Innovator ETFs Trust - UDEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 318,931 | 13,657 | 0.02% | 0.02% | 1 | -9,203 | -2.8% | Q3 2026 | Nov 02, 2026 |
| Brookstone Capital Management | History | Reduced | 299,303 | 12,816 | 0.13% | 0.13% | 2 | -14,841 | -4.72% | Q3 2026 | Oct 22, 2026 |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC | History | No change | 241,913 | 10,082 | 4.63% | 4.63% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 212,240 | 8,846 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 207,415 | 8,645 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | No change | 180,440 | 7,520 | 3.22% | 3.22% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 167,543 | 7,174 | 0.35% | 0.32% | 7 | +11,987 | 7.71% | Q3 2026 | Oct 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 162,403 | 6,768 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 137,623 | 5,736 | 0.06% | 0.06% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sovran Advisors, LLC | History | Reduced | 107,972 | 4,670 | 0.32% | 0.39% | 10 | -18,140 | -14.38% | Q3 2026 | Oct 30, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 89,715 | 3,841 | 0.01% | 0.01% | 11 | -12,146 | -11.92% | Q3 2026 | Nov 02, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 88,894 | 3,806 | 0.41% | 0.47% | 12 | -10,230 | -10.32% | Q3 2026 | Oct 16, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 88,147 | 3,774 | 1.01% | 0.95% | 13 | -750 | -0.84% | Q3 2026 | Oct 27, 2026 |
| Berger Financial Group, Inc | History | No change | 83,354 | 3,474 | 0.18% | 0.18% | 14 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 72,645 | 3,111 | 0.01% | 0.01% | 15 | -839 | -1.14% | Q3 2026 | Nov 02, 2026 |
| MBL Wealth, LLC | History | Reduced | 71,244 | 3,050 | 0.18% | 0.2% | 16 | -691 | -0.96% | Q3 2026 | Oct 22, 2026 |
| MILESTONE ASSET MANAGEMENT, LLC | History | Reduced | 69,810 | 2,989 | 0.47% | 0.48% | 17 | -3,010 | -4.13% | Q3 2026 | Oct 15, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 64,587 | 2,765 | 0.02% | — | 18 | +64,587 | New | Q3 2026 | Oct 16, 2026 |
| Cetera Investment Advisers | History | No change | 62,745 | 2,615 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Spire Wealth Management | History | Reduced | 60,605 | 2,595 | 0.08% | 0.08% | 20 | -3,933 | -6.09% | Q3 2026 | Oct 30, 2026 |
| LPL Financial LLC | History | No change | 54,164 | 2,257 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 50,504 | 2,162 | 1.12% | 1.24% | 22 | -3,043 | -5.68% | Q3 2026 | Oct 26, 2026 |
| Trek Financial, LLC | History | Reduced | 49,705 | 2,128 | 0.1% | 0.16% | 23 | -29,007 | -36.85% | Q3 2026 | Oct 29, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 49,650 | 2,126 | 0.0% | 0.0% | 24 | -7,813 | -13.6% | Q3 2026 | Oct 30, 2026 |
| HighTower Advisors, LLC | History | No change | 49,022 | 2,043 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Strategic Blueprint, LLC | History | No change | 44,260 | 1,895 | 0.09% | 0.09% | 26 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Virtue Capital Management, LLC | History | Reduced | 42,464 | 1,818 | 0.24% | 0.24% | 27 | -164 | -0.38% | Q3 2026 | Oct 29, 2026 |
| Advisory Services Network, LLC | History | No change | 41,908 | 1,746 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WealthPlan Investment Management, LLC | History | Reduced | 39,451 | 1,689 | 0.08% | 0.1% | 29 | -9,750 | -19.82% | Q3 2026 | Oct 15, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 38,904 | 1,621 | 0.16% | 0.16% | 30 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Castle Rock Wealth Management, LLC | History | Reduced | 36,268 | 1,565 | 0.29% | 0.3% | 31 | -927 | -2.49% | Q3 2026 | Oct 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 36,092 | 1,554 | 0.0% | — | 32 | +36,092 | New | Q3 2026 | Oct 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 37,106 | 1,546 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 33,630 | 1,401 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 32,310 | 1,346 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 32,137 | 1,339 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 29,567 | 1,232 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 28,230 | 1,176 | 0.04% | 0.04% | 38 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 26,661 | 1,111 | 0.05% | 0.05% | 39 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Sonoma Allocations LLC | History | No change | 25,569 | 1,067 | 0.33% | 0.33% | 40 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Octavia Wealth Advisors, LLC | History | No change | 25,364 | 1,057 | 0.09% | 0.09% | 41 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 24,661 | 1,027 | 0.07% | 0.07% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 21,834 | 910 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | Reduced | 19,786 | 847 | 0.1% | 0.11% | 44 | -2,916 | -12.84% | Q3 2026 | Oct 13, 2026 |
| AE Wealth Management LLC | History | No change | 19,228 | 801 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| SteelPeak Wealth, LLC | History | Reduced | 18,575 | 795 | 0.02% | 0.02% | 46 | -1,631 | -8.07% | Q3 2026 | Oct 16, 2026 |
| Lantz Financial LLC | History | No change | 18,165 | 777 | 0.14% | 0.14% | 47 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Lakeridge Wealth Management LLC | History | No change | 18,531 | 772 | 0.28% | 0.28% | 48 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| WealthShield Partners, LLC | History | No change | 17,695 | 737 | 0.11% | 0.11% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TrustBank | History | No change | 16,900 | 723 | 0.23% | 0.24% | 50 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Old Port Advisors | History | No change | 16,875 | 722 | 0.14% | 0.14% | 51 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 15,631 | 669 | 0.03% | 0.01% | 52 | +1,547 | 10.98% | Q3 2026 | Oct 21, 2026 |
| Bravias Capital Group, LLC | History | No change | 16,016 | 667 | 0.4% | 0.4% | 53 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| WealthPLAN Partners, LLC | History | Reduced | 15,436 | 661 | 0.12% | 0.13% | 54 | -606 | -3.78% | Q3 2026 | Oct 15, 2026 |
| Diversify Advisory Services, LLC | History | No change | 14,900 | 643 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | No change | 14,900 | 643 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| NewEdge Advisors, LLC | History | No change | 14,810 | 617 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 14,186 | 591 | 0.11% | 0.11% | 58 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Quantinno Capital Management LP | History | No change | 14,084 | 587 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 13,806 | 575 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Advus Financial Partners, LLC | History | No change | 13,085 | 560 | 0.16% | 0.16% | 61 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Creative Planning | History | No change | 12,125 | 519 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| HRT FINANCIAL LP | History | No change | 12,135 | 505 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 12,083 | 503 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Family Legacy Financial Solutions, LLC | History | No change | 11,100 | 475 | 0.27% | 0.28% | 65 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| SageView Advisory Group, LLC | History | No change | 11,371 | 473 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 10,972 | 469 | 0.04% | 0.05% | 67 | -1,757 | -13.8% | Q3 2026 | Oct 19, 2026 |
| Blue Trust, Inc. | History | No change | 10,950 | 468 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | New | 10,800 | 462 | 0.05% | — | 69 | +10,800 | New | Q3 2026 | Oct 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 10,589 | 441 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sigma Planning Corp | History | No change | 10,001 | 428 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 10,000 | 416 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Summit Asset Management, LLC | History | No change | 9,570 | 398 | 0.05% | 0.05% | 73 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| William Mack & Associates, Inc. | History | No change | 9,223 | 394 | 0.12% | 0.14% | 74 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| NewCorp Financial Services, Inc. | History | Reduced | 9,021 | 386 | 0.29% | 0.34% | 75 | -1,658 | -15.53% | Q3 2026 | Oct 14, 2026 |
| Compass Advisory Group LLC | History | No change | 9,200 | 383 | 0.09% | 0.09% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 8,287 | 354 | 0.02% | 0.02% | 77 | -442 | -5.06% | Q3 2026 | Oct 08, 2026 |
| Redwood Family Wealth LLC | History | Reduced | 8,264 | 353 | 0.31% | 0.34% | 78 | -1,000 | -10.79% | Q3 2026 | Oct 20, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 8,368 | 348 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clearstead Advisors, LLC | History | No change | 8,291 | 345 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,246 | 343 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 7,857 | 336 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Todd Wealth Management, LLC | History | No change | 7,755 | 332 | 0.25% | 0.24% | 83 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 7,885 | 329 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| WEALTH ALLIANCE, LLC | History | No change | 7,866 | 327 | 0.03% | 0.03% | 85 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Wood Tarver Financial Group, LLC | History | No change | 7,825 | 326 | 0.08% | 0.08% | 86 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | No change | 7,515 | 321 | 0.11% | 0.14% | 87 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 7,350 | 314 | 0.0% | 0.0% | 88 | -500 | -6.37% | Q3 2026 | Oct 30, 2026 |
| WPWealth LLP | History | No change | 7,520 | 313 | 0.05% | 0.05% | 89 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WorthPointe, LLC | History | No change | 7,482 | 311 | 0.08% | 0.08% | 90 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 7,397 | 308 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 7,320 | 305 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| O'Connor Financial Group LLC | History | Reduced | 7,100 | 304 | 0.11% | 0.11% | 93 | -132 | -1.83% | Q3 2026 | Oct 26, 2026 |
| RED REEF ADVISORS LLC | History | No change | 7,000 | 291 | 0.27% | 0.27% | 94 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Bright Futures Wealth Management, LLC. | History | No change | 6,679 | 286 | 0.2% | 0.18% | 95 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | No change | 6,627 | 276 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Madison Wealth Partners, Inc | History | No change | 6,627 | 276 | 0.04% | 0.04% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 5,807 | 249 | 0.01% | 0.01% | 98 | -1,460 | -20.09% | Q3 2026 | Oct 22, 2026 |
| Belpointe Asset Management LLC | History | No change | 5,947 | 247 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Kellett Wealth Advisors, LLC | History | Reduced | 5,699 | 244 | 0.09% | 0.12% | 100 | -398 | -6.53% | Q3 2026 | Oct 14, 2026 |
| FC Advisory LLC | History | No change | 5,489 | 235 | 0.06% | 0.06% | 101 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| MTM FINANCIAL GROUP, LLC | History | No change | 5,459 | 227 | 0.1% | 0.1% | 102 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 5,436 | 226 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| MY Wealth Management Inc. | History | No change | 5,272 | 225 | 0.16% | 0.15% | 104 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Talon Private Wealth, LLC | History | No change | 5,421 | 225 | 0.03% | 0.03% | 105 | 0 | 0.0% | Q2 2026 | Sep 11, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 5,146 | 220 | 0.01% | 0.02% | 106 | -720 | -12.27% | Q3 2026 | Oct 30, 2026 |
| GWN SECURITIES INC. | History | No change | 5,224 | 217 | 0.04% | 0.04% | 107 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Archer Investment Corp | History | No change | 5,211 | 217 | 0.04% | 0.04% | 108 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 4,882 | 209 | 0.06% | 0.06% | 109 | -25 | -0.51% | Q3 2026 | Oct 23, 2026 |
| M Holdings Securities, Inc. | History | New | 4,845 | 207 | 0.01% | — | 110 | +4,845 | New | Q3 2026 | Nov 03, 2026 |
| Betterment LLC | History | No change | 4,908 | 205 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | New | 4,780 | 204 | 0.01% | — | 112 | +4,780 | New | Q3 2026 | Oct 23, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 4,550 | 194 | 0.02% | 0.02% | 113 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 3,282 | 136 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,645 | 109 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 2,400 | 100 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Noble Wealth Management PBC | History | No change | 2,000 | 85 | 0.04% | 0.04% | 117 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,695 | 70 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Reduced | 1,602 | 68 | 0.01% | 0.03% | 119 | -1,881 | -54.01% | Q3 2026 | Oct 14, 2026 |
| MORGAN STANLEY | History | No change | 1,547 | 64 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 1,458 | 62 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Highland Investment Advisors LLC | History | No change | 1,326 | 55 | 0.02% | 0.02% | 122 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 10,143 | 41 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Regatta Research & Money Management | History | No change | 557 | 23 | 0.02% | 0.02% | 124 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| IFP Advisors, Inc | History | Reduced | 511 | 21 | 0.0% | 0.0% | 125 | -1,378 | -72.95% | Q3 2026 | Oct 16, 2026 |
| ASSETMARK, INC | History | No change | 431 | 18 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| IFS Advisors, LLC | History | New | 296 | 12 | 0.0% | — | 128 | +296 | New | Q3 2026 | Oct 14, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 300 | 12 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BFC Planning, Inc. | History | No change | 200 | 8 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 60 | 2 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.03% | — | -12,922 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,600 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -306 | -100.0% | Q3 2026 | Nov 02, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -123 | -100.0% | Q3 2026 | Oct 30, 2026 |
| BARCLAYS PLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |