Innovator ETFs Trust - UAUG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Broussard Financial Group LLC | History | Added to | 411,343 | 16,183 | 12.95% | 12.73% | 1 | +18,120 | 4.61% | Q1 2026 | Apr 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 275,073 | 10,822 | 0.0% | 0.0% | 2 | -734 | -0.27% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 154,058 | 6,061 | 0.01% | 0.01% | 3 | -6,975 | -4.33% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 150,755 | 5,930 | 0.01% | 0.01% | 4 | -7,636 | -4.82% | Q1 2026 | May 15, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 147,456 | 5,801 | 0.33% | 0.33% | 5 | +8,373 | 6.02% | Q1 2026 | Apr 09, 2026 |
| Brookstone Capital Management | History | Reduced | 130,915 | 5,150 | 0.06% | 0.77% | 6 | -1,544,634 | -92.19% | Q1 2026 | Apr 16, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 127,338 | 5,010 | 0.65% | 0.7% | 7 | -4,106 | -3.12% | Q1 2026 | Apr 20, 2026 |
| MBL Wealth, LLC | History | Reduced | 127,165 | 5,003 | 0.38% | 0.41% | 8 | -2,114 | -1.64% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 74,732 | 2,940 | 0.0% | 0.0% | 9 | +14,840 | 24.78% | Q1 2026 | May 04, 2026 |
| Archer Investment Corp | History | Reduced | 67,831 | 2,668 | 0.57% | 0.75% | 10 | -15,248 | -18.35% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 67,587 | 2,659 | 0.01% | 0.01% | 11 | +4,903 | 7.82% | Q1 2026 | Apr 30, 2026 |
| Spire Wealth Management | History | Added to | 60,341 | 2,373 | 0.08% | 0.08% | 12 | +197 | 0.33% | Q1 2026 | Apr 22, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | No change | 58,579 | 2,304 | 0.31% | 0.33% | 13 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Berger Financial Group, Inc | History | Reduced | 56,975 | 2,241 | 0.13% | 0.13% | 14 | -80 | -0.14% | Q1 2026 | Apr 28, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 53,232 | 2,094 | 0.57% | 0.64% | 15 | -101 | -0.19% | Q1 2026 | Apr 09, 2026 |
| Clearstead Advisors, LLC | History | Added to | 35,510 | 1,397 | 0.01% | 0.02% | 16 | +94 | 0.27% | Q1 2026 | May 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 34,397 | 1,353 | 0.0% | 0.0% | 17 | -542 | -1.55% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Added to | 33,855 | 1,331 | 0.0% | 0.0% | 18 | +1,413 | 4.36% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 31,450 | 1,237 | 0.0% | 0.0% | 19 | -1,420 | -4.32% | Q1 2026 | May 06, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Reduced | 29,180 | 1,156 | 0.13% | 0.18% | 20 | -1,179 | -3.88% | Q1 2026 | Apr 10, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 25,672 | 1,010 | 0.01% | 0.01% | 21 | -2,528 | -8.96% | Q1 2026 | May 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 24,591 | 967 | 0.0% | 0.0% | 22 | -4,664 | -15.94% | Q1 2026 | May 04, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 24,416 | 960 | 0.06% | 0.11% | 23 | -24,375 | -49.96% | Q1 2026 | Apr 29, 2026 |
| MILESTONE ASSET MANAGEMENT, LLC | History | Reduced | 24,174 | 951 | 0.18% | 0.19% | 24 | -1,680 | -6.5% | Q1 2026 | Apr 15, 2026 |
| WealthShield Partners, LLC | History | Reduced | 22,809 | 897 | 0.1% | 0.12% | 25 | -3,896 | -14.59% | Q1 2026 | May 01, 2026 |
| Prime Capital Investment Advisors, LLC | History | New | 22,747 | 894 | 0.01% | — | 26 | +22,747 | New | Q1 2026 | May 08, 2026 |
| Retirement Planning Group, LLC | History | No change | 20,669 | 813 | 0.03% | 0.03% | 27 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Impact Partnership Wealth, LLC | History | Reduced | 19,523 | 768 | 0.09% | 0.1% | 28 | -48 | -0.25% | Q1 2026 | Apr 23, 2026 |
| CRA Financial Services, LLC | History | No change | 18,555 | 730 | 0.09% | 0.1% | 29 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 18,386 | 723 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 17,264 | 679 | 0.0% | 0.0% | 31 | +12,056 | 231.49% | Q1 2026 | May 15, 2026 |
| WPWealth LLP | History | No change | 16,150 | 635 | 0.1% | 0.1% | 32 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 15,318 | 602 | 0.0% | 0.0% | 33 | -824 | -5.1% | Q1 2026 | May 08, 2026 |
| Keystone Wealth Services, LLC | History | New | 14,553 | 572 | 0.12% | — | 34 | +14,553 | New | Q1 2026 | May 13, 2026 |
| Onyx Bridge Wealth Group LLC | History | No change | 14,504 | 570 | 0.06% | 0.06% | 35 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Advance Capital Management, Inc. | History | No change | 13,859 | 545 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Chicago Partners Investment Group LLC | History | No change | 12,026 | 493 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Vantage Point Financial LLC | History | Reduced | 12,038 | 473 | 0.17% | 0.19% | 38 | -969 | -7.45% | Q1 2026 | May 01, 2026 |
| CITADEL ADVISORS LLC | History | New | 11,453 | 450 | 0.0% | — | 40 | +11,453 | New | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 11,406 | 450 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Lakeridge Wealth Management LLC | History | No change | 10,726 | 422 | 0.18% | 0.19% | 41 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Lantz Financial LLC | History | No change | 10,584 | 416 | 0.09% | 0.09% | 42 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 10,094 | 412 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Simplicity Wealth,LLC | History | No change | 10,329 | 406 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| SageView Advisory Group, LLC | History | No change | 10,103 | 403 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | New | 10,103 | 397 | 0.0% | — | 46 | +10,103 | New | Q1 2026 | May 12, 2026 |
| Accurate Wealth Management, LLC | History | Reduced | 9,270 | 373 | 0.04% | 0.05% | 47 | -201 | -2.12% | Q1 2026 | Apr 22, 2026 |
| Cresset Asset Management, LLC | History | No change | 9,286 | 365 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | No change | 8,726 | 343 | 0.05% | 0.06% | 49 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 8,662 | 340 | 0.01% | 0.02% | 50 | -14,525 | -62.64% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | No change | 8,520 | 335 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Diligent Investors, LLC | History | No change | 8,500 | 334 | 0.08% | 0.08% | 52 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Trek Financial, LLC | History | No change | 8,044 | 316 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Sterling Financial Planning, Inc. | History | No change | 7,735 | 304 | 0.09% | 0.09% | 54 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Integrity Advisory Solutions, LLC | History | Reduced | 7,716 | 303 | 0.04% | 0.05% | 55 | -210 | -2.65% | Q1 2026 | May 11, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 7,192 | 282 | 0.21% | 0.24% | 56 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Bluesphere Advisors LLC | History | No change | 7,108 | 279 | 0.1% | 0.13% | 57 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| ALTERNA WEALTH MANAGEMENT, INC | History | No change | 7,021 | 276 | 0.21% | 0.23% | 58 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| 4J Wealth Management LLC | History | No change | 6,850 | 269 | 0.15% | 0.16% | 59 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 6,772 | 266 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 6,557 | 257 | 0.16% | 0.17% | 61 | -12 | -0.18% | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 6,399 | 251 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 6,260 | 246 | 0.1% | 0.12% | 63 | -1,815 | -22.48% | Q1 2026 | Apr 13, 2026 |
| PFG Advisors | History | No change | 6,030 | 237 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Gallagher Fiduciary Advisors, LLC | History | No change | 6,009 | 236 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 6,011 | 236 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Wood Tarver Financial Group, LLC | History | Reduced | 5,727 | 225 | 0.06% | 0.08% | 67 | -1,217 | -17.53% | Q1 2026 | May 12, 2026 |
| Comprehensive Financial Consultants Institutional, Inc. | History | No change | 5,648 | 222 | 0.07% | 0.07% | 68 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Octavia Wealth Advisors, LLC | History | No change | 5,473 | 215 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| WEALTH ALLIANCE, LLC | History | Reduced | 5,158 | 202 | 0.02% | 0.02% | 70 | -385 | -6.95% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Reduced | 3,335 | 131 | 0.0% | 0.0% | 71 | -389 | -10.45% | Q1 2026 | May 13, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 1,800 | 70 | 0.0% | — | 73 | +1,800 | New | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,800 | 70 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Talon Private Wealth, LLC | History | New | 1,251 | 49 | 0.01% | — | 74 | +1,251 | New | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | No change | 1,100 | 43 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,000 | 39 | 0.0% | 0.0% | 76 | -1,275 | -56.04% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Added to | 895 | 35 | 0.0% | 0.0% | 77 | +367 | 69.51% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 864 | 33 | 0.0% | 0.0% | 78 | +814 | 1628.0% | Q1 2026 | May 05, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 815 | 32 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 830 | 32 | 0.01% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Orion Capital Management LLC | History | No change | 455 | 17 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 246 | 9 | 0.0% | 0.0% | 82 | -260 | -51.38% | Q1 2026 | Apr 07, 2026 |
| Triumph Capital Management | History | No change | 30 | 1 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NewCorp Financial Services, Inc. | History | Closed out | 0 | 0 | — | 2.03% | — | -57,531 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -12,178 | -100.0% | Q1 2026 | May 18, 2026 |
| Hiley Hunt Wealth Management | History | Closed out | 0 | 0 | — | 0.2% | — | -11,131 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,818 | -100.0% | Q1 2026 | May 20, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,335 | -100.0% | Q1 2026 | May 15, 2026 |
| Chris Bulman Inc | History | Closed out | 0 | 0 | — | 0.12% | — | -6,751 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,579 | -100.0% | Q1 2026 | May 14, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58 | -100.0% | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |