Innovator ETFs Trust - USEP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Added to | 1,264,028 | 53,127 | 0.52% | 0.02% | 1 | +1,219,123 | 2714.89% | Q3 2026 | Oct 22, 2026 |
| Sovran Advisors, LLC | History | Reduced | 491,292 | 20,779 | 1.43% | 1.73% | 2 | -67,898 | -12.14% | Q3 2026 | Oct 30, 2026 |
| Kellett Wealth Advisors, LLC | History | Reduced | 322,353 | 13,548 | 4.96% | 9.84% | 3 | -189,244 | -36.99% | Q3 2026 | Oct 14, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 171,273 | 7,198 | 0.09% | 0.11% | 4 | -23,077 | -11.87% | Q3 2026 | Oct 23, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Added to | 167,463 | 7,038 | 0.35% | 0.32% | 5 | +12,411 | 8.0% | Q3 2026 | Oct 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 143,792 | 6,043 | 0.01% | 0.0% | 6 | +51,847 | 56.39% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 89,215 | 3,687 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Added to | 80,217 | 3,371 | 0.91% | 0.73% | 8 | +11,166 | 16.17% | Q3 2026 | Oct 27, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | Added to | 78,959 | 3,318 | 0.36% | 0.29% | 9 | +17,500 | 28.47% | Q3 2026 | Oct 16, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 73,842 | 3,103 | 0.02% | — | 10 | +73,842 | New | Q3 2026 | Oct 16, 2026 |
| Spire Wealth Management | History | Added to | 71,622 | 3,010 | 0.09% | 0.08% | 11 | +9,349 | 15.01% | Q3 2026 | Oct 30, 2026 |
| Cetera Investment Advisers | History | No change | 66,425 | 2,745 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Berkshire Money Management, Inc. | History | New | 61,750 | 2,595 | 0.22% | — | 13 | +61,750 | New | Q3 2026 | Oct 21, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 59,743 | 2,510 | 0.01% | 0.01% | 14 | -14,280 | -19.29% | Q3 2026 | Nov 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 59,811 | 2,471 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 52,559 | 2,172 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 38,765 | 1,602 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 37,728 | 1,559 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Advisory Services Network, LLC | History | No change | 35,624 | 1,472 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 34,110 | 1,434 | 0.0% | 0.0% | 20 | +1,789 | 5.54% | Q3 2026 | Nov 02, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 31,405 | 1,319 | 0.0% | 0.0% | 21 | -12,332 | -28.2% | Q3 2026 | Oct 30, 2026 |
| Berger Financial Group, Inc | History | No change | 30,449 | 1,258 | 0.06% | 0.06% | 22 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Strategic Blueprint, LLC | History | No change | 29,428 | 1,236 | 0.06% | 0.06% | 23 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| LPL Financial LLC | History | No change | 28,535 | 1,179 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 26,793 | 1,107 | 0.07% | 0.07% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cornerstone Wealth Group, LLC | History | Added to | 25,931 | 1,089 | 0.06% | 0.02% | 26 | +16,515 | 175.39% | Q3 2026 | Nov 02, 2026 |
| HighTower Advisors, LLC | History | No change | 25,999 | 1,074 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 24,746 | 1,050 | 0.09% | 0.02% | 28 | +19,912 | 411.92% | Q3 2026 | Oct 20, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | No change | 24,257 | 1,019 | 0.12% | 0.11% | 29 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 19,621 | 810 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | No change | 19,327 | 798 | 0.11% | 0.11% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Madrona Financial Services, LLC | History | New | 18,895 | 794 | 0.12% | — | 32 | +18,895 | New | Q3 2026 | Oct 23, 2026 |
| Sageworth Trust Co | History | No change | 18,817 | 790 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Legacy Advisors, LLC | History | No change | 18,817 | 790 | 0.08% | 0.07% | 34 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| SteelPeak Wealth, LLC | History | Reduced | 18,784 | 789 | 0.02% | 0.02% | 35 | -1,570 | -7.71% | Q3 2026 | Oct 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 17,203 | 711 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 16,883 | 697 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Trek Financial, LLC | History | Added to | 15,871 | 667 | 0.03% | 0.02% | 38 | +3,702 | 30.42% | Q3 2026 | Oct 29, 2026 |
| Lantz Financial LLC | History | Added to | 15,567 | 654 | 0.12% | 0.07% | 39 | +6,137 | 65.08% | Q3 2026 | Oct 15, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 14,593 | 603 | 0.06% | 0.06% | 40 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 13,277 | 558 | 0.0% | — | 41 | +13,277 | New | Q3 2026 | Nov 05, 2026 |
| IMG Wealth Management, Inc. | History | Added to | 12,402 | 521 | 0.27% | 0.23% | 42 | +2,309 | 22.88% | Q3 2026 | Oct 26, 2026 |
| JPMORGAN CHASE & CO | History | No change | 12,603 | 520 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ATX Financial Planning, LLC | History | New | 11,774 | 494 | 0.32% | — | 45 | +11,774 | New | Q3 2026 | Oct 14, 2026 |
| Advus Financial Partners, LLC | History | No change | 11,775 | 494 | 0.14% | 0.14% | 44 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 10,078 | 423 | 0.03% | 0.03% | 46 | +64 | 0.64% | Q3 2026 | Oct 08, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Reduced | 9,950 | 418 | 0.09% | 0.1% | 47 | -50 | -0.5% | Q3 2026 | Oct 20, 2026 |
| Allworth Financial LP | History | No change | 9,156 | 378 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MTM FINANCIAL GROUP, LLC | History | No change | 9,155 | 378 | 0.16% | 0.16% | 49 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Wood Tarver Financial Group, LLC | History | No change | 9,017 | 372 | 0.09% | 0.09% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Chris Bulman Inc | History | New | 8,611 | 361 | 0.13% | — | 51 | +8,611 | New | Q3 2026 | Oct 20, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 8,560 | 359 | 0.08% | 0.08% | 52 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Sonoma Allocations LLC | History | No change | 8,337 | 345 | 0.11% | 0.11% | 53 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 8,088 | 342 | 0.0% | — | 54 | +8,088 | New | Q3 2026 | Oct 13, 2026 |
| Archer Investment Corp | History | Reduced | 7,935 | 333 | 0.06% | 0.07% | 55 | -87 | -1.08% | Q3 2026 | Nov 05, 2026 |
| Core Wealth Advisors, Inc. | History | No change | 7,704 | 318 | 0.06% | 0.06% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AE Wealth Management LLC | History | No change | 7,630 | 315 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Continuum Advisory, LLC | History | No change | 7,491 | 309 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Todd Wealth Management, LLC | History | New | 6,966 | 292 | 0.22% | — | 59 | +6,966 | New | Q3 2026 | Oct 19, 2026 |
| Hiley Hunt Wealth Management | History | New | 6,946 | 291 | 0.11% | — | 60 | +6,946 | New | Q3 2026 | Oct 08, 2026 |
| JANE STREET GROUP, LLC | History | No change | 5,916 | 244 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 5,814 | 240 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FC Advisory LLC | History | No change | 5,656 | 237 | 0.06% | 0.06% | 63 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| TopTier Wealth Management, LLC | History | No change | 5,656 | 237 | 0.14% | 0.14% | 64 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 5,617 | 232 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Plum Street Advisors, LLC | History | No change | 5,400 | 223 | 0.07% | 0.07% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 5,349 | 221 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WorthPointe, LLC | History | No change | 5,296 | 218 | 0.05% | 0.05% | 68 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| COLTON GROOME FINANCIAL ADVISORS, LLC | History | Reduced | 5,100 | 214 | 0.05% | 0.06% | 69 | -1,221 | -19.32% | Q3 2026 | Oct 06, 2026 |
| HRT FINANCIAL LP | History | No change | 5,099 | 210 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vantage Point Financial LLC | History | No change | 5,104 | 210 | 0.06% | 0.06% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Truvestments Capital LLC | History | No change | 4,339 | 179 | 0.03% | 0.03% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 4,175 | 172 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Added to | 3,971 | 166 | 0.07% | 0.0% | 74 | +3,771 | 1885.5% | Q3 2026 | Nov 04, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 3,935 | 165 | 0.05% | 0.05% | 75 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 3,565 | 149 | 0.09% | 0.03% | 76 | +2,254 | 171.93% | Q3 2026 | Oct 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,368 | 139 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 3,121 | 128 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WealthShield Partners, LLC | History | No change | 2,961 | 122 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Grove Bank & Trust | History | New | 1,903 | 79 | 0.01% | — | 80 | +1,903 | New | Q3 2026 | Oct 08, 2026 |
| Talon Private Wealth, LLC | History | No change | 1,311 | 54 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Sep 11, 2026 |
| Physician Wealth Advisors, Inc. | History | Reduced | 830 | 34 | 0.0% | 0.04% | 82 | -6,520 | -88.71% | Q3 2026 | Oct 20, 2026 |
| CoreCap Advisors, LLC | History | New | 701 | 29 | 0.0% | — | 83 | +701 | New | Q3 2026 | Oct 08, 2026 |
| IFS Advisors, LLC | History | New | 672 | 28 | 0.01% | — | 84 | +672 | New | Q3 2026 | Oct 14, 2026 |
| Financial Network Wealth Advisors LLC | History | Reduced | 596 | 25 | 0.02% | 0.03% | 85 | -107 | -15.22% | Q3 2026 | Oct 27, 2026 |
| ROYAL BANK OF CANADA | History | No change | 500 | 21 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 91 | 3 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 62 | 2 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Closed out | 0 | 0 | — | 0.03% | — | -12,843 | -100.0% | Q3 2026 | Nov 05, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -11,933 | -100.0% | Q3 2026 | Oct 15, 2026 |
| UBS Group AG | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |