TCW ETF Trust - VOTE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Betterment LLC | History | Added to | 1,572,590 | 126,153 | 0.24% | 0.24% | 1 | +16,436 | 1.06% | Q4 2025 | Feb 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,092,021 | 87,605 | 0.05% | 0.05% | 2 | +2,960 | 0.27% | Q4 2025 | Feb 06, 2026 |
| Angeles Investment Advisors, LLC | History | Added to | 801,039 | 64,261 | 4.29% | 3.76% | 3 | +71,470 | 9.8% | Q4 2025 | Feb 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 775,453 | 62,659 | 0.11% | 0.12% | 4 | -14,802 | -1.87% | Q4 2025 | Feb 05, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 528,431 | 42,392 | 0.0% | 0.0% | 5 | -41,682 | -7.31% | Q4 2025 | Feb 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 378,240 | 30,343 | 0.0% | 0.0% | 6 | -13,401 | -3.42% | Q4 2025 | Mar 25, 2026 |
| Ethic Inc. | History | Added to | 365,507 | 29,322 | 0.45% | 0.47% | 7 | +2,286 | 0.63% | Q4 2025 | Feb 03, 2026 |
| Dorsey & Whitney Trust CO LLC | History | Added to | 189,410 | 15,195 | 0.8% | 0.78% | 8 | +1,038 | 0.55% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 176,564 | 14,164 | 0.0% | 0.0% | 9 | +8,703 | 5.18% | Q4 2025 | Feb 17, 2026 |
| Litman Gregory Wealth Management LLC | History | Reduced | 176,249 | 14,139 | 1.03% | 1.06% | 10 | -5,141 | -2.83% | Q4 2025 | Feb 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 162,935 | 13,071 | 0.1% | 0.09% | 11 | +12,049 | 7.99% | Q4 2025 | Feb 12, 2026 |
| ASPIRIANT, LLC | History | Added to | 130,776 | 10,491 | 0.3% | 0.25% | 12 | +25,217 | 23.89% | Q4 2025 | Jan 20, 2026 |
| Mutual Advisors, LLC | History | Reduced | 125,146 | 10,039 | 0.22% | 0.22% | 13 | -787 | -0.62% | Q4 2025 | Feb 02, 2026 |
| MORGAN STANLEY | History | Added to | 124,662 | 10,000 | 0.0% | 0.0% | 14 | +2,994 | 2.46% | Q4 2025 | Feb 13, 2026 |
| Pathstone Holdings, LLC | History | New | 111,150 | 8,916 | 0.03% | — | 15 | +111,150 | New | Q4 2025 | Feb 13, 2026 |
| Values Added Financial LLC | History | Reduced | 86,620 | 6,948 | 2.93% | 3.05% | 16 | -827 | -0.95% | Q4 2025 | Jan 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 75,376 | 6,047 | 0.02% | 0.02% | 17 | -1,675 | -2.17% | Q4 2025 | Feb 05, 2026 |
| Tolleson Wealth Management, Inc. | History | Added to | 67,303 | 5,399 | 0.78% | 0.81% | 18 | +558 | 0.84% | Q4 2025 | Feb 17, 2026 |
| Financial Insights, Inc. | History | Reduced | 53,205 | 4,268 | 1.43% | 1.67% | 19 | -11,222 | -17.42% | Q4 2025 | Mar 31, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 48,962 | 3,927 | 0.44% | 0.5% | 20 | +1,374 | 2.89% | Q4 2025 | Feb 11, 2026 |
| A&I FINANCIAL SERVICES, LLC | History | Added to | 45,105 | 3,618 | 1.72% | 1.67% | 21 | +1,579 | 3.63% | Q4 2025 | Jan 28, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 40,023 | 3,210 | 0.0% | 0.0% | 22 | -327 | -0.81% | Q4 2025 | Feb 10, 2026 |
| Plum Street Advisors, LLC | History | Added to | 33,941 | 2,722 | 0.97% | 0.77% | 23 | +8,535 | 33.59% | Q4 2025 | Feb 13, 2026 |
| Phoenix Wealth Advisors | History | Reduced | 32,677 | 2,621 | 1.01% | 0.99% | 24 | -147 | -0.45% | Q4 2025 | Jan 22, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Reduced | 32,133 | 2,577 | 0.02% | 0.02% | 25 | -1,618 | -4.79% | Q4 2025 | Feb 12, 2026 |
| Ballentine Partners, LLC | History | No change | 29,820 | 2,392 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| LPL Financial LLC | History | Added to | 28,778 | 2,308 | 0.0% | 0.0% | 27 | +4,954 | 20.79% | Q4 2025 | Feb 11, 2026 |
| Modern Wealth Management, LLC | History | Added to | 28,367 | 2,275 | 0.04% | 0.04% | 28 | +4,035 | 16.58% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,934 | 1,438 | 0.01% | 0.01% | 29 | +1,833 | 11.38% | Q4 2025 | Feb 13, 2026 |
| Hirtle Callaghan & Co LLC | History | No change | 16,911 | 1,356 | 0.05% | 0.05% | 30 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | No change | 16,846 | 1,351 | 0.03% | 0.03% | 31 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Creative Planning | History | Added to | 16,820 | 1,349 | 0.0% | 0.0% | 32 | +4,306 | 34.41% | Q4 2025 | Feb 17, 2026 |
| SEEDS INVESTOR LLC | History | Added to | 16,132 | 1,294 | 0.25% | 0.26% | 33 | +236 | 1.48% | Q4 2025 | Jan 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 15,622 | 1,253 | 0.0% | 0.0% | 34 | +136 | 0.88% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,407 | 1,075 | 0.0% | 0.0% | 35 | -1,497 | -10.04% | Q4 2025 | Feb 12, 2026 |
| Etesian Wealth Advisors, Inc. | History | Added to | 12,038 | 965 | 0.3% | 0.29% | 36 | +750 | 6.64% | Q4 2025 | Feb 11, 2026 |
| Breakwater Investment Management | History | Added to | 11,396 | 914 | 0.33% | 0.33% | 37 | +9 | 0.08% | Q4 2025 | Feb 02, 2026 |
| Sage Advisory Services, Ltd.Co. | History | No change | 10,494 | 842 | 0.46% | 0.43% | 38 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Diversified Trust Co | History | No change | 9,578 | 768 | 0.01% | 0.02% | 39 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| GTS SECURITIES LLC | History | New | 8,833 | 708 | 0.02% | — | 40 | +8,833 | New | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 8,763 | 702 | 0.0% | 0.0% | 41 | -139 | -1.56% | Q4 2025 | Feb 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 8,455 | 678 | 0.02% | 0.01% | 42 | +2,365 | 38.83% | Q4 2025 | Jan 29, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 8,451 | 677 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| FIDUCIARY TRUST CO | History | No change | 8,420 | 675 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Sonoma Allocations LLC | History | Added to | 7,961 | 649 | 0.22% | 0.11% | 46 | +4,175 | 110.27% | Q4 2025 | Feb 23, 2026 |
| Premier Financial Group | History | No change | 8,050 | 649 | 0.17% | 0.17% | 45 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MJP ASSOCIATES INC /ADV | History | Added to | 7,979 | 640 | 0.08% | 0.08% | 47 | +13 | 0.16% | Q4 2025 | Feb 06, 2026 |
| Advisor OS, LLC | History | Added to | 7,979 | 640 | 0.05% | 0.05% | 48 | +13 | 0.16% | Q4 2025 | Feb 04, 2026 |
| ALPHA CAPITAL ADVISORS INC /ADV | History | New | 7,214 | 588 | 0.55% | — | 49 | +7,214 | New | Q4 2025 | Feb 18, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 5,969 | 478 | 0.05% | 0.06% | 50 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 5,320 | 426 | 0.01% | 0.01% | 51 | -681 | -11.35% | Q4 2025 | Feb 11, 2026 |
| RAINIER FAMILY WEALTH INC | History | Added to | 5,302 | 425 | 0.32% | 0.22% | 52 | +2,202 | 71.03% | Q4 2025 | Jan 20, 2026 |
| RIDGECREST WEALTH PARTNERS, LLC | History | No change | 5,028 | 403 | 0.22% | 0.18% | 53 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Pearl Planning LLC | History | New | 4,761 | 381 | 0.23% | — | 54 | +4,761 | New | Q4 2025 | Feb 03, 2026 |
| Caprock Group, LLC | History | Added to | 4,626 | 371 | 0.01% | 0.01% | 55 | +25 | 0.54% | Q4 2025 | Jan 28, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 4,539 | 364 | 0.0% | 0.0% | 56 | +3,307 | 268.43% | Q4 2025 | Mar 16, 2026 |
| Portland Global Advisors LLC | History | No change | 4,223 | 338 | 0.04% | 0.04% | 57 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | Added to | 4,170 | 334 | 0.0% | 0.0% | 58 | +145 | 3.6% | Q4 2025 | Jan 29, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 3,892 | 312 | 0.0% | 0.0% | 59 | +1,303 | 50.33% | Q4 2025 | Feb 17, 2026 |
| Sage Mountain Advisors LLC | History | No change | 3,691 | 296 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Stark Wealth Management LLC | History | No change | 3,480 | 279 | 1.05% | 1.25% | 61 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Krilogy Financial LLC | History | New | 3,334 | 271 | 0.01% | — | 62 | +3,334 | New | Q4 2025 | Jan 27, 2026 |
| Schneider Downs Wealth Management Advisors, LP | History | No change | 2,974 | 238 | 0.03% | 0.03% | 63 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Fairman Group, LLC | History | No change | 2,308 | 185 | 0.15% | 0.15% | 64 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Millstone Evans Group, LLC | History | No change | 2,063 | 165 | 0.1% | 0.1% | 65 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| MAI Capital Management | History | Added to | 1,987 | 159 | 0.0% | 0.0% | 66 | +4 | 0.2% | Q4 2025 | Feb 13, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 1,551 | 124 | 0.07% | 0.07% | 67 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,179 | 94 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 1,154 | 92 | 0.0% | 0.0% | 69 | +52 | 4.72% | Q4 2025 | Jan 20, 2026 |
| Rossby Financial, LCC | History | Reduced | 1,094 | 87 | 0.03% | 0.03% | 70 | -14 | -1.26% | Q4 2025 | Feb 12, 2026 |
| Legacy Wealth Managment, LLC/ID | History | New | 1,080 | 86 | 0.04% | — | 71 | +1,080 | New | Q4 2025 | Feb 03, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 1,007 | 80 | 0.0% | — | 73 | +1,007 | New | Q4 2025 | Feb 17, 2026 |
| Capital Analysts, LLC | History | Added to | 1,001 | 80 | 0.0% | 0.0% | 74 | +2 | 0.2% | Q4 2025 | Feb 11, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,000 | 80 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 923 | 74 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ROYAL BANK OF CANADA | History | New | 700 | 56 | 0.0% | — | 76 | +700 | New | Q4 2025 | Feb 17, 2026 |
| SHP Wealth Management | History | New | 646 | 51 | 0.0% | — | 77 | +646 | New | Q4 2025 | Mar 04, 2026 |
| FMR LLC | History | Added to | 597 | 47 | 0.0% | 0.0% | 78 | +290 | 94.46% | Q4 2025 | Feb 17, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 500 | 40 | 0.0% | 0.0% | 79 | +400 | 400.0% | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 449 | 36 | 0.0% | 0.0% | 80 | -15 | -3.23% | Q4 2025 | Feb 17, 2026 |
| Atlantic Union Bankshares Corp | History | Added to | 314 | 25 | 0.0% | 0.0% | 81 | +1 | 0.32% | Q4 2025 | Feb 04, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 232 | 18 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 192 | 15 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MASECO LLP | History | No change | 181 | 14 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| ASSETMARK, INC | History | New | 132 | 10 | 0.0% | — | 85 | +132 | New | Q4 2025 | Jan 23, 2026 |
| GoalVest Advisory LLC | History | No change | 135 | 10 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| BLUELINE ADVISORS LLC | History | New | 117 | 9 | 0.01% | — | 88 | +117 | New | Q4 2025 | Feb 10, 2026 |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | History | No change | 112 | 9 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | New | 100 | 8 | 0.0% | — | 89 | +100 | New | Q4 2025 | Jan 26, 2026 |
| Root Financial Partners, LLC | History | Reduced | 77 | 6 | 0.0% | 0.0% | 91 | -323 | -80.75% | Q4 2025 | Feb 10, 2026 |
| Bogart Wealth, LLC | History | Added to | 84 | 6 | 0.0% | 0.0% | 90 | +1 | 1.2% | Q4 2025 | Jan 30, 2026 |
| Financial Connections Group, Inc. | History | No change | 70 | 5 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| US BANCORP \DE\ | History | Reduced | 50 | 4 | 0.0% | 0.0% | 93 | -25 | -33.33% | Q4 2025 | Jan 30, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.1% | — | -164,737 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BRIGHTON JONES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -21,693 | -100.0% | Q3 2025 | Oct 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,097 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 21, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Godfrey Financial Associates, Inc. | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Feb 10, 2026 |
| Financial Life Planners | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Feb 13, 2026 |
| Asset Dedication, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Dunhill Financial, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |