% | 25 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 23,343 | 138 | 0.0% | 0.0% | 26 | +10,906 | 87.69% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | New | 19,964 | 118 | 0.0% | — | 27 | +19,964 | New | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | No change | 18,819 | 111 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 17,435 | 103 | 0.0% | 0.0% | 29 | +6,870 | 65.03% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 16,590 | 98 | 0.0% | 0.0% | 30 | +2,650 | 19.01% | Q1 2026 | May 14, 2026 |
| Capital Investment Counsel, Inc | History | No change | 14,961 | 88 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Belpointe Asset Management LLC | History | New | 14,458 | 85 | 0.0% | — | 33 | +14,458 | New | Q1 2026 | Apr 28, 2026 |
| Fortis Capital Advisors, LLC | History | New | 14,458 | 85 | 0.01% | — | 34 | +14,458 | New | Q1 2026 | Apr 28, 2026 |
| MCCARTER PRIVATE WEALTH SERVICES LLC | History | No change | 14,458 | 85 | 0.04% | 0.04% | 32 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TrueMark Investments, LLC | History | Reduced | 10,749 | 63 | 0.01% | 0.02% | 35 | -4,527 | -29.63% | Q1 2026 | Apr 20, 2026 |
| Integris Wealth Management, LLC | History | Reduced | 10,053 | 59 | 0.01% | 0.02% | 36 | -1,948 | -16.23% | Q1 2026 | Apr 10, 2026 |
| SageView Advisory Group, LLC | History | No change | 4,700 | 29 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WINMILL & CO. INC | History | Reduced | 2,250 | 13 | 0.0% | 0.01% | 38 | -1,120 | -33.23% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 1,723 | 10 | 0.0% | 0.0% | 39 | -858 | -33.24% | Q1 2026 | May 13, 2026 |
| Ancora Advisors LLC | History | No change | 1,068 | 6 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| North Star Investment Management Corp. | History | No change | 951 | 5 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 249 | 1 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -101,837 | -100.0% | Q1 2026 | May 13, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,790 | -100.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 16 | 0 | — | — | — | -8 | -33.33% | Q1 2026 | May 08, 2026 |