Apollo Senior Floating Rate Fund Inc. - 037636107
Detailed investor-level table based on 13F positions.
Early Q3 2024 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,058,161 | 15,385 | 0.0% | 0.0% | 1 | -68,121 | -6.05% | Q2 2024 | May 14, 2025 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 331,759 | 4,823 | 0.03% | 0.03% | 2 | +19,031 | 6.09% | Q2 2024 | Aug 14, 2024 |
| Advisors Asset Management, Inc. | History | Reduced | 302,779 | 4,402 | 0.09% | 0.09% | 3 | -16,909 | -5.29% | Q2 2024 | Aug 14, 2024 |
| Invesco Ltd. | History | Added to | 263,267 | 3,827 | 0.0% | 0.0% | 4 | +21,556 | 8.92% | Q2 2024 | Aug 13, 2024 |
| Pathstone Holdings, LLC | History | Reduced | 211,034 | 3,068 | 0.01% | 0.03% | 5 | -300,774 | -58.77% | Q2 2024 | Aug 14, 2024 |
| OneDigital Investment Advisors LLC | History | Reduced | 189,649 | 2,757 | 0.03% | 0.05% | 6 | -26,872 | -12.41% | Q2 2024 | Aug 02, 2024 |
| WELLS FARGO & COMPANY/MN | History | Added to | 182,591 | 2,654 | 0.0% | 0.0% | 7 | +2,130 | 1.18% | Q2 2024 | Aug 13, 2024 |
| LPL Financial LLC | History | Added to | 175,608 | 2,553 | 0.0% | 0.0% | 8 | +1,652 | 0.95% | Q2 2024 | Aug 07, 2024 |
| STIFEL FINANCIAL CORP | History | Added to | 161,778 | 2,352 | 0.0% | 0.0% | 9 | +19,463 | 13.68% | Q2 2024 | Aug 13, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 160,310 | 2,330 | 0.0% | 0.01% | 10 | -32,833 | -17.0% | Q2 2024 | Aug 14, 2024 |
| Apollo Management Holdings, L.P. | History | No change | 105,236 | 1,530 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2024 | Aug 14, 2024 |
| UBS Group AG | History | Added to | 61,788 | 898 | 0.0% | 0.0% | 12 | +8,993 | 17.03% | Q2 2024 | Aug 14, 2024 |
| ROYAL BANK OF CANADA | History | Reduced | 45,930 | 668 | 0.0% | 0.0% | 13 | -3,459 | -7.0% | Q2 2024 | Nov 06, 2024 |
| Capital Investment Advisors, LLC | History | Added to | 38,623 | 561 | 0.01% | 0.01% | 14 | +51 | 0.13% | Q2 2024 | Jul 12, 2024 |
| Atomi Financial Group, Inc. | History | New | 24,988 | 363 | 0.03% | — | 15 | +24,988 | New | Q2 2024 | Jul 26, 2024 |
| Advisory Services Network, LLC | History | New | 23,394 | 340 | 0.01% | — | 16 | +23,394 | New | Q2 2024 | Aug 13, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 15,076 | 219 | 0.0% | — | 17 | +15,076 | New | Q2 2024 | Aug 15, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 12,083 | 175 | 0.0% | — | 18 | +12,083 | New | Q2 2024 | Aug 08, 2024 |
| Williams Jones Wealth Management, LLC. | History | No change | 12,000 | 174 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2024 | Aug 05, 2024 |
| COMERICA BANK | History | Reduced | 11,410 | 165 | 0.0% | 0.0% | 20 | -1,053 | -8.45% | Q2 2024 | Aug 15, 2024 |
| Wealthcare Advisory Partners LLC | History | No change | 10,028 | 145 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2024 | Aug 12, 2024 |
| OSAIC HOLDINGS, INC. | History | Reduced | 9,417 | 136 | 0.0% | 0.0% | 22 | -24,150 | -71.95% | Q2 2024 | Aug 13, 2024 |
| JPMORGAN CHASE & CO | History | No change | 6,126 | 89 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2024 | Dec 26, 2024 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,048 | 44 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2024 | Aug 08, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,000 | 29 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2024 | Aug 09, 2024 |
| CIBC Private Wealth Group, LLC | History | No change | 1,850 | 27 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2024 | Aug 09, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,340 | 19 | 0.0% | — | 27 | +1,340 | New | Q2 2024 | Aug 16, 2024 |
| Allworth Financial LP | History | No change | 900 | 13 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2024 | Jul 24, 2024 |
| NewEdge Advisors, LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2024 | Aug 16, 2024 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2024 | May 13, 2024 |
| PRINCIPAL SECURITIES, INC. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2024 | Jul 31, 2024 |
| ASSETMARK, INC | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q2 2024 | Aug 13, 2024 |