Total Return Securities Fund - SWZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CSS LLC/IL | History | No change | 1,040,190 | 6,178 | 0.24% | 0.24% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 867,363 | 5,152 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Matisse Capital | History | No change | 609,000 | 3,617 | 1.45% | 1.45% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ICON ADVISERS INC/CO | History | No change | 446,220 | 2,650 | 0.5% | 0.5% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Saba Capital Management, L.P. | History | No change | 404,080 | 2,400 | 0.06% | 0.06% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | No change | 393,170 | 2,335 | 0.73% | 0.73% | 6 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Logan Stone Capital, LLC | History | No change | 198,157 | 1,177 | 0.25% | 0.25% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 168,610 | 1,001 | 0.12% | 0.12% | 8 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 139,192 | 826 | 0.05% | 0.05% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Yakira Capital Management, Inc. | History | No change | 125,557 | 745 | 0.21% | 0.21% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Almitas Capital LLC | History | No change | 115,581 | 686 | 0.16% | 0.16% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 97,847 | 581 | 0.04% | 0.04% | 12 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GARDNER RUSSO & QUINN LLC | History | No change | 97,667 | 580 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Uncommon Cents Investing LLC | History | No change | 85,036 | 505 | 0.11% | 0.11% | 14 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Alpine Global Management, LLC | History | No change | 58,859 | 349 | 0.06% | 0.06% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 56,071 | 333 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | No change | 10,545 | 333 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| MORGAN STANLEY | History | No change | 46,500 | 276 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bulldog Investors, LLP | History | No change | 40,334 | 239 | 0.05% | 0.05% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Noble Wealth Management PBC | History | Reduced | 38,882 | 221 | 0.1% | 0.11% | 20 | -4,000 | -9.33% | Q3 2026 | Oct 01, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 37,029 | 219 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cutler Capital Management, LLC | History | No change | 35,921 | 213 | 0.06% | 0.06% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 35,262 | 209 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 35,011 | 207 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 32,096 | 190 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | No change | 24,851 | 147 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 24,599 | 146 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 17,605 | 104 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Counsel, Inc | History | No change | 14,961 | 88 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Belpointe Asset Management LLC | History | No change | 14,458 | 85 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 14,458 | 85 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| MCCARTER PRIVATE WEALTH SERVICES LLC | History | No change | 14,458 | 85 | 0.03% | 0.03% | 32 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| UBS Group AG | History | No change | 11,595 | 68 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 10,189 | 60 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TrueMark Investments, LLC | History | No change | 10,189 | 60 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Integris Wealth Management, LLC | History | No change | 10,053 | 59 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| WINMILL & CO. INC | History | No change | 2,250 | 13 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,723 | 10 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| North Star Investment Management Corp. | History | No change | 951 | 5 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Allied Private Wealth LLC | History | No change | 619 | 3 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| SECURITY NATIONAL BANK OF SO DAK | History | No change | 209 | 1 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Sep 18, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |