Simplify Exchange Traded Funds - TUA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Southern Farm Bureau Life Insurance | History | No change | 2,967,492 | 65,018 | 6.71% | 7.66% | 1 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Ferguson Shapiro LLC | History | Added to | 2,235,784 | 48,970 | 15.07% | 13.48% | 2 | +331,451 | 17.41% | Q4 2025 | Jan 26, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,878,550 | 41,145 | 0.24% | 0.28% | 3 | -98,252 | -4.97% | Q4 2025 | Jan 26, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | Added to | 1,139,443 | 24,957 | 10.54% | 10.73% | 4 | +40,653 | 3.7% | Q4 2025 | Jan 23, 2026 |
| HighTower Advisors, LLC | History | Added to | 920,206 | 20,155 | 0.02% | 0.0% | 5 | +841,646 | 1071.34% | Q4 2025 | Feb 06, 2026 |
| Private Advisor Group, LLC | History | New | 873,195 | 19,125 | 0.09% | — | 6 | +873,195 | New | Q4 2025 | Feb 17, 2026 |
| FOURPATH CAPITAL MANAGEMENT, LLC | History | Reduced | 872,303 | 19,106 | 2.61% | 3.47% | 7 | -244,610 | -21.9% | Q4 2025 | Jan 23, 2026 |
| ALTFEST L J & CO INC | History | Added to | 853,327 | 18,690 | 2.05% | 2.05% | 8 | +12,681 | 1.51% | Q4 2025 | Jan 23, 2026 |
| LPL Financial LLC | History | Added to | 825,818 | 18,087 | 0.0% | 0.0% | 9 | +452,544 | 121.24% | Q4 2025 | Feb 11, 2026 |
| Ancora Advisors LLC | History | No change | 821,290 | 17,988 | 0.37% | 0.36% | 10 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 691,416 | 15,144 | 5.88% | 6.43% | 11 | +66,868 | 10.71% | Q4 2025 | Feb 06, 2026 |
| Insight Wealth Strategies, LLC | History | New | 640,356 | 14,025 | 1.61% | — | 12 | +640,356 | New | Q4 2025 | Jan 02, 2026 |
| Financial Enhancement Group LLC | History | New | 409,479 | 8,877 | 1.15% | — | 13 | +409,479 | New | Q4 2025 | Jan 23, 2026 |
| Park Edge Advisors, LLC | History | Reduced | 380,893 | 8,342 | 1.89% | 1.95% | 14 | -4,935 | -1.28% | Q4 2025 | Jan 16, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 346,606 | 7,591 | 0.17% | 0.18% | 15 | +5,398 | 1.58% | Q4 2025 | Jan 27, 2026 |
| Broussard Financial Group LLC | History | New | 346,142 | 7,581 | 6.15% | — | 16 | +346,142 | New | Q4 2025 | Feb 02, 2026 |
| Aprio Wealth Management, LLC | History | Reduced | 295,635 | 6,475 | 0.37% | 0.66% | 17 | -8,274 | -2.72% | Q4 2025 | Jan 29, 2026 |
| Heck Capital Advisors, LLC | History | Added to | 285,483 | 6,252 | 0.47% | 0.45% | 18 | +18,075 | 6.76% | Q4 2025 | Jan 16, 2026 |
| Magnolia Private Wealth, LLC | History | Reduced | 267,669 | 5,862 | 4.1% | 4.92% | 19 | -49,606 | -15.64% | Q4 2025 | Feb 06, 2026 |
| Cumberland Partners Ltd | History | Added to | 265,795 | 5,822 | 0.36% | 0.31% | 20 | +48,015 | 22.05% | Q4 2025 | Feb 06, 2026 |
| Authentikos Wealth Advisory, LLC | History | Reduced | 241,817 | 5,296 | 3.5% | 4.56% | 21 | -73,507 | -23.31% | Q4 2025 | Feb 06, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 208,194 | 4,560 | 1.43% | 1.45% | 22 | +10,679 | 5.41% | Q4 2025 | Jan 07, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 202,062 | 4,425 | 0.15% | 0.16% | 23 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| LifeWealth Investments, LLC | History | Reduced | 153,042 | 3,352 | 1.06% | 1.13% | 24 | -3,215 | -2.06% | Q4 2025 | Jan 26, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Reduced | 151,380 | 3,315 | 1.31% | 1.09% | 25 | -24,049 | -13.71% | Q4 2025 | Feb 11, 2026 |
| Hilltop Holdings Inc. | History | Added to | 145,310 | 3,182 | 0.19% | 0.11% | 26 | +52,340 | 56.3% | Q4 2025 | Feb 17, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | Reduced | 144,340 | 3,161 | 0.99% | 1.35% | 27 | -113,681 | -44.06% | Q4 2025 | Feb 02, 2026 |
| Great Lakes Retirement, Inc. | History | Reduced | 134,613 | 2,948 | 0.31% | 0.34% | 28 | -8,197 | -5.74% | Q4 2025 | Feb 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 129,655 | 2,839 | 0.04% | 0.04% | 29 | +26,033 | 25.12% | Q4 2025 | Feb 12, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 122,935 | 2,692 | 0.1% | 0.11% | 30 | -10,382 | -7.79% | Q4 2025 | Feb 17, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 111,926 | 2,451 | 0.57% | 0.62% | 31 | -2,774 | -2.42% | Q4 2025 | Jan 27, 2026 |
| Encompass More Asset Management | History | Added to | 92,398 | 2,023 | 0.37% | 0.38% | 32 | +2,461 | 2.74% | Q4 2025 | Feb 03, 2026 |
| ROYAL BANK OF CANADA | History | New | 79,467 | 1,741 | 0.0% | — | 33 | +79,467 | New | Q4 2025 | Feb 17, 2026 |
| Aegis Wealth Management, Inc. | History | New | 75,552 | 1,654 | 1.3% | — | 34 | +75,552 | New | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 72,127 | 1,579 | 0.0% | 0.0% | 35 | -1,832 | -2.48% | Q4 2025 | Feb 12, 2026 |
| Belpointe Asset Management LLC | History | Added to | 66,759 | 1,462 | 0.05% | 0.05% | 36 | +11,549 | 20.92% | Q4 2025 | Jan 27, 2026 |
| Proficio Capital Partners LLC | History | Reduced | 61,713 | 1,351 | 0.09% | 0.34% | 37 | -163,537 | -72.6% | Q4 2025 | Feb 12, 2026 |
| IHT Wealth Management, LLC | History | Added to | 61,141 | 1,339 | 0.03% | 0.03% | 38 | +2,796 | 4.79% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 60,755 | 1,330 | 0.02% | 0.02% | 39 | +2,262 | 3.87% | Q4 2025 | Jan 29, 2026 |
| Integrated Wealth Management | History | New | 59,450 | 1,302 | 1.46% | — | 40 | +59,450 | New | Q4 2025 | Mar 03, 2026 |
| Centennial Advisors, LLC | History | New | 54,133 | 1,185 | 1.54% | — | 41 | +54,133 | New | Q4 2025 | Jan 22, 2026 |
| Summit Financial, LLC | History | Reduced | 53,836 | 1,179 | 0.02% | 0.02% | 42 | -12,713 | -19.1% | Q4 2025 | Feb 13, 2026 |
| Csenge Advisory Group | History | Reduced | 44,077 | 965 | 0.04% | 0.05% | 43 | -995 | -2.21% | Q4 2025 | Feb 06, 2026 |
| WESPAC Advisors, LLC | History | Reduced | 42,338 | 927 | 0.5% | 0.68% | 44 | -11,145 | -20.84% | Q4 2025 | Jan 14, 2026 |
| Kingdom Financial Group LLC. | History | Added to | 40,648 | 890 | 0.28% | 0.33% | 45 | +16,193 | 66.22% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 36,464 | 798 | 0.01% | 0.01% | 46 | -3,418 | -8.57% | Q4 2025 | Jan 23, 2026 |
| SMART Wealth LLC | History | Reduced | 33,583 | 735 | 0.22% | 0.29% | 47 | -1,246 | -3.58% | Q4 2025 | Jan 26, 2026 |
| Straight Path Wealth Management | History | Added to | 31,447 | 688 | 0.19% | 0.18% | 48 | +1,635 | 5.48% | Q4 2025 | Feb 11, 2026 |
| 4WEALTH ADVISORS, INC. | History | Reduced | 29,557 | 647 | 0.55% | 0.59% | 49 | -816 | -2.69% | Q4 2025 | Jan 21, 2026 |
| Pekin Hardy Strauss, Inc. | History | Reduced | 28,129 | 616 | 0.06% | 0.07% | 50 | -4,836 | -14.67% | Q4 2025 | Jan 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 26,381 | 577 | 0.0% | 0.0% | 51 | +2,549 | 10.7% | Q4 2025 | Feb 10, 2026 |
| Professional Financial Advisors, LLC | History | Added to | 26,250 | 574 | 0.12% | 0.12% | 52 | +952 | 3.76% | Q4 2025 | Jan 15, 2026 |
| Equitable Holdings, Inc. | History | New | 26,008 | 569 | 0.0% | — | 53 | +26,008 | New | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 20,300 | 444 | 0.0% | 0.0% | 54 | -188,600 | -90.28% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 20,040 | 438 | 0.0% | — | 55 | +20,040 | New | Q4 2025 | Feb 17, 2026 |
| Anchor Investment Management, LLC | History | Reduced | 19,873 | 435 | 0.04% | 0.04% | 56 | -300 | -1.49% | Q4 2025 | Feb 26, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 19,451 | 426 | 0.0% | 0.0% | 57 | +2,216 | 12.86% | Q4 2025 | Feb 13, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 18,979 | 415 | 0.34% | 0.33% | 58 | +4,424 | 30.4% | Q4 2025 | Feb 10, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 18,734 | 410 | 0.01% | 0.04% | 59 | -74,263 | -79.86% | Q4 2025 | Feb 17, 2026 |
| CWC Advisors, LLC. | History | Added to | 16,148 | 353 | 0.17% | 0.17% | 60 | +380 | 2.41% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 15,000 | 328 | 0.0% | 0.0% | 61 | -16,564 | -52.48% | Q4 2025 | Feb 12, 2026 |
| Magnus Financial Group LLC | History | Reduced | 13,910 | 304 | 0.02% | 0.03% | 62 | -2,499 | -15.23% | Q4 2025 | Jan 07, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 13,801 | 302 | 0.0% | — | 63 | +13,801 | New | Q4 2025 | Mar 25, 2026 |
| Clarity Financial LLC | History | New | 13,280 | 290 | 0.03% | — | 64 | +13,280 | New | Q4 2025 | Jan 28, 2026 |
| Golden Reserve Retirement LLC | History | New | 12,873 | 281 | 0.05% | — | 65 | +12,873 | New | Q4 2025 | Jan 29, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 12,746 | 279 | 0.0% | 0.0% | 66 | +3,461 | 37.28% | Q4 2025 | Feb 10, 2026 |
| FSA Advisors, Inc. | History | New | 12,202 | 267 | 0.19% | — | 67 | +12,202 | New | Q4 2025 | Feb 02, 2026 |
| Trek Financial, LLC | History | New | 11,868 | 259 | 0.02% | — | 68 | +11,868 | New | Q4 2025 | Feb 04, 2026 |
| FSR Wealth Management Ltd. | History | Reduced | 11,275 | 246 | 0.29% | 0.39% | 69 | -3,708 | -24.75% | Q4 2025 | Jan 27, 2026 |
| Longview Financial Advisors, Inc. | History | Added to | 10,263 | 224 | 0.15% | 0.16% | 70 | +15 | 0.15% | Q4 2025 | Feb 02, 2026 |
| Networth Advisors, LLC | History | New | 9,864 | 216 | 0.16% | — | 71 | +9,864 | New | Q4 2025 | Jan 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 9,451 | 206 | 0.0% | 0.0% | 72 | +3,896 | 70.14% | Q4 2025 | Feb 17, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 7,984 | 174 | 0.16% | 0.16% | 73 | +254 | 3.29% | Q4 2025 | Jan 29, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 6,022 | 131 | 0.0% | 0.0% | 74 | -15,083 | -71.47% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | Added to | 5,971 | 130 | 0.0% | 0.0% | 75 | +634 | 11.88% | Q4 2025 | Feb 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 3,603 | 78 | 0.0% | 0.0% | 76 | +657 | 22.3% | Q4 2025 | Feb 12, 2026 |
| Key Capital Management, INC | History | New | 3,217 | 70 | 0.07% | — | 77 | +3,217 | New | Q4 2025 | Jan 26, 2026 |
| Colonial Trust Co / SC | History | No change | 2,000 | 43 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| US BANCORP \DE\ | History | No change | 900 | 19 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 781 | 17 | 0.0% | 0.0% | 81 | -604 | -43.61% | Q4 2025 | Jan 28, 2026 |
| PRIVATE TRUST CO NA | History | No change | 820 | 17 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 634 | 13 | 0.0% | 0.0% | 82 | -1,872 | -74.7% | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 550 | 12 | 0.0% | — | 83 | +550 | New | Q4 2025 | Jan 21, 2026 |
| Rockefeller Capital Management L.P. | History | New | 550 | 12 | 0.0% | — | 84 | +550 | New | Q4 2025 | Mar 16, 2026 |
| VIRTUS ADVISERS, LLC | History | Reduced | 431 | 9 | 0.0% | 0.0% | 85 | -18 | -4.01% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 353 | 7 | 0.0% | 0.0% | 86 | -550 | -60.91% | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | New | 58 | 1 | 0.0% | — | 87 | +58 | New | Q4 2025 | Jan 23, 2026 |
| Whalen Wealth Management Inc. | History | Closed out | 0 | 0 | — | 2.05% | — | -160,129 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Family Manage LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -32,727 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ausdal Financial Partners, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -31,995 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Brookstone Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -12,634 | -100.0% | Q3 2025 | Oct 15, 2025 |
| BRIGHTON JONES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,452 | -100.0% | Q3 2025 | Oct 14, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,697 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Decker Retirement Planning Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,024 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -469 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Financial Life Planners | History | Closed out | 0 | 0 | — | 0.0% | — | -353 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Richard W. Paul & Associates, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -263 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Aspect Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -239 | -100.0% | Q3 2025 | Nov 06, 2025 |
| JPMORGAN CHASE & CO | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q4 2025 | Feb 13, 2026 |