VANGUARD MALVERN FUNDS - VPLS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,187,239 | 92,741 | 0.01% | 0.0% | 1 | +374,080 | 46.0% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 658,499 | 51,438 | 0.01% | 0.01% | 2 | +216,196 | 48.88% | Q4 2025 | Feb 11, 2026 |
| Summit Financial, LLC | History | Added to | 237,946 | 18,587 | 0.27% | 0.27% | 3 | +13,882 | 6.2% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 205,285 | 16,036 | 0.0% | — | 4 | +205,285 | New | Q4 2025 | Feb 17, 2026 |
| Balance Wealth, LLC | History | Added to | 188,976 | 14,761 | 4.74% | 3.56% | 5 | +5,725 | 3.12% | Q4 2025 | Jan 21, 2026 |
| Diversified Portfolios, Inc. | History | Added to | 184,199 | 14,388 | 1.2% | 1.19% | 6 | +12,176 | 7.08% | Q4 2025 | Feb 09, 2026 |
| Keystone Financial Group, Inc. | History | Added to | 181,493 | 14,177 | 7.42% | 7.18% | 7 | +19,492 | 12.03% | Q4 2025 | Jan 16, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | New | 180,887 | 14,129 | 2.33% | — | 8 | +180,887 | New | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 128,153 | 10,010 | 0.01% | 0.01% | 9 | +51,073 | 66.26% | Q4 2025 | Feb 12, 2026 |
| MorganRosel Wealth Management, LLC | History | Added to | 125,233 | 9,782 | 2.45% | 2.49% | 10 | +3,104 | 2.54% | Q4 2025 | Feb 13, 2026 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | Added to | 124,521 | 9,726 | 0.4% | 0.29% | 11 | +38,035 | 43.98% | Q4 2025 | Feb 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 98,357 | 7,683 | 0.0% | 0.0% | 12 | +41,617 | 73.35% | Q4 2025 | Feb 17, 2026 |
| FAGAN ASSOCIATES, INC. | History | Added to | 94,571 | 7,387 | 0.98% | 1.02% | 13 | +651 | 0.69% | Q4 2025 | Jan 30, 2026 |
| Landmark Wealth Management, LLC | History | Added to | 92,040 | 7,189 | 2.75% | 2.69% | 14 | +5,889 | 6.84% | Q4 2025 | Feb 05, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 90,827 | 7,095 | 0.01% | — | 15 | +90,827 | New | Q4 2025 | Feb 05, 2026 |
| NavPoint Financial, Inc. | History | Added to | 87,147 | 6,807 | 2.91% | 1.08% | 16 | +61,016 | 233.5% | Q4 2025 | Jan 20, 2026 |
| Roehl & Yi Investment Advisors, LLC | History | New | 86,868 | 6,785 | 2.69% | — | 17 | +86,868 | New | Q4 2025 | Feb 17, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Added to | 85,680 | 6,692 | 3.64% | 3.44% | 18 | +7,965 | 10.25% | Q4 2025 | Feb 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 81,926 | 6,399 | 0.21% | 0.18% | 19 | +4,593 | 5.94% | Q4 2025 | Jan 09, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | New | 76,884 | 5,998 | 0.04% | — | 20 | +76,884 | New | Q4 2025 | Feb 17, 2026 |
| Integrity Wealth Solutions LLC | History | Added to | 73,818 | 5,766 | 2.28% | 2.19% | 21 | +11,408 | 18.28% | Q4 2025 | Feb 02, 2026 |
| Lakewood Asset Management LLC | History | Added to | 70,644 | 5,518 | 3.24% | 1.56% | 22 | +37,841 | 115.36% | Q4 2025 | Jan 26, 2026 |
| Janney Capital Management LLC | History | Reduced | 66,218 | 5,173 | 0.33% | 0.33% | 23 | -1,439 | -2.13% | Q4 2025 | Feb 11, 2026 |
| North Star Investment Management Corp. | History | Added to | 62,056 | 4,847 | 0.3% | 0.16% | 24 | +30,525 | 96.81% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 60,582 | 4,732 | 0.01% | 0.0% | 25 | +23,670 | 64.13% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 58,422 | 4,570 | 0.01% | 0.0% | 26 | +19,716 | 50.94% | Q4 2025 | Jan 08, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 55,086 | 4,311 | 0.29% | 0.27% | 27 | +8,625 | 18.56% | Q4 2025 | Jan 15, 2026 |
| Catalyst Investment Management LLC | History | New | 53,981 | 4,216 | 3.99% | — | 28 | +53,981 | New | Q4 2025 | Feb 20, 2026 |
| Harbor Group, Inc. | History | Added to | 53,871 | 4,208 | 0.63% | 0.48% | 29 | +15,417 | 40.09% | Q4 2025 | Jan 12, 2026 |
| CFO4Life Group, LLC | History | Reduced | 53,148 | 4,151 | 0.59% | 0.63% | 30 | -1,938 | -3.52% | Q4 2025 | Feb 06, 2026 |
| Grant Street Asset Management, Inc. | History | Added to | 46,768 | 3,653 | 0.74% | 0.77% | 31 | +330 | 0.71% | Q4 2025 | Jan 28, 2026 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | History | New | 46,569 | 3,637 | 0.59% | — | 33 | +46,569 | New | Q4 2025 | Feb 11, 2026 |
| RIA Advisory Group LLC | History | Added to | 46,569 | 3,637 | 0.87% | 0.87% | 32 | +3,422 | 7.93% | Q4 2025 | Feb 02, 2026 |
| JANE STREET GROUP, LLC | History | New | 45,714 | 3,570 | 0.0% | — | 34 | +45,714 | New | Q4 2025 | Feb 12, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 42,992 | 3,358 | 0.11% | — | 35 | +42,992 | New | Q4 2025 | Feb 13, 2026 |
| VICUS CAPITAL | History | Added to | 42,267 | 3,301 | 0.25% | 0.19% | 36 | +10,079 | 31.31% | Q4 2025 | Jan 22, 2026 |
| Investment Advisory Group, LLC | History | Added to | 39,490 | 3,084 | 0.79% | 0.65% | 37 | +8,945 | 29.28% | Q4 2025 | Jan 23, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 37,701 | 2,945 | 0.02% | — | 38 | +37,701 | New | Q4 2025 | Feb 18, 2026 |
| HOWARD FINANCIAL SERVICES, LTD. | History | Added to | 37,210 | 2,906 | 0.34% | 0.06% | 39 | +30,483 | 453.14% | Q4 2025 | Jan 12, 2026 |
| Mariner, LLC | History | Added to | 33,767 | 2,637 | 0.0% | 0.0% | 40 | +5,011 | 17.43% | Q4 2025 | Feb 13, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | New | 30,465 | 2,379 | 0.86% | — | 41 | +30,465 | New | Q4 2025 | Jan 26, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 30,035 | 2,346 | 0.11% | 0.11% | 42 | +132 | 0.44% | Q4 2025 | Feb 13, 2026 |
| Strategic Family Wealth Counselors, L.L.C. | History | Added to | 28,729 | 2,240 | 0.5% | 0.58% | 43 | +194 | 0.68% | Q4 2025 | Feb 04, 2026 |
| OMNI 360 Wealth, Inc. | History | Added to | 28,266 | 2,219 | 1.14% | 0.66% | 44 | +13,270 | 88.49% | Q4 2025 | Jan 29, 2026 |
| Cogent Private Wealth, Inc. | History | New | 28,267 | 2,208 | 1.68% | — | 45 | +28,267 | New | Q4 2025 | Feb 10, 2026 |
| Cerity Partners LLC | History | New | 28,238 | 2,205 | 0.0% | — | 46 | +28,238 | New | Q4 2025 | Feb 11, 2026 |
| Triumph Capital Management | History | Reduced | 27,775 | 2,169 | 0.47% | 0.68% | 47 | -4,303 | -13.41% | Q4 2025 | Feb 12, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Added to | 22,773 | 1,778 | 0.64% | 0.38% | 48 | +10,037 | 78.81% | Q4 2025 | Feb 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,952 | 1,715 | 0.0% | 0.0% | 49 | +2,229 | 11.3% | Q4 2025 | Feb 05, 2026 |
| HighTower Advisors, LLC | History | Added to | 21,820 | 1,704 | 0.0% | 0.0% | 50 | +10,374 | 90.63% | Q4 2025 | Feb 06, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 21,445 | 1,675 | 0.01% | 0.01% | 51 | +866 | 4.21% | Q4 2025 | Jan 29, 2026 |
| Red Mountain Financial, LLC | History | Added to | 21,383 | 1,670 | 1.64% | 0.98% | 52 | +9,088 | 73.92% | Q4 2025 | Jan 26, 2026 |
| Centurion Wealth Management LLC | History | Added to | 18,714 | 1,461 | 0.32% | 0.32% | 53 | +1,009 | 5.7% | Q4 2025 | Jan 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 16,980 | 1,326 | 0.0% | 0.0% | 54 | -844 | -4.74% | Q4 2025 | Feb 18, 2026 |
| XY Planning Network, Inc. | History | Added to | 16,177 | 1,263 | 0.22% | 0.16% | 55 | +10,000 | 161.89% | Q4 2025 | Jan 26, 2026 |
| Private Advisor Group, LLC | History | Added to | 13,240 | 1,034 | 0.0% | 0.0% | 56 | +9,361 | 241.33% | Q4 2025 | Feb 17, 2026 |
| Kaizen Financial Strategies | History | Added to | 13,188 | 1,030 | 0.45% | 0.41% | 57 | +1,512 | 12.95% | Q4 2025 | Jan 21, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 11,119 | 868 | 0.03% | — | 58 | +11,119 | New | Q4 2025 | Feb 09, 2026 |
| StoneX Group Inc. | History | Added to | 11,031 | 861 | 0.04% | 0.03% | 59 | +1,000 | 9.97% | Q4 2025 | Feb 12, 2026 |
| BROOKS, MOORE & ASSOCIATES, INC. | History | New | 10,740 | 838 | 0.41% | — | 60 | +10,740 | New | Q4 2025 | Feb 17, 2026 |
| Westwind Capital | History | Added to | 10,666 | 833 | 0.17% | 0.16% | 61 | +924 | 9.48% | Q4 2025 | Jan 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 9,655 | 754 | 0.01% | 0.01% | 62 | +2,283 | 30.97% | Q4 2025 | Jan 23, 2026 |
| Burton Enright Welch | History | Reduced | 9,501 | 742 | 0.1% | 0.11% | 63 | -4 | -0.04% | Q4 2025 | Feb 13, 2026 |
| ROBERTS GLORE & CO INC /IL/ | History | Added to | 9,375 | 732 | 0.2% | 0.07% | 64 | +6,240 | 199.04% | Q4 2025 | Feb 05, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 9,242 | 721 | 0.02% | 0.02% | 65 | +89 | 0.97% | Q4 2025 | Jan 29, 2026 |
| Yeomans Consulting Group, Inc. | History | New | 8,176 | 638 | 0.19% | — | 66 | +8,176 | New | Q4 2025 | Jan 07, 2026 |
| Verum Partners LLC | History | Added to | 8,110 | 633 | 0.13% | 0.14% | 67 | +10 | 0.12% | Q4 2025 | Jan 14, 2026 |
| RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC | History | Added to | 7,516 | 587 | 0.21% | 0.12% | 68 | +3,176 | 73.18% | Q4 2025 | Jan 16, 2026 |
| GSG Advisors LLC | History | Reduced | 7,495 | 585 | 0.15% | 0.18% | 69 | -1,060 | -12.39% | Q4 2025 | Jan 08, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 6,800 | 531 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Breakwater Capital Group | History | Added to | 6,773 | 529 | 0.07% | 0.08% | 71 | +85 | 1.27% | Q4 2025 | Jan 09, 2026 |
| Firestone Capital Management | History | Added to | 6,299 | 492 | 0.1% | 0.11% | 72 | +85 | 1.37% | Q4 2025 | Feb 09, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 6,280 | 490 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| R. W. Roge & Company, Inc. | History | New | 5,989 | 467 | 0.23% | — | 74 | +5,989 | New | Q4 2025 | Jan 23, 2026 |
| Principia Wealth Advisory, LLC | History | Added to | 5,581 | 435 | 0.27% | 0.3% | 75 | +131 | 2.4% | Q4 2025 | Feb 10, 2026 |
| Prospera Financial Services Inc | History | No change | 5,362 | 418 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Financial Insights, Inc. | History | New | 5,224 | 408 | 0.14% | — | 77 | +5,224 | New | Q4 2025 | Mar 31, 2026 |
| Eldridge Investment Advisors, Inc. | History | Added to | 5,084 | 397 | 0.09% | 0.09% | 78 | +237 | 4.89% | Q4 2025 | Feb 11, 2026 |
| STEPH & CO | History | Added to | 5,075 | 396 | 0.11% | 0.12% | 79 | +244 | 5.05% | Q4 2025 | Jan 23, 2026 |
| Yukon Wealth Management, Inc. | History | No change | 4,988 | 389 | 0.22% | 0.13% | 80 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Keystone Financial Group | History | Added to | 4,894 | 382 | 0.03% | 0.03% | 81 | +96 | 2.0% | Q4 2025 | Feb 06, 2026 |
| Acorn Wealth Advisors, LLC | History | Added to | 4,750 | 371 | 0.11% | 0.12% | 82 | +26 | 0.55% | Q4 2025 | Feb 10, 2026 |
| Aurora Private Wealth, Inc. | History | New | 4,581 | 358 | 0.24% | — | 83 | +4,581 | New | Q4 2025 | Feb 02, 2026 |
| Atria Investments, Inc | History | Reduced | 4,381 | 342 | 0.0% | 0.0% | 84 | -913 | -17.25% | Q4 2025 | Feb 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,292 | 335 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Confluence Wealth Services, Inc. | History | New | 4,158 | 324 | 0.01% | — | 86 | +4,158 | New | Q4 2025 | Jan 28, 2026 |
| Parallel Advisors, LLC | History | Added to | 4,137 | 323 | 0.01% | 0.0% | 87 | +2,649 | 178.02% | Q4 2025 | Feb 11, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 4,100 | 320 | 0.01% | 0.0% | 88 | +1,500 | 57.69% | Q4 2025 | Jan 22, 2026 |
| Colter Lewis Investment Partners LLC | History | New | 4,088 | 319 | 0.37% | — | 89 | +4,088 | New | Q4 2025 | Feb 17, 2026 |
| Krilogy Financial LLC | History | No change | 4,000 | 313 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Added to | 3,695 | 288 | 0.01% | 0.01% | 91 | +501 | 15.69% | Q4 2025 | Feb 12, 2026 |
| Creative Planning | History | No change | 3,633 | 283 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 3,616 | 282 | 0.03% | 0.03% | 93 | +219 | 6.45% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 3,519 | 274 | 0.0% | — | 94 | +3,519 | New | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | Added to | 3,450 | 269 | 0.01% | 0.01% | 95 | +274 | 8.63% | Q4 2025 | Feb 06, 2026 |
| Keystone Wealth Services, LLC | History | New | 3,428 | 267 | 0.06% | — | 96 | +3,428 | New | Q4 2025 | Jan 26, 2026 |
| Platt Wealth Management LLC | History | New | 3,392 | 264 | 0.26% | — | 97 | +3,392 | New | Q4 2025 | Feb 06, 2026 |
| LifeGoal Investments, LLC | History | New | 3,237 | 252 | 0.17% | — | 98 | +3,237 | New | Q4 2025 | Jan 15, 2026 |
| MATHER GROUP, LLC. | History | No change | 3,174 | 247 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Canal Capital Management, LLC | History | New | 3,157 | 246 | 0.03% | — | 100 | +3,157 | New | Q4 2025 | Jan 06, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 3,056 | 238 | 0.0% | — | 101 | +3,056 | New | Q4 2025 | Jan 29, 2026 |
| TRUIST FINANCIAL CORP | History | New | 2,916 | 227 | 0.0% | — | 102 | +2,916 | New | Q4 2025 | Feb 02, 2026 |
| Pinnacle Financial Group, LLC / IL | History | Reduced | 2,853 | 222 | 0.06% | 0.08% | 103 | -506 | -15.06% | Q4 2025 | Feb 05, 2026 |
| CIBC Private Wealth Group LLC | History | Added to | 2,821 | 220 | 0.0% | 0.0% | 104 | +1,500 | 113.55% | Q4 2025 | Feb 12, 2026 |
| Capital Planning LLC | History | No change | 2,812 | 219 | 0.06% | 0.06% | 105 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| MAINSAIL ASSET MANAGEMENT, LLC | History | No change | 2,800 | 218 | 0.09% | 0.1% | 106 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Financial Synergies Wealth Advisors, Inc. | History | Added to | 2,743 | 214 | 0.02% | 0.02% | 107 | +57 | 2.12% | Q4 2025 | Feb 06, 2026 |
| MCF Advisors LLC | History | New | 2,570 | 200 | 0.01% | — | 108 | +2,570 | New | Q4 2025 | Feb 11, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | New | 1,700 | 132 | 0.1% | — | 109 | +1,700 | New | Q4 2025 | Feb 11, 2026 |
| Joseph Group Capital Management | History | Added to | 1,118 | 87 | 0.02% | 0.02% | 110 | +362 | 47.88% | Q4 2025 | Jan 30, 2026 |
| Kestra Advisory Services, LLC | History | New | 816 | 63 | 0.0% | — | 111 | +816 | New | Q4 2025 | Feb 13, 2026 |
| First Pacific Financial | History | Added to | 662 | 51 | 0.01% | 0.01% | 112 | +12 | 1.85% | Q4 2025 | Jan 16, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | New | 632 | 49 | 0.02% | — | 113 | +632 | New | Q4 2025 | Feb 10, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 625 | 48 | 0.0% | 0.0% | 114 | +250 | 66.67% | Q4 2025 | Jan 28, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 457 | 35 | 0.03% | — | 115 | +457 | New | Q4 2025 | Feb 10, 2026 |
| Jessup Wealth Management, Inc | History | New | 386 | 30 | 0.01% | — | 116 | +386 | New | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 212 | 16 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CoreCap Advisors, LLC | History | New | 201 | 15 | 0.0% | — | 118 | +201 | New | Q4 2025 | Jan 13, 2026 |
| COMERICA BANK | History | Added to | 179 | 13 | 0.0% | 0.0% | 119 | +2 | 1.13% | Q4 2025 | Jan 29, 2026 |
| Signature Equity Partners, LLC | History | New | 111 | 8 | 0.0% | — | 121 | +111 | New | Q4 2025 | Feb 17, 2026 |
| MB, LEVIS & ASSOCIATES, LLC | History | Added to | 110 | 8 | 0.0% | 0.0% | 120 | +2 | 1.85% | Q4 2025 | Jan 14, 2026 |
| CBIZ Investment Advisory Services, LLC | History | New | 78 | 6 | 0.0% | — | 122 | +78 | New | Q4 2025 | Feb 09, 2026 |
| Allworth Financial LP | History | New | 66 | 5 | 0.0% | — | 123 | +66 | New | Q4 2025 | Feb 05, 2026 |
| MORGAN STANLEY | History | Added to | 41 | 3 | 0.0% | 0.0% | 124 | +1 | 2.5% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 38 | 2 | 0.0% | — | 125 | +38 | New | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | New | 38 | 2 | 0.0% | — | 127 | +38 | New | Q4 2025 | Feb 06, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 36 | 2 | 0.0% | — | 126 | +36 | New | Q4 2025 | Feb 11, 2026 |
| SHP Wealth Management | History | New | 26 | 2 | 0.0% | — | 128 | +26 | New | Q4 2025 | Mar 04, 2026 |
| PFG Private Wealth Management, LLC | History | Closed out | 0 | 0 | — | 2.19% | — | -62,410 | -100.0% | Q3 2025 | Nov 06, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,974 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,307 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Family Investment Center, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -3,279 | -100.0% | Q3 2025 | Oct 22, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -758 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -642 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CVA Family Office, LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2025 | Oct 30, 2025 |