ALLIANZGI CONV INCOME FD II - 018825109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | New | 2,022,633 | 10,295 | 0.42% | — | 1 | +2,022,633 | New | Q4 2020 | Feb 16, 2021 |
| Advisors Asset Management, Inc. | History | Added to | 1,526,634 | 7,771 | 0.13% | 0.1% | 2 | +214,696 | 16.36% | Q4 2020 | Feb 12, 2021 |
| MORGAN STANLEY | History | Reduced | 1,081,554 | 5,505 | 0.0% | 0.0% | 3 | -16,418 | -1.5% | Q4 2020 | Feb 16, 2021 |
| ROYAL BANK OF CANADA | History | Added to | 945,783 | 4,814 | 0.0% | 0.0% | 4 | +124,305 | 15.13% | Q4 2020 | Feb 16, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 735,088 | 3,742 | 0.02% | 0.03% | 5 | -120,402 | -14.07% | Q4 2020 | Feb 16, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 648,158 | 3,299 | 0.0% | 0.0% | 6 | -46,211 | -6.66% | Q4 2020 | Feb 10, 2021 |
| LPL Financial LLC | History | Reduced | 343,126 | 1,747 | 0.0% | 0.0% | 7 | -33,752 | -8.96% | Q4 2020 | Feb 12, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 287,827 | 1,466 | 0.0% | 0.02% | 8 | -1,174,343 | -80.32% | Q4 2020 | Feb 10, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 276,487 | 1,407 | 0.0% | 0.0% | 9 | -6,817 | -2.41% | Q4 2020 | Feb 11, 2021 |
| RMB Capital Management, LLC | History | New | 194,408 | 990 | 0.04% | — | 10 | +194,408 | New | Q4 2020 | Feb 11, 2021 |
| Cerity Partners LLC | History | Added to | 140,884 | 717 | 0.02% | 0.01% | 11 | +57,497 | 68.95% | Q4 2020 | Feb 11, 2021 |
| UBS Group AG | History | Added to | 130,790 | 666 | 0.0% | 0.0% | 12 | +23,624 | 22.04% | Q4 2020 | Feb 11, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 125,194 | 637 | 0.0% | 0.01% | 13 | -44,946 | -26.42% | Q4 2020 | Feb 12, 2021 |
| COMERICA BANK | History | Added to | 51,055 | 259 | 0.0% | 0.0% | 14 | +26,782 | 110.34% | Q4 2020 | Jan 28, 2021 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | New | 14,735 | 75 | 0.01% | — | 15 | +14,735 | New | Q4 2020 | Feb 12, 2021 |
| Capital Investment Advisors, LLC | History | No change | 14,095 | 72 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2020 | Jan 21, 2021 |
| GWM Advisors LLC | History | No change | 13,097 | 67 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q4 2020 | Jan 27, 2021 |
| Private Advisor Group, LLC | History | New | 13,000 | 66 | 0.0% | — | 18 | +13,000 | New | Q4 2020 | Apr 01, 2021 |
| TRUIST FINANCIAL CORP | History | No change | 12,341 | 63 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2020 | Nov 19, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 11,531 | 59 | 0.0% | 0.01% | 20 | -3,070,300 | -99.63% | Q4 2020 | Feb 12, 2021 |
| IHT Wealth Management, LLC | History | No change | 10,330 | 53 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q4 2020 | Feb 17, 2021 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 10,270 | 52 | 0.0% | — | 22 | +10,270 | New | Q4 2020 | Jul 28, 2022 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 6,579 | 33 | 0.0% | 0.0% | 23 | -6,347 | -49.1% | Q4 2020 | Feb 09, 2021 |
| CITIGROUP INC | History | Reduced | 3,601 | 19 | 0.0% | 0.0% | 24 | -25 | -0.69% | Q4 2020 | Feb 11, 2021 |
| BANK OF MONTREAL /CAN/ | History | New | 2,000 | 10 | 0.0% | — | 25 | +2,000 | New | Q4 2020 | Feb 12, 2021 |
| Advisory Services Network, LLC | History | No change | 2,000 | 10 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2020 | Feb 09, 2021 |
| US BANCORP \DE\ | History | New | 1,556 | 8 | 0.0% | — | 27 | +1,556 | New | Q4 2020 | Feb 04, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 248 | 1 | 0.0% | 0.0% | 28 | -1,194 | -82.8% | Q4 2020 | Feb 10, 2021 |
| Tower Research Capital LLC (TRC) | History | New | 152 | 1 | 0.0% | — | 29 | +152 | New | Q4 2020 | Feb 16, 2021 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -71,273 | -100.0% | Q3 2020 | Nov 16, 2020 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -58,190 | -100.0% | Q3 2020 | Dec 10, 2020 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,209 | -100.0% | Q3 2020 | Sep 07, 2021 |
| Arkadios Wealth Advisors | History | New | 7 | 0 | — | — | — | +7 | New | Q4 2020 | Feb 09, 2021 |