SSGA Active Trust - ULST
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CWM, LLC | History | Added to | 3,802,612 | 154,025 | 0.42% | 0.44% | 1 | +240,602 | 6.75% | Q4 2025 | Jan 26, 2026 |
| LPL Financial LLC | History | Reduced | 1,324,852 | 53,663 | 0.01% | 0.02% | 2 | -537,460 | -28.86% | Q4 2025 | Feb 11, 2026 |
| PTM WEALTH MANAGEMENT, LLC | History | Added to | 702,470 | 28,467 | 16.06% | 15.99% | 3 | +42,606 | 6.46% | Q4 2025 | Jan 09, 2026 |
| Avestar Capital, LLC | History | Reduced | 623,302 | 25,246 | 1.64% | 1.78% | 4 | -43,659 | -6.55% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Added to | 615,379 | 24,925 | 0.0% | 0.0% | 5 | +8,770 | 1.45% | Q4 2025 | Feb 13, 2026 |
| BIP Wealth, LLC | History | Added to | 566,983 | 22,965 | 0.81% | 1.11% | 6 | +13,318 | 2.41% | Q4 2025 | Jan 21, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 414,778 | 16,800 | 0.01% | 0.01% | 7 | -76,817 | -15.63% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | New | 324,768 | 13,154 | 0.0% | — | 8 | +324,768 | New | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 260,652 | 10,557 | 0.0% | 0.0% | 9 | +59,189 | 29.38% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 252,148 | 10,213 | 0.0% | 0.0% | 10 | +4,943 | 2.0% | Q4 2025 | Feb 18, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 193,126 | 7,822 | 0.02% | 0.03% | 11 | -42,100 | -17.9% | Q4 2025 | Feb 13, 2026 |
| ORBA Wealth Advisors, L.L.C. | History | Added to | 182,305 | 7,384 | 6.41% | 4.85% | 12 | +37,613 | 26.0% | Q4 2025 | Feb 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 145,272 | 5,889 | 0.01% | 0.01% | 13 | -6,033 | -3.99% | Q4 2025 | Jan 08, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Reduced | 128,144 | 5,190 | 0.32% | 0.38% | 14 | -1,441 | -1.11% | Q4 2025 | Feb 11, 2026 |
| David Kennon Inc | History | Reduced | 105,601 | 4,277 | 1.52% | 2.95% | 15 | -96,141 | -47.66% | Q4 2025 | Jan 26, 2026 |
| WT Wealth Management | History | Reduced | 96,978 | 3,928 | 1.13% | 1.33% | 16 | -16,194 | -14.31% | Q4 2025 | Feb 02, 2026 |
| BridgePort Financial Solutions, LLC | History | Added to | 78,829 | 3,192 | 0.86% | 0.83% | 17 | +2,820 | 3.71% | Q4 2025 | Jan 16, 2026 |
| UBS Group AG | History | Added to | 78,540 | 3,181 | 0.0% | 0.0% | 18 | +15,782 | 25.15% | Q4 2025 | Jan 29, 2026 |
| ROYAL BANK OF CANADA | History | New | 62,627 | 2,537 | 0.0% | — | 19 | +62,627 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 58,062 | 2,352 | 0.0% | 0.0% | 20 | -4,513 | -7.21% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 56,909 | 2,305 | 0.08% | 0.04% | 21 | +33,244 | 140.48% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 50,814 | 2,058 | 0.01% | 0.0% | 22 | +18,372 | 56.63% | Q4 2025 | Feb 13, 2026 |
| Barnes Wealth Management Group, Inc | History | Added to | 50,431 | 2,042 | 1.09% | 1.09% | 23 | +1,553 | 3.18% | Q4 2025 | Feb 24, 2026 |
| Elmwood Wealth Management, Inc. | History | Reduced | 49,215 | 1,993 | 0.63% | 0.72% | 24 | -967 | -1.93% | Q4 2025 | Jan 08, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 44,787 | 1,814 | 0.0% | 0.0% | 25 | -2,198 | -4.68% | Q4 2025 | Feb 05, 2026 |
| Global View Capital Management LLC | History | Reduced | 44,590 | 1,806 | 0.34% | 0.4% | 26 | -1,391 | -3.03% | Q4 2025 | Jan 14, 2026 |
| Authentikos Wealth Advisory, LLC | History | Reduced | 39,535 | 1,601 | 1.06% | 1.16% | 27 | -3,664 | -8.48% | Q4 2025 | Feb 06, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 38,719 | 1,568 | 0.0% | 0.0% | 28 | +15,926 | 69.87% | Q4 2025 | Feb 12, 2026 |
| Cannon Wealth Management Services, LLC | History | Added to | 35,143 | 1,423 | 1.0% | 0.85% | 30 | +7,643 | 27.79% | Q4 2025 | Jan 27, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 35,150 | 1,423 | 0.01% | 0.01% | 29 | +350 | 1.01% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 34,507 | 1,397 | 0.0% | 0.0% | 31 | +463 | 1.36% | Q4 2025 | Feb 10, 2026 |
| FIDUCIARY TRUST CO | History | No change | 28,840 | 1,168 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CGN Advisors LLC | History | Added to | 28,376 | 1,149 | 0.09% | 0.09% | 33 | +441 | 1.58% | Q4 2025 | Jan 05, 2026 |
| Ameliora Wealth Management Ltd. | History | No change | 27,767 | 1,124 | 0.34% | 0.38% | 34 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Valmark Advisers, Inc. | History | Reduced | 26,698 | 1,081 | 0.01% | 0.02% | 35 | -6,150 | -18.72% | Q4 2025 | Jan 26, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 26,015 | 1,053 | 0.03% | 0.01% | 36 | +16,801 | 182.34% | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 23,227 | 940 | 0.01% | 0.01% | 37 | -1,408 | -5.72% | Q4 2025 | Feb 17, 2026 |
| Coppell Advisory Solutions LLC | History | Added to | 22,750 | 921 | 0.09% | 0.05% | 38 | +10,989 | 93.44% | Q4 2025 | Feb 17, 2026 |
| Crews Bank & Trust | History | Reduced | 21,810 | 883 | 0.13% | 0.13% | 39 | -660 | -2.94% | Q4 2025 | Jan 21, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | Reduced | 20,850 | 844 | 0.06% | 0.11% | 40 | -12,925 | -38.27% | Q4 2025 | Feb 04, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 19,646 | 795 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 18,434 | 746 | 0.0% | 0.0% | 42 | +418 | 2.32% | Q4 2025 | Feb 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 17,900 | 725 | 0.01% | 0.01% | 43 | -1,184 | -6.2% | Q4 2025 | Jan 20, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 17,248 | 698 | 0.03% | 0.03% | 44 | +6,151 | 55.43% | Q4 2025 | Jan 28, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 16,874 | 683 | 0.01% | 0.01% | 45 | +4,596 | 37.43% | Q4 2025 | Jan 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 14,925 | 604 | 0.01% | 0.0% | 46 | +6,527 | 77.72% | Q4 2025 | Feb 02, 2026 |
| G&S Capital LLC | History | Added to | 14,850 | 601 | 0.21% | 0.22% | 47 | +85 | 0.58% | Q4 2025 | Jan 28, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 14,540 | 588 | 0.04% | 0.03% | 48 | +5,303 | 57.41% | Q4 2025 | Jan 23, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 14,214 | 575 | 0.06% | 0.05% | 49 | +3,098 | 27.87% | Q4 2025 | Feb 13, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 13,936 | 564 | 0.04% | 0.04% | 50 | +964 | 7.43% | Q4 2025 | Feb 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 13,806 | 559 | 0.03% | 0.03% | 51 | +45 | 0.33% | Q4 2025 | Feb 13, 2026 |
| OakTrust Wealth Advisors, LLC | History | New | 13,595 | 550 | 0.51% | — | 53 | +13,595 | New | Q4 2025 | Feb 27, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 13,579 | 550 | 0.0% | 0.0% | 52 | -733 | -5.12% | Q4 2025 | Mar 25, 2026 |
| Western Wealth Management, LLC | History | Reduced | 13,302 | 538 | 0.02% | 0.03% | 54 | -2,436 | -15.48% | Q4 2025 | Feb 05, 2026 |
| TKG Advisors, LLC | History | Reduced | 12,286 | 497 | 0.2% | 0.22% | 55 | -87 | -0.7% | Q4 2025 | Jan 29, 2026 |
| GatePass Capital, LLC | History | New | 12,000 | 486 | 0.25% | — | 56 | +12,000 | New | Q4 2025 | Feb 09, 2026 |
| Penobscot Investment Management Company, Inc. | History | No change | 11,700 | 473 | 0.04% | 0.04% | 57 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 11,409 | 462 | 0.0% | 0.0% | 58 | -1,048 | -8.41% | Q4 2025 | Feb 13, 2026 |
| McAdam, LLC | History | Reduced | 11,413 | 462 | 0.02% | 0.02% | 59 | -438 | -3.7% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,250 | 455 | 0.0% | 0.0% | 60 | -276 | -2.39% | Q4 2025 | Feb 12, 2026 |
| Gerber Kawasaki Wealth & Investment Management | History | Added to | 11,214 | 454 | 0.02% | 0.02% | 61 | +17 | 0.15% | Q4 2025 | Feb 13, 2026 |
| Prestige Wealth Management Group LLC | History | Added to | 11,036 | 447 | 0.09% | 0.09% | 62 | +162 | 1.49% | Q4 2025 | Feb 11, 2026 |
| Savant Capital, LLC | History | No change | 10,299 | 417 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC | History | Reduced | 10,083 | 408 | 0.17% | 0.18% | 64 | -249 | -2.41% | Q4 2025 | Feb 13, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 10,005 | 405 | 0.02% | 0.02% | 65 | -34 | -0.34% | Q4 2025 | Feb 17, 2026 |
| CATALYST PRIVATE WEALTH, LLC | History | No change | 10,000 | 405 | 0.18% | 0.18% | 66 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Destination Wealth Management | History | Added to | 9,785 | 396 | 0.01% | 0.01% | 67 | +79 | 0.81% | Q4 2025 | Feb 13, 2026 |
| Trilogy Capital Inc. | History | No change | 9,680 | 392 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 9,655 | 391 | 0.0% | 0.0% | 69 | +909 | 10.39% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Reduced | 9,497 | 384 | 0.0% | 0.0% | 70 | -62 | -0.65% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 8,969 | 363 | 0.05% | — | 71 | +8,969 | New | Q4 2025 | Feb 17, 2026 |
| Kraft, Davis & Associates, LLC | History | Reduced | 8,649 | 350 | 0.08% | 0.35% | 72 | -26,863 | -75.64% | Q4 2025 | Jan 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 8,229 | 333 | 0.0% | 0.0% | 73 | -7,555 | -47.86% | Q4 2025 | Feb 18, 2026 |
| Gradient Investments LLC | History | Reduced | 7,952 | 322 | 0.01% | 0.01% | 74 | -1,183 | -12.95% | Q4 2025 | Jan 08, 2026 |
| Cetera Investment Advisers | History | Added to | 7,436 | 301 | 0.0% | 0.0% | 75 | +148 | 2.03% | Q4 2025 | Feb 17, 2026 |
| Wisconsin Wealth Advisors, LLC | History | Added to | 7,199 | 291 | 0.29% | 0.27% | 76 | +122 | 1.72% | Q4 2025 | Jan 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 7,076 | 286 | 0.0% | 0.0% | 77 | +2 | 0.03% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 6,028 | 244 | 0.0% | 0.01% | 78 | -4,234 | -41.26% | Q4 2025 | Feb 09, 2026 |
| Worth Asset Management, LLC | History | No change | 5,931 | 240 | 0.1% | 0.11% | 79 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Winch Advisory Services, LLC | History | Reduced | 5,910 | 239 | 0.05% | 0.06% | 80 | -517 | -8.04% | Q4 2025 | Feb 03, 2026 |
| LANE BROTHERS & CO INC | History | New | 5,752 | 232 | 0.17% | — | 81 | +5,752 | New | Q4 2025 | Mar 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 5,709 | 231 | 0.0% | 0.0% | 82 | -492 | -7.93% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 5,656 | 229 | 0.0% | 0.0% | 83 | +113 | 2.04% | Q4 2025 | Feb 17, 2026 |
| Cape Investment Advisory, Inc. | History | New | 5,637 | 228 | 0.07% | — | 84 | +5,637 | New | Q4 2025 | Feb 17, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | No change | 5,000 | 202 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Key FInancial Inc | History | No change | 4,500 | 182 | 0.03% | 0.03% | 86 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 3,629 | 146 | 0.01% | 0.02% | 87 | -3,044 | -45.62% | Q4 2025 | Jan 26, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,806 | 113 | 0.0% | — | 88 | +2,805 | 280500.0% | Q4 2025 | Feb 13, 2026 |
| Aptus Capital Advisors, LLC | History | Reduced | 1,727 | 69 | 0.0% | 0.0% | 89 | -6 | -0.35% | Q4 2025 | Feb 13, 2026 |
| Glen Eagle Advisors, LLC | History | Reduced | 1,521 | 61 | 0.01% | 0.01% | 90 | -362 | -19.22% | Q4 2025 | Feb 13, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | No change | 9,622 | 53 | 0.02% | 0.24% | 91 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 1,152 | 46 | 0.0% | 0.0% | 92 | +1,018 | 759.7% | Q4 2025 | Feb 11, 2026 |
| CX Institutional | History | Added to | 985 | 40 | 0.0% | 0.0% | 94 | +9 | 0.92% | Q4 2025 | Feb 02, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1,002 | 40 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,000 | 40 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 895 | 36 | 0.0% | — | 96 | +895 | New | Q4 2025 | Jan 21, 2026 |
| Collier Financial | History | Reduced | 754 | 30 | 0.02% | 0.05% | 98 | -732 | -49.26% | Q4 2025 | Feb 12, 2026 |
| ASSETMARK, INC | History | No change | 758 | 30 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Qube Research & Technologies Ltd | History | New | 726 | 29 | 0.0% | — | 99 | +726 | New | Q4 2025 | Feb 17, 2026 |
| Blue Trust, Inc. | History | New | 506 | 20 | 0.0% | — | 100 | +506 | New | Q4 2025 | Jan 16, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 349 | 14 | 0.01% | — | 101 | +349 | New | Q4 2025 | Feb 19, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 256 | 10 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| AE Wealth Management LLC | History | Reduced | 190 | 7 | 0.0% | 0.0% | 103 | -8 | -4.04% | Q4 2025 | Jan 26, 2026 |
| TD Capital Management LLC | History | Added to | 124 | 5 | 0.0% | — | 104 | +123 | 12300.0% | Q4 2025 | Feb 26, 2026 |
| REDMONT WEALTH ADVISORS LLC | History | No change | 68 | 2 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TRUE Private Wealth Advisors | History | Closed out | 0 | 0 | — | 0.28% | — | -68,411 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -14,270 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Eldridge Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -14,001 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,563 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Bouchey Financial Group Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -9,951 | -100.0% | Q3 2025 | Nov 12, 2025 |
| United Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,415 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Leslie Global Wealth, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -7,413 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Cadence Bank | History | Closed out | 0 | 0 | — | 0.02% | — | -6,605 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -539 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Wealth Enhancement Trust Services, Inc. | History | New | 13 | 0 | — | — | — | +13 | New | Q4 2025 | Jan 27, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |