Innovator ETFs Trust - USEP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Added to | 1,618,090 | 63,640 | 0.73% | 0.73% | 1 | +28,105 | 1.77% | Q4 2025 | Jan 15, 2026 |
| Kellett Wealth Advisors, LLC | History | Reduced | 589,233 | 23,175 | 13.24% | 14.03% | 2 | -12,088 | -2.01% | Q4 2025 | Jan 23, 2026 |
| Sovran Advisors, LLC | History | Reduced | 535,298 | 21,176 | 1.8% | 2.14% | 3 | -86,491 | -13.91% | Q4 2025 | Jan 20, 2026 |
| SIGNATUREFD, LLC | History | No change | 194,350 | 7,643 | 0.12% | 0.12% | 4 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Reduced | 139,967 | 5,505 | 0.33% | 0.34% | 5 | -10,923 | -7.24% | Q4 2025 | Jan 20, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 106,047 | 4,170 | 0.02% | 0.02% | 6 | -878 | -0.82% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 97,704 | 3,842 | 0.01% | 0.01% | 7 | +343 | 0.35% | Q4 2025 | Feb 17, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Reduced | 94,896 | 3,732 | 0.5% | 0.55% | 8 | -4,033 | -4.08% | Q4 2025 | Jan 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 93,684 | 3,684 | 0.0% | 0.0% | 9 | +2,077 | 2.27% | Q4 2025 | Feb 12, 2026 |
| Spire Wealth Management | History | Reduced | 80,628 | 3,171 | 0.11% | 0.11% | 10 | -4,717 | -5.53% | Q4 2025 | Jan 14, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | No change | 72,551 | 2,853 | 0.85% | 0.87% | 11 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Cetera Investment Advisers | History | Added to | 67,554 | 2,656 | 0.0% | 0.0% | 12 | +2,217 | 3.39% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 51,825 | 2,038 | 0.0% | 0.0% | 13 | -4,583 | -8.12% | Q4 2025 | Feb 10, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 49,472 | 1,945 | 0.0% | 0.0% | 14 | -2,096 | -4.06% | Q4 2025 | Feb 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 39,889 | 1,568 | 0.0% | 0.0% | 15 | +307 | 0.78% | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Reduced | 36,621 | 1,440 | 0.02% | 0.02% | 16 | -121 | -0.33% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 33,370 | 1,312 | 0.0% | 0.0% | 17 | +8,100 | 32.05% | Q4 2025 | Feb 05, 2026 |
| Berger Financial Group, Inc | History | No change | 33,174 | 1,304 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Arete Wealth Advisors, LLC | History | Reduced | 32,466 | 1,278 | 0.08% | 0.08% | 19 | -133 | -0.41% | Q4 2025 | Feb 13, 2026 |
| Legacy Advisors, LLC | History | New | 31,935 | 1,256 | 0.13% | — | 21 | +31,935 | New | Q4 2025 | Jan 27, 2026 |
| Sageworth Trust Co | History | No change | 31,935 | 1,256 | 0.05% | 0.06% | 20 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| SageView Advisory Group, LLC | History | No change | 30,227 | 1,188 | 0.04% | 0.04% | 22 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 29,428 | 1,157 | 0.07% | 0.05% | 23 | -333 | -1.12% | Q4 2025 | Jan 30, 2026 |
| HighTower Advisors, LLC | History | No change | 25,999 | 1,022 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | No change | 24,257 | 954 | 0.13% | 0.15% | 25 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 24,110 | 948 | 0.0% | 0.0% | 26 | -608 | -2.46% | Q4 2025 | Feb 18, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 23,685 | 931 | 0.01% | 0.01% | 27 | +6,668 | 39.18% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Reduced | 23,343 | 918 | 0.0% | 0.0% | 28 | -299 | -1.26% | Q4 2025 | Feb 11, 2026 |
| Prairie Wealth Advisors, Inc. | History | Closed out | 0 | 845 | 0.36% | 0.34% | 29 | -21,491 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | New | 19,327 | 760 | 0.13% | — | 30 | +19,327 | New | Q4 2025 | Feb 18, 2026 |
| PFG Advisors | History | Reduced | 15,807 | 621 | 0.03% | 0.03% | 31 | -25 | -0.16% | Q4 2025 | Jan 27, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 14,593 | 573 | 0.06% | 0.07% | 32 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Arkadios Wealth Advisors | History | Added to | 14,554 | 572 | 0.01% | 0.01% | 33 | +1,607 | 12.41% | Q4 2025 | Feb 13, 2026 |
| Trek Financial, LLC | History | Reduced | 14,426 | 567 | 0.03% | 0.03% | 34 | -450 | -3.03% | Q4 2025 | Feb 04, 2026 |
| AssuredPartners Investment Advisors, LLC | History | New | 13,060 | 513 | 0.08% | — | 35 | +13,060 | New | Q4 2025 | Feb 03, 2026 |
| Wood Tarver Financial Group, LLC | History | Reduced | 13,050 | 513 | 0.14% | 0.15% | 36 | -21 | -0.16% | Q4 2025 | Feb 12, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 12,843 | 505 | 0.03% | 0.03% | 37 | +85 | 0.67% | Q4 2025 | Jan 26, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 12,665 | 498 | 0.11% | 0.11% | 38 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 11,438 | 449 | 0.0% | — | 39 | +11,438 | New | Q4 2025 | Feb 05, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 11,302 | 444 | 0.0% | 0.0% | 40 | +5,461 | 93.49% | Q4 2025 | Feb 17, 2026 |
| Continuum Advisory, LLC | History | Reduced | 11,141 | 438 | 0.04% | 0.05% | 41 | -581 | -4.96% | Q4 2025 | Feb 11, 2026 |
| Archer Investment Corp | History | Reduced | 10,944 | 430 | 0.1% | 0.1% | 42 | -734 | -6.29% | Q4 2025 | Jan 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 10,530 | 414 | 0.01% | 0.01% | 43 | -2,591 | -19.75% | Q4 2025 | Feb 09, 2026 |
| RIVERCHASE WEALTH MANAGEMENT, LLC | History | No change | 10,356 | 407 | 0.22% | 0.23% | 44 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | No change | 10,000 | 393 | 0.1% | 0.1% | 45 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| AE Wealth Management LLC | History | Added to | 9,841 | 387 | 0.0% | 0.0% | 46 | +420 | 4.46% | Q4 2025 | Jan 26, 2026 |
| Lantz Financial LLC | History | Reduced | 9,481 | 372 | 0.08% | 0.08% | 47 | -56 | -0.59% | Q4 2025 | Jan 14, 2026 |
| Cornerstone Wealth Group, LLC | History | No change | 9,416 | 370 | 0.03% | 0.02% | 48 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 9,348 | 369 | 0.0% | 0.0% | 49 | -1,117 | -10.67% | Q4 2025 | Jan 08, 2026 |
| Composition Wealth, LLC | History | No change | 9,015 | 354 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 8,817 | 346 | 0.08% | 0.08% | 51 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Sonoma Allocations LLC | History | Reduced | 8,337 | 330 | 0.11% | 0.13% | 52 | -627 | -6.99% | Q4 2025 | Feb 23, 2026 |
| Core Wealth Advisors, Inc. | History | No change | 7,704 | 303 | 0.08% | 0.08% | 53 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 7,350 | 289 | 0.04% | 0.04% | 54 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| IMG Wealth Management, Inc. | History | Added to | 7,343 | 288 | 0.18% | 0.13% | 55 | +2,323 | 46.27% | Q4 2025 | Feb 05, 2026 |
| Chris Bulman Inc | History | Added to | 6,851 | 269 | 0.12% | 0.12% | 56 | +773 | 12.72% | Q4 2025 | Jan 14, 2026 |
| WorthPointe, LLC | History | Reduced | 6,622 | 260 | 0.07% | 0.14% | 57 | -3,195 | -32.55% | Q4 2025 | Jan 26, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 6,313 | 249 | 0.03% | 0.03% | 58 | +31 | 0.49% | Q4 2025 | Jan 14, 2026 |
| COLTON GROOME FINANCIAL ADVISORS, LLC | History | New | 6,321 | 248 | 0.07% | — | 59 | +6,321 | New | Q4 2025 | Feb 10, 2026 |
| RPS ADVISORY SOLUTIONS LLC | History | Reduced | 5,953 | 234 | 0.11% | 0.11% | 60 | -93 | -1.54% | Q4 2025 | Feb 06, 2026 |
| TopTier Wealth Management, LLC | History | New | 5,656 | 222 | 0.15% | — | 62 | +5,656 | New | Q4 2025 | Feb 12, 2026 |
| FC Advisory LLC | History | No change | 5,656 | 222 | 0.06% | 0.06% | 61 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Plum Street Advisors, LLC | History | No change | 5,400 | 212 | 0.08% | 0.08% | 63 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| GTS SECURITIES LLC | History | New | 5,134 | 201 | 0.01% | — | 64 | +5,134 | New | Q4 2025 | Feb 13, 2026 |
| Vantage Point Financial LLC | History | Reduced | 5,104 | 200 | 0.07% | 0.09% | 65 | -624 | -10.89% | Q4 2025 | Feb 02, 2026 |
| Truvestments Capital LLC | History | No change | 4,339 | 170 | 0.03% | 0.03% | 66 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 4,175 | 164 | 0.0% | 0.0% | 67 | +700 | 20.14% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 3,935 | 154 | 0.05% | 0.05% | 68 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Arax Advisory Partners | History | New | 3,443 | 135 | 0.0% | — | 69 | +3,443 | New | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,368 | 132 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| WealthShield Partners, LLC | History | Added to | 3,154 | 124 | 0.01% | 0.01% | 71 | +264 | 9.13% | Q4 2025 | Feb 03, 2026 |
| Capital Analysts, LLC | History | Added to | 1,960 | 77 | 0.0% | 0.0% | 72 | +12 | 0.62% | Q4 2025 | Feb 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 1,577 | 62 | 0.01% | — | 73 | +1,577 | New | Q4 2025 | Feb 09, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 1,311 | 51 | 0.04% | 0.05% | 74 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Financial Network Wealth Advisors LLC | History | Reduced | 1,012 | 39 | 0.04% | 0.05% | 75 | -171 | -14.45% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 620 | 25 | 0.0% | — | 76 | +620 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 222 | 8 | 0.0% | — | 77 | +221 | 22100.0% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | No change | 140 | 6 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Camelot Portfolios, LLC | History | New | 57 | 2 | 0.0% | — | 79 | +57 | New | Q4 2025 | Jan 29, 2026 |
| BARCLAYS PLC | History | New | 31 | 1 | 0.0% | — | 80 | +31 | New | Q4 2025 | Feb 13, 2026 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -30,330 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,075 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -16,343 | -100.0% | Q3 2025 | Oct 15, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,804 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -426 | -100.0% | Q3 2025 | Nov 26, 2025 |