ALLIANCEBERNSTEIN INCOME FUN - 01881E101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Added to | 4,747,642 | 35,702 | 10.2% | 8.07% | 1 | +981,100 | 26.05% | Q2 2014 | Jul 10, 2014 |
| First Eagle Investment Management, LLC | History | Added to | 4,139,190 | 31,127 | 0.08% | 0.06% | 2 | +911,996 | 28.26% | Q2 2014 | Aug 08, 2014 |
| Oxbow Advisors, LLC | History | Reduced | 2,882,381 | 21,676 | 2.88% | 3.37% | 3 | -213,521 | -6.9% | Q2 2014 | Jul 18, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 664,569 | 4,998 | 0.06% | 0.07% | 4 | +4,762 | 0.72% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | Reduced | 567,707 | 4,269 | 0.02% | 0.03% | 5 | -74,230 | -11.56% | Q2 2014 | Aug 05, 2014 |
| Trust Asset Management LLC | History | Reduced | 502,683 | 3,780 | 2.61% | 5.49% | 6 | -545,400 | -52.04% | Q2 2014 | Aug 05, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 478,526 | 3,599 | 0.41% | 0.46% | 7 | -18,937 | -3.81% | Q2 2014 | Jul 30, 2014 |
| NEW VERNON INVESTMENT MANAGEMENT LLC | History | Reduced | 400,000 | 3,008 | 2.08% | 4.5% | 8 | -403,000 | -50.19% | Q2 2014 | Aug 05, 2014 |
| GARRISON BRADFORD & ASSOCIATES INC | History | Reduced | 364,116 | 2,738 | 2.55% | 2.64% | 9 | -10,000 | -2.67% | Q2 2014 | Jul 14, 2014 |
| HUNTINGTON NATIONAL BANK | History | No change | 263,821 | 1,984 | 0.04% | 0.04% | 10 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Selway Asset Management | History | New | 254,600 | 1,915 | 0.93% | — | 11 | +254,600 | New | Q2 2014 | Jul 25, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 251,608 | 1,892 | 0.07% | 0.08% | 12 | -19,473 | -7.18% | Q2 2014 | Aug 05, 2014 |
| Private Advisor Group, LLC | History | Reduced | 207,881 | 1,563 | 0.13% | 0.18% | 13 | -24,940 | -10.71% | Q2 2014 | Aug 08, 2014 |
| BB&T SECURITIES, LLC | History | No change | 11,074 | 832 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| HL FINANCIAL SERVICES LLC | History | Added to | 91,052 | 685 | 0.02% | 0.02% | 15 | +2,062 | 2.32% | Q2 2014 | Aug 01, 2014 |
| Shaker Financial Services, LLC | History | Added to | 90,402 | 680 | 0.41% | 0.26% | 16 | +35,902 | 65.88% | Q2 2014 | Aug 04, 2014 |
| Texan Capital Management | History | No change | 81,500 | 613 | 0.27% | 0.27% | 17 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 68,170 | 512 | 0.0% | 0.0% | 18 | +12,265 | 21.94% | Q2 2014 | Aug 08, 2014 |
| Independence Trust CO | History | No change | 63,785 | 480 | 0.31% | 0.32% | 19 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 63,227 | 475 | 0.02% | 0.01% | 20 | +27,698 | 77.96% | Q2 2014 | Jul 25, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 57,605 | 434 | 0.06% | 0.06% | 21 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 46,560 | 350 | 0.0% | 0.0% | 22 | -7,894 | -14.5% | Q2 2014 | Aug 08, 2014 |
| VSR Financial Services, Inc. | History | Reduced | 45,992 | 346 | 0.04% | 0.05% | 23 | -1,828 | -3.82% | Q2 2014 | Aug 05, 2014 |
| BLB&B Advisors, LLC | History | Reduced | 41,292 | 311 | 0.07% | 0.07% | 24 | -200 | -0.48% | Q2 2014 | Jul 17, 2014 |
| WealthTrust Axiom LLC | History | No change | 40,664 | 305 | 0.1% | 0.11% | 25 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| SignalPoint Asset Management, LLC | History | Added to | 39,733 | 299 | 0.13% | 0.14% | 26 | +127 | 0.32% | Q2 2014 | Jul 17, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | No change | 35,473 | 267 | 0.13% | 0.12% | 27 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| HOERTKORN RICHARD CHARLES | History | Reduced | 34,160 | 257 | 0.19% | 0.23% | 28 | -5,500 | -13.87% | Q2 2014 | Jul 28, 2014 |
| ARGI Investment Services, LLC | History | No change | 33,487 | 251 | 0.04% | 0.04% | 29 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Added to | 27,233 | 205 | 0.03% | 0.03% | 30 | +122 | 0.45% | Q2 2014 | Aug 04, 2014 |
| COMMERCE BANK | History | No change | 25,957 | 195 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| National Planning Corp | History | Added to | 24,610 | 185 | 0.01% | 0.02% | 32 | +29 | 0.12% | Q2 2014 | Jul 16, 2014 |
| RAYMOND JAMES TRUST N.A. | History | Added to | 19,948 | 150 | 0.02% | 0.02% | 33 | +1,173 | 6.25% | Q2 2014 | Aug 04, 2014 |
| Neuberger Berman Group LLC | History | No change | 20,000 | 150 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Gilman Hill Asset Management, LLC | History | Reduced | 19,500 | 147 | 0.08% | 0.12% | 35 | -7,500 | -27.78% | Q2 2014 | Jul 30, 2014 |
| OARSMAN CAPITAL, INC. | History | Reduced | 16,875 | 127 | 0.09% | 0.12% | 36 | -4,140 | -19.7% | Q2 2014 | Aug 08, 2014 |
| WHITTIER TRUST CO | History | No change | 16,362 | 123 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | No change | 16,000 | 120 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BADGLEY PHELPS & BELL INC | History | New | 13,750 | 103 | 0.01% | — | 39 | +13,750 | New | Q2 2014 | Aug 01, 2014 |
| DIXON HUBARD FEINOUR & BROWN INC/VA | History | No change | 10,420 | 78 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Winslow, Evans & Crocker, Inc. | History | New | 5,263 | 39 | 0.01% | — | 41 | +5,263 | New | Q2 2014 | Jul 16, 2014 |
| MUFG Americas Holdings Corp | History | Added to | 4,198 | 32 | 0.0% | 0.0% | 42 | +274 | 6.98% | Q2 2014 | Aug 05, 2014 |
| MONROE BANK & TRUST/MI | History | No change | 4,000 | 30 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Regal Investment Advisors LLC | History | Reduced | 3,825 | 28 | 0.01% | 0.01% | 44 | -500 | -11.56% | Q2 2014 | Aug 04, 2014 |
| SMITHFIELD TRUST CO | History | Reduced | 3,050 | 23 | 0.0% | 0.01% | 45 | -1,450 | -32.22% | Q2 2014 | Jul 16, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 3,118 | 23 | 0.01% | 0.01% | 46 | +6 | 0.19% | Q2 2014 | Jul 21, 2014 |
| Camarda Financial Advisors, LLC | History | No change | 2,975 | 22 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Gradient Investments LLC | History | No change | 2,549 | 19 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 1,983 | 15 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 2,000 | 15 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 2,000 | 15 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| QCI ASSET MANAGEMENT INC/NY | History | No change | 1,200 | 9 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| FTB Advisors, Inc. | History | Reduced | 1,104 | 8 | 0.0% | 0.0% | 53 | -1 | -0.09% | Q2 2014 | Aug 07, 2014 |
| DAVIDSON D A & CO | History | New | 755 | 5 | 0.0% | — | 54 | +755 | New | Q2 2014 | Jul 29, 2014 |
| Concept Capital Markets, LLC | History | No change | 700 | 5 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Winfield Associates, Inc. | History | No change | 541 | 4 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| WASHINGTON TRUST BANK | History | No change | 450 | 3 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 108 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 4.02% | — | -10,539,430 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.03% | — | -9,136,789 | -100.0% | Q1 2014 | May 15, 2014 |
| Luxor Capital Group, LP | History | Closed out | 0 | 0 | — | 0.91% | — | -6,321,490 | -100.0% | Q1 2014 | May 15, 2014 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 2.5% | — | -4,407,112 | -100.0% | Q1 2014 | May 12, 2014 |
| Relative Value Partners, LLC | History | Closed out | 0 | 0 | — | 4.11% | — | -4,191,221 | -100.0% | Q1 2014 | May 09, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.87% | — | -2,789,707 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,738,871 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,483,487 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -2,147,260 | -100.0% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.27% | — | -2,103,948 | -100.0% | Q1 2014 | Apr 24, 2014 |
| OAK HILL ADVISORS LP | History | Closed out | 0 | 0 | — | 3.02% | — | -1,845,334 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,591,241 | -100.0% | Q1 2014 | May 13, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.44% | — | -1,053,087 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -948,169 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -892,905 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -782,127 | -100.0% | Q1 2014 | May 16, 2014 |
| BlueMountain Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -685,167 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -660,907 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -629,033 | -100.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 1.0% | — | -623,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -609,670 | -100.0% | Q1 2014 | May 16, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.02% | — | -421,390 | -100.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -363,104 | -100.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -213,383 | -100.0% | Q1 2014 | May 05, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.07% | — | -198,427 | -100.0% | Q1 2014 | May 15, 2014 |
| Wills Financial Group, Inc. | History | Closed out | 0 | 0 | — | 1.29% | — | -185,056 | -100.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -154,367 | -100.0% | Q1 2014 | May 15, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -144,354 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.29% | — | -131,027 | -100.0% | Q1 2014 | May 02, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.55% | — | -128,159 | -100.0% | Q1 2014 | May 14, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 1.18% | — | -122,142 | -100.0% | Q1 2014 | May 13, 2014 |
| WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV | History | Closed out | 0 | 0 | — | 0.47% | — | -117,000 | -100.0% | Q1 2014 | May 08, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -116,138 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -112,070 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -96,546 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -90,094 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -89,668 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -85,682 | -100.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.39% | — | -81,083 | -100.0% | Q1 2014 | May 16, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -70,000 | -100.0% | Q1 2014 | May 15, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -68,500 | -100.0% | Q1 2014 | May 16, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -66,265 | -100.0% | Q1 2014 | May 15, 2014 |
| CHEMICAL BANK | History | Closed out | 0 | 0 | — | 0.08% | — | -63,527 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,370 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -54,242 | -100.0% | Q1 2014 | May 14, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -49,500 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -49,257 | -100.0% | Q1 2014 | May 09, 2014 |
| Ancora Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -45,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Rodgers Brothers Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -43,985 | -100.0% | Q1 2014 | May 15, 2014 |
| ProVise Management Group, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -43,117 | -100.0% | Q1 2014 | May 08, 2014 |
| United Asset Strategies, Inc. | History | Closed out | 0 | 0 | — | 0.17% | — | -41,705 | -100.0% | Q1 2014 | May 13, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.06% | — | -40,459 | -100.0% | Q1 2014 | May 09, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -36,043 | -100.0% | Q1 2014 | May 08, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,356 | -100.0% | Q1 2014 | May 14, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -35,125 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -34,984 | -100.0% | Q1 2014 | Apr 11, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -26,630 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Annex Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -24,576 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -20,331 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,560 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,506 | -100.0% | Q1 2014 | May 14, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,757 | -100.0% | Q1 2014 | Aug 08, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,889 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -15,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,938 | -100.0% | Q1 2014 | May 09, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,550 | -100.0% | Q1 2014 | May 15, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,645 | -100.0% | Q1 2014 | May 09, 2014 |
| MONETARY MANAGEMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -9,000 | -100.0% | Q1 2014 | May 08, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -8,960 | -100.0% | Q1 2014 | Apr 24, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -5,290 | -100.0% | Q1 2014 | May 12, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,462 | -100.0% | Q1 2014 | May 12, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,700 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 14, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -1,900 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,123 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -991 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -533 | -100.0% | Q1 2014 | May 12, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -193 | -100.0% | Q1 2014 | May 15, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -114 | -100.0% | Q1 2014 | May 13, 2014 |