Innovator ETFs Trust - USEP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sovran Advisors, LLC | History | Added to | 559,701 | 22,673 | 1.78% | 1.8% | 1 | +24,403 | 4.56% | Q1 2026 | May 01, 2026 |
| Kellett Wealth Advisors, LLC | History | Reduced | 515,316 | 19,926 | 10.8% | 13.24% | 2 | -73,917 | -12.54% | Q1 2026 | May 04, 2026 |
| SIGNATUREFD, LLC | History | No change | 194,350 | 7,515 | 0.12% | 0.12% | 3 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 148,393 | 5,738 | 0.33% | 0.33% | 4 | +8,426 | 6.02% | Q1 2026 | Apr 09, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 104,655 | 4,046 | 0.02% | 0.02% | 5 | -1,392 | -1.31% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 93,575 | 3,618 | 0.01% | 0.0% | 6 | -109 | -0.12% | Q1 2026 | Apr 27, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 87,117 | 3,368 | 0.44% | 0.5% | 7 | -7,779 | -8.2% | Q1 2026 | Apr 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 86,999 | 3,364 | 0.0% | 0.01% | 8 | -10,705 | -10.96% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Reduced | 80,478 | 3,112 | 0.11% | 0.11% | 9 | -150 | -0.19% | Q1 2026 | Apr 22, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Reduced | 72,372 | 2,798 | 0.76% | 0.85% | 10 | -179 | -0.25% | Q1 2026 | Apr 09, 2026 |
| Cetera Investment Advisers | History | Added to | 68,497 | 2,648 | 0.0% | 0.0% | 11 | +943 | 1.4% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 54,550 | 2,109 | 0.0% | 0.0% | 12 | +2,725 | 5.26% | Q1 2026 | May 04, 2026 |
| Brookstone Capital Management | History | Reduced | 49,453 | 1,912 | 0.02% | 0.73% | 13 | -1,568,637 | -96.94% | Q1 2026 | Apr 16, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 48,175 | 1,862 | 0.0% | 0.0% | 14 | -1,297 | -2.62% | Q1 2026 | Apr 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 36,695 | 1,418 | 0.0% | 0.0% | 15 | -3,194 | -8.01% | Q1 2026 | May 04, 2026 |
| Advisory Services Network, LLC | History | Reduced | 35,920 | 1,388 | 0.02% | 0.02% | 16 | -701 | -1.91% | Q1 2026 | May 15, 2026 |
| Berger Financial Group, Inc | History | Reduced | 32,894 | 1,271 | 0.07% | 0.08% | 17 | -280 | -0.84% | Q1 2026 | Apr 28, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 32,472 | 1,253 | 0.09% | 0.08% | 18 | +6 | 0.02% | Q1 2026 | May 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 32,321 | 1,250 | 0.0% | 0.0% | 19 | -1,049 | -3.14% | Q1 2026 | Apr 30, 2026 |
| SageView Advisory Group, LLC | History | No change | 30,227 | 1,188 | 0.04% | 0.04% | 20 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | New | 30,227 | 1,168 | 0.0% | — | 21 | +30,227 | New | Q1 2026 | May 12, 2026 |
| Strategic Blueprint, LLC | History | No change | 29,428 | 1,137 | 0.07% | 0.07% | 22 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| HighTower Advisors, LLC | History | No change | 25,999 | 1,005 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | No change | 24,257 | 937 | 0.12% | 0.13% | 24 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Sageworth Trust Co | History | Reduced | 24,215 | 936 | 0.04% | 0.05% | 25 | -7,720 | -24.17% | Q1 2026 | Apr 29, 2026 |
| Legacy Advisors, LLC | History | Reduced | 24,215 | 936 | 0.11% | 0.13% | 26 | -7,720 | -24.17% | Q1 2026 | May 05, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 24,082 | 931 | 0.01% | — | 27 | +24,082 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 23,810 | 920 | 0.0% | 0.0% | 28 | -300 | -1.24% | Q1 2026 | May 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 23,698 | 916 | 0.01% | 0.01% | 29 | +13 | 0.05% | Q1 2026 | May 11, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | No change | 19,327 | 747 | 0.12% | 0.13% | 30 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 18,888 | 730 | 0.0% | 0.0% | 31 | -4,455 | -19.08% | Q1 2026 | May 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 17,124 | 662 | 0.0% | — | 32 | +17,124 | New | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 16,403 | 634 | 0.0% | 0.0% | 33 | +5,101 | 45.13% | Q1 2026 | May 15, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 14,593 | 564 | 0.06% | 0.06% | 34 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Trek Financial, LLC | History | No change | 14,426 | 557 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PFG Advisors | History | Reduced | 13,733 | 531 | 0.03% | 0.03% | 36 | -2,074 | -13.12% | Q1 2026 | May 05, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Reduced | 12,780 | 497 | 0.05% | 0.08% | 37 | -280 | -2.14% | Q1 2026 | Apr 10, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 12,843 | 496 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Wood Tarver Financial Group, LLC | History | Reduced | 11,543 | 446 | 0.12% | 0.14% | 39 | -1,507 | -11.55% | Q1 2026 | May 12, 2026 |
| Allworth Financial LP | History | Reduced | 11,104 | 429 | 0.0% | 0.0% | 40 | -334 | -2.92% | Q1 2026 | May 14, 2026 |
| Archer Investment Corp | History | Reduced | 10,828 | 418 | 0.09% | 0.1% | 41 | -116 | -1.06% | Q1 2026 | May 04, 2026 |
| Continuum Advisory, LLC | History | Reduced | 10,619 | 410 | 0.04% | 0.04% | 42 | -522 | -4.69% | Q1 2026 | Apr 22, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | No change | 10,000 | 386 | 0.1% | 0.1% | 43 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 9,416 | 378 | 0.02% | 0.03% | 44 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Lantz Financial LLC | History | No change | 9,481 | 366 | 0.08% | 0.08% | 45 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Composition Wealth, LLC | History | No change | 9,015 | 348 | 0.0% | 0.01% | 46 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Outlook Wealth Advisors, LLC | History | Reduced | 8,560 | 331 | 0.08% | 0.08% | 47 | -257 | -2.91% | Q1 2026 | Apr 17, 2026 |
| Sonoma Allocations LLC | History | No change | 8,337 | 324 | 0.11% | 0.11% | 48 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| JPMORGAN CHASE & CO | History | New | 7,957 | 303 | 0.0% | — | 49 | +7,957 | New | Q1 2026 | May 13, 2026 |
| Core Wealth Advisors, Inc. | History | No change | 7,704 | 297 | 0.07% | 0.08% | 50 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 7,482 | 289 | 0.0% | 0.0% | 51 | -2,359 | -23.97% | Q1 2026 | May 13, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 7,350 | 284 | 0.04% | 0.04% | 52 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| IMG Wealth Management, Inc. | History | No change | 7,343 | 283 | 0.18% | 0.18% | 53 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 6,984 | 270 | 0.0% | 0.01% | 54 | -3,546 | -33.68% | Q1 2026 | May 15, 2026 |
| COLTON GROOME FINANCIAL ADVISORS, LLC | History | No change | 6,321 | 244 | 0.07% | 0.07% | 55 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Accurate Wealth Management, LLC | History | Reduced | 6,109 | 241 | 0.03% | 0.03% | 56 | -204 | -3.23% | Q1 2026 | Apr 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 5,831 | 225 | 0.0% | — | 57 | +5,831 | New | Q1 2026 | May 15, 2026 |
| RPS ADVISORY SOLUTIONS LLC | History | Reduced | 5,779 | 223 | 0.13% | 0.11% | 58 | -174 | -2.92% | Q1 2026 | May 04, 2026 |
| FC Advisory LLC | History | No change | 5,656 | 218 | 0.06% | 0.06% | 59 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| TopTier Wealth Management, LLC | History | No change | 5,656 | 218 | 0.13% | 0.15% | 60 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Plum Street Advisors, LLC | History | No change | 5,400 | 208 | 0.07% | 0.08% | 61 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WorthPointe, LLC | History | Reduced | 5,296 | 204 | 0.06% | 0.07% | 62 | -1,326 | -20.02% | Q1 2026 | May 12, 2026 |
| Truvestments Capital LLC | History | No change | 4,339 | 167 | 0.03% | 0.03% | 63 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 4,175 | 161 | 0.01% | — | 65 | +4,175 | New | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 4,175 | 161 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 3,935 | 152 | 0.05% | 0.05% | 66 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,368 | 130 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| WealthShield Partners, LLC | History | Added to | 3,316 | 128 | 0.01% | 0.01% | 68 | +162 | 5.14% | Q1 2026 | May 01, 2026 |
| Arax Advisory Partners | History | Reduced | 3,121 | 120 | 0.0% | 0.0% | 69 | -322 | -9.35% | Q1 2026 | May 13, 2026 |
| Capital Analysts, LLC | History | Reduced | 1,812 | 70 | 0.0% | 0.0% | 70 | -148 | -7.55% | Q1 2026 | May 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 1,311 | 50 | 0.04% | 0.04% | 71 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Talon Private Wealth, LLC | History | New | 1,271 | 49 | 0.01% | — | 72 | +1,271 | New | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Added to | 1,185 | 45 | 0.0% | 0.0% | 73 | +1,154 | 3722.58% | Q1 2026 | May 14, 2026 |
| Financial Network Wealth Advisors LLC | History | Reduced | 811 | 31 | 0.03% | 0.04% | 74 | -201 | -19.86% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 500 | 19 | 0.0% | 0.0% | 75 | -120 | -19.35% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | No change | 140 | 5 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | Reduced | 62 | 2 | 0.0% | 0.01% | 77 | -1,515 | -96.07% | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -14,554 | -100.0% | Q1 2026 | May 18, 2026 |
| Garden State Investment Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -12,665 | -100.0% | Q1 2026 | May 13, 2026 |
| RIVERCHASE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -10,356 | -100.0% | Q1 2026 | Apr 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,348 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Chris Bulman Inc | History | Closed out | 0 | 0 | — | 0.12% | — | -6,851 | -100.0% | Q1 2026 | Apr 13, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,134 | -100.0% | Q1 2026 | May 14, 2026 |
| Vantage Point Financial LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -5,104 | -100.0% | Q1 2026 | May 01, 2026 |
| UBS Group AG | History | Reduced | 1 | 0 | — | 0.0% | — | -221 | -99.55% | Q1 2026 | May 05, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -57 | -100.0% | Q1 2026 | May 08, 2026 |