ANGLOGOLD ASHANTI (PTY) LTD - 035128206
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OAKTREE CAPITAL MANAGEMENT LP | History | Reduced | 4,728,622 | 99,726 | 1.31% | 1.49% | 1 | -853,760 | -15.29% | Q2 2023 | Aug 14, 2023 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 3,423,212 | 72,199 | 0.02% | 0.03% | 2 | -707,101 | -17.12% | Q2 2023 | Aug 09, 2023 |
| JANE STREET GROUP, LLC | History | Added to | 3,248,712 | 68,515 | 0.02% | 0.01% | 3 | +2,667,114 | 458.58% | Q2 2023 | Aug 14, 2023 |
| Russell Investments Group, Ltd. | History | Reduced | 2,842,468 | 59,947 | 0.12% | 0.16% | 4 | -610,596 | -17.68% | Q2 2023 | Aug 10, 2023 |
| MACKENZIE FINANCIAL CORP | History | Reduced | 2,537,228 | 53,839 | 0.08% | 0.13% | 5 | -1,042,490 | -29.12% | Q2 2023 | Aug 03, 2023 |
| MORGAN STANLEY | History | Added to | 1,989,088 | 41,949 | 0.0% | 0.0% | 6 | +114,910 | 6.13% | Q2 2023 | Aug 14, 2023 |
| JPMORGAN CHASE & CO | History | Added to | 1,933,849 | 40,784 | 0.0% | 0.01% | 7 | +103,311 | 5.64% | Q2 2023 | Aug 11, 2023 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 1,880,287 | 39,655 | 0.03% | 0.02% | 8 | +774,956 | 70.11% | Q2 2023 | Aug 14, 2023 |
| First Eagle Investment Management, LLC | History | Reduced | 1,776,390 | 37,464 | 0.1% | 0.22% | 9 | -1,617,324 | -47.66% | Q2 2023 | Aug 09, 2023 |
| Amundi | History | Reduced | 1,660,961 | 35,245 | 0.02% | 0.03% | 10 | -170,771 | -9.32% | Q2 2023 | Aug 14, 2023 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,611,340 | 33,983 | 0.01% | 0.01% | 11 | +364,223 | 29.21% | Q2 2023 | Aug 11, 2023 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 1,354,727 | 28,571 | 0.01% | 0.01% | 12 | -1,198,109 | -46.93% | Q2 2023 | May 14, 2024 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 1,323,844 | 27,919 | 0.06% | 0.0% | 13 | +1,269,472 | 2334.79% | Q2 2023 | Aug 14, 2023 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 1,197,400 | 25,253 | 0.04% | 0.04% | 14 | -30,400 | -2.48% | Q2 2023 | Aug 11, 2023 |
| Robeco Institutional Asset Management B.V. | History | Added to | 1,159,917 | 24,462 | 0.06% | 0.04% | 15 | +617,274 | 113.75% | Q2 2023 | Jul 24, 2023 |
| Parallax Volatility Advisers, L.P. | History | Reduced | 1,107,400 | 23,355 | 0.05% | 0.09% | 16 | -668,500 | -37.64% | Q2 2023 | Aug 14, 2023 |
| CITADEL ADVISORS LLC | History | Reduced | 1,050,429 | 22,153 | 0.0% | 0.01% | 17 | -214,103 | -16.93% | Q2 2023 | Aug 14, 2023 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Added to | 943,544 | 19,899 | 0.09% | 0.07% | 18 | +367,879 | 63.91% | Q2 2023 | Aug 14, 2023 |
| Allianz Asset Management GmbH | History | Reduced | 923,040 | 19,466 | 0.03% | 0.07% | 19 | -663,679 | -41.83% | Q2 2023 | Aug 14, 2023 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | No change | 799,882 | 19,349 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2023 | Aug 11, 2023 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 845,670 | 17,945 | 0.03% | 0.05% | 21 | -33,431 | -3.8% | Q2 2023 | Jul 26, 2023 |
| Qube Research & Technologies Ltd | History | New | 721,677 | 15,220 | 0.06% | — | 22 | +721,677 | New | Q2 2023 | Aug 14, 2023 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 712,851 | 15,034 | 0.03% | 0.04% | 23 | -21,039 | -2.87% | Q2 2023 | Aug 10, 2023 |
| Walleye Trading LLC | History | Reduced | 699,700 | 14,756 | 0.04% | 0.04% | 24 | -83,800 | -10.7% | Q2 2023 | Aug 14, 2023 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Reduced | 687,375 | 14,496 | 0.02% | 0.05% | 25 | -663,572 | -49.12% | Q2 2023 | Aug 11, 2023 |
| FRANKLIN RESOURCES INC | History | Reduced | 653,664 | 13,785 | 0.01% | 0.02% | 26 | -801,768 | -55.09% | Q2 2023 | Aug 11, 2023 |
| BNP PARIBAS ARBITRAGE, SNC | History | Added to | 457,421 | 9,647 | 0.01% | 0.0% | 27 | +387,387 | 553.14% | Q2 2023 | Aug 09, 2023 |
| CREDIT AGRICOLE S A | History | No change | 433,641 | 9,145 | 0.17% | 0.21% | 28 | 0 | 0.0% | Q2 2023 | Jul 31, 2023 |
| D. E. Shaw & Co., Inc. | History | Added to | 415,617 | 8,765 | 0.01% | 0.0% | 29 | +332,658 | 400.99% | Q2 2023 | Aug 14, 2023 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 407,885 | 8,602 | 0.0% | 0.0% | 30 | -120,181 | -22.76% | Q2 2023 | Aug 14, 2023 |
| ALPS ADVISORS INC | History | Added to | 343,351 | 7,241 | 0.06% | 0.03% | 31 | +199,350 | 138.44% | Q2 2023 | Aug 14, 2023 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 323,474 | 6,822 | 0.01% | 0.0% | 32 | +199,667 | 161.27% | Q2 2023 | Aug 15, 2023 |
| ROYAL BANK OF CANADA | History | Added to | 321,877 | 6,789 | 0.0% | 0.0% | 33 | +292,210 | 984.97% | Q2 2023 | Aug 14, 2023 |
| STRS OHIO | History | New | 320,000 | 6,748 | 0.03% | — | 34 | +320,000 | New | Q2 2023 | Jul 31, 2023 |
| Invesco Ltd. | History | Reduced | 313,457 | 6,610 | 0.0% | 0.0% | 35 | -295,648 | -48.54% | Q2 2023 | Aug 11, 2023 |
| Allspring Global Investments Holdings, LLC | History | No change | 303,491 | 6,400 | 6.94% | 0.01% | 36 | 0 | 0.0% | Q2 2023 | Jul 24, 2023 |
| Jefferies Financial Group Inc. | History | Added to | 284,650 | 6,003 | 0.05% | 0.03% | 37 | +111,050 | 63.97% | Q2 2023 | Aug 14, 2023 |
| CI INVESTMENTS INC. | History | Reduced | 283,891 | 5,987 | 0.03% | 0.05% | 38 | -112,475 | -28.38% | Q2 2023 | Aug 11, 2023 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 257,753 | 5,436 | 0.01% | — | 39 | +257,753 | New | Q2 2023 | Aug 10, 2023 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 247,913 | 5,228 | 0.04% | 0.05% | 40 | -11,140 | -4.3% | Q2 2023 | Aug 11, 2023 |
| Caption Management, LLC | History | Added to | 231,200 | 4,876 | 0.09% | 0.0% | 41 | +221,200 | 2212.0% | Q2 2023 | Aug 14, 2023 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | New | 223,050 | 4,704 | 0.02% | — | 42 | +223,050 | New | Q2 2023 | Aug 14, 2023 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 219,989 | 4,639 | 0.0% | 0.01% | 43 | -639,911 | -74.42% | Q2 2023 | Aug 14, 2023 |
| GROUP ONE TRADING, L.P. | History | Added to | 208,272 | 4,392 | 0.01% | 0.0% | 44 | +157,455 | 309.85% | Q2 2023 | Aug 09, 2023 |
| Walleye Capital LLC | History | New | 177,700 | 3,747 | 0.01% | — | 45 | +177,700 | New | Q2 2023 | Aug 14, 2023 |
| BARINGS LLC | History | Reduced | 162,252 | 3,421 | 0.12% | 0.29% | 46 | -191,226 | -54.1% | Q2 2023 | Aug 08, 2023 |
| CITIGROUP INC | History | Added to | 148,186 | 3,125 | 0.0% | 0.0% | 47 | +590 | 0.4% | Q2 2023 | Aug 10, 2023 |
| Jump Financial, LLC | History | New | 147,154 | 3,103 | 6.1% | — | 48 | +147,154 | New | Q2 2023 | Oct 21, 2024 |
| MACQUARIE GROUP LTD | History | No change | 140,498 | 2,963 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2023 | Oct 27, 2023 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 116,918 | 2,465 | 0.01% | 0.01% | 50 | +41,218 | 54.45% | Q2 2023 | Aug 14, 2023 |
| Perpetual Ltd | History | Reduced | 112,535 | 2,373 | 0.02% | 0.03% | 51 | -46,194 | -29.1% | Q2 2023 | Jul 13, 2023 |
| TD ASSET MANAGEMENT INC | History | Reduced | 106,804 | 2,252 | 0.0% | 0.0% | 52 | -1,800 | -1.66% | Q2 2023 | Aug 09, 2023 |
| Twin Tree Management, LP | History | Added to | 105,858 | 2,232 | 0.0% | 0.0% | 53 | +66,918 | 171.85% | Q2 2023 | Aug 11, 2023 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 88,245 | 2,137 | 0.0% | 0.0% | 54 | -75,662 | -46.16% | Q2 2023 | Aug 02, 2023 |
| DRW Securities, LLC | History | New | 97,800 | 2,062 | 0.05% | — | 55 | +97,800 | New | Q2 2023 | Aug 15, 2023 |
| UBS Group AG | History | Reduced | 95,809 | 2,020 | 0.0% | 0.0% | 56 | -54,702 | -36.34% | Q2 2023 | Aug 11, 2023 |
| Marex Group plc | History | Added to | 88,832 | 1,873 | 0.34% | 0.18% | 57 | +33,064 | 59.29% | Q2 2023 | Apr 02, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 87,846 | 1,852 | 0.2% | — | 58 | +87,846 | New | Q2 2023 | Aug 14, 2023 |
| LPL Financial LLC | History | Reduced | 85,114 | 1,795 | 0.0% | 0.0% | 59 | -4,494 | -5.02% | Q2 2023 | Jul 31, 2023 |
| Squarepoint Ops LLC | History | New | 79,330 | 1,673 | 0.01% | — | 60 | +79,330 | New | Q2 2023 | Aug 14, 2023 |
| SIMPLEX TRADING, LLC | History | Added to | 75,631 | 1,595 | 0.0% | 0.0% | 61 | +55,222 | 270.58% | Q2 2023 | Aug 04, 2023 |
| CIBC Asset Management Inc | History | No change | 68,331 | 1,441 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| STATE STREET CORP | History | Reduced | 67,472 | 1,422 | 0.0% | 0.0% | 63 | -56,906 | -45.75% | Q2 2023 | Aug 14, 2023 |
| SEI INVESTMENTS CO | History | No change | 64,158 | 1,353 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2023 | Aug 11, 2023 |
| BARCLAYS PLC | History | Reduced | 56,933 | 1,200 | 0.0% | 0.0% | 65 | -45,900 | -44.64% | Q2 2023 | Mar 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 53,520 | 1,128 | 0.0% | 0.0% | 66 | +51,552 | 2619.51% | Q2 2023 | Aug 15, 2023 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 47,114 | 993 | 0.0% | 0.0% | 67 | -25,518 | -35.13% | Q2 2023 | Jul 31, 2023 |
| Nikko Asset Management Americas, Inc. | History | Reduced | 47,114 | 993 | 0.01% | 0.02% | 68 | -25,518 | -35.13% | Q2 2023 | Aug 14, 2023 |
| Aquatic Capital Management LLC | History | New | 46,900 | 989 | 0.05% | — | 69 | +46,900 | New | Q2 2023 | Aug 14, 2023 |
| Kestra Advisory Services, LLC | History | Added to | 46,397 | 978 | 0.01% | 0.01% | 70 | +2,769 | 6.35% | Q2 2023 | Aug 11, 2023 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 41,979 | 885 | 0.0% | 0.0% | 71 | -1,882 | -4.29% | Q2 2023 | Aug 11, 2023 |
| NORTHERN TRUST CORP | History | Added to | 40,662 | 857 | 0.0% | 0.0% | 72 | +7,717 | 23.42% | Q2 2023 | Aug 11, 2023 |
| Mitsubishi UFJ Trust & Banking Corp | History | Added to | 32,330 | 681 | 0.0% | 0.0% | 73 | +25,507 | 373.84% | Q2 2023 | Aug 08, 2023 |
| MML INVESTORS SERVICES, LLC | History | New | 30,743 | 648 | 0.0% | — | 74 | +30,743 | New | Q2 2023 | Aug 14, 2023 |
| London & Capital Asset Management Ltd | History | Reduced | 30,574 | 644 | 0.06% | 0.08% | 75 | -5,404 | -15.02% | Q2 2023 | Aug 14, 2023 |
| Crossmark Global Holdings, Inc. | History | Added to | 24,443 | 538 | 0.01% | 0.01% | 76 | +3,838 | 18.63% | Q2 2023 | Jul 31, 2023 |
| B. Metzler seel. Sohn & Co. AG | History | Added to | 24,200 | 510 | 0.01% | 0.0% | 77 | +12,100 | 100.0% | Q2 2023 | Aug 11, 2023 |
| XTX Topco Ltd | History | New | 22,582 | 476 | 0.09% | — | 78 | +22,582 | New | Q2 2023 | Aug 14, 2023 |
| ExodusPoint Capital Management, LP | History | New | 22,346 | 471 | 0.0% | — | 79 | +22,346 | New | Q2 2023 | Aug 11, 2023 |
| CIBC WORLD MARKET INC. | History | Reduced | 20,614 | 435 | 0.0% | 0.0% | 80 | -26,377 | -56.13% | Q2 2023 | Aug 11, 2023 |
| RHUMBLINE ADVISERS | History | New | 20,520 | 432 | 0.0% | — | 81 | +20,520 | New | Q2 2023 | Aug 08, 2023 |
| Rathbones Group PLC | History | Reduced | 20,000 | 421 | 0.0% | 0.01% | 82 | -27,562 | -57.95% | Q2 2023 | Aug 04, 2023 |
| Freestone Capital Holdings, LLC | History | Reduced | 17,654 | 372 | 0.01% | 0.02% | 83 | -4,066 | -18.72% | Q2 2023 | Aug 09, 2023 |
| Bank of New York Mellon Corp | History | Reduced | 16,550 | 349 | 0.0% | 0.0% | 84 | -265 | -1.58% | Q2 2023 | Aug 03, 2023 |
| Engineers Gate Manager LP | History | New | 16,326 | 344 | 0.01% | — | 85 | +16,326 | New | Q2 2023 | Aug 14, 2023 |
| Altrafin AG | History | Reduced | 16,000 | 337 | 0.15% | 0.27% | 86 | -7,000 | -30.43% | Q2 2023 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 14,888 | 313 | 0.0% | 0.0% | 87 | +130 | 0.88% | Q2 2023 | Aug 14, 2023 |
| Tower Research Capital LLC (TRC) | History | Added to | 13,942 | 294 | 0.01% | — | 88 | +13,926 | 87037.5% | Q2 2023 | Aug 14, 2023 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 12,144 | 256 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2023 | Aug 04, 2023 |
| SCOTIA CAPITAL INC. | History | No change | 11,620 | 245 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2023 | Aug 03, 2023 |
| Mariner, LLC | History | New | 10,450 | 220 | 0.0% | — | 91 | +10,450 | New | Q2 2023 | Aug 11, 2023 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 10,300 | 217 | 0.0% | 0.0% | 92 | -25,400 | -71.15% | Q2 2023 | Aug 14, 2023 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 10,141 | 213 | 0.0% | — | 93 | +10,141 | New | Q2 2023 | Aug 11, 2023 |
| Vanguard Personalized Indexing Management, LLC | History | Added to | 10,100 | 213 | 0.01% | 0.01% | 94 | +769 | 8.24% | Q2 2023 | Jul 28, 2023 |
| Ethic Inc. | History | Reduced | 9,810 | 206 | 0.01% | 0.01% | 95 | -1,190 | -10.82% | Q2 2023 | Aug 14, 2023 |
| US BANCORP \DE\ | History | Reduced | 3,855 | 81 | 0.0% | 0.0% | 96 | -966 | -20.04% | Q2 2023 | Aug 10, 2023 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,828 | 80 | 0.0% | 0.0% | 97 | -7,171 | -65.2% | Q2 2023 | Aug 21, 2023 |
| FMR LLC | History | Added to | 3,595 | 75 | 0.0% | 0.0% | 98 | +201 | 5.92% | Q2 2023 | Aug 11, 2023 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,540 | 74 | 0.0% | 0.0% | 99 | +845 | 31.35% | Q2 2023 | Aug 11, 2023 |
| NewEdge Advisors, LLC | History | Added to | 3,368 | 71 | 0.0% | 0.0% | 100 | +2,368 | 236.8% | Q2 2023 | Aug 14, 2023 |
| IFP Advisors, Inc | History | Reduced | 1,911 | 62 | 0.0% | 0.0% | 101 | -1,130 | -37.16% | Q2 2023 | Aug 14, 2023 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 2,837 | 59 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2023 | Aug 07, 2023 |
| Parallel Advisors, LLC | History | Reduced | 2,329 | 49 | 0.0% | 0.0% | 103 | -21 | -0.89% | Q2 2023 | May 20, 2024 |
| SIGNATUREFD, LLC | History | Reduced | 2,045 | 43 | 0.0% | 0.0% | 104 | -170 | -7.67% | Q2 2023 | Aug 01, 2023 |
| Ronald Blue Trust, Inc. | History | Reduced | 1,379 | 33 | 0.0% | 0.0% | 105 | -431 | -23.81% | Q2 2023 | Jul 14, 2023 |
| Erste Asset Management GmbH | History | No change | 1,350 | 28 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2023 | Nov 26, 2024 |
| Gradient Investments LLC | History | No change | 1,277 | 26 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2023 | Jul 11, 2023 |
| HM PAYSON & CO | History | No change | 1,000 | 21 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2023 | Jul 17, 2023 |
| Point72 Asset Management, L.P. | History | New | 923 | 19 | 0.0% | — | 109 | +923 | New | Q2 2023 | Aug 14, 2023 |
| FIRST MANHATTAN CO. LLC. | History | No change | 600 | 12 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| Steward Partners Investment Advisory, LLC | History | No change | 600 | 12 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| NATIXIS | History | Reduced | 160 | 3 | 0.0% | 0.0% | 112 | -22,000 | -99.28% | Q2 2023 | Aug 11, 2023 |
| Allworth Financial LP | History | No change | 158 | 3 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2023 | Jul 18, 2023 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 105 | 2 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2023 | Aug 14, 2023 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.05% | — | -418,727 | -100.0% | Q1 2023 | May 10, 2023 |
| AGF MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -82,379 | -100.0% | Q1 2023 | May 02, 2023 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -64,278 | -100.0% | Q1 2023 | May 12, 2023 |
| Edgestream Partners, L.P. | History | Closed out | 0 | 0 | — | 0.17% | — | -62,816 | -100.0% | Q1 2023 | May 15, 2023 |
| APG Asset Management N.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -56,600 | -100.0% | Q1 2023 | May 12, 2023 |
| Trexquant Investment LP | History | Closed out | 0 | 0 | — | 0.03% | — | -50,580 | -100.0% | Q1 2023 | May 15, 2023 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,200 | -100.0% | Q1 2023 | May 15, 2023 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,089 | -100.0% | Q1 2023 | May 15, 2023 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,018 | -100.0% | Q1 2023 | May 11, 2023 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,730 | -100.0% | Q1 2023 | May 12, 2023 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,496 | -100.0% | Q1 2023 | May 09, 2023 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2023 | May 17, 2023 |
| FIFTH THIRD BANCORP | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q2 2023 | Jul 26, 2023 |
| UMB Bank, n.a. | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2023 | Jul 25, 2023 |
| Global Retirement Partners, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2023 | Jul 20, 2023 |