TCW ETF Trust - VOTE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Betterment LLC | History | Added to | 1,615,436 | 123,258 | 0.23% | 0.24% | 1 | +42,846 | 2.72% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,180,277 | 90,055 | 0.05% | 0.05% | 2 | +88,256 | 8.08% | Q1 2026 | May 08, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 789,467 | 60,236 | 0.11% | 0.11% | 3 | +14,014 | 1.81% | Q1 2026 | May 01, 2026 |
| Angeles Investment Advisors, LLC | History | Reduced | 764,656 | 58,343 | 3.92% | 4.29% | 4 | -36,383 | -4.54% | Q1 2026 | Apr 28, 2026 |
| National Philanthropic Trust | History | No change | 476,634 | 36,367 | 0.39% | 0.38% | 5 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Fund Evaluation Group, LLC | History | New | 432,269 | 32,982 | 1.01% | — | 6 | +432,269 | New | Q1 2026 | May 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 377,759 | 28,823 | 0.0% | 0.0% | 7 | -481 | -0.13% | Q1 2026 | May 15, 2026 |
| Ethic Inc. | History | Reduced | 346,335 | 26,425 | 0.41% | 0.45% | 8 | -19,172 | -5.25% | Q1 2026 | Apr 27, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 349,469 | 25,923 | 0.0% | 0.0% | 9 | -178,962 | -33.87% | Q1 2026 | May 13, 2026 |
| Dorsey & Whitney Trust CO LLC | History | Reduced | 186,983 | 14,266 | 0.78% | 0.8% | 10 | -2,427 | -1.28% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 185,779 | 14,174 | 0.0% | 0.0% | 11 | +9,215 | 5.22% | Q1 2026 | May 15, 2026 |
| Litman Gregory Wealth Management LLC | History | No change | 176,249 | 14,139 | 1.03% | 1.03% | 12 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 173,555 | 13,242 | 0.11% | 0.1% | 13 | +10,620 | 6.52% | Q1 2026 | May 13, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 160,815 | 12,270 | 0.06% | — | 14 | +160,815 | New | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 132,714 | 10,126 | 0.0% | 0.0% | 15 | +8,052 | 6.46% | Q1 2026 | May 15, 2026 |
| ASPIRIANT, LLC | History | Added to | 132,031 | 10,074 | 0.29% | 0.3% | 16 | +1,255 | 0.96% | Q1 2026 | May 12, 2026 |
| Mutual Advisors, LLC | History | Reduced | 124,903 | 9,530 | 0.2% | 0.22% | 17 | -243 | -0.19% | Q1 2026 | May 01, 2026 |
| Pathstone Holdings, LLC | History | No change | 111,150 | 8,480 | 0.03% | 0.03% | 18 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 100,168 | 7,642 | 0.3% | 0.44% | 19 | +51,206 | 104.58% | Q1 2026 | May 15, 2026 |
| Values Added Financial LLC | History | Reduced | 83,794 | 6,393 | 2.69% | 2.93% | 20 | -2,826 | -3.26% | Q1 2026 | Apr 20, 2026 |
| Tolleson Wealth Management, Inc. | History | No change | 67,303 | 5,399 | 0.78% | 0.78% | 21 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 69,048 | 5,268 | 0.01% | 0.02% | 22 | -6,328 | -8.4% | Q1 2026 | Apr 30, 2026 |
| Financial Insights, Inc. | History | Reduced | 50,610 | 3,861 | 1.25% | 1.43% | 23 | -2,595 | -4.88% | Q1 2026 | May 18, 2026 |
| A&I FINANCIAL SERVICES, LLC | History | Reduced | 43,848 | 3,345 | 1.58% | 1.72% | 24 | -1,257 | -2.79% | Q1 2026 | Apr 15, 2026 |
| Bank of New York Mellon Corp | History | Added to | 41,325 | 3,153 | 0.0% | 0.0% | 25 | +1,302 | 3.25% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 38,338 | 2,925 | 0.0% | — | 26 | +38,338 | New | Q1 2026 | May 15, 2026 |
| Plum Street Advisors, LLC | History | Added to | 34,160 | 2,606 | 0.9% | 0.97% | 27 | +219 | 0.65% | Q1 2026 | May 14, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Added to | 32,492 | 2,479 | 0.02% | 0.02% | 28 | +359 | 1.12% | Q1 2026 | May 12, 2026 |
| Modern Wealth Management, LLC | History | Added to | 31,115 | 2,395 | 0.04% | 0.04% | 29 | +2,748 | 9.69% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 30,005 | 2,289 | 0.0% | 0.0% | 30 | +1,227 | 4.26% | Q1 2026 | May 06, 2026 |
| Ballentine Partners, LLC | History | No change | 29,820 | 2,275 | 0.03% | 0.03% | 31 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Fairman Group, LLC | History | Added to | 21,072 | 1,607 | 1.37% | 0.15% | 32 | +18,764 | 813.0% | Q1 2026 | Apr 23, 2026 |
| SEEDS INVESTOR LLC | History | Added to | 18,556 | 1,514 | 0.21% | 0.25% | 33 | +2,424 | 15.03% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,017 | 1,374 | 0.01% | 0.01% | 34 | +83 | 0.46% | Q1 2026 | Apr 30, 2026 |
| Hirtle & Co., LLC | History | No change | 16,911 | 1,290 | 0.04% | 0.05% | 35 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | No change | 16,846 | 1,285 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Phoenix Wealth Advisors | History | Reduced | 16,321 | 1,245 | 0.49% | 1.01% | 37 | -16,356 | -50.05% | Q1 2026 | Apr 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 15,543 | 1,185 | 0.0% | 0.0% | 38 | -79 | -0.51% | Q1 2026 | May 15, 2026 |
| Etesian Wealth Advisors, Inc. | History | Added to | 13,733 | 1,047 | 0.33% | 0.3% | 39 | +1,695 | 14.08% | Q1 2026 | Apr 23, 2026 |
| Breakwater Investment Management | History | No change | 11,396 | 869 | 0.32% | 0.33% | 40 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 11,137 | 849 | 0.0% | 0.0% | 41 | +6,598 | 145.36% | Q1 2026 | May 14, 2026 |
| Sage Advisory Services, Ltd.Co. | History | Added to | 10,630 | 811 | 0.44% | 0.46% | 42 | +136 | 1.3% | Q1 2026 | May 07, 2026 |
| Creative Planning | History | Reduced | 10,289 | 785 | 0.0% | 0.0% | 43 | -6,531 | -38.83% | Q1 2026 | May 12, 2026 |
| Diversified Trust Co | History | No change | 9,578 | 730 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Sonoma Allocations LLC | History | Added to | 9,239 | 714 | 0.25% | 0.22% | 45 | +1,278 | 16.05% | Q1 2026 | May 19, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 9,154 | 698 | 0.0% | 0.0% | 46 | +391 | 4.46% | Q1 2026 | May 12, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 8,455 | 645 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 8,451 | 644 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| FIDUCIARY TRUST CO | History | No change | 8,420 | 642 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Premier Financial Group | History | Added to | 8,068 | 624 | 0.11% | 0.17% | 50 | +18 | 0.22% | Q1 2026 | May 05, 2026 |
| MJP ASSOCIATES INC /ADV | History | Added to | 8,151 | 621 | 0.08% | 0.08% | 51 | +172 | 2.16% | Q1 2026 | May 05, 2026 |
| Advisor OS, LLC | History | Added to | 8,151 | 621 | 0.04% | 0.05% | 52 | +172 | 2.16% | Q1 2026 | May 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 7,600 | 579 | 0.0% | — | 53 | +7,597 | 253233.33% | Q1 2026 | May 11, 2026 |
| CITADEL ADVISORS LLC | History | New | 7,309 | 557 | 0.0% | — | 54 | +7,309 | New | Q1 2026 | May 15, 2026 |
| ALPHA CAPITAL ADVISORS INC /ADV | History | No change | 7,214 | 550 | 0.52% | 0.55% | 55 | 0 | 0.0% | Q1 2026 | May 27, 2026 |
| CIBC Bancorp USA Inc. | History | New | 6,456 | 492 | 0.0% | — | 56 | +6,456 | New | Q1 2026 | May 12, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 6,010 | 458 | 0.05% | 0.05% | 57 | +41 | 0.69% | Q1 2026 | May 11, 2026 |
| RAINIER FAMILY WEALTH INC | History | Added to | 5,420 | 413 | 0.28% | 0.32% | 58 | +118 | 2.23% | Q1 2026 | Apr 16, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 5,042 | 384 | 0.0% | 0.0% | 59 | -8,365 | -62.39% | Q1 2026 | Apr 27, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 4,975 | 378 | 0.0% | 0.01% | 60 | -345 | -6.48% | Q1 2026 | May 13, 2026 |
| RIDGECREST WEALTH PARTNERS, LLC | History | Reduced | 4,928 | 376 | 0.21% | 0.22% | 61 | -100 | -1.99% | Q1 2026 | Apr 22, 2026 |
| Pearl Planning LLC | History | No change | 4,761 | 363 | 0.19% | 0.23% | 62 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Caprock Group, LLC | History | Added to | 4,637 | 353 | 0.01% | 0.01% | 63 | +11 | 0.24% | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | New | 4,229 | 322 | 0.0% | — | 64 | +4,229 | New | Q1 2026 | May 12, 2026 |
| Portland Global Advisors LLC | History | Reduced | 4,023 | 306 | 0.03% | 0.04% | 65 | -200 | -4.74% | Q1 2026 | May 11, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,892 | 296 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 3,732 | 284 | 0.0% | 0.0% | 67 | +3,032 | 433.14% | Q1 2026 | May 15, 2026 |
| Sage Mountain Advisors LLC | History | No change | 3,691 | 281 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Stark Wealth Management LLC | History | No change | 3,480 | 279 | 1.05% | 1.05% | 69 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Krilogy Financial LLC | History | Added to | 3,341 | 275 | 0.01% | 0.01% | 70 | +7 | 0.21% | Q1 2026 | Apr 17, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 3,445 | 262 | 0.0% | — | 71 | +3,445 | New | Q1 2026 | May 15, 2026 |
| Schneider Downs Wealth Management Advisors, LP | History | Added to | 3,175 | 242 | 0.03% | 0.03% | 72 | +201 | 6.76% | Q1 2026 | May 14, 2026 |
| GK Wealth Management LLC | History | New | 3,200 | 237 | 0.21% | — | 73 | +3,200 | New | Q1 2026 | Apr 07, 2026 |
| DWR WEALTH MANAGEMENT, LLC | History | New | 3,200 | 237 | 0.21% | — | 74 | +3,200 | New | Q1 2026 | Apr 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 3,063 | 233 | 0.0% | — | 75 | +3,063 | New | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 2,922 | 222 | 0.0% | 0.0% | 76 | -1,248 | -29.93% | Q1 2026 | May 05, 2026 |
| Rossby Financial, LCC | History | Added to | 2,621 | 201 | 0.04% | 0.03% | 77 | +1,527 | 139.58% | Q1 2026 | May 11, 2026 |
| MAI Capital Management | History | Added to | 2,017 | 153 | 0.0% | 0.0% | 78 | +30 | 1.51% | Q1 2026 | May 15, 2026 |
| Millstone Evans Group, LLC | History | Reduced | 1,936 | 147 | 0.09% | 0.1% | 79 | -127 | -6.16% | Q1 2026 | Apr 30, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 1,621 | 123 | 0.0% | 0.0% | 80 | +614 | 60.97% | Q1 2026 | May 15, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 1,551 | 118 | 0.07% | 0.07% | 81 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 1,421 | 108 | 0.01% | 0.0% | 82 | +267 | 23.14% | Q1 2026 | Apr 17, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,179 | 90 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 1,140 | 86 | 0.04% | 0.04% | 84 | +60 | 5.56% | Q1 2026 | May 07, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,000 | 80 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Capital Analysts, LLC | History | Added to | 1,004 | 77 | 0.0% | 0.0% | 86 | +3 | 0.3% | Q1 2026 | May 14, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 923 | 70 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| FMR LLC | History | Added to | 850 | 64 | 0.0% | 0.0% | 88 | +253 | 42.38% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 825 | 62 | 0.0% | 0.0% | 89 | +633 | 329.69% | Q1 2026 | May 07, 2026 |
| SHP Wealth Management | History | No change | 646 | 49 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 500 | 38 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 438 | 33 | 0.0% | 0.0% | 92 | -11 | -2.45% | Q1 2026 | May 08, 2026 |
| Napier Financial, LLC | History | New | 420 | 32 | 0.01% | — | 93 | +420 | New | Q1 2026 | May 05, 2026 |
| Atlantic Union Bankshares Corp | History | Added to | 315 | 24 | 0.0% | 0.0% | 94 | +1 | 0.32% | Q1 2026 | May 12, 2026 |
| VANGUARD ADVISERS INC | History | New | 238 | 18 | 0.0% | — | 95 | +238 | New | Q1 2026 | May 08, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 232 | 17 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| MATHER GROUP, LLC. | History | New | 200 | 15 | 0.0% | — | 97 | +200 | New | Q1 2026 | Apr 13, 2026 |
| MASECO LLP | History | No change | 181 | 13 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| ASSETMARK, INC | History | No change | 132 | 10 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| GoalVest Advisory LLC | History | No change | 135 | 10 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| CWM, LLC | History | Added to | 126 | 9 | 0.0% | 0.0% | 101 | +26 | 26.0% | Q1 2026 | May 14, 2026 |
| Root Financial Partners, LLC | History | Added to | 116 | 8 | 0.0% | 0.0% | 102 | +39 | 50.65% | Q1 2026 | Apr 24, 2026 |
| BLUELINE ADVISORS LLC | History | No change | 117 | 8 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Bogart Wealth, LLC | History | No change | 84 | 6 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Financial Connections Group, Inc. | History | Added to | 71 | 5 | 0.0% | 0.0% | 105 | +1 | 1.43% | Q1 2026 | May 01, 2026 |
| US BANCORP \DE\ | History | No change | 50 | 3 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 39 | 2 | 0.0% | — | 107 | +39 | New | Q1 2026 | May 13, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -8,833 | -100.0% | Q1 2026 | May 14, 2026 |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -112 | -100.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 14, 2026 |
| Financial Life Planners | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | Apr 24, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |
| Asset Dedication, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Dunhill Financial, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |