Innovator ETFs Trust - UNOV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 172,522 | 7,133 | 0.35% | 0.32% | 1 | +12,551 | 7.85% | Q3 2026 | Oct 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 136,915 | 5,498 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Brookstone Capital Management | History | Reduced | 78,099 | 3,229 | 0.03% | 0.03% | 3 | -810 | -1.03% | Q3 2026 | Oct 22, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 77,212 | 3,192 | 0.86% | 0.81% | 4 | -1,250 | -1.59% | Q3 2026 | Oct 27, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 64,860 | 2,681 | 0.02% | — | 5 | +64,860 | New | Q3 2026 | Oct 16, 2026 |
| Spire Wealth Management | History | Reduced | 62,688 | 2,592 | 0.08% | 0.08% | 6 | -282 | -0.45% | Q3 2026 | Oct 30, 2026 |
| RK Capital Management, LLC/FL | History | No change | 62,133 | 2,495 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 57,283 | 2,368 | 0.0% | 0.0% | 8 | -2,311 | -3.88% | Q3 2026 | Nov 02, 2026 |
| 4J Wealth Management LLC | History | Reduced | 53,844 | 2,226 | 1.03% | 1.08% | 9 | -770 | -1.41% | Q3 2026 | Oct 30, 2026 |
| HighTower Advisors, LLC | History | No change | 48,952 | 1,965 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 45,551 | 1,829 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| AE Wealth Management LLC | History | No change | 42,831 | 1,720 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Kellett Wealth Advisors, LLC | History | Reduced | 39,921 | 1,650 | 0.6% | 1.31% | 13 | -30,134 | -43.01% | Q3 2026 | Oct 14, 2026 |
| LPL Financial LLC | History | No change | 41,027 | 1,647 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 39,723 | 1,642 | 0.18% | 0.19% | 15 | -3,148 | -7.34% | Q3 2026 | Oct 16, 2026 |
| Trek Financial, LLC | History | No change | 39,665 | 1,639 | 0.08% | 0.08% | 16 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 38,986 | 1,611 | 0.0% | 0.01% | 17 | -19,552 | -33.4% | Q3 2026 | Nov 02, 2026 |
| O'Connor Financial Group LLC | History | Reduced | 34,378 | 1,421 | 0.5% | 0.51% | 18 | -1,529 | -4.26% | Q3 2026 | Oct 26, 2026 |
| IHT Wealth Management, LLC | History | No change | 32,453 | 1,303 | 0.03% | 0.03% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 28,595 | 1,148 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 27,680 | 1,111 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Creative Planning | History | No change | 25,691 | 1,062 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Triumph Capital Management | History | Added to | 24,400 | 1,008 | 0.18% | 0.17% | 23 | +456 | 1.9% | Q3 2026 | Oct 14, 2026 |
| Castle Rock Wealth Management, LLC | History | Reduced | 24,072 | 1,003 | 0.19% | 0.19% | 24 | -577 | -2.34% | Q3 2026 | Oct 09, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 24,009 | 964 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 23,920 | 960 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SageView Advisory Group, LLC | History | No change | 23,556 | 946 | 0.03% | 0.03% | 27 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | No change | 21,778 | 900 | 0.2% | 0.21% | 28 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Berger Financial Group, Inc | History | No change | 21,855 | 877 | 0.04% | 0.04% | 29 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 21,754 | 873 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SteelPeak Wealth, LLC | History | Reduced | 18,765 | 775 | 0.02% | 0.02% | 31 | -1,508 | -7.44% | Q3 2026 | Oct 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 17,904 | 740 | 0.0% | 0.0% | 32 | -4,330 | -19.47% | Q3 2026 | Nov 02, 2026 |
| IMG Wealth Management, Inc. | History | Added to | 17,895 | 739 | 0.38% | 0.28% | 33 | +5,167 | 40.6% | Q3 2026 | Oct 26, 2026 |
| Lantz Financial LLC | History | No change | 17,036 | 704 | 0.13% | 0.13% | 34 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Atria Investments, Inc | History | No change | 16,870 | 697 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| HRT FINANCIAL LP | History | No change | 14,145 | 568 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 13,692 | 566 | 0.01% | 0.07% | 37 | -82,362 | -85.75% | Q3 2026 | Oct 16, 2026 |
| CITADEL ADVISORS LLC | History | No change | 13,813 | 554 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 13,759 | 552 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 13,518 | 542 | 0.04% | 0.04% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 12,492 | 520 | 0.0% | — | 41 | +12,492 | New | Q3 2026 | Oct 13, 2026 |
| Three Seasons Wealth, LLC | History | No change | 11,117 | 459 | 0.04% | 0.04% | 42 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 10,280 | 425 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 9,826 | 406 | 0.0% | 0.0% | 44 | -4,290 | -30.39% | Q3 2026 | Oct 30, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 9,502 | 381 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| ATX Financial Planning, LLC | History | No change | 9,193 | 380 | 0.24% | 0.24% | 46 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| WealthShield Partners, LLC | History | No change | 9,392 | 377 | 0.06% | 0.06% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CWC Advisors, LLC. | History | Reduced | 7,886 | 326 | 0.15% | 0.22% | 48 | -4,573 | -36.7% | Q3 2026 | Oct 15, 2026 |
| Advisory Services Network, LLC | History | No change | 7,938 | 318 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Talon Private Wealth, LLC | History | No change | 7,085 | 284 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q2 2026 | Sep 11, 2026 |
| Lakeridge Wealth Management LLC | History | No change | 6,881 | 276 | 0.1% | 0.1% | 51 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 6,594 | 272 | 0.09% | 0.15% | 52 | -3,870 | -36.98% | Q3 2026 | Oct 07, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 6,200 | 248 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FINANCIAL MANAGEMENT NETWORK INC | History | Reduced | 5,750 | 238 | 0.03% | 0.05% | 54 | -2,200 | -27.67% | Q3 2026 | Oct 08, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 5,300 | 219 | 0.0% | 0.01% | 55 | -2,000 | -27.4% | Q3 2026 | Oct 13, 2026 |
| Sigma Planning Corp | History | No change | 5,275 | 218 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 5,057 | 209 | 0.01% | 0.01% | 57 | -79 | -1.54% | Q3 2026 | Oct 28, 2026 |
| Bison Wealth, LLC | History | No change | 5,017 | 209 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | No change | 5,042 | 208 | 0.01% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| CRA Financial Services, LLC | History | No change | 5,025 | 207 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| WorthPointe, LLC | History | No change | 5,130 | 206 | 0.05% | 0.05% | 61 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 4,870 | 201 | 0.06% | 0.06% | 62 | -397 | -7.54% | Q3 2026 | Oct 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,393 | 176 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 4,274 | 172 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 2,700 | 108 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 2,597 | 107 | 0.0% | 0.0% | 66 | +555 | 27.18% | Q3 2026 | Oct 08, 2026 |
| Capital Analysts, LLC | History | No change | 2,639 | 106 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Continuum Advisory, LLC | History | No change | 2,523 | 101 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Noble Wealth Management PBC | History | No change | 2,200 | 90 | 0.04% | 0.04% | 69 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| Arax Advisory Partners | History | No change | 2,066 | 82 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BARCLAYS PLC | History | No change | 1,942 | 77 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,447 | 58 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Archer Investment Corp | History | Reduced | 1,254 | 51 | 0.01% | 0.02% | 73 | -665 | -34.65% | Q3 2026 | Nov 05, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 1,088 | 44 | 0.03% | 0.03% | 74 | -248 | -18.56% | Q3 2026 | Oct 28, 2026 |
| Regatta Research & Money Management | History | No change | 1,011 | 40 | 0.04% | 0.04% | 75 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 160 | 6 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | No change | 43 | 1 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| FC Advisory LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -5,235 | -100.0% | Q3 2026 | Oct 05, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -2,579 | -100.0% | Q3 2026 | Oct 15, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -127 | -100.0% | Q3 2026 | Oct 30, 2026 |