SSGA Active Trust - ULST
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CWM, LLC | History | Added to | 3,949,890 | 159,970 | 0.42% | 0.42% | 1 | +147,278 | 3.87% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 1,293,371 | 52,381 | 0.01% | 0.01% | 2 | -31,481 | -2.38% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Added to | 693,007 | 28,066 | 0.0% | 0.0% | 3 | +77,628 | 12.61% | Q1 2026 | May 15, 2026 |
| Avestar Capital, LLC | History | Reduced | 590,002 | 23,895 | 1.53% | 1.64% | 4 | -33,300 | -5.34% | Q1 2026 | May 13, 2026 |
| BIP Wealth, LLC | History | Added to | 588,178 | 23,821 | 0.97% | 0.81% | 5 | +21,195 | 3.74% | Q1 2026 | Apr 27, 2026 |
| PTM WEALTH MANAGEMENT, LLC | History | Reduced | 471,521 | 19,044 | 10.09% | 16.06% | 6 | -230,949 | -32.88% | Q1 2026 | Apr 08, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 459,577 | 18,612 | 0.01% | 0.01% | 7 | +44,799 | 10.8% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 277,650 | 11,244 | 0.0% | 0.0% | 8 | +16,998 | 6.52% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 277,412 | 11,235 | 0.0% | 0.0% | 9 | +25,264 | 10.02% | Q1 2026 | May 14, 2026 |
| Stablepoint Partners, LLC | History | New | 215,734 | 8,737 | 1.3% | — | 10 | +215,734 | New | Q1 2026 | Apr 30, 2026 |
| IEQ CAPITAL, LLC | History | No change | 193,126 | 7,821 | 0.04% | 0.02% | 11 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Elevation Capital Advisory, LLC | History | New | 178,670 | 7,236 | 3.08% | — | 12 | +178,670 | New | Q1 2026 | May 08, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | No change | 128,144 | 5,190 | 0.32% | 0.32% | 13 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ORBA Wealth Advisors, L.L.C. | History | Reduced | 122,868 | 4,976 | 5.93% | 6.41% | 14 | -59,437 | -32.6% | Q1 2026 | Apr 28, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 121,252 | 4,898 | 0.01% | 0.01% | 15 | -24,020 | -16.53% | Q1 2026 | Apr 08, 2026 |
| David Kennon Inc | History | Added to | 107,590 | 4,357 | 1.56% | 1.52% | 16 | +1,989 | 1.88% | Q1 2026 | Apr 28, 2026 |
| Norris Financial Group, LLC | History | Added to | 106,290 | 4,304 | 1.4% | 1.1% | 17 | +26,600 | 33.38% | Q1 2026 | May 20, 2026 |
| UBS Group AG | History | Added to | 88,314 | 3,576 | 0.0% | 0.0% | 18 | +9,774 | 12.44% | Q1 2026 | May 05, 2026 |
| BridgePort Financial Solutions, LLC | History | Reduced | 76,329 | 3,091 | 0.88% | 0.86% | 19 | -2,500 | -3.17% | Q1 2026 | Apr 16, 2026 |
| WT Wealth Management | History | Reduced | 71,549 | 2,897 | 0.86% | 1.13% | 20 | -25,429 | -26.22% | Q1 2026 | Apr 21, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 60,523 | 2,451 | 0.0% | 0.0% | 21 | -2,104 | -3.36% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 51,820 | 2,099 | 0.0% | 0.0% | 22 | -6,242 | -10.75% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | New | 1,994 | 2,080 | 0.0% | — | 23 | +1,994 | New | Q1 2026 | May 14, 2026 |
| Barnes Wealth Management Group, Inc | History | Reduced | 49,836 | 2,018 | 1.02% | 1.09% | 24 | -595 | -1.18% | Q1 2026 | May 15, 2026 |
| Cannon Wealth Management Services, LLC | History | Added to | 49,772 | 2,015 | 1.36% | 1.0% | 25 | +14,629 | 41.63% | Q1 2026 | May 05, 2026 |
| Elmwood Wealth Management, Inc. | History | Reduced | 47,966 | 1,942 | 0.54% | 0.63% | 26 | -1,249 | -2.54% | Q1 2026 | Apr 09, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 47,197 | 1,911 | 0.0% | 0.0% | 27 | +2,410 | 5.38% | Q1 2026 | May 01, 2026 |
| Global View Capital Management LLC | History | Added to | 44,789 | 1,813 | 0.48% | 0.34% | 28 | +199 | 0.45% | Q1 2026 | May 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 40,859 | 1,654 | 0.0% | 0.01% | 29 | -9,955 | -19.59% | Q1 2026 | May 04, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 34,933 | 1,413 | 0.0% | 0.0% | 30 | +33,781 | 2932.38% | Q1 2026 | May 13, 2026 |
| TRUE Private Wealth Advisors | History | New | 34,406 | 1,393 | 0.13% | — | 31 | +34,406 | New | Q1 2026 | May 15, 2026 |
| Authentikos Wealth Advisory, LLC | History | Reduced | 33,993 | 1,376 | 0.93% | 1.06% | 32 | -5,542 | -14.02% | Q1 2026 | May 07, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 31,375 | 1,270 | 0.01% | 0.01% | 33 | -3,775 | -10.74% | Q1 2026 | May 05, 2026 |
| G&S Capital LLC | History | Added to | 31,189 | 1,263 | 0.44% | 0.21% | 34 | +16,339 | 110.03% | Q1 2026 | Apr 07, 2026 |
| CGN Advisors LLC | History | Added to | 31,159 | 1,261 | 0.1% | 0.09% | 35 | +2,783 | 9.81% | Q1 2026 | Apr 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 30,749 | 1,245 | 0.0% | 0.0% | 36 | -3,758 | -10.89% | Q1 2026 | May 04, 2026 |
| FIDUCIARY TRUST CO | History | No change | 28,840 | 1,168 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ameliora Wealth Management Ltd. | History | No change | 27,767 | 1,124 | 0.36% | 0.34% | 38 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| TKG Advisors, LLC | History | Added to | 26,415 | 1,069 | 0.44% | 0.2% | 39 | +14,129 | 115.0% | Q1 2026 | Apr 24, 2026 |
| Equitable Holdings, Inc. | History | Added to | 26,122 | 1,058 | 0.01% | 0.01% | 40 | +2,895 | 12.46% | Q1 2026 | May 15, 2026 |
| Valmark Advisers, Inc. | History | Reduced | 26,019 | 1,053 | 0.01% | 0.01% | 41 | -679 | -2.54% | Q1 2026 | May 01, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 24,700 | 1,000 | 0.0% | — | 42 | +24,700 | New | Q1 2026 | May 13, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 24,622 | 997 | 0.03% | 0.08% | 43 | -32,287 | -56.73% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 24,192 | 979 | 0.01% | 0.01% | 44 | +6,292 | 35.15% | Q1 2026 | Apr 28, 2026 |
| Crews Bank & Trust | History | No change | 21,810 | 883 | 0.13% | 0.13% | 45 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 21,082 | 853 | 0.02% | 0.01% | 46 | +4,208 | 24.94% | Q1 2026 | Apr 14, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | No change | 20,850 | 844 | 0.06% | 0.06% | 47 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 20,397 | 826 | 0.0% | 0.0% | 48 | +1,963 | 10.65% | Q1 2026 | May 08, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Reduced | 19,046 | 771 | 0.02% | 0.02% | 49 | -600 | -3.05% | Q1 2026 | Apr 29, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 17,283 | 699 | 0.03% | 0.03% | 50 | +35 | 0.2% | Q1 2026 | Apr 28, 2026 |
| OakTrust Wealth Advisors, LLC | History | Added to | 16,620 | 673 | 0.61% | 0.51% | 51 | +3,025 | 22.25% | Q1 2026 | Apr 23, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 15,569 | 630 | 0.04% | 0.04% | 52 | +1,029 | 7.08% | Q1 2026 | Apr 15, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 15,270 | 618 | 0.01% | 0.01% | 53 | +345 | 2.31% | Q1 2026 | Apr 23, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 14,014 | 567 | 0.05% | 0.04% | 54 | +78 | 0.56% | Q1 2026 | May 15, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 13,769 | 558 | 0.03% | 0.03% | 55 | -37 | -0.27% | Q1 2026 | May 18, 2026 |
| Western Wealth Management, LLC | History | No change | 13,302 | 538 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 12,740 | 515 | 0.0% | 0.0% | 57 | +3,085 | 31.95% | Q1 2026 | May 14, 2026 |
| McAdam, LLC | History | Added to | 12,098 | 489 | 0.02% | 0.02% | 58 | +685 | 6.0% | Q1 2026 | May 08, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 12,025 | 487 | 0.0% | 0.0% | 59 | +616 | 5.4% | Q1 2026 | May 12, 2026 |
| Penobscot Investment Management Company, Inc. | History | No change | 11,700 | 473 | 0.04% | 0.04% | 60 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 11,546 | 467 | 0.01% | 0.0% | 61 | +5,518 | 91.54% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 11,282 | 456 | 0.01% | 0.01% | 62 | -2,200 | -16.32% | Q1 2026 | May 15, 2026 |
| Gerber Kawasaki Wealth & Investment Management | History | Added to | 11,222 | 454 | 0.01% | 0.02% | 63 | +8 | 0.07% | Q1 2026 | May 06, 2026 |
| Prestige Wealth Management Group LLC | History | Added to | 11,108 | 449 | 0.09% | 0.09% | 64 | +72 | 0.65% | Q1 2026 | May 13, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 10,780 | 436 | 0.05% | 0.06% | 65 | -3,434 | -24.16% | Q1 2026 | Apr 28, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 10,629 | 430 | 0.02% | 0.02% | 66 | +624 | 6.24% | Q1 2026 | May 14, 2026 |
| Savant Capital, LLC | History | No change | 10,299 | 417 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| FIFTH THIRD BANCORP | History | New | 10,242 | 414 | 0.0% | — | 68 | +10,242 | New | Q1 2026 | May 01, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 10,222 | 413 | 0.0% | 0.0% | 69 | -1,028 | -9.14% | Q1 2026 | Apr 27, 2026 |
| Trilogy Capital Inc. | History | Added to | 10,080 | 408 | 0.02% | 0.02% | 70 | +400 | 4.13% | Q1 2026 | Apr 21, 2026 |
| CATALYST PRIVATE WEALTH, LLC | History | No change | 10,000 | 405 | 0.22% | 0.18% | 71 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Cetera Investment Advisers | History | Added to | 9,743 | 394 | 0.0% | 0.0% | 72 | +2,307 | 31.02% | Q1 2026 | May 13, 2026 |
| Destination Wealth Management | History | Reduced | 9,706 | 393 | 0.01% | 0.01% | 73 | -79 | -0.81% | Q1 2026 | May 15, 2026 |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC | History | Reduced | 9,647 | 390 | 0.16% | 0.17% | 74 | -436 | -4.32% | Q1 2026 | Apr 29, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | No change | 9,622 | 389 | 0.24% | 0.02% | 75 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 9,497 | 384 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| January Capital Advisors LLC | History | New | 8,912 | 360 | 0.49% | — | 77 | +8,912 | New | Q1 2026 | May 20, 2026 |
| Wisconsin Wealth Advisors, LLC | History | No change | 7,199 | 291 | 0.29% | 0.29% | 78 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Advisor Resource Council | History | New | 7,108 | 287 | 0.09% | — | 79 | +7,108 | New | Q1 2026 | May 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 7,076 | 286 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Bouchey Financial Group Ltd | History | New | 6,979 | 281 | 0.02% | — | 81 | +6,979 | New | Q1 2026 | Apr 13, 2026 |
| Winch Advisory Services, LLC | History | Added to | 5,949 | 240 | 0.05% | 0.05% | 82 | +39 | 0.66% | Q1 2026 | Apr 30, 2026 |
| Worth Asset Management, LLC | History | No change | 5,931 | 240 | 0.09% | 0.1% | 83 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| LANE BROTHERS & CO INC | History | Added to | 5,754 | 233 | 0.17% | 0.17% | 84 | +2 | 0.03% | Q1 2026 | May 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 5,709 | 231 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cape Investment Advisory, Inc. | History | Added to | 5,653 | 228 | 0.08% | 0.07% | 86 | +16 | 0.28% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | New | 5,382 | 217 | 0.0% | — | 87 | +5,382 | New | Q1 2026 | Apr 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 5,340 | 216 | 0.0% | 0.0% | 88 | -316 | -5.59% | Q1 2026 | Apr 24, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | No change | 5,000 | 202 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 3,585 | 145 | 0.01% | 0.01% | 90 | -44 | -1.21% | Q1 2026 | Apr 30, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 1,525 | 61 | 0.01% | 0.01% | 91 | +4 | 0.26% | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | Reduced | 1,358 | 54 | 0.0% | 0.0% | 92 | -369 | -21.37% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 995 | 40 | 0.0% | 0.0% | 93 | -1,811 | -64.54% | Q1 2026 | May 11, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1,002 | 40 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| CX Institutional | History | No change | 985 | 40 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Synergy Investment Management, LLC | History | New | 771 | 31 | 0.01% | — | 96 | +771 | New | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 758 | 30 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Collier Financial | History | Reduced | 528 | 21 | 0.02% | 0.02% | 98 | -226 | -29.97% | Q1 2026 | May 11, 2026 |
| Rossby Financial, LCC | History | New | 344 | 13 | 0.0% | — | 99 | +344 | New | Q1 2026 | May 11, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Reduced | 182 | 7 | 0.0% | 0.01% | 101 | -167 | -47.85% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | No change | 190 | 7 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TD Capital Management LLC | History | Added to | 125 | 5 | 0.0% | 0.0% | 102 | +1 | 0.81% | Q1 2026 | May 11, 2026 |
| REDMONT WEALTH ADVISORS LLC | History | No change | 68 | 2 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 38 | 1 | 0.0% | 0.0% | 104 | -218 | -85.16% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -324,768 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,719 | -100.0% | Q1 2026 | May 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 20 | 0 | — | 0.03% | — | -25,995 | -99.92% | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -22,750 | -100.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,579 | -100.0% | Q1 2026 | May 15, 2026 |
| GatePass Capital, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -12,000 | -100.0% | Q1 2026 | May 06, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -8,969 | -100.0% | Q1 2026 | May 15, 2026 |
| Kraft, Davis & Associates, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -8,649 | -100.0% | Q1 2026 | May 01, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,229 | -100.0% | Q1 2026 | May 15, 2026 |
| Gradient Investments LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,952 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | 0.03% | — | -4,500 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | May 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -895 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -726 | -100.0% | Q1 2026 | May 15, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -506 | -100.0% | Q1 2026 | Apr 20, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |