Legg Mason ETF Investment Trust - YLDE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC | History | Reduced | 409,000 | 22,162 | 0.01% | 0.01% | 1 | -235,000 | -36.49% | Q4 2025 | Feb 11, 2026 |
| LPL Financial LLC | History | Added to | 257,686 | 13,963 | 0.0% | 0.0% | 2 | +81,660 | 46.39% | Q4 2025 | Feb 11, 2026 |
| Shira Ridge Wealth Management | History | Added to | 191,084 | 10,354 | 4.16% | 4.18% | 3 | +10,618 | 5.88% | Q4 2025 | Jan 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 182,064 | 9,865 | 0.0% | 0.0% | 4 | -62,119 | -25.44% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 82,302 | 4,459 | 0.02% | 0.02% | 5 | +4,892 | 6.32% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Added to | 46,912 | 2,542 | 0.01% | 0.0% | 6 | +28,946 | 161.12% | Q4 2025 | Jan 26, 2026 |
| Cetera Investment Advisers | History | Added to | 40,724 | 2,206 | 0.0% | 0.0% | 7 | +6,561 | 19.2% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 35,788 | 1,939 | 0.0% | 0.0% | 8 | -2,479 | -6.48% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 29,839 | 1,616 | 0.0% | 0.0% | 9 | +1,340 | 4.7% | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 21,313 | 1,154 | 0.0% | — | 10 | +21,313 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 18,410 | 998 | 0.0% | — | 11 | +18,410 | New | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 16,470 | 892 | 0.0% | 0.0% | 12 | +247 | 1.52% | Q4 2025 | Feb 06, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 14,405 | 780 | 0.08% | 0.08% | 13 | +1,200 | 9.09% | Q4 2025 | Feb 13, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Added to | 12,406 | 672 | 0.01% | 0.01% | 14 | +841 | 7.27% | Q4 2025 | Feb 05, 2026 |
| Sonoma Allocations LLC | History | Added to | 10,255 | 570 | 0.19% | 0.12% | 15 | +4,063 | 65.62% | Q4 2025 | Feb 23, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 9,727 | 527 | 0.0% | 0.0% | 16 | +245 | 2.58% | Q4 2025 | Feb 11, 2026 |
| Alta Wealth Advisors LLC | History | Reduced | 9,618 | 521 | 0.17% | 0.19% | 17 | -19 | -0.2% | Q4 2025 | Feb 03, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 9,198 | 498 | 0.0% | 0.0% | 18 | +1,530 | 19.95% | Q4 2025 | Jan 29, 2026 |
| Advisory Services Network, LLC | History | Added to | 8,309 | 450 | 0.01% | 0.01% | 19 | +938 | 12.73% | Q4 2025 | Feb 17, 2026 |
| Stonebridge Financial Group, LLC | History | No change | 8,173 | 442 | 0.04% | 0.04% | 20 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 7,578 | 410 | 0.0% | 0.0% | 21 | -2,136 | -21.99% | Q4 2025 | Feb 12, 2026 |
| Sanctuary Advisors, LLC | History | No change | 4,500 | 243 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 4,395 | 238 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | No change | 2,178 | 118 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Ameliora Wealth Management Ltd. | History | No change | 2,000 | 108 | 0.03% | 0.04% | 25 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| MORGAN STANLEY | History | No change | 1,712 | 92 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 1,366 | 74 | 0.03% | 0.03% | 27 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 1,257 | 68 | 0.0% | 0.0% | 28 | +23 | 1.86% | Q4 2025 | Jan 20, 2026 |
| Rossby Financial, LCC | History | No change | 1,144 | 61 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 602 | 32 | 0.0% | — | 30 | +602 | New | Q4 2025 | Feb 09, 2026 |
| COMERICA BANK | History | No change | 402 | 21 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Sunbelt Securities, Inc. | History | No change | 133 | 7 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Rockefeller Capital Management L.P. | History | New | 81 | 4 | 0.0% | — | 33 | +81 | New | Q4 2025 | Mar 16, 2026 |
| Global Retirement Partners, LLC | History | No change | 78 | 4 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -169,993 | -100.0% | Q3 2025 | Nov 03, 2025 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -35,422 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,785 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Archer Investment Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q3 2025 | Nov 03, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |