Innovator ETFs Trust - UMAY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 156,897 | 5,776 | 0.33% | 0.32% | 1 | +9,227 | 6.25% | Q1 2026 | Apr 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 67,943 | 2,501 | 0.01% | 0.01% | 2 | +868 | 1.29% | Q1 2026 | Apr 30, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 55,206 | 2,032 | 0.55% | 0.61% | 3 | -215 | -0.39% | Q1 2026 | Apr 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 51,988 | 1,914 | 0.0% | — | 4 | +51,988 | New | Q1 2026 | May 15, 2026 |
| Castle Rock Wealth Management, LLC | History | No change | 48,821 | 1,802 | 0.39% | 0.39% | 5 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 39,856 | 1,467 | 0.0% | 0.0% | 6 | -160 | -0.4% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 39,119 | 1,440 | 0.0% | 0.0% | 7 | -5,516 | -12.36% | Q1 2026 | May 15, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 37,778 | 1,390 | 0.02% | 0.02% | 8 | +16,245 | 75.44% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 36,805 | 1,355 | 0.0% | 0.0% | 9 | -472 | -1.27% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 35,164 | 1,294 | 0.0% | 0.0% | 10 | -4,532 | -11.42% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 34,801 | 1,281 | 0.0% | 0.0% | 11 | -6,560 | -15.86% | Q1 2026 | May 04, 2026 |
| Brookstone Capital Management | History | Reduced | 27,403 | 1,008 | 0.01% | 0.01% | 12 | -2,138 | -7.24% | Q1 2026 | Apr 16, 2026 |
| Spire Wealth Management | History | Reduced | 25,865 | 952 | 0.03% | 0.04% | 13 | -4,711 | -15.41% | Q1 2026 | Apr 22, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 24,974 | 920 | 0.0% | 0.0% | 14 | -9,350 | -27.24% | Q1 2026 | Apr 27, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 24,567 | 904 | 0.12% | 0.15% | 15 | -6,725 | -21.49% | Q1 2026 | Apr 20, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 22,085 | 813 | 0.0% | 0.0% | 16 | +9,574 | 76.52% | Q1 2026 | May 15, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 20,783 | 765 | 0.01% | 0.01% | 17 | +323 | 1.58% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Reduced | 20,132 | 741 | 0.0% | 0.0% | 18 | -492 | -2.39% | Q1 2026 | May 06, 2026 |
| Merit Financial Group, LLC | History | No change | 15,670 | 576 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Allworth Financial LP | History | No change | 15,362 | 565 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MILESTONE ASSET MANAGEMENT, LLC | History | No change | 14,030 | 516 | 0.1% | 0.1% | 21 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| WEALTH ALLIANCE, LLC | History | No change | 11,220 | 413 | 0.04% | 0.04% | 22 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 11,066 | 407 | 0.26% | 0.26% | 23 | -5 | -0.05% | Q1 2026 | May 15, 2026 |
| Wood Tarver Financial Group, LLC | History | Reduced | 10,926 | 402 | 0.11% | 0.15% | 24 | -3,841 | -26.01% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 9,951 | 366 | 0.0% | 0.0% | 25 | -11,632 | -53.89% | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 9,194 | 338 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| AE Wealth Management LLC | History | Reduced | 8,671 | 319 | 0.0% | 0.0% | 27 | -5 | -0.06% | Q1 2026 | May 13, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 7,347 | 270 | 0.02% | 0.02% | 28 | -13 | -0.18% | Q1 2026 | Apr 29, 2026 |
| Allegiance Financial Group Advisory Services LLC | History | No change | 7,355 | 270 | 0.05% | 0.06% | 29 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,767 | 212 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Savvy Advisors, Inc. | History | New | 5,726 | 210 | 0.01% | — | 32 | +5,726 | New | Q1 2026 | May 11, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 5,722 | 210 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| TopTier Wealth Management, LLC | History | New | 3,587 | 132 | 0.08% | — | 33 | +3,587 | New | Q1 2026 | May 05, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 3,199 | 117 | 0.01% | 0.01% | 34 | -326 | -9.25% | Q1 2026 | May 05, 2026 |
| Advisory Services Network, LLC | History | New | 3,069 | 112 | 0.0% | — | 35 | +3,069 | New | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Reduced | 700 | 25 | 0.01% | 0.01% | 36 | -100 | -12.5% | Q1 2026 | Apr 02, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 600 | 22 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| WealthShield Partners, LLC | History | No change | 474 | 17 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 462 | 17 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 333 | 12 | 0.0% | 0.0% | 41 | -225 | -40.32% | Q1 2026 | Apr 07, 2026 |
| Archer Investment Corp | History | No change | 350 | 12 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| CWM, LLC | History | No change | 300 | 11 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 278 | 10 | 0.0% | 0.0% | 43 | +57 | 25.79% | Q1 2026 | May 05, 2026 |
| Larson Financial Group LLC | History | No change | 186 | 6 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 62 | 2 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Keystone Wealth Services, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -14,553 | -100.0% | Q1 2026 | May 13, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -8,292 | -100.0% | Q1 2026 | Apr 10, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q1 2026 | May 14, 2026 |