Simplify Exchange Traded Funds - TUA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Simplify Asset Management Inc. | History | New | 5,528,700 | 116,655 | 1.79% | — | 1 | +5,528,700 | New | Q1 2026 | Apr 27, 2026 |
| Southern Farm Bureau Life Insurance | History | No change | 2,967,492 | 65,018 | 6.71% | 6.71% | 2 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| GenTrust, LLC | History | New | 2,883,134 | 60,834 | 2.6% | — | 3 | +2,883,134 | New | Q1 2026 | Apr 27, 2026 |
| Ferguson Shapiro LLC | History | Added to | 2,326,522 | 49,089 | 14.95% | 15.07% | 4 | +90,738 | 4.06% | Q1 2026 | Apr 23, 2026 |
| AE Wealth Management LLC | History | Added to | 1,917,668 | 40,462 | 0.22% | 0.24% | 5 | +39,118 | 2.08% | Q1 2026 | May 13, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | No change | 1,139,443 | 24,957 | 10.54% | 10.54% | 6 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| HighTower Advisors, LLC | History | Added to | 1,181,534 | 24,930 | 0.03% | 0.02% | 7 | +261,328 | 28.4% | Q1 2026 | May 05, 2026 |
| Ancora Advisors LLC | History | Added to | 990,249 | 20,894 | 0.44% | 0.37% | 8 | +168,959 | 20.57% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 765,074 | 16,143 | 0.0% | 0.0% | 9 | -60,744 | -7.36% | Q1 2026 | May 06, 2026 |
| Insight Wealth Strategies, LLC | History | Added to | 666,189 | 14,056 | 1.57% | 1.61% | 10 | +25,833 | 4.03% | Q1 2026 | Apr 10, 2026 |
| ALTFEST L J & CO INC | History | Reduced | 663,501 | 13,999 | 1.5% | 2.05% | 11 | -189,826 | -22.25% | Q1 2026 | Apr 28, 2026 |
| Financial Enhancement Group LLC | History | Added to | 633,652 | 13,509 | 1.67% | 1.15% | 12 | +224,173 | 54.75% | Q1 2026 | Apr 20, 2026 |
| Heck Capital Advisors, LLC | History | Added to | 428,759 | 9,046 | 0.67% | 0.47% | 13 | +143,276 | 50.19% | Q1 2026 | Apr 16, 2026 |
| Park Edge Advisors, LLC | History | Reduced | 380,176 | 8,021 | 1.85% | 1.89% | 14 | -717 | -0.19% | Q1 2026 | Apr 20, 2026 |
| Broussard Financial Group LLC | History | Added to | 372,250 | 7,854 | 6.28% | 6.15% | 15 | +26,108 | 7.54% | Q1 2026 | Apr 29, 2026 |
| Authentikos Wealth Advisory, LLC | History | Added to | 249,065 | 5,255 | 3.55% | 3.5% | 16 | +7,248 | 3.0% | Q1 2026 | May 07, 2026 |
| Aprio Wealth Management, LLC | History | Reduced | 233,128 | 4,919 | 0.27% | 0.37% | 17 | -62,507 | -21.14% | Q1 2026 | May 11, 2026 |
| Magnolia Private Wealth, LLC | History | Added to | 298,645 | 4,529 | 3.02% | 4.1% | 18 | +30,976 | 11.57% | Q1 2026 | Apr 21, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Reduced | 201,303 | 4,247 | 0.16% | 0.15% | 19 | -759 | -0.38% | Q1 2026 | May 07, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Reduced | 199,112 | 4,201 | 1.26% | 1.43% | 20 | -9,082 | -4.36% | Q1 2026 | Apr 06, 2026 |
| Professional Financial Management, Inc. | History | Added to | 198,092 | 4,179 | 4.35% | 4.57% | 21 | +14,197 | 7.72% | Q1 2026 | May 12, 2026 |
| Elevated Capital Advisors, LLC | History | Added to | 165,802 | 3,498 | 0.88% | 0.57% | 22 | +53,876 | 48.14% | Q1 2026 | Apr 30, 2026 |
| LifeWealth Investments, LLC | History | Added to | 163,258 | 3,444 | 1.03% | 1.06% | 23 | +10,216 | 6.68% | Q1 2026 | Apr 20, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 152,411 | 3,215 | 0.05% | 0.04% | 24 | +22,756 | 17.55% | Q1 2026 | May 13, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Reduced | 148,154 | 3,126 | 1.29% | 1.31% | 25 | -3,226 | -2.13% | Q1 2026 | Apr 23, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | Reduced | 135,491 | 2,858 | 0.87% | 0.99% | 26 | -8,849 | -6.13% | Q1 2026 | Apr 28, 2026 |
| Great Lakes Retirement, Inc. | History | Reduced | 123,290 | 2,601 | 0.27% | 0.31% | 27 | -11,323 | -8.41% | Q1 2026 | May 06, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 112,466 | 2,373 | 0.09% | 0.1% | 28 | -10,469 | -8.52% | Q1 2026 | May 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 82,163 | 1,733 | 0.02% | 0.02% | 29 | +21,408 | 35.24% | Q1 2026 | Apr 20, 2026 |
| ROYAL BANK OF CANADA | History | No change | 79,467 | 1,677 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 75,737 | 1,598 | 0.0% | 0.0% | 31 | +3,610 | 5.01% | Q1 2026 | Apr 27, 2026 |
| Aegis Wealth Management, Inc. | History | Reduced | 70,337 | 1,484 | 1.17% | 1.3% | 32 | -5,215 | -6.9% | Q1 2026 | Apr 20, 2026 |
| IHT Wealth Management, LLC | History | Added to | 67,174 | 1,417 | 0.03% | 0.03% | 33 | +6,033 | 9.87% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Management | History | Reduced | 58,245 | 1,228 | 1.41% | 1.46% | 34 | -1,205 | -2.03% | Q1 2026 | Apr 22, 2026 |
| Hilltop Holdings Inc. | History | Reduced | 57,302 | 1,209 | 0.11% | 0.19% | 35 | -88,008 | -60.57% | Q1 2026 | May 14, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Reduced | 56,780 | 1,198 | 0.03% | 0.17% | 36 | -289,826 | -83.62% | Q1 2026 | May 14, 2026 |
| Centennial Advisors, LLC | History | Reduced | 52,168 | 1,100 | 1.4% | 1.54% | 37 | -1,965 | -3.63% | Q1 2026 | Apr 21, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 43,600 | 919 | 0.0% | 0.0% | 38 | +23,300 | 114.78% | Q1 2026 | May 15, 2026 |
| Csenge Advisory Group | History | Reduced | 43,480 | 917 | 0.04% | 0.04% | 39 | -597 | -1.35% | Q1 2026 | Apr 30, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 41,000 | 865 | 0.0% | 0.0% | 40 | +27,199 | 197.08% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 38,388 | 809 | 0.03% | 0.05% | 41 | -28,371 | -42.5% | Q1 2026 | Apr 28, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 38,261 | 807 | 0.23% | 5.88% | 42 | -653,155 | -94.47% | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 38,261 | 807 | 0.23% | 0.28% | 43 | -2,387 | -5.87% | Q1 2026 | May 13, 2026 |
| SMART Wealth LLC | History | Added to | 33,993 | 717 | 0.21% | 0.22% | 44 | +410 | 1.22% | Q1 2026 | Apr 23, 2026 |
| EVOKE WEALTH, LLC | History | New | 33,045 | 697 | 0.01% | — | 45 | +33,045 | New | Q1 2026 | May 14, 2026 |
| HRT FINANCIAL LP | History | New | 32,601 | 687 | 0.0% | — | 46 | +32,601 | New | Q1 2026 | May 14, 2026 |
| Straight Path Wealth Management | History | Added to | 32,447 | 684 | 0.18% | 0.19% | 47 | +1,000 | 3.18% | Q1 2026 | Apr 22, 2026 |
| Golden Reserve Retirement LLC | History | Added to | 30,381 | 641 | 0.13% | 0.05% | 48 | +17,508 | 136.01% | Q1 2026 | Apr 20, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 29,902 | 630 | 0.07% | 0.06% | 49 | +1,773 | 6.3% | Q1 2026 | May 06, 2026 |
| Equitable Holdings, Inc. | History | Added to | 26,035 | 570 | 0.0% | 0.0% | 50 | +27 | 0.1% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 25,700 | 542 | 0.0% | 0.0% | 51 | +10,700 | 71.33% | Q1 2026 | May 12, 2026 |
| 4WEALTH ADVISORS, INC. | History | Reduced | 22,471 | 473 | 0.4% | 0.55% | 52 | -7,086 | -23.97% | Q1 2026 | Apr 27, 2026 |
| Legacy PCG, LLC | History | New | 22,004 | 464 | 2.49% | — | 53 | +22,004 | New | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,927 | 440 | 0.0% | 0.01% | 54 | -15,537 | -42.61% | Q1 2026 | Apr 07, 2026 |
| Anchor Investment Management, LLC | History | No change | 19,873 | 419 | 0.03% | 0.04% | 55 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Cumberland Partners Ltd | History | Reduced | 19,168 | 404 | 0.03% | 0.36% | 56 | -246,627 | -92.79% | Q1 2026 | May 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 18,108 | 382 | 0.28% | 0.34% | 57 | -871 | -4.59% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 16,067 | 339 | 0.0% | 0.0% | 58 | +6,616 | 70.0% | Q1 2026 | May 15, 2026 |
| CWC Advisors, LLC. | History | Reduced | 14,622 | 308 | 0.15% | 0.17% | 59 | -1,526 | -9.45% | Q1 2026 | Apr 16, 2026 |
| KPP Advisory Services LLC | History | New | 13,636 | 287 | 0.04% | — | 60 | +13,636 | New | Q1 2026 | Apr 24, 2026 |
| FSA Advisors, Inc. | History | Added to | 13,431 | 283 | 0.19% | 0.19% | 61 | +1,229 | 10.07% | Q1 2026 | May 06, 2026 |
| Welch Group, LLC | History | New | 12,758 | 269 | 0.01% | — | 62 | +12,758 | New | Q1 2026 | Apr 21, 2026 |
| Wellment Financial | History | Added to | 11,781 | 248 | 0.31% | 0.29% | 63 | +506 | 4.49% | Q1 2026 | Apr 28, 2026 |
| Longview Financial Advisors, Inc. | History | Added to | 10,271 | 216 | 0.13% | 0.15% | 64 | +8 | 0.08% | Q1 2026 | Apr 20, 2026 |
| Clarity Financial LLC | History | Reduced | 10,030 | 211 | 0.02% | 0.03% | 65 | -3,250 | -24.47% | Q1 2026 | May 01, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 9,039 | 190 | 0.0% | 0.0% | 66 | +3,017 | 50.1% | Q1 2026 | May 13, 2026 |
| Networth Advisors, LLC | History | Reduced | 8,763 | 184 | 0.13% | 0.16% | 67 | -1,101 | -11.16% | Q1 2026 | Apr 22, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 7,930 | 167 | 0.15% | 0.16% | 68 | -54 | -0.68% | Q1 2026 | May 06, 2026 |
| SIMPLEX TRADING, LLC | History | New | 6,041 | 127 | 0.0% | — | 69 | +6,041 | New | Q1 2026 | May 14, 2026 |
| SIGNATUREFD, LLC | History | New | 4,644 | 97 | 0.0% | — | 70 | +4,644 | New | Q1 2026 | Apr 07, 2026 |
| Key Capital Management, INC | History | Added to | 3,731 | 78 | 0.05% | 0.07% | 71 | +514 | 15.98% | Q1 2026 | May 07, 2026 |
| IFP Advisors, Inc | History | Reduced | 3,264 | 68 | 0.0% | 0.0% | 72 | -2,707 | -45.34% | Q1 2026 | Apr 13, 2026 |
| Colonial Trust Co / SC | History | No change | 2,000 | 42 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| US BANCORP \DE\ | History | No change | 900 | 18 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 820 | 17 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 785 | 16 | 0.0% | 0.0% | 76 | +4 | 0.51% | Q1 2026 | May 04, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 634 | 13 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Aptus Capital Advisors, LLC | History | New | 500 | 10 | 0.0% | — | 78 | +500 | New | Q1 2026 | May 11, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 315 | 7 | 0.0% | — | 80 | +315 | New | Q1 2026 | May 01, 2026 |
| MORGAN STANLEY | History | Reduced | 351 | 7 | 0.0% | 0.0% | 79 | -2 | -0.57% | Q1 2026 | May 15, 2026 |
| VIRTUS ADVISERS, LLC | History | Reduced | 258 | 5 | 0.0% | 0.0% | 81 | -173 | -40.14% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 211 | 4 | 0.0% | — | 82 | +211 | New | Q1 2026 | May 08, 2026 |
| Mosley Wealth Management | History | New | 93 | 2 | 0.0% | — | 83 | +93 | New | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -873,195 | -100.0% | Q1 2026 | Apr 24, 2026 |
| FOURPATH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 2.61% | — | -872,303 | -100.0% | Q1 2026 | May 01, 2026 |
| Encompass More Asset Management | History | Closed out | 0 | 0 | — | 0.37% | — | -92,398 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Proficio Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -61,713 | -100.0% | Q1 2026 | May 14, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -53,836 | -100.0% | Q1 2026 | May 15, 2026 |
| WESPAC Advisors, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -42,338 | -100.0% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,381 | -100.0% | Q1 2026 | May 04, 2026 |
| Professional Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -26,250 | -100.0% | Q1 2026 | Apr 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,040 | -100.0% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,451 | -100.0% | Q1 2026 | May 04, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,734 | -100.0% | Q1 2026 | May 15, 2026 |
| Magnus Financial Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,910 | -100.0% | Q1 2026 | Apr 10, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,746 | -100.0% | Q1 2026 | May 11, 2026 |
| Trek Financial, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,868 | -100.0% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,603 | -100.0% | Q1 2026 | May 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -550 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -550 | -100.0% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -58 | -100.0% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 13, 2026 |