WADDELL & REED FINL INC - WDR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 6,820,730 | 170,859 | 0.0% | 0.0% | 1 | +117,769 | 1.76% | Q1 2021 | May 14, 2021 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 2,390,866 | 59,891 | 0.02% | 0.03% | 2 | -356,521 | -12.98% | Q1 2021 | May 14, 2021 |
| STATE STREET CORP | History | Added to | 2,163,271 | 54,190 | 0.0% | 0.0% | 3 | +48,190 | 2.28% | Q1 2021 | Jul 09, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 1,504,952 | 37,700 | 0.01% | 0.02% | 4 | -147,617 | -8.93% | Q1 2021 | May 17, 2021 |
| Invesco Ltd. | History | Reduced | 1,155,876 | 28,954 | 0.01% | 0.02% | 5 | -1,836,018 | -61.37% | Q1 2021 | May 17, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 993,901 | 24,897 | 0.0% | 0.0% | 6 | -10,308 | -1.03% | Q1 2021 | May 12, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 975,646 | 24,440 | 0.49% | 0.02% | 7 | +944,539 | 3036.42% | Q1 2021 | May 17, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 905,498 | 22,683 | 0.0% | 0.0% | 8 | +673,126 | 289.68% | Q1 2021 | May 14, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 891,795 | 22,340 | 0.0% | 0.01% | 9 | -210,678 | -19.11% | Q1 2021 | May 12, 2021 |
| GAMCO INVESTORS, INC. ET AL | History | Reduced | 889,961 | 22,294 | 0.2% | 0.3% | 10 | -359,127 | -28.75% | Q1 2021 | May 14, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 741,842 | 18,584 | 5.14% | 7.35% | 11 | -161 | -0.02% | Q1 2021 | Oct 08, 2021 |
| MORGAN STANLEY | History | Reduced | 740,739 | 18,555 | 0.0% | 0.0% | 12 | -202,483 | -21.47% | Q1 2021 | May 17, 2021 |
| GOLDMAN SACHS GROUP INC | History | Added to | 657,512 | 16,470 | 0.0% | 0.0% | 13 | +111,616 | 20.45% | Q1 2021 | May 17, 2021 |
| CNH PARTNERS LLC | History | Added to | 630,797 | 15,801 | 0.57% | 0.22% | 14 | +387,881 | 159.68% | Q1 2021 | May 17, 2021 |
| FMR LLC | History | Reduced | 588,554 | 14,744 | 0.0% | 0.0% | 15 | -500 | -0.08% | Q1 2021 | May 14, 2021 |
| GABELLI FUNDS LLC | History | Reduced | 554,200 | 13,883 | 0.09% | 0.16% | 16 | -306,700 | -35.63% | Q1 2021 | May 14, 2021 |
| JPMORGAN CHASE & CO | History | Added to | 489,335 | 12,258 | 0.0% | 0.0% | 17 | +110,783 | 29.26% | Q1 2021 | May 12, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 427,355 | 10,705 | 2.83% | 0.01% | 18 | -2,662 | -0.62% | Q1 2021 | May 24, 2021 |
| UBS Group AG | History | Added to | 410,308 | 10,279 | 0.0% | 0.0% | 19 | +241,761 | 143.44% | Q1 2021 | May 12, 2021 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Reduced | 363,833 | 9,114 | 0.05% | 0.06% | 20 | -19,167 | -5.0% | Q1 2021 | May 13, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 358,607 | 8,983 | 0.01% | 0.0% | 21 | +133,989 | 59.65% | Q1 2021 | May 17, 2021 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Reduced | 338,000 | 8,467 | 0.16% | 0.19% | 22 | -8,700 | -2.51% | Q1 2021 | May 17, 2021 |
| REGIONS FINANCIAL CORP | History | Reduced | 318,840 | 7,987 | 0.07% | 0.09% | 23 | -45,751 | -12.55% | Q1 2021 | Jun 02, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 298,200 | 7,470 | 0.01% | 0.01% | 24 | -21,600 | -6.75% | Q1 2021 | May 13, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 292,795 | 7,334 | 0.0% | 0.0% | 25 | -24,470 | -7.71% | Q1 2021 | May 17, 2021 |
| Legal & General Group Plc | History | Added to | 260,233 | 6,519 | 0.0% | 0.0% | 26 | +1,823 | 0.71% | Q1 2021 | May 17, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 253,053 | 6,338 | 0.01% | 0.01% | 27 | +96,329 | 61.46% | Q1 2021 | May 07, 2021 |
| BARCLAYS PLC | History | Reduced | 220,528 | 5,525 | 0.0% | 0.01% | 28 | -525,795 | -70.45% | Q1 2021 | May 13, 2021 |
| RHUMBLINE ADVISERS | History | Reduced | 206,399 | 5,170 | 0.01% | 0.01% | 29 | -2,129 | -1.02% | Q1 2021 | May 06, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 180,577 | 4,524 | 0.0% | 0.0% | 30 | -222,491 | -55.2% | Q1 2021 | May 13, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 176,889 | 4,431 | 0.04% | 0.01% | 31 | +101,159 | 133.58% | Q1 2021 | May 13, 2021 |
| Swiss National Bank | History | Reduced | 135,700 | 3,399 | 0.0% | 0.0% | 32 | -4,300 | -3.07% | Q1 2021 | May 07, 2021 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 131,300 | 3,289 | 0.0% | 0.0% | 33 | -20,913 | -13.74% | Q1 2021 | May 14, 2021 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Reduced | 128,880 | 3,228 | 0.02% | 0.03% | 34 | -9,400 | -6.8% | Q1 2021 | May 14, 2021 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 122,964 | 3,080 | 0.0% | 0.0% | 35 | +25,479 | 26.14% | Q1 2021 | May 14, 2021 |
| FIRST TRUST ADVISORS LP | History | Reduced | 118,057 | 2,957 | 0.0% | 0.02% | 36 | -423,018 | -78.18% | Q1 2021 | May 14, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 104,609 | 2,620 | 0.0% | 0.0% | 37 | -18,530 | -15.05% | Q1 2021 | May 06, 2021 |
| State of New Jersey Common Pension Fund D | History | Reduced | 95,628 | 2,395 | 0.01% | 0.01% | 38 | -27,999 | -22.65% | Q1 2021 | Apr 27, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 92,612 | 2,320 | 0.0% | 0.0% | 39 | -280 | -0.3% | Q1 2021 | May 18, 2021 |
| TD ASSET MANAGEMENT INC | History | New | 90,100 | 2,257 | 0.0% | — | 40 | +90,100 | New | Q1 2021 | May 14, 2021 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 80,455 | 2,015 | 0.01% | 0.01% | 41 | -56,711 | -41.34% | Q1 2021 | May 17, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 79,713 | 1,997 | 0.0% | 0.01% | 42 | -24,688 | -23.65% | Q1 2021 | May 10, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 71,002 | 1,779 | 2.21% | 8.82% | 43 | -97,162 | -57.78% | Q1 2021 | Jun 14, 2024 |
| HSBC HOLDINGS PLC | History | Reduced | 70,639 | 1,772 | 0.0% | 0.0% | 44 | -24,054 | -25.4% | Q1 2021 | May 14, 2021 |
| Russell Investments Group, Ltd. | History | Added to | 70,825 | 1,772 | 0.0% | 0.0% | 45 | +9,914 | 16.28% | Q1 2021 | May 10, 2021 |
| SEI INVESTMENTS CO | History | Reduced | 68,345 | 1,741 | 0.0% | 0.01% | 46 | -13,993 | -16.99% | Q1 2021 | May 12, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Reduced | 64,065 | 1,605 | 0.0% | 0.0% | 47 | -38,940 | -37.8% | Q1 2021 | May 14, 2021 |
| COMERICA BANK | History | Reduced | 62,825 | 1,570 | 0.01% | 0.01% | 48 | -2,866 | -4.36% | Q1 2021 | Apr 28, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 57,000 | 1,428 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2021 | May 11, 2021 |
| ROYCE & ASSOCIATES LP | History | Reduced | 55,147 | 1,381 | 0.01% | 0.02% | 50 | -29,216 | -34.63% | Q1 2021 | May 10, 2021 |
| Centiva Capital, LP | History | No change | 50,000 | 1,253 | 0.05% | 0.05% | 51 | 0 | 0.0% | Q1 2021 | May 17, 2021 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Reduced | 47,952 | 1,201 | 0.01% | 0.02% | 52 | -472 | -0.97% | Q1 2021 | May 12, 2021 |
| DEUTSCHE BANK AG\ | History | Reduced | 45,629 | 1,144 | 0.0% | 0.0% | 53 | -3,975 | -8.01% | Q1 2021 | May 13, 2021 |
| Qube Research & Technologies Ltd | History | Reduced | 43,241 | 1,083 | 0.02% | 0.02% | 54 | -19,480 | -31.06% | Q1 2021 | May 14, 2021 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 40,300 | 1,010 | 0.01% | 0.01% | 55 | +4,300 | 11.94% | Q1 2021 | Apr 26, 2021 |
| Dai-Ichi Life Insurance Company, Ltd | History | Reduced | 40,000 | 1,002 | 0.01% | 0.07% | 56 | -151,000 | -79.06% | Q1 2021 | May 13, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 39,695 | 994 | 0.0% | 0.0% | 57 | -142,157 | -78.17% | Q1 2021 | Jul 20, 2021 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 37,144 | 930 | 0.0% | 0.0% | 58 | +24,326 | 189.78% | Q1 2021 | May 14, 2021 |
| Mitsubishi UFJ Trust & Banking Corp | History | Reduced | 35,888 | 914 | 0.0% | 0.0% | 59 | -12,812 | -26.31% | Q1 2021 | May 12, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 34,647 | 868 | 0.0% | 0.0% | 60 | -2,409 | -6.5% | Q1 2021 | May 03, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 32,077 | 804 | 0.0% | 0.0% | 61 | -134,061 | -80.69% | Q1 2021 | May 04, 2021 |
| CITIGROUP INC | History | Reduced | 29,628 | 743 | 0.0% | 0.0% | 62 | -8,648 | -22.59% | Q1 2021 | May 13, 2021 |
| Louisiana State Employees Retirement System | History | Reduced | 28,300 | 709 | 0.02% | 0.02% | 63 | -500 | -1.74% | Q1 2021 | Apr 14, 2021 |
| BROWN ADVISORY INC | History | Reduced | 28,086 | 703 | 0.0% | 0.0% | 64 | -32,884 | -53.93% | Q1 2021 | May 14, 2021 |
| STIFEL FINANCIAL CORP | History | Added to | 28,018 | 702 | 0.0% | 0.0% | 65 | +1,500 | 5.66% | Q1 2021 | May 14, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 27,072 | 678 | 0.0% | 0.0% | 66 | +3,439 | 14.55% | Q1 2021 | May 13, 2021 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 26,099 | 654 | 0.0% | 0.0% | 67 | -1,223 | -4.48% | Q1 2021 | May 17, 2021 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Added to | 25,701 | 644 | 0.01% | 0.01% | 68 | +500 | 1.98% | Q1 2021 | Apr 20, 2021 |
| TWO SIGMA ADVISERS, LP | History | New | 24,600 | 616 | 0.0% | — | 69 | +24,600 | New | Q1 2021 | May 17, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 23,368 | 585 | 0.0% | 0.0% | 70 | -43,277 | -64.94% | Q1 2021 | May 17, 2021 |
| Tower Research Capital LLC (TRC) | History | Added to | 22,232 | 557 | 0.01% | 0.0% | 71 | +15,854 | 248.57% | Q1 2021 | May 17, 2021 |
| State of Tennessee, Treasury Department | History | Reduced | 22,162 | 555 | 0.0% | 0.0% | 72 | -1,972 | -8.17% | Q1 2021 | May 10, 2021 |
| CI INVESTMENTS INC. | History | Added to | 21,090 | 528 | 0.0% | 0.0% | 73 | +1,680 | 8.66% | Q1 2021 | May 13, 2021 |
| Squarepoint Ops LLC | History | Added to | 20,635 | 517 | 0.0% | 0.0% | 74 | +1,688 | 8.91% | Q1 2021 | May 17, 2021 |
| MetLife Investment Management, LLC | History | Reduced | 20,057 | 502 | 0.13% | 0.19% | 75 | -8,753 | -30.38% | Q1 2021 | May 17, 2024 |
| ProShare Advisors LLC | History | Added to | 18,274 | 458 | 0.0% | 0.0% | 76 | +3,421 | 23.03% | Q1 2021 | May 14, 2021 |
| Arizona State Retirement System | History | Reduced | 17,297 | 433 | 0.0% | 0.0% | 77 | -656 | -3.65% | Q1 2021 | May 06, 2021 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 16,804 | 419 | 0.0% | 0.0% | 78 | -599 | -3.44% | Q1 2021 | May 13, 2021 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 16,563 | 415 | 0.0% | 0.0% | 79 | -15,025 | -47.57% | Q1 2021 | May 17, 2021 |
| Allianz Asset Management GmbH | History | New | 16,241 | 407 | 5.62% | — | 80 | +16,241 | New | Q1 2021 | May 23, 2024 |
| Gotham Asset Management, LLC | History | Reduced | 14,922 | 374 | 0.02% | 0.02% | 81 | -9,078 | -37.82% | Q1 2021 | May 17, 2021 |
| LPL Financial LLC | History | Added to | 13,570 | 340 | 0.0% | 0.0% | 82 | +5,685 | 72.1% | Q1 2021 | May 14, 2021 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 13,475 | 338 | 0.0% | 0.01% | 83 | -6,925 | -33.95% | Q1 2021 | May 17, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 13,159 | 330 | 0.0% | 0.0% | 84 | +93 | 0.71% | Q1 2021 | May 13, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 12,900 | 323 | 0.0% | — | 85 | +12,900 | New | Q1 2021 | May 17, 2021 |
| HighTower Advisors, LLC | History | New | 10,444 | 262 | 0.0% | — | 86 | +10,444 | New | Q1 2021 | May 10, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 9,296 | 233 | 0.0% | 0.0% | 87 | +854 | 10.12% | Q1 2021 | May 04, 2021 |
| CIBC World Markets Inc. | History | No change | 9,310 | 233 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2021 | May 11, 2021 |
| US BANCORP \DE\ | History | Added to | 9,257 | 231 | 0.0% | 0.0% | 89 | +30 | 0.33% | Q1 2021 | Apr 28, 2021 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 8,304 | 208 | 0.0% | 0.0% | 90 | +494 | 6.33% | Q1 2021 | May 13, 2021 |
| Resources Investment Advisors, LLC. | History | Added to | 8,144 | 204 | 0.01% | 0.01% | 91 | +81 | 1.0% | Q1 2021 | May 10, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 6,761 | 169 | 0.0% | 0.0% | 92 | -1,286 | -15.98% | Q1 2021 | May 07, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 6,014 | 151 | 0.0% | 0.0% | 93 | +5,439 | 945.91% | Q1 2021 | May 17, 2021 |
| MACQUARIE GROUP LTD | History | No change | 5,026 | 126 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| Advisors Asset Management, Inc. | History | Reduced | 4,614 | 116 | 0.0% | 0.0% | 95 | -2,590 | -35.95% | Q1 2021 | May 07, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 3,703 | 93 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2021 | May 12, 2021 |
| MAVERICK CAPITAL LTD | History | Reduced | 3,217 | 81 | 0.0% | 0.02% | 97 | -35,451 | -91.68% | Q1 2021 | May 17, 2021 |
| Capital World Investors | History | No change | 1,850,000 | 46 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| GROUP ONE TRADING, L.P. | History | New | 1,739 | 44 | 0.0% | — | 99 | +1,739 | New | Q1 2021 | May 12, 2021 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 1,308 | 33 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 987 | 25 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| FIFTH THIRD BANCORP | History | Added to | 840 | 21 | 0.0% | 0.0% | 102 | +325 | 63.11% | Q1 2021 | May 07, 2021 |
| Rockefeller Capital Management L.P. | History | No change | 828 | 20 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2021 | May 11, 2021 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Reduced | 612 | 15 | 0.0% | 0.0% | 104 | -163 | -21.03% | Q1 2021 | May 13, 2021 |
| Parallel Advisors, LLC | History | Reduced | 276 | 7 | 0.0% | 0.0% | 105 | -56 | -16.87% | Q1 2021 | Apr 23, 2021 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 174 | 4 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2021 | May 17, 2021 |
| FEDERATED HERMES, INC. | History | Reduced | 106 | 3 | 0.0% | 0.0% | 107 | -17,075 | -99.38% | Q1 2021 | May 13, 2021 |
| SIGNATUREFD, LLC | History | Added to | 82 | 2 | 0.0% | 0.0% | 108 | +26 | 46.43% | Q1 2021 | Apr 30, 2021 |
| ASSETMARK, INC | History | New | 26 | 1 | 0.0% | — | 109 | +26 | New | Q1 2021 | May 14, 2021 |
| Skandinaviska Enskilda Banken AB (publ) | History | Closed out | 0 | 0 | — | 0.08% | — | -446,852 | -100.0% | Q4 2020 | Feb 11, 2021 |
| YACKTMAN ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.11% | — | -362,000 | -100.0% | Q4 2020 | Feb 01, 2021 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.01% | — | -356,100 | -100.0% | Q4 2020 | Feb 24, 2021 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -268,552 | -100.0% | Q4 2020 | Feb 10, 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.01% | — | -267,486 | -100.0% | Q4 2020 | Feb 12, 2021 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.02% | — | -193,872 | -100.0% | Q4 2020 | Feb 16, 2021 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -163,100 | -100.0% | Q4 2020 | Feb 17, 2021 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -157,288 | -100.0% | Q4 2020 | Feb 16, 2021 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 11.73% | — | -145,560 | -100.0% | Q4 2020 | Feb 18, 2021 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.01% | — | -137,372 | -100.0% | Q4 2020 | Dec 01, 2022 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -118,575 | -100.0% | Q4 2020 | Feb 16, 2021 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.01% | — | -99,256 | -100.0% | Q4 2020 | Feb 12, 2021 |
| ExodusPoint Capital Management, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -56,559 | -100.0% | Q4 2020 | Feb 16, 2021 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -49,119 | -100.0% | Q4 2020 | Feb 16, 2021 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,470 | -100.0% | Q4 2020 | Mar 10, 2021 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -34,317 | -100.0% | Q4 2020 | Jan 29, 2021 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,023 | -100.0% | Q4 2020 | Feb 17, 2021 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,941 | -100.0% | Q4 2020 | Feb 16, 2021 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,300 | -100.0% | Q4 2020 | Feb 12, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -9,211 | -100.0% | Q4 2020 | Jan 28, 2021 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -8,729 | -100.0% | Q4 2020 | Feb 03, 2021 |
| LINCOLN NATIONAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -7,851 | -100.0% | Q4 2020 | Feb 05, 2021 |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,302 | -100.0% | Q4 2020 | Feb 11, 2021 |