XAI Octagon Floating Rate & Alternative Income Trust - XFLT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | No change | 632,994 | 11,109 | 0.21% | 0.21% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 619,502 | 10,872 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Eagle Point Credit Management LLC | History | No change | 439,852 | 7,719 | 11.66% | 11.66% | 3 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Matisse Capital | History | No change | 346,096 | 6,073 | 2.43% | 2.43% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Bulldog Investors, LLP | History | No change | 316,500 | 5,554 | 1.22% | 1.22% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 286,821 | 5,033 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 222,180 | 3,899 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 198,688 | 3,486 | 1.07% | 1.07% | 8 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 163,288 | 2,865 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cresset Asset Management, LLC | History | No change | 143,955 | 2,526 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 142,707 | 2,504 | 0.16% | 0.16% | 11 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 91,734 | 1,609 | 0.08% | 0.08% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 88,990 | 1,561 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 88,417 | 1,551 | 0.03% | 0.03% | 14 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Arlington Capital Management, Inc. | History | No change | 58,636 | 1,029 | 0.64% | 0.64% | 15 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 56,777 | 996 | 0.97% | 0.97% | 16 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 54,102 | 949 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 45,722 | 802 | 0.19% | 0.19% | 18 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LPL Financial LLC | History | No change | 36,459 | 639 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | No change | 34,248 | 601 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 28,500 | 500 | 0.22% | 0.22% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 25,857 | 453 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 25,415 | 446 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Belpointe Asset Management LLC | History | No change | 24,020 | 421 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Kestra Advisory Services, LLC | History | No change | 23,149 | 406 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| HRT FINANCIAL LP | History | No change | 23,025 | 404 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHOREO, LLC | History | No change | 22,249 | 392 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| XTX Topco Ltd | History | No change | 22,027 | 386 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TORONTO DOMINION BANK | History | No change | 21,501 | 377 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | No change | 19,525 | 342 | 0.11% | 0.11% | 30 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 16,532 | 290 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 15,503 | 272 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Apollon Wealth Management, LLC | History | No change | 12,631 | 221 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| ROYAL BANK OF CANADA | History | No change | 6,157 | 108 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 5,000 | 87 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CoreCap Advisors, LLC | History | No change | 2,916 | 51 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,881 | 50 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 2,000 | 35 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 1,699 | 29 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Triumph Capital Management | History | No change | 1,647 | 28 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,000 | 17 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 768 | 13 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 721 | 12 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 641 | 11 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 517 | 9 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WPG Advisers, LLC | History | No change | 435 | 7 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Quent Capital, LLC | History | No change | 340 | 5 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| SWAN Capital LLC | History | No change | 246 | 4 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 220 | 3 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| ST GERMAIN D J CO INC | History | No change | 180 | 3 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| FNY Investment Advisers, LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Byrne Asset Management LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| Allied Private Wealth LLC | History | No change | 152 | 2 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 100 | 1 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Allworth Financial LP | History | No change | 59 | 1 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |