Legg Mason ETF Investment Trust - YLDE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 916,508 | 49,485 | 0.01% | 0.0% | 1 | +658,822 | 255.67% | Q1 2026 | May 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 258,987 | 13,976 | 0.0% | 0.0% | 2 | +76,923 | 42.25% | Q1 2026 | May 15, 2026 |
| Shira Ridge Wealth Management | History | Reduced | 189,365 | 10,224 | 4.05% | 4.16% | 3 | -1,719 | -0.9% | Q1 2026 | Apr 13, 2026 |
| Cetera Investment Advisers | History | Added to | 96,735 | 5,222 | 0.01% | 0.0% | 4 | +56,011 | 137.54% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 84,885 | 4,583 | 0.02% | 0.02% | 5 | +2,583 | 3.14% | Q1 2026 | Apr 24, 2026 |
| CWM, LLC | History | Added to | 63,145 | 3,409 | 0.01% | 0.01% | 6 | +16,233 | 34.6% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 51,013 | 2,754 | 0.0% | 0.0% | 7 | +15,225 | 42.54% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 39,325 | 2,123 | 0.0% | 0.0% | 8 | +9,486 | 31.79% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 38,135 | 2,059 | 0.0% | 0.0% | 9 | +19,725 | 107.14% | Q1 2026 | May 15, 2026 |
| Brookstone Capital Management | History | New | 23,025 | 1,243 | 0.01% | — | 10 | +23,025 | New | Q1 2026 | Apr 16, 2026 |
| Arkadios Wealth Advisors | History | New | 23,025 | 1,243 | 0.02% | — | 11 | +23,025 | New | Q1 2026 | May 18, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Added to | 22,788 | 1,230 | 0.03% | 0.01% | 12 | +10,382 | 83.69% | Q1 2026 | Apr 27, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 20,329 | 1,097 | 0.02% | — | 13 | +20,329 | New | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 17,731 | 957 | 0.0% | 0.0% | 14 | +1,261 | 7.66% | Q1 2026 | May 08, 2026 |
| Hamilton Capital, LLC | History | Reduced | 15,521 | 838 | 0.04% | 0.05% | 15 | -4,162 | -21.15% | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 14,525 | 784 | 0.09% | 0.08% | 16 | +120 | 0.83% | Q1 2026 | Apr 28, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 13,413 | 724 | 0.0% | 0.0% | 17 | +4,215 | 45.83% | Q1 2026 | May 05, 2026 |
| Sonoma Allocations LLC | History | Added to | 11,911 | 642 | 0.22% | 0.19% | 18 | +1,656 | 16.15% | Q1 2026 | May 19, 2026 |
| Advisory Services Network, LLC | History | Added to | 9,488 | 512 | 0.01% | 0.01% | 19 | +1,179 | 14.19% | Q1 2026 | May 15, 2026 |
| Alta Wealth Advisors LLC | History | Reduced | 9,248 | 499 | 0.16% | 0.17% | 20 | -370 | -3.85% | Q1 2026 | May 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 8,817 | 476 | 0.0% | 0.0% | 21 | -12,496 | -58.63% | Q1 2026 | May 15, 2026 |
| Stonebridge Financial Group, LLC | History | Reduced | 8,086 | 436 | 0.04% | 0.04% | 22 | -87 | -1.06% | Q1 2026 | Apr 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 7,545 | 407 | 0.0% | 0.0% | 23 | -33 | -0.44% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | New | 6,575 | 354 | 0.0% | — | 24 | +6,575 | New | Q1 2026 | Apr 30, 2026 |
| Independent Advisor Alliance | History | New | 4,903 | 264 | 0.0% | — | 25 | +4,903 | New | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | No change | 4,500 | 242 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 4,395 | 237 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | Added to | 2,498 | 134 | 0.02% | 0.02% | 28 | +320 | 14.69% | Q1 2026 | May 06, 2026 |
| Ameliora Wealth Management Ltd. | History | No change | 2,000 | 107 | 0.03% | 0.03% | 29 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MORGAN STANLEY | History | No change | 1,712 | 92 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,656 | 89 | 0.0% | 0.0% | 31 | +1,054 | 175.08% | Q1 2026 | May 15, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Added to | 1,431 | 77 | 0.03% | 0.03% | 32 | +65 | 4.76% | Q1 2026 | May 05, 2026 |
| Rossby Financial, LCC | History | No change | 1,144 | 61 | 0.01% | 0.02% | 33 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | New | 946 | 50 | 0.0% | — | 34 | +946 | New | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 547 | 29 | 0.0% | 0.0% | 35 | -710 | -56.48% | Q1 2026 | Apr 17, 2026 |
| PRIVATE TRUST CO NA | History | New | 470 | 25 | 0.0% | — | 36 | +470 | New | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 407 | 21 | 0.0% | — | 37 | +406 | 40600.0% | Q1 2026 | May 11, 2026 |
| Western Wealth Management, LLC | History | New | 403 | 21 | 0.0% | — | 40 | +403 | New | Q1 2026 | May 19, 2026 |
| FIFTH THIRD BANCORP | History | New | 402 | 21 | 0.0% | — | 39 | +402 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 402 | 21 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 115 | 6 | 0.0% | 0.0% | 41 | -18 | -13.53% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 88 | 4 | 0.0% | 0.0% | 42 | +7 | 8.64% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 78 | 4 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -409,000 | -100.0% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,727 | -100.0% | Q1 2026 | Apr 22, 2026 |