SSGA Active Trust - ULST
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,384,703 | 55,976 | 0.01% | 0.01% | 1 | +91,332 | 7.06% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Added to | 767,227 | 31,015 | 0.0% | 0.0% | 2 | +74,220 | 10.71% | Q2 2026 | Aug 13, 2026 |
| BIP Wealth, LLC | History | Added to | 665,102 | 26,886 | 0.76% | 0.97% | 3 | +76,924 | 13.08% | Q2 2026 | Aug 03, 2026 |
| Avestar Capital, LLC | History | Added to | 628,720 | 25,415 | 1.42% | 1.53% | 4 | +38,718 | 6.56% | Q2 2026 | Jul 29, 2026 |
| PTM WEALTH MANAGEMENT, LLC | History | Added to | 515,263 | 20,796 | 9.36% | 10.09% | 5 | +43,742 | 9.28% | Q2 2026 | Aug 06, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 357,933 | 14,469 | 0.01% | 0.01% | 6 | -101,644 | -22.12% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 273,073 | 11,038 | 0.0% | 0.0% | 7 | -4,339 | -1.56% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 272,455 | 11,013 | 0.0% | 0.0% | 8 | -5,195 | -1.87% | Q2 2026 | Aug 14, 2026 |
| Stablepoint Partners, LLC | History | Added to | 220,840 | 8,927 | 1.24% | 1.3% | 9 | +5,106 | 2.37% | Q2 2026 | Jul 09, 2026 |
| ORBA Wealth Advisors, L.L.C. | History | Added to | 158,037 | 6,388 | 5.46% | 5.93% | 10 | +35,169 | 28.62% | Q2 2026 | Jul 23, 2026 |
| Norris Financial Group, LLC | History | Added to | 123,113 | 4,976 | 1.98% | 1.4% | 11 | +16,823 | 15.83% | Q2 2026 | Aug 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 119,635 | 4,825 | 0.01% | 0.01% | 12 | -1,617 | -1.33% | Q2 2026 | Jul 15, 2026 |
| David Kennon Inc | History | Reduced | 106,107 | 4,289 | 1.42% | 1.56% | 13 | -1,483 | -1.38% | Q2 2026 | Jul 22, 2026 |
| Kraft, Davis & Associates, LLC | History | New | 104,871 | 4,228 | 0.88% | — | 14 | +104,871 | New | Q2 2026 | Jul 09, 2026 |
| WT Wealth Management | History | Added to | 79,331 | 3,206 | 0.89% | 0.86% | 15 | +7,782 | 10.88% | Q2 2026 | Jul 22, 2026 |
| UBS Group AG | History | Reduced | 73,963 | 2,989 | 0.0% | 0.0% | 16 | -14,351 | -16.25% | Q2 2026 | Aug 13, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | Added to | 72,332 | 2,924 | 0.16% | 0.17% | 17 | +9,900 | 15.86% | Q2 2026 | Aug 06, 2026 |
| BridgePort Financial Solutions, LLC | History | Reduced | 68,829 | 2,782 | 0.71% | 0.88% | 18 | -7,500 | -9.83% | Q2 2026 | Jul 24, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 59,350 | 2,399 | 0.0% | 0.0% | 19 | -1,173 | -1.94% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | Added to | 56,596 | 2,287 | 0.0% | 0.0% | 20 | +54,602 | 2738.31% | Q2 2026 | Aug 12, 2026 |
| Cannon Wealth Management Services, LLC | History | Added to | 53,709 | 2,171 | 1.19% | 1.36% | 21 | +3,937 | 7.91% | Q2 2026 | Aug 11, 2026 |
| Elmwood Wealth Management, Inc. | History | Added to | 49,849 | 2,015 | 0.5% | 0.54% | 22 | +1,883 | 3.93% | Q2 2026 | Jul 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 48,492 | 1,960 | 0.0% | 0.0% | 23 | -3,328 | -6.42% | Q2 2026 | Aug 14, 2026 |
| Barnes Wealth Management Group, Inc | History | Reduced | 47,687 | 1,927 | 0.89% | 1.02% | 24 | -2,149 | -4.31% | Q2 2026 | Jul 24, 2026 |
| Global View Capital Management LLC | History | Added to | 45,931 | 1,856 | 0.38% | 0.48% | 25 | +1,142 | 2.55% | Q2 2026 | Jul 23, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 45,432 | 1,837 | 0.0% | 0.0% | 26 | -1,765 | -3.74% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 41,720 | 1,686 | 0.0% | 0.0% | 27 | +861 | 2.11% | Q2 2026 | Aug 07, 2026 |
| CITADEL ADVISORS LLC | History | New | 40,166 | 1,623 | 0.0% | — | 28 | +40,166 | New | Q2 2026 | Sep 02, 2026 |
| Equitable Holdings, Inc. | History | Added to | 38,364 | 1,550 | 0.01% | 0.01% | 29 | +12,242 | 46.86% | Q2 2026 | Aug 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 33,420 | 1,351 | 0.01% | 0.01% | 30 | +2,045 | 6.52% | Q2 2026 | Aug 13, 2026 |
| CGN Advisors LLC | History | Added to | 32,562 | 1,316 | 0.1% | 0.1% | 31 | +1,403 | 4.5% | Q2 2026 | Jul 06, 2026 |
| Authentikos Wealth Advisory, LLC | History | Reduced | 30,602 | 1,237 | 0.79% | 0.93% | 32 | -3,391 | -9.98% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY TRUST CO | History | No change | 28,840 | 1,165 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 28,296 | 1,143 | 0.0% | 0.0% | 34 | -2,453 | -7.98% | Q2 2026 | Sep 23, 2026 |
| Ameliora Wealth Management Ltd. | History | No change | 27,767 | 1,122 | 0.33% | 0.36% | 35 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 26,670 | 1,078 | 0.01% | 0.01% | 36 | +2,478 | 10.24% | Q2 2026 | Aug 11, 2026 |
| Coppell Advisory Solutions LLC | History | New | 49,579 | 1,003 | 0.08% | — | 37 | +49,579 | New | Q2 2026 | Aug 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 24,700 | 998 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Valmark Advisers, Inc. | History | Reduced | 23,620 | 954 | 0.01% | 0.01% | 39 | -2,399 | -9.22% | Q2 2026 | Aug 06, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 22,594 | 913 | 0.11% | — | 40 | +22,594 | New | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 22,154 | 895 | 0.0% | — | 41 | +22,154 | New | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 21,685 | 876 | 0.0% | 0.0% | 42 | +1,288 | 6.31% | Q2 2026 | Aug 13, 2026 |
| Crews Bank & Trust | History | Reduced | 21,250 | 859 | 0.11% | 0.13% | 43 | -560 | -2.57% | Q2 2026 | Jul 16, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | No change | 20,850 | 842 | 0.05% | 0.06% | 44 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 20,231 | 817 | 0.02% | 0.02% | 45 | -851 | -4.04% | Q2 2026 | Jul 09, 2026 |
| Savant Capital, LLC | History | Added to | 20,063 | 811 | 0.0% | 0.0% | 46 | +9,764 | 94.81% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 20,039 | 810 | 0.0% | — | 47 | +20,039 | New | Q2 2026 | Aug 14, 2026 |
| G&S Capital LLC | History | Reduced | 19,965 | 807 | 0.23% | 0.44% | 48 | -11,224 | -35.99% | Q2 2026 | Jul 10, 2026 |
| Kirkwood Financial Services | History | Reduced | 19,824 | 801 | 0.23% | 0.32% | 49 | -3,071 | -13.41% | Q2 2026 | Aug 25, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Reduced | 18,396 | 743 | 0.02% | 0.02% | 50 | -650 | -3.41% | Q2 2026 | Jul 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 17,523 | 708 | 0.03% | 0.03% | 51 | +240 | 1.39% | Q2 2026 | Jul 27, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 16,848 | 681 | 0.04% | 0.04% | 52 | +1,279 | 8.22% | Q2 2026 | Jul 15, 2026 |
| McAdam, LLC | History | Added to | 15,852 | 640 | 0.02% | 0.02% | 53 | +3,754 | 31.03% | Q2 2026 | Aug 04, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 15,250 | 616 | 0.04% | 0.05% | 54 | +1,236 | 8.82% | Q2 2026 | Aug 14, 2026 |
| TKG Advisors, LLC | History | Reduced | 14,161 | 572 | 0.2% | 0.44% | 55 | -12,254 | -46.39% | Q2 2026 | Jul 27, 2026 |
| Western Wealth Management, LLC | History | No change | 13,302 | 537 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 12,838 | 518 | 0.0% | 0.0% | 57 | +98 | 0.77% | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 12,629 | 510 | 0.05% | 0.05% | 58 | +1,849 | 17.15% | Q2 2026 | Jul 22, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 12,025 | 486 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Penobscot Investment Management Company, Inc. | History | No change | 11,700 | 472 | 0.03% | 0.04% | 60 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 11,543 | 466 | 0.01% | 0.01% | 61 | -3 | -0.03% | Q2 2026 | Aug 12, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 11,350 | 458 | 0.0% | 0.01% | 62 | -3,920 | -25.67% | Q2 2026 | Aug 03, 2026 |
| Prestige Wealth Management Group LLC | History | Added to | 11,220 | 453 | 0.08% | 0.09% | 63 | +112 | 1.01% | Q2 2026 | Aug 14, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 10,573 | 427 | 0.01% | 0.02% | 64 | -56 | -0.53% | Q2 2026 | Jul 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 10,252 | 414 | 0.0% | 0.0% | 65 | +30 | 0.29% | Q2 2026 | Jul 29, 2026 |
| Trilogy Capital Inc. | History | Added to | 10,125 | 409 | 0.02% | 0.02% | 66 | +45 | 0.45% | Q2 2026 | Jul 02, 2026 |
| JANE STREET GROUP, LLC | History | New | 10,046 | 406 | 0.0% | — | 67 | +10,046 | New | Q2 2026 | Aug 14, 2026 |
| CATALYST PRIVATE WEALTH, LLC | History | No change | 10,000 | 404 | 0.2% | 0.22% | 68 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 9,871 | 399 | 0.0% | 0.0% | 69 | -1,457 | -12.86% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 9,744 | 393 | 0.0% | 0.0% | 70 | -498 | -4.86% | Q2 2026 | Aug 05, 2026 |
| Destination Wealth Management | History | No change | 9,706 | 392 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | No change | 9,622 | 388 | 0.22% | 0.24% | 72 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC | History | Reduced | 9,294 | 375 | 0.13% | 0.16% | 73 | -353 | -3.66% | Q2 2026 | Jul 30, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 9,130 | 369 | 0.02% | 0.03% | 74 | -15,492 | -62.92% | Q2 2026 | Aug 14, 2026 |
| Vise Technologies, Inc. | History | New | 9,113 | 368 | 0.0% | — | 75 | +9,113 | New | Q2 2026 | Aug 10, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 8,955 | 362 | 0.01% | 0.03% | 76 | -4,814 | -34.96% | Q2 2026 | Aug 17, 2026 |
| ZEGA Investments, LLC | History | New | 8,037 | 324 | 0.03% | — | 77 | +8,037 | New | Q2 2026 | Jul 31, 2026 |
| Cetera Investment Advisers | History | Reduced | 7,382 | 298 | 0.0% | 0.0% | 78 | -2,361 | -24.23% | Q2 2026 | Aug 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 7,211 | 291 | 0.03% | — | 80 | +7,211 | New | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 7,203 | 291 | 0.0% | 0.0% | 79 | +127 | 1.79% | Q2 2026 | Aug 07, 2026 |
| Wisconsin Wealth Advisors, LLC | History | Reduced | 7,196 | 290 | 0.25% | 0.29% | 81 | -3 | -0.04% | Q2 2026 | Jul 07, 2026 |
| Advisor Resource Council | History | Reduced | 6,942 | 279 | 0.08% | 0.09% | 82 | -166 | -2.34% | Q2 2026 | Jul 28, 2026 |
| January Capital Advisors LLC | History | Reduced | 6,754 | 273 | 0.23% | 0.49% | 83 | -2,158 | -24.21% | Q2 2026 | Aug 25, 2026 |
| Bouchey Financial Group, Ltd. | History | Reduced | 6,690 | 270 | 0.02% | 0.02% | 84 | -289 | -4.14% | Q2 2026 | Jul 27, 2026 |
| Winch Advisory Services, LLC | History | Added to | 6,008 | 242 | 0.05% | 0.05% | 85 | +59 | 0.99% | Q2 2026 | Aug 06, 2026 |
| Worth Asset Management, LLC | History | No change | 5,931 | 239 | 0.08% | 0.09% | 86 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| OakTrust Wealth Advisors, LLC | History | Reduced | 5,807 | 234 | 0.2% | 0.61% | 87 | -10,813 | -65.06% | Q2 2026 | Aug 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 5,709 | 230 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cape Investment Advisory, Inc. | History | Added to | 5,677 | 229 | 0.06% | 0.08% | 89 | +24 | 0.42% | Q2 2026 | Jul 23, 2026 |
| Modern Wealth Management, LLC | History | New | 5,455 | 220 | 0.0% | — | 91 | +5,455 | New | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 5,443 | 220 | 0.01% | — | 90 | +5,423 | 27115.0% | Q2 2026 | Aug 11, 2026 |
| Merit Financial Group, LLC | History | Reduced | 5,203 | 210 | 0.0% | 0.0% | 92 | -179 | -3.33% | Q2 2026 | Jul 20, 2026 |
| United Advisor Group, LLC | History | New | 5,165 | 208 | 0.02% | — | 93 | +5,165 | New | Q2 2026 | Jul 29, 2026 |
| LANE BROTHERS & CO INC | History | Reduced | 5,024 | 203 | 0.13% | 0.17% | 94 | -730 | -12.69% | Q2 2026 | Aug 05, 2026 |
| Bank of New York Mellon Corp | History | New | 5,005 | 202 | 0.0% | — | 95 | +5,005 | New | Q2 2026 | Aug 06, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | No change | 5,000 | 202 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,585 | 144 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Ameritas Advisory Services, LLC | History | New | 2,175 | 87 | 0.0% | — | 98 | +2,175 | New | Q2 2026 | Aug 14, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 1,901 | 76 | 0.01% | 0.01% | 99 | +376 | 24.66% | Q2 2026 | Aug 14, 2026 |
| Tidemark, LLC | History | New | 1,600 | 64 | 0.01% | — | 100 | +1,600 | New | Q2 2026 | Aug 10, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 1,309 | 52 | 0.0% | 0.0% | 101 | -33,624 | -96.25% | Q2 2026 | Aug 12, 2026 |
| Qube Research & Technologies Ltd | History | New | 1,310 | 52 | 0.0% | — | 103 | +1,310 | New | Q2 2026 | Aug 14, 2026 |
| Aptus Capital Advisors, LLC | History | Reduced | 1,303 | 52 | 0.0% | 0.0% | 102 | -55 | -4.05% | Q2 2026 | Aug 12, 2026 |
| Continuum Advisory, LLC | History | New | 1,120 | 45 | 0.0% | — | 104 | +1,120 | New | Q2 2026 | Aug 06, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1,002 | 40 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CX Institutional | History | No change | 985 | 40 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| Synergy Investment Management, LLC | History | No change | 771 | 31 | 0.01% | 0.01% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Blue Trust, Inc. | History | New | 655 | 26 | 0.0% | — | 108 | +655 | New | Q2 2026 | Jul 21, 2026 |
| Collier Financial | History | Added to | 530 | 21 | 0.01% | 0.02% | 109 | +2 | 0.38% | Q2 2026 | Jul 30, 2026 |
| ASSETMARK, INC | History | Reduced | 389 | 15 | 0.0% | 0.0% | 110 | -369 | -48.68% | Q2 2026 | Jul 30, 2026 |
| AE Wealth Management LLC | History | No change | 190 | 7 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 182 | 7 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TD Capital Management LLC | History | Added to | 126 | 5 | 0.0% | 0.0% | 113 | +1 | 0.8% | Q2 2026 | Aug 06, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 38 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -3,949,890 | -100.0% | Q1 2026 | May 14, 2026 |
| IEQ CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -193,126 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Elevation Capital Advisory, LLC | History | Closed out | 0 | 0 | — | 3.08% | — | -178,670 | -100.0% | Q2 2026 | Jul 27, 2026 |
| TRUE Private Wealth Advisors | History | Closed out | 0 | 0 | — | 0.13% | — | -34,406 | -100.0% | Q2 2026 | Jul 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,282 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Gerber Kawasaki Wealth & Investment Management | History | Closed out | 0 | 0 | — | 0.01% | — | -11,222 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,340 | -100.0% | Q2 2026 | Jul 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -995 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -344 | -100.0% | Q2 2026 | Aug 04, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |