Simplify Exchange Traded Funds - TUA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Simplify Asset Management Inc. | History | No change | 4,810,740 | 98,259 | 1.37% | 1.37% | 1 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| GenTrust, LLC | History | No change | 3,302,450 | 67,452 | 2.59% | 2.59% | 2 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Southern Farm Bureau Life Insurance | History | No change | 2,967,492 | 60,685 | 5.8% | 5.8% | 3 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| AE Wealth Management LLC | History | No change | 2,035,990 | 41,585 | 0.19% | 0.19% | 4 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| HighTower Advisors, LLC | History | No change | 1,709,228 | 34,910 | 0.03% | 0.03% | 5 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | No change | 1,505,044 | 30,740 | 11.11% | 11.11% | 6 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Trek Financial, LLC | History | No change | 1,248,306 | 25,496 | 1.27% | 1.27% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ancora Advisors LLC | History | No change | 996,922 | 20,362 | 0.39% | 0.39% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Enhancement Group LLC | History | No change | 844,724 | 17,253 | 2.06% | 2.06% | 9 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Lloyd Advisory Services, LLC. | History | No change | 679,397 | 13,876 | 5.38% | 5.38% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ferguson Shapiro LLC | History | No change | 530,665 | 10,838 | 3.17% | 3.17% | 11 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| ALTFEST L J & CO INC | History | No change | 513,278 | 10,483 | 1.02% | 1.02% | 12 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Heck Capital Advisors, LLC | History | No change | 447,209 | 9,134 | 0.55% | 0.55% | 13 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| LPL Financial LLC | History | No change | 431,936 | 8,822 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Encompass More Asset Management | History | No change | 426,294 | 8,707 | 1.27% | 1.27% | 15 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Park Edge Advisors, LLC | History | No change | 354,937 | 7,249 | 1.53% | 1.53% | 16 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Broussard Financial Group LLC | History | No change | 349,430 | 7,137 | 5.72% | 5.72% | 17 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Authentikos Wealth Advisory, LLC | History | No change | 262,798 | 5,367 | 3.43% | 3.43% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 231,454 | 4,727 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Aprio Wealth Management, LLC | History | No change | 210,655 | 4,302 | 0.21% | 0.21% | 20 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Professional Financial Management, Inc. | History | No change | 206,219 | 4,212 | 4.27% | 4.27% | 21 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 201,303 | 4,111 | 0.27% | 0.27% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LifeWealth Investments, LLC | History | No change | 170,572 | 3,483 | 0.93% | 0.93% | 23 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 163,300 | 3,335 | 0.92% | 0.92% | 24 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Magnolia Private Wealth, LLC | History | No change | 242,589 | 3,242 | 1.78% | 1.78% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | No change | 156,987 | 3,206 | 1.2% | 1.2% | 26 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | No change | 139,720 | 2,853 | 0.77% | 0.77% | 27 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 135,797 | 2,773 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 133,354 | 2,539 | 0.68% | 0.71% | 29 | +896 | 0.68% | Q3 2026 | Oct 02, 2026 |
| Great Lakes Retirement, Inc. | History | No change | 121,629 | 2,484 | 0.22% | 0.22% | 30 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 100,272 | 2,048 | 0.06% | 0.06% | 31 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 88,568 | 1,809 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 79,467 | 1,623 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aegis Wealth Management, Inc. | History | No change | 74,953 | 1,530 | 0.99% | 0.99% | 34 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Integrated Wealth Management | History | No change | 63,803 | 1,303 | 1.38% | 1.38% | 35 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Golden Reserve Retirement LLC | History | No change | 58,630 | 1,197 | 0.19% | 0.19% | 36 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Centennial Advisors, LLC | History | No change | 57,089 | 1,166 | 1.39% | 1.39% | 37 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| IHT Wealth Management, LLC | History | No change | 52,723 | 1,076 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | No change | 49,358 | 1,008 | 0.43% | 0.43% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 44,036 | 899 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 41,000 | 837 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 39,011 | 796 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingdom Financial Group LLC. | History | No change | 38,296 | 782 | 0.2% | 0.2% | 43 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IFG Advisory, LLC | History | No change | 34,486 | 704 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Csenge Advisory Group | History | No change | 32,821 | 670 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Straight Path Wealth Management | History | No change | 31,697 | 647 | 0.15% | 0.15% | 46 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Farther Finance Advisors, LLC | History | No change | 23,034 | 470 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Legacy PCG, LLC | History | No change | 22,004 | 447 | 2.16% | 2.16% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| 4WEALTH ADVISORS, INC. | History | No change | 21,061 | 432 | 0.33% | 0.33% | 49 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Cumberland Partners Ltd | History | No change | 19,232 | 392 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 18,065 | 368 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| SMART Wealth LLC | History | No change | 17,838 | 364 | 0.08% | 0.08% | 52 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Anchor Investment Management, LLC | History | No change | 17,373 | 354 | 0.03% | 0.03% | 53 | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| Montgomery Financial Services LLC | History | No change | 17,341 | 354 | 0.31% | 0.31% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 16,426 | 335 | 0.2% | 0.2% | 55 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 16,320 | 333 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CWC Advisors, LLC. | History | No change | 14,691 | 300 | 0.13% | 0.13% | 57 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| FSA Advisors, Inc. | History | No change | 14,288 | 291 | 0.13% | 0.13% | 58 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| KPP Advisory Services LLC | History | No change | 13,636 | 278 | 0.04% | 0.04% | 59 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Welch Group, LLC | History | No change | 13,482 | 275 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 12,734 | 260 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wellment Financial | History | No change | 12,040 | 245 | 0.28% | 0.28% | 62 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Astoria Portfolio Advisors LLC. | History | No change | 11,420 | 233 | 0.04% | 0.04% | 63 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 10,670 | 217 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRIGHTON JONES LLC | History | No change | 10,669 | 217 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GROUP ONE TRADING LLC | History | No change | 10,139 | 207 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Networth Advisors, LLC | History | No change | 10,095 | 206 | 0.12% | 0.12% | 67 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Harbour Capital Advisors, LLC | History | No change | 10,110 | 205 | 0.04% | 0.04% | 68 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Clarity Financial LLC | History | No change | 10,030 | 204 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| SIGNATUREFD, LLC | History | No change | 5,314 | 108 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| GFS Advisors, LLC | History | No change | 15,240 | 90 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Key Capital Management, INC | History | No change | 4,242 | 86 | 0.04% | 0.04% | 72 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| SIMPLEX TRADING, LLC | History | No change | 3,038 | 62 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Decker Retirement Planning Inc. | History | No change | 2,355 | 48 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 2,099 | 42 | 0.03% | 0.03% | 75 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| US BANCORP \DE\ | History | No change | 900 | 18 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRIVATE TRUST CO NA | History | No change | 820 | 16 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Geneos Wealth Management Inc. | History | No change | 790 | 16 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 634 | 12 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | No change | 536 | 10 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mosley Wealth Management | History | No change | 394 | 8 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 340 | 6 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| VIRTUS ADVISERS, LLC | History | No change | 304 | 6 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FMR LLC | History | No change | 270 | 5 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 199 | 4 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 146 | 2 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 97 | 1 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |