ALLIED NEVADA GOLD CORP R0 - 019344100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bank of New York Mellon Corp | History | No change | 12,697,634 | 54,726 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | No change | 8,715,245 | 37,563 | 0.19% | 0.19% | 2 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 6,006,876 | 22,585 | 0.0% | 0.0% | 3 | +68,598 | 1.16% | Q2 2014 | Aug 11, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 5,215,415 | 22,478 | 0.06% | 0.06% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | No change | 4,966,669 | 21,404 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 2,759,476 | 11,892 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 2,685,769 | 11,575 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,984,422 | 11,221 | 0.0% | 0.0% | 8 | -799 | -0.03% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 2,717,034 | 10,216 | 0.0% | 0.0% | 9 | +50,084 | 1.88% | Q2 2014 | Aug 06, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | No change | 2,000,000 | 8,620 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| THIRD AVENUE MANAGEMENT LLC | History | No change | 1,961,723 | 8,455 | 0.16% | 0.16% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PAULSON & CO INC | History | No change | 1,502,184 | 6,474 | 0.03% | 0.03% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 1,401,047 | 6,038 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | No change | 1,276,156 | 5,500 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | No change | 1,215,000 | 5,237 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q1 2014 | May 22, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 967,768 | 4,171 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 1,076,546 | 4,048 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Graham Capital Management, L.P. | History | No change | 867,000 | 3,737 | 0.2% | 0.2% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 624,016 | 2,690 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 602,720 | 2,266 | 0.0% | 0.0% | 20 | +494,536 | 457.12% | Q2 2014 | Aug 08, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 493,409 | 2,126 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 452,725 | 1,702 | 0.01% | 0.01% | 22 | -975 | -0.21% | Q2 2014 | Aug 11, 2014 |
| SPROTT INC. | History | No change | 410,875 | 1,545 | 0.1% | 0.15% | 23 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Invesco Ltd. | History | No change | 358,430 | 1,544 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 395,950 | 1,489 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 340,817 | 1,469 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Spot Trading L.L.C | History | No change | 336,429 | 1,451 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ZPR Investment Management | History | No change | 322,890 | 1,392 | 1.48% | 1.48% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | No change | 311,800 | 1,344 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | New | 355,600 | 1,337 | 0.2% | — | 30 | +355,600 | New | Q2 2014 | Jul 23, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 305,800 | 1,318 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nantahala Capital Management, LLC | History | No change | 305,000 | 1,315 | 0.21% | 0.21% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 344,330 | 1,295 | 0.0% | 0.0% | 33 | -11,447 | -3.22% | Q2 2014 | Aug 06, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | No change | 275,211 | 1,186 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 242,292 | 1,044 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 233,819 | 1,008 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | No change | 230,743 | 994 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Group LTD | History | Reduced | 261,790 | 985 | 0.0% | 0.0% | 38 | -74,778 | -22.22% | Q2 2014 | Aug 06, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 241,500 | 982 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 226,276 | 975 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 220,522 | 948 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 215,650 | 929 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 207,619 | 895 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 237,221 | 892 | 0.0% | 0.0% | 44 | -30,405 | -11.36% | Q2 2014 | Jul 30, 2014 |
| A.R.T. Advisors, LLC | History | No change | 205,704 | 886 | 0.05% | 0.05% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | No change | 202,476 | 873 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 188,533 | 813 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Timber Hill LLC | History | No change | 182,510 | 787 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ATLANTIC INVESTMENT Co | History | No change | 177,000 | 763 | 0.74% | 0.74% | 49 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Cambrian Capital Limited Partnership | History | No change | 158,000 | 681 | 0.17% | 0.17% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 156,500 | 675 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 152,895 | 576 | 0.0% | 0.0% | 52 | -253,677 | -62.39% | Q2 2014 | Aug 11, 2014 |
| DONALD SMITH & CO., INC. | History | No change | 150,350 | 534 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q1 2014 | Jun 16, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 134,264 | 505 | 0.0% | 0.0% | 54 | -3,466 | -2.52% | Q2 2014 | Aug 06, 2014 |
| JANE STREET GROUP, LLC | History | No change | 113,405 | 489 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Woodbine Capital Advisors LP | History | No change | 100,000 | 431 | 0.43% | 0.43% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CoreCommodity Management, LLC | History | No change | 98,898 | 426 | 0.36% | 0.36% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Swiss National Bank | History | No change | 111,200 | 418 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 94,999 | 409 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 94,518 | 407 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 92,900 | 400 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DECADE CAPITAL MANAGEMENT LLC | History | No change | 90,900 | 392 | 0.03% | 0.03% | 62 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PAX WORLD MANAGEMENT LLC | History | No change | 90,602 | 390 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Leonard Capital Management INC | History | No change | 88,600 | 382 | 0.14% | 0.14% | 64 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | No change | 87,313 | 376 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 85,535 | 368 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 84,139 | 362 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DLS Capital Management, LLC | History | No change | 80,000 | 345 | 0.52% | 0.52% | 68 | 0 | 0.0% | Q1 2014 | Apr 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 78,847 | 340 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 89,471 | 336 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| SYMONS CAPITAL MANAGEMENT INC | History | No change | 75,600 | 325 | 0.07% | 0.07% | 71 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Nine Chapters Capital Management LLC | History | No change | 74,700 | 322 | 0.04% | 0.04% | 72 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | New | 81,803 | 308 | 0.02% | — | 73 | +81,803 | New | Q2 2014 | Jul 21, 2014 |
| Nationwide Fund Advisors | History | New | 80,202 | 302 | 0.0% | — | 74 | +80,202 | New | Q2 2014 | Aug 11, 2014 |
| KCG Holdings, Inc. | History | No change | 65,516 | 283 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 71,905 | 270 | 0.0% | 0.0% | 76 | -123,267 | -63.16% | Q2 2014 | Aug 08, 2014 |
| Oxbow Advisors, LLC | History | Added to | 70,110 | 264 | 0.04% | 0.02% | 77 | +32,980 | 88.82% | Q2 2014 | Jul 18, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 60,996 | 263 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 60,000 | 255 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | No change | 62,227 | 249 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ANDREEFF EQUITY ADVISORS, LLC | History | No change | 57,300 | 247 | 1.12% | 1.12% | 81 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 62,629 | 235 | 0.0% | 0.0% | 82 | -9,032 | -12.6% | Q2 2014 | Aug 06, 2014 |
| Investors Capital Advisory Services | History | No change | 49,830 | 214 | 0.05% | 0.05% | 83 | 0 | 0.0% | Q1 2014 | Apr 15, 2014 |
| SPECTRUM ADVISORY SERVICES INC | History | Reduced | 55,520 | 209 | 0.07% | 0.09% | 84 | -3,000 | -5.13% | Q2 2014 | Aug 04, 2014 |
| ProShare Advisors LLC | History | Reduced | 50,178 | 189 | 0.0% | 0.01% | 85 | -54,889 | -52.24% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 46,421 | 175 | 0.06% | 0.05% | 86 | +18,901 | 68.68% | Q2 2014 | Aug 04, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 45,307 | 170 | 0.0% | 0.0% | 87 | -36,761 | -44.79% | Q2 2014 | Jul 31, 2014 |
| FLOW TRADERS U.S. LLC | History | No change | 37,216 | 160 | 0.02% | 0.02% | 88 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WMS Partners, LLC | History | No change | 41,500 | 156 | 0.02% | 0.03% | 89 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Aperio Group, LLC | History | Added to | 39,500 | 149 | 0.0% | 0.0% | 90 | +4,895 | 14.15% | Q2 2014 | Jul 23, 2014 |
| SG Americas Securities, LLC | History | No change | 33,703 | 145 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CROFT-LEOMINSTER INC | History | No change | 32,904 | 141 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 35,822 | 135 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Ancora Advisors, LLC | History | New | 35,000 | 132 | 0.02% | — | 95 | +35,000 | New | Q2 2014 | Jul 31, 2014 |
| CITY NATIONAL BANK | History | Added to | 35,106 | 132 | 0.0% | 0.0% | 94 | +17,750 | 102.27% | Q2 2014 | Jul 28, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 33,759 | 127 | 0.01% | 0.0% | 96 | +9,369 | 38.41% | Q2 2014 | Aug 08, 2014 |
| C M BIDWELL & ASSOCIATES LTD | History | No change | 28,840 | 124 | 0.03% | 0.03% | 97 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Parallax Volatility Advisers, LLC | History | No change | 27,689 | 119 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 25,130 | 108 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | No change | 20,000 | 86 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| TD ASSET MANAGEMENT INC | History | No change | 19,321 | 85 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| TORONTO DOMINION BANK | History | Reduced | 21,600 | 82 | 0.0% | 0.0% | 102 | -17,300 | -44.47% | Q2 2014 | Aug 11, 2014 |
| SUMIT CAPITAL, LLC | History | New | 20,480 | 77 | 0.32% | — | 103 | +20,480 | New | Q2 2014 | Jul 22, 2014 |
| PEAK6 Investments, L.P. | History | No change | 17,207 | 74 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| NOMURA HOLDINGS INC | History | No change | 16,648 | 72 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Eqis Capital Management, Inc. | History | No change | 13,336 | 57 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | No change | 14,200 | 53 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| JPMORGAN CHASE & CO | History | No change | 11,293 | 49 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 10,387 | 45 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | No change | 10,000 | 43 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 7,926 | 34 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| RidgeWorth Capital Management LLC | History | New | 8,895 | 33 | 0.0% | — | 112 | +8,895 | New | Q2 2014 | Jul 31, 2014 |
| Global X Management CO LLC | History | No change | 8,638 | 32 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 4,670 | 20 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 3,878 | 17 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 4,837 | 17 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 3,596 | 14 | 0.0% | 0.0% | 117 | -135 | -3.62% | Q2 2014 | Aug 05, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | No change | 3,500 | 13 | 0.02% | 0.02% | 118 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BlackRock Inc. | History | Reduced | 3,260 | 12 | 0.0% | 0.0% | 119 | -46 | -1.39% | Q2 2014 | Aug 06, 2014 |
| Advisors Asset Management, Inc. | History | No change | 2,560 | 11 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 2,000 | 9 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SMITHFIELD TRUST CO | History | No change | 1,310 | 5 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Hexavest Inc. | History | No change | 1,258 | 5 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| MetLife Securities, Inc | History | Reduced | 1,050 | 4 | 0.0% | 0.0% | 125 | -6,000 | -85.11% | Q2 2014 | Aug 04, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 1,000 | 4 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Concannon Wealth Management, LLC | History | Added to | 820 | 3 | 0.0% | 0.0% | 128 | +200 | 32.26% | Q2 2014 | Aug 11, 2014 |
| US BANCORP \DE\ | History | No change | 519 | 3 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Efficient Market Advisors, LLC | History | No change | 800 | 3 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 367 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| SCOTIA CAPITAL INC. | History | No change | 60,100 | 1 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GABELLI FUNDS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -80,000 | -100.0% | Q2 2014 | Aug 06, 2014 |
| CLARK ESTATES INC/NY | History | Closed out | 0 | 0 | — | 0.03% | — | -50,000 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -34,598 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,200 | -100.0% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,699 | -100.0% | Q2 2014 | Aug 05, 2014 |
| GAM Holding AG | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q2 2014 | Aug 11, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | Closed out | 0 | 0 | — | 0.18% | — | -28 | -100.0% | Q2 2014 | Aug 05, 2014 |
| FIFTH THIRD BANCORP | History | No change | 92 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 38 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 173 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Sanctuary Wealth Advisors, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |