TCW ETF Trust - VOTE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Betterment LLC | History | No change | 1,620,553 | 142,884 | 0.24% | 0.24% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,199,264 | 105,737 | 0.05% | 0.05% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Angeles Investment Advisors, LLC | History | Reduced | 817,456 | 73,618 | 4.44% | 4.71% | 3 | -71,958 | -8.09% | Q3 2026 | Oct 22, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 798,784 | 71,978 | 0.12% | 0.12% | 4 | +7,849 | 0.99% | Q3 2026 | Nov 05, 2026 |
| Fund Evaluation Group, LLC | History | Reduced | 494,510 | 44,534 | 1.05% | 1.22% | 5 | -18,064 | -3.52% | Q3 2026 | Nov 05, 2026 |
| National Philanthropic Trust | History | No change | 476,634 | 42,024 | 0.61% | 0.61% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 391,401 | 34,509 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 282,396 | 24,682 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 211,498 | 18,647 | 0.14% | 0.14% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASPIRIANT, LLC | History | Added to | 192,986 | 17,379 | 0.43% | 0.36% | 10 | +25,367 | 15.13% | Q3 2026 | Oct 16, 2026 |
| Ethic Inc. | History | Reduced | 185,005 | 16,661 | 0.19% | 0.21% | 11 | -9,109 | -4.69% | Q3 2026 | Nov 03, 2026 |
| Dorsey & Whitney Trust CO LLC | History | No change | 186,983 | 16,486 | 0.8% | 0.8% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 185,599 | 16,363 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 160,262 | 14,130 | 0.07% | 0.07% | 14 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| MORGAN STANLEY | History | No change | 141,392 | 12,466 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mutual Advisors, LLC | History | No change | 123,719 | 10,908 | 0.21% | 0.21% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pathstone Holdings, LLC | History | No change | 110,650 | 9,755 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Values Added Financial LLC | History | Added to | 90,625 | 8,161 | 2.89% | 2.73% | 18 | +4,877 | 5.69% | Q3 2026 | Oct 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 63,084 | 5,562 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 59,106 | 5,323 | 0.01% | 0.01% | 20 | -5,620 | -8.68% | Q3 2026 | Nov 02, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 51,211 | 4,515 | 0.27% | 0.27% | 21 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Financial Insights, Inc. | History | Added to | 48,498 | 4,367 | 1.11% | 1.09% | 22 | +1,692 | 3.61% | Q3 2026 | Oct 27, 2026 |
| Modern Wealth Management, LLC | History | No change | 46,340 | 4,085 | 0.05% | 0.05% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| A&I FINANCIAL SERVICES, LLC | History | Added to | 44,238 | 3,983 | 1.68% | 1.63% | 24 | +1,780 | 4.19% | Q3 2026 | Oct 15, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 42,809 | 3,774 | 0.03% | 0.03% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fairman Group, LLC | History | Added to | 39,581 | 3,564 | 2.55% | 1.46% | 26 | +18,463 | 87.43% | Q3 2026 | Oct 26, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 38,554 | 3,472 | 0.0% | 0.0% | 27 | -1,579 | -3.93% | Q3 2026 | Nov 05, 2026 |
| Plum Street Advisors, LLC | History | No change | 33,640 | 2,966 | 0.95% | 0.95% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ballentine Partners, LLC | History | No change | 29,820 | 2,629 | 0.03% | 0.03% | 29 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| LPL Financial LLC | History | No change | 27,607 | 2,434 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BRIGHTON JONES LLC | History | Added to | 21,897 | 1,972 | 0.03% | 0.04% | 31 | +79 | 0.36% | Q3 2026 | Nov 03, 2026 |
| St. Louis Trust Co | History | New | 21,128 | 1,902 | 0.2% | — | 32 | +21,128 | New | Q3 2026 | Nov 03, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 18,837 | 1,696 | 0.0% | 0.01% | 33 | -19 | -0.1% | Q3 2026 | Nov 02, 2026 |
| SEEDS INVESTOR LLC | History | No change | 18,747 | 1,652 | 0.17% | 0.17% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | No change | 16,636 | 1,498 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Hirtle & Co., LLC | History | No change | 16,911 | 1,491 | 0.05% | 0.05% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jordan Park Group LLC | History | No change | 16,522 | 1,456 | 0.07% | 0.07% | 37 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 16,255 | 1,433 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Phoenix Wealth Advisors | History | Reduced | 15,672 | 1,411 | 0.43% | 0.48% | 39 | -352 | -2.2% | Q3 2026 | Nov 02, 2026 |
| Tolleson Wealth Management, Inc. | History | No change | 15,828 | 1,395 | 0.19% | 0.19% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Etesian Wealth Advisors, Inc. | History | No change | 13,489 | 1,214 | 0.35% | 0.35% | 41 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Sonoma Allocations LLC | History | No change | 11,564 | 1,021 | 0.32% | 0.32% | 42 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 11,137 | 981 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sage Advisory Services, Ltd.Co. | History | Reduced | 10,356 | 933 | 0.5% | 0.45% | 44 | -5 | -0.05% | Q3 2026 | Oct 29, 2026 |
| Breakwater Investment Management | History | Reduced | 10,060 | 905 | 0.3% | 0.31% | 45 | -152 | -1.49% | Q3 2026 | Oct 20, 2026 |
| Creative Planning | History | Reduced | 9,805 | 882 | 0.0% | 0.0% | 46 | -321 | -3.17% | Q3 2026 | Nov 02, 2026 |
| Diversified Trust Co | History | No change | 9,578 | 844 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 9,286 | 818 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 8,451 | 761 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 8,309 | 748 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| FIDUCIARY TRUST CO | History | No change | 8,420 | 742 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisor OS, LLC | History | Added to | 7,955 | 716 | 0.05% | 0.05% | 52 | +20 | 0.25% | Q3 2026 | Nov 03, 2026 |
| Premier Financial Group | History | No change | 8,089 | 713 | 0.14% | 0.14% | 53 | 0 | 0.0% | Q2 2026 | Sep 18, 2026 |
| MJP ASSOCIATES INC /ADV | History | No change | 7,935 | 699 | 0.08% | 0.08% | 54 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ALPHA CAPITAL ADVISORS INC /ADV | History | No change | 7,214 | 636 | 0.55% | 0.55% | 55 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FMR LLC | History | No change | 6,724 | 592 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 6,456 | 569 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 5,899 | 520 | 0.05% | 0.05% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAINIER FAMILY WEALTH INC | History | Reduced | 5,316 | 478 | 0.24% | 0.27% | 59 | -104 | -1.92% | Q3 2026 | Oct 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 5,028 | 452 | 0.0% | 0.0% | 60 | -26 | -0.51% | Q3 2026 | Nov 02, 2026 |
| StoneX Group Inc. | History | New | 4,970 | 447 | 0.02% | — | 61 | +4,970 | New | Q3 2026 | Nov 03, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 5,043 | 444 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pearl Planning LLC | History | No change | 4,761 | 428 | 0.18% | 0.19% | 63 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Caprock Group, LLC | History | No change | 4,649 | 409 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| RIDGECREST WEALTH PARTNERS, LLC | History | Reduced | 4,070 | 366 | 0.17% | 0.17% | 65 | -40 | -0.97% | Q3 2026 | Oct 19, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,892 | 343 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sage Mountain Advisors LLC | History | No change | 3,691 | 332 | 0.02% | 0.02% | 67 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| GC Wealth Management RIA, LLC | History | New | 3,648 | 328 | 0.02% | — | 68 | +3,648 | New | Q3 2026 | Nov 02, 2026 |
| DWR WEALTH MANAGEMENT, LLC | History | Added to | 3,612 | 325 | 0.23% | 0.21% | 69 | +323 | 9.82% | Q3 2026 | Oct 13, 2026 |
| Portland Global Advisors LLC | History | No change | 3,621 | 319 | 0.03% | 0.03% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Krilogy Financial LLC | History | Added to | 3,358 | 308 | 0.01% | 0.01% | 71 | +8 | 0.24% | Q3 2026 | Oct 13, 2026 |
| UBS Group AG | History | No change | 2,986 | 263 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rossby Financial, LCC | History | Reduced | 2,881 | 259 | 0.04% | 0.05% | 73 | -54 | -1.84% | Q3 2026 | Nov 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 2,752 | 242 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ledyard National Bank | History | New | 2,567 | 231 | 0.02% | — | 75 | +2,567 | New | Q3 2026 | Oct 21, 2026 |
| Arax Advisory Partners | History | No change | 2,589 | 228 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| EP Wealth Advisors, LLC | History | No change | 2,507 | 221 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,248 | 198 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,936 | 170 | 0.09% | 0.09% | 79 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 1,551 | 139 | 0.06% | 0.06% | 80 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,349 | 121 | 0.0% | 0.0% | 81 | +170 | 14.42% | Q3 2026 | Oct 08, 2026 |
| Capital Analysts, LLC | History | No change | 1,006 | 89 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 923 | 83 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| ROYAL BANK OF CANADA | History | No change | 908 | 80 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 855 | 75 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 663 | 59 | 0.0% | — | 86 | +663 | New | Q3 2026 | Nov 04, 2026 |
| SHP Wealth Management | History | No change | 646 | 56 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Frankly Finances, LLC | History | No change | 549 | 49 | 0.04% | 0.04% | 88 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 513 | 45 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 500 | 44 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Russell Investments Group, Ltd. | History | No change | 425 | 37 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Napier Financial, LLC | History | No change | 420 | 37 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 315 | 27 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Downshift Financial, LLC | History | No change | 252 | 22 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| VANGUARD ADVISERS INC | History | No change | 248 | 21 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 232 | 20 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Root Financial Partners, LLC | History | New | 218 | 19 | 0.0% | — | 97 | +218 | New | Q3 2026 | Oct 21, 2026 |
| MATHER GROUP, LLC. | History | No change | 200 | 18 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | History | New | 193 | 17 | 0.01% | — | 99 | +193 | New | Q3 2026 | Oct 26, 2026 |
| ASSETMARK, INC | History | Added to | 177 | 15 | 0.0% | 0.0% | 100 | +26 | 17.22% | Q3 2026 | Oct 21, 2026 |
| MASECO LLP | History | Reduced | 136 | 12 | 0.0% | 0.0% | 102 | -45 | -24.86% | Q3 2026 | Oct 27, 2026 |
| GoalVest Advisory LLC | History | No change | 135 | 12 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| BLUELINE ADVISORS LLC | History | Added to | 127 | 11 | 0.01% | 0.01% | 103 | +10 | 8.55% | Q3 2026 | Oct 15, 2026 |
| Bogart Wealth, LLC | History | No change | 84 | 7 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| US BANCORP \DE\ | History | No change | 50 | 4 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 44 | 3 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPL Wealth Management, LLC | History | No change | 24 | 2 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 13 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Schneider Downs Wealth Management Advisors, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -3,175 | -100.0% | Q3 2026 | Oct 27, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -1,452 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Brooklyn FI, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q3 2026 | Nov 05, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q3 2026 | Oct 08, 2026 |
| IFP Advisors, Inc | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 16, 2026 |
| Asset Dedication, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Allworth Financial LP | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Golden State Wealth Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Dunhill Financial, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Financial Life Planners | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |