XAI Octagon Floating Rate & Alternative Income Trust - XFLT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 5,467,565 | 26,244 | 32.18% | 0.28% | 1 | +2,893,917 | 112.44% | Q4 2025 | Feb 25, 2026 |
| Eagle Point Credit Management LLC | History | New | 2,090,256 | 10,033 | 9.57% | — | 2 | +2,090,256 | New | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 1,672,500 | 8,028 | 0.0% | 0.0% | 3 | +912,735 | 120.13% | Q4 2025 | Feb 13, 2026 |
| North Ground Capital | History | New | 1,482,418 | 7,115 | 3.53% | — | 4 | +1,482,418 | New | Q4 2025 | Feb 12, 2026 |
| Matisse Capital | History | Added to | 920,000 | 4,416 | 1.97% | 0.63% | 5 | +657,473 | 250.44% | Q4 2025 | Jan 29, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 848,008 | 4,070 | 0.19% | — | 6 | +848,008 | New | Q4 2025 | Feb 17, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 719,779 | 3,454 | 0.01% | 0.02% | 7 | -4,288 | -0.59% | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 718,368 | 3,448 | 0.02% | 0.02% | 8 | +297,938 | 70.87% | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 638,082 | 3,062 | 1.04% | — | 9 | +638,082 | New | Q4 2025 | Feb 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Added to | 512,317 | 2,459 | 0.16% | 0.09% | 10 | +243,925 | 90.88% | Q4 2025 | Feb 13, 2026 |
| Bulldog Investors, LLP | History | New | 508,363 | 2,440 | 0.54% | — | 11 | +508,363 | New | Q4 2025 | Feb 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 451,667 | 2,168 | 0.05% | 0.04% | 12 | +16,327 | 3.75% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 427,079 | 2,049 | 0.0% | — | 13 | +427,079 | New | Q4 2025 | Feb 10, 2026 |
| Lido Advisors, LLC | History | No change | 247,782 | 1,330 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Invesco Ltd. | History | Reduced | 261,908 | 1,257 | 0.0% | 0.0% | 15 | -81,785 | -23.8% | Q4 2025 | Feb 19, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 242,238 | 1,162 | 0.32% | 0.38% | 16 | -6,346 | -2.55% | Q4 2025 | Feb 17, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 232,964 | 1,118 | 0.66% | — | 17 | +232,964 | New | Q4 2025 | Feb 11, 2026 |
| LPL Financial LLC | History | Reduced | 217,989 | 1,046 | 0.0% | 0.0% | 18 | -111,046 | -33.75% | Q4 2025 | Feb 11, 2026 |
| Shaker Financial Services, LLC | History | New | 183,519 | 880 | 0.28% | — | 19 | +183,519 | New | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 172,808 | 829 | 0.0% | 0.0% | 20 | -20,463 | -10.59% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 167,787 | 805 | 0.0% | 0.0% | 21 | +1,661 | 1.0% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 156,545 | 751 | 0.0% | 0.0% | 22 | +25,510 | 19.47% | Q4 2025 | Feb 12, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 127,037 | 609 | 0.02% | 0.07% | 23 | -228,039 | -64.22% | Q4 2025 | Jan 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 115,145 | 552 | 0.0% | 0.0% | 24 | +2,134 | 1.89% | Q4 2025 | Feb 17, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 102,608 | 473 | 0.01% | 0.01% | 25 | -185 | -0.18% | Q4 2025 | Jan 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 90,261 | 433 | 0.0% | 0.0% | 26 | -12,120 | -11.84% | Q4 2025 | Feb 05, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 89,738 | 430 | 0.15% | 0.2% | 27 | -19,886 | -18.14% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 85,179 | 408 | 0.0% | 0.0% | 28 | +291 | 0.34% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 82,760 | 397 | 0.0% | 0.0% | 29 | -12,828 | -13.42% | Q4 2025 | Feb 17, 2026 |
| TrueMark Investments, LLC | History | New | 80,240 | 385 | 0.07% | — | 30 | +80,240 | New | Q4 2025 | Jan 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 66,794 | 320 | 0.0% | 0.0% | 31 | +45,428 | 212.62% | Q4 2025 | Feb 17, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 62,329 | 299 | 0.01% | 0.01% | 32 | -11,845 | -15.97% | Q4 2025 | Jan 22, 2026 |
| ALEXANDER LABRUNERIE & CO., INC. | History | New | 55,000 | 264 | 0.1% | — | 33 | +55,000 | New | Q4 2025 | Mar 26, 2026 |
| NINE MASTS CAPITAL Ltd | History | Reduced | 53,804 | 258 | 0.04% | 0.21% | 34 | -41,016 | -43.26% | Q4 2025 | Feb 10, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 50,069 | 240 | 0.0% | 0.0% | 35 | +11,278 | 29.07% | Q4 2025 | Feb 13, 2026 |
| XTX Topco Ltd | History | New | 47,886 | 229 | 0.01% | — | 36 | +47,886 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | New | 46,795 | 224 | 0.0% | — | 37 | +46,795 | New | Q4 2025 | Feb 06, 2026 |
| CHOREO, LLC | History | New | 44,095 | 210 | 0.0% | — | 38 | +44,095 | New | Q4 2025 | Jan 23, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 39,993 | 192 | 0.01% | 0.01% | 39 | -5,811 | -12.69% | Q4 2025 | Feb 12, 2026 |
| CFO4Life Group, LLC | History | No change | 38,800 | 186 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ROYAL BANK OF CANADA | History | New | 37,009 | 177 | 0.0% | — | 41 | +37,009 | New | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | Reduced | 36,299 | 174 | 0.0% | 0.0% | 42 | -10,941 | -23.16% | Q4 2025 | Feb 12, 2026 |
| SAX WEALTH ADVISORS, LLC | History | New | 35,405 | 169 | 0.01% | — | 43 | +35,405 | New | Q4 2025 | Jan 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 35,079 | 168 | 0.0% | 0.0% | 44 | -796 | -2.22% | Q4 2025 | Feb 12, 2026 |
| Marex Group plc | History | New | 30,684 | 147 | 0.0% | — | 45 | +30,684 | New | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 30,471 | 146 | 0.0% | 0.0% | 46 | -3,993 | -11.59% | Q4 2025 | Feb 18, 2026 |
| Alpine Global Management, LLC | History | New | 26,775 | 128 | 0.03% | — | 47 | +26,775 | New | Q4 2025 | Feb 26, 2026 |
| Brookwood Investment Group LLC | History | Reduced | 26,543 | 127 | 0.02% | 0.04% | 48 | -28,225 | -51.54% | Q4 2025 | Jan 22, 2026 |
| Compound Planning, Inc. | History | Reduced | 25,025 | 120 | 0.0% | 0.0% | 50 | -432 | -1.7% | Q4 2025 | Feb 19, 2026 |
| SUMMITRY LLC | History | No change | 25,000 | 120 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Advisory Services Network, LLC | History | Reduced | 23,911 | 114 | 0.0% | 0.0% | 51 | -1,615 | -6.33% | Q4 2025 | Feb 17, 2026 |
| CSS LLC/IL | History | New | 23,288 | 111 | 0.0% | — | 52 | +23,288 | New | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Reduced | 21,973 | 105 | 0.0% | 0.0% | 53 | -12,034 | -35.39% | Q4 2025 | Feb 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 20,700 | 99 | 0.0% | 0.0% | 54 | -2,250 | -9.8% | Q4 2025 | Jan 29, 2026 |
| Castleview Partners, LLC | History | Added to | 18,572 | 89 | 0.04% | 0.05% | 55 | +400 | 2.2% | Q4 2025 | Jan 12, 2026 |
| Beacon Financial Advisory LLC | History | Reduced | 18,089 | 86 | 0.02% | 0.02% | 56 | -583 | -3.12% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 17,911 | 85 | 0.0% | 0.0% | 57 | -1,203 | -6.29% | Q4 2025 | Jan 13, 2026 |
| EVOKE WEALTH, LLC | History | Added to | 17,568 | 84 | 0.0% | 0.0% | 58 | +2,479 | 16.43% | Q4 2025 | Feb 06, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 17,332 | 83 | 0.03% | 0.03% | 59 | +956 | 5.84% | Q4 2025 | Jan 08, 2026 |
| Mutual Advisors, LLC | History | New | 17,152 | 82 | 0.0% | — | 60 | +17,152 | New | Q4 2025 | Feb 02, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 17,000 | 81 | 0.0% | 0.0% | 61 | +3,000 | 21.43% | Q4 2025 | Feb 06, 2026 |
| Catalina Capital Group, LLC | History | Reduced | 16,768 | 80 | 0.05% | 0.08% | 62 | -6,860 | -29.03% | Q4 2025 | Jan 16, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 15,435 | 74 | 0.01% | 0.03% | 63 | -20,341 | -56.86% | Q4 2025 | Jan 21, 2026 |
| Sigma Planning Corp | History | New | 12,641 | 72 | 0.0% | — | 64 | +12,641 | New | Q4 2025 | Jan 30, 2026 |
| NOMURA HOLDINGS INC | History | New | 14,868 | 71 | 0.0% | — | 65 | +14,868 | New | Q4 2025 | Feb 17, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 14,380 | 69 | 0.0% | 0.0% | 66 | -1,090 | -7.05% | Q4 2025 | Feb 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 14,203 | 68 | 0.0% | — | 67 | +14,203 | New | Q4 2025 | Feb 18, 2026 |
| Freestate Advisors LLC | History | Added to | 13,498 | 64 | 0.05% | 0.06% | 68 | +747 | 5.86% | Q4 2025 | Jan 12, 2026 |
| One Capital Management, LLC | History | No change | 12,498 | 59 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | New | 12,153 | 58 | 0.04% | — | 70 | +12,153 | New | Q4 2025 | Feb 09, 2026 |
| Highland Financial Advisors, LLC | History | New | 11,731 | 56 | 0.02% | — | 71 | +11,731 | New | Q4 2025 | Jan 23, 2026 |
| Amplius Wealth Advisors, LLC | History | New | 11,182 | 53 | 0.0% | — | 72 | +11,182 | New | Q4 2025 | Jan 12, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 10,550 | 50 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 10,000 | 48 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Triumph Capital Management | History | Reduced | 8,996 | 43 | 0.01% | 0.18% | 75 | -118,149 | -92.92% | Q4 2025 | Feb 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 8,584 | 41 | 0.01% | — | 76 | +8,584 | New | Q4 2025 | Feb 09, 2026 |
| Global Retirement Partners, LLC | History | New | 8,327 | 39 | 0.0% | — | 77 | +8,327 | New | Q4 2025 | Feb 06, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 4,579 | 21 | 0.0% | 0.0% | 78 | +175 | 3.97% | Q4 2025 | Feb 10, 2026 |
| Spire Wealth Management | History | New | 4,365 | 20 | 0.0% | — | 79 | +4,365 | New | Q4 2025 | Jan 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 3,686 | 17 | 0.0% | — | 80 | +3,686 | New | Q4 2025 | Jan 21, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 3,237 | 15 | 0.0% | — | 81 | +3,237 | New | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Added to | 2,783 | 13 | 0.0% | 0.0% | 82 | +481 | 20.89% | Q4 2025 | Jan 29, 2026 |
| Noble Wealth Management PBC | History | No change | 2,000 | 9 | 0.0% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 1,796 | 8 | 0.0% | 0.0% | 84 | -200 | -10.02% | Q4 2025 | Feb 17, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,500 | 7 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| WPG Advisers, LLC | History | Added to | 1,329 | 6 | 0.0% | 0.0% | 86 | +709 | 114.35% | Q4 2025 | Jan 28, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 1,100 | 5 | 0.0% | — | 87 | +1,100 | New | Q4 2025 | Jan 20, 2026 |
| SWAN Capital LLC | History | No change | 1,230 | 5 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ST GERMAIN D J CO INC | History | No change | 900 | 4 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Byrne Asset Management LLC | History | No change | 1,000 | 4 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Allworth Financial LP | History | New | 296 | 1 | 0.0% | — | 91 | +296 | New | Q4 2025 | Feb 05, 2026 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.2% | — | -298,828 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -147,076 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Meadowbrook Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -52,700 | -100.0% | Q3 2025 | Oct 09, 2025 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -48,378 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -37,859 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,712 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Abel Hall, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -20,000 | -100.0% | Q3 2025 | Nov 17, 2025 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,436 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,508 | -100.0% | Q3 2025 | Nov 05, 2025 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,919 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Dec 15, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |