CAROLINA FINANCIAL CORP - 143873107
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 1,066,788 | 27,598 | 0.0% | 0.0% | 1 | +13,275 | 1.26% | Q1 2020 | May 15, 2020 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 830,550 | 21,486 | 0.01% | 0.01% | 2 | +9,361 | 1.14% | Q1 2020 | May 14, 2020 |
| STATE STREET CORP | History | Added to | 499,307 | 12,967 | 0.0% | 0.0% | 3 | +19,570 | 4.08% | Q1 2020 | Jun 19, 2020 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 500,134 | 12,938 | 0.01% | 0.01% | 4 | +289,017 | 136.9% | Q1 2020 | May 14, 2020 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 420,937 | 10,890 | 0.02% | 0.02% | 5 | -11,173 | -2.59% | Q1 2020 | May 12, 2020 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 354,912 | 9,181 | 0.0% | 0.0% | 6 | +45,396 | 14.67% | Q1 2020 | May 14, 2020 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 321,681 | 8,322 | 0.01% | 0.01% | 7 | -101,800 | -24.04% | Q1 2020 | May 14, 2020 |
| NORTHERN TRUST CORP | History | Added to | 288,229 | 7,456 | 0.0% | 0.0% | 8 | +25,121 | 9.55% | Q1 2020 | May 14, 2020 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 281,478 | 7,282 | 0.0% | 0.0% | 9 | -110,571 | -28.2% | Q1 2020 | May 15, 2020 |
| MORGAN STANLEY | History | Added to | 257,757 | 6,669 | 0.0% | 0.0% | 10 | +68,093 | 35.9% | Q1 2020 | May 26, 2020 |
| LOOMIS SAYLES & CO L P | History | Added to | 220,369 | 5,701 | 0.01% | 0.02% | 11 | +8,829 | 4.17% | Q1 2020 | May 15, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 219,540 | 5,680 | 0.0% | 0.0% | 12 | +50,373 | 29.78% | Q1 2020 | May 15, 2020 |
| Assenagon Asset Management S.A. | History | Added to | 192,404 | 4,977 | 0.04% | 0.02% | 13 | +116,346 | 152.97% | Q1 2020 | Apr 17, 2020 |
| CNH PARTNERS LLC | History | Added to | 191,166 | 4,945 | 0.17% | 0.07% | 14 | +95,166 | 99.13% | Q1 2020 | May 15, 2020 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 178,282 | 4,612 | 0.07% | 0.0% | 15 | +175,538 | 6397.16% | Q1 2020 | May 13, 2020 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Added to | 149,136 | 3,858 | 0.0% | 0.0% | 16 | +57,257 | 62.32% | Q1 2020 | May 15, 2020 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 143,846 | 3,722 | 0.0% | 0.0% | 17 | +2,428 | 1.72% | Q1 2020 | May 15, 2020 |
| Bank of New York Mellon Corp | History | Reduced | 133,647 | 3,457 | 15.27% | 57.77% | 18 | -240,970 | -64.32% | Q1 2020 | Oct 08, 2021 |
| SEGALL BRYANT & HAMILL, LLC | History | Added to | 132,098 | 3,420 | 0.07% | 0.08% | 19 | +10,433 | 8.58% | Q1 2020 | May 14, 2020 |
| UBS Group AG | History | Reduced | 116,800 | 3,021 | 0.0% | 0.0% | 20 | -11,605 | -9.04% | Q1 2020 | May 01, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 107,827 | 2,790 | 0.0% | 0.0% | 21 | -7,912 | -6.84% | Q1 2020 | May 14, 2020 |
| Walleye Capital LLC | History | New | 95,577 | 2,473 | 0.54% | — | 22 | +95,577 | New | Q1 2020 | May 15, 2020 |
| Alberta Investment Management Corp | History | New | 92,595 | 2,395 | 0.04% | — | 23 | +92,595 | New | Q1 2020 | May 08, 2020 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Added to | 84,898 | 2,196 | 0.01% | 0.01% | 24 | +1,800 | 2.17% | Q1 2020 | May 14, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 77,716 | 2,011 | 0.0% | 0.0% | 25 | +37,232 | 91.97% | Q1 2020 | May 15, 2020 |
| JPMORGAN CHASE & CO | History | Added to | 77,288 | 1,999 | 0.0% | 0.0% | 26 | +60,266 | 354.05% | Q1 2020 | May 12, 2020 |
| BALYASNY ASSET MANAGEMENT LLC | History | New | 64,206 | 1,661 | 0.02% | — | 27 | +64,206 | New | Q1 2020 | May 15, 2020 |
| CITIGROUP INC | History | Reduced | 61,305 | 1,586 | 0.0% | 0.0% | 28 | -6,924 | -10.15% | Q1 2020 | May 12, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 52,916 | 1,369 | 0.0% | 0.0% | 29 | +4,512 | 9.32% | Q1 2020 | May 12, 2020 |
| Swiss National Bank | History | Added to | 45,600 | 1,180 | 0.0% | 0.0% | 30 | +600 | 1.33% | Q1 2020 | May 08, 2020 |
| Allianz Asset Management GmbH | History | Reduced | 43,904 | 1,135 | 5.65% | 1.5% | 31 | -24,741 | -36.04% | Q1 2020 | May 23, 2024 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | New | 43,550 | 1,127 | 0.07% | — | 32 | +43,550 | New | Q1 2020 | May 12, 2020 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Reduced | 43,496 | 1,125 | 0.04% | 0.1% | 33 | -52,549 | -54.71% | Q1 2020 | May 15, 2020 |
| RHUMBLINE ADVISERS | History | Added to | 38,649 | 1,000 | 0.0% | 0.0% | 34 | +5,289 | 15.85% | Q1 2020 | May 06, 2020 |
| AMERIPRISE FINANCIAL INC | History | Added to | 37,053 | 958 | 0.0% | 0.0% | 35 | +14,196 | 62.11% | Q1 2020 | May 15, 2020 |
| Russell Investments Group, Ltd. | History | Added to | 35,410 | 914 | 0.0% | 0.0% | 36 | +15,857 | 81.1% | Q1 2020 | May 06, 2020 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 35,308 | 913 | 0.0% | 0.0% | 37 | -461 | -1.29% | Q1 2020 | May 13, 2020 |
| Magnetar Financial LLC | History | Reduced | 33,854 | 876 | 0.02% | 0.03% | 38 | -2,927 | -7.96% | Q1 2020 | May 15, 2020 |
| D. E. Shaw & Co., Inc. | History | Added to | 32,507 | 841 | 0.0% | 0.0% | 39 | +2,433 | 8.09% | Q1 2020 | May 15, 2020 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | No change | 31,249 | 808 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2020 | May 13, 2020 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 30,290 | 784 | 0.0% | 0.0% | 41 | -7,475 | -19.79% | Q1 2020 | Apr 23, 2020 |
| Ancora Advisors, LLC | History | New | 30,000 | 776 | 0.04% | — | 42 | +30,000 | New | Q1 2020 | Nov 12, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 27,051 | 701 | 0.0% | 0.0% | 43 | -7,369 | -21.41% | Q1 2020 | May 14, 2020 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 25,401 | 657 | 0.05% | — | 44 | +25,401 | New | Q1 2020 | May 15, 2020 |
| FIRST NATIONAL BANK OF OMAHA | History | Reduced | 25,099 | 649 | 0.05% | 0.08% | 45 | -5,263 | -17.33% | Q1 2020 | Apr 29, 2020 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Added to | 23,066 | 596 | 0.0% | 0.0% | 46 | +5,268 | 29.6% | Q1 2020 | May 15, 2020 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 21,500 | 556 | 0.0% | 0.0% | 47 | +2,700 | 14.36% | Q1 2020 | May 06, 2020 |
| ROYAL BANK OF CANADA | History | Reduced | 20,746 | 537 | 0.0% | 0.0% | 48 | -1 | -0.0% | Q1 2020 | Jun 16, 2020 |
| Invesco Ltd. | History | Reduced | 19,757 | 512 | 0.0% | 0.0% | 49 | -19,186 | -49.27% | Q1 2020 | May 15, 2020 |
| BARCLAYS PLC | History | Reduced | 19,164 | 496 | 0.0% | 0.0% | 50 | -20,565 | -51.76% | Q1 2020 | May 13, 2020 |
| CITADEL ADVISORS LLC | History | New | 16,977 | 439 | 0.0% | — | 51 | +16,977 | New | Q1 2020 | May 15, 2020 |
| Nicholas Hoffman & Company, LLC. | History | No change | 16,877 | 437 | 0.15% | 0.2% | 52 | 0 | 0.0% | Q1 2020 | May 11, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 16,400 | 424 | 0.0% | 0.0% | 53 | +24 | 0.15% | Q1 2020 | May 11, 2020 |
| Kingsview Wealth Management, LLC | History | New | 15,384 | 398 | 0.05% | — | 54 | +15,384 | New | Q1 2020 | May 11, 2020 |
| Aptus Capital Advisors, LLC | History | Added to | 14,376 | 372 | 0.03% | 0.04% | 55 | +1,014 | 7.59% | Q1 2020 | May 07, 2020 |
| HSBC HOLDINGS PLC | History | Reduced | 12,392 | 315 | 0.0% | 0.0% | 56 | -14,567 | -54.03% | Q1 2020 | May 15, 2020 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Added to | 12,023 | 311 | 0.0% | 0.0% | 57 | +488 | 4.23% | Q1 2020 | May 15, 2020 |
| Prospera Financial Services Inc | History | New | 11,991 | 310 | 0.03% | — | 58 | +11,991 | New | Q1 2020 | May 15, 2020 |
| LINCOLN NATIONAL CORP | History | Reduced | 10,691 | 276 | 0.01% | 0.02% | 59 | -149 | -1.37% | Q1 2020 | May 05, 2020 |
| MetLife Investment Management, LLC | History | Added to | 10,298 | 266 | 0.11% | 0.11% | 60 | +1,335 | 14.89% | Q1 2020 | Jul 12, 2023 |
| DEUTSCHE BANK AG\ | History | Added to | 9,966 | 258 | 0.0% | 0.0% | 61 | +2,860 | 40.25% | Q1 2020 | May 14, 2020 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 9,897 | 256 | 0.0% | 0.0% | 62 | +1,457 | 17.26% | Q1 2020 | Jun 02, 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 9,443 | 244 | 0.0% | 0.0% | 63 | -845 | -8.21% | Q1 2020 | May 08, 2020 |
| ALPS ADVISORS INC | History | New | 9,091 | 235 | 0.0% | — | 64 | +9,091 | New | Q1 2020 | May 06, 2020 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 6,991 | 180 | 0.0% | 0.0% | 65 | +4,539 | 185.11% | Q1 2020 | May 13, 2020 |
| US BANCORP \DE\ | History | Added to | 6,424 | 166 | 0.0% | 0.0% | 66 | +2,007 | 45.44% | Q1 2020 | May 13, 2020 |
| Advisor Group Holdings, Inc. | History | New | 5,050 | 131 | 0.0% | — | 67 | +5,050 | New | Q1 2020 | May 18, 2020 |
| Legal & General Group Plc | History | Reduced | 3,808 | 99 | 0.0% | 0.0% | 68 | -967 | -20.25% | Q1 2020 | May 14, 2020 |
| PANAGORA ASSET MANAGEMENT INC | History | New | 3,062 | 79 | 0.0% | — | 69 | +3,062 | New | Q1 2020 | May 14, 2020 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 1,326 | 34 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2020 | May 06, 2020 |
| MASSMUTUAL TRUST CO FSB/ADV | History | New | 1,149 | 30 | 0.0% | — | 71 | +1,149 | New | Q1 2020 | May 15, 2020 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 1,065 | 28 | 0.0% | 0.0% | 72 | -2,185 | -67.23% | Q1 2020 | May 13, 2020 |
| FMR LLC | History | Added to | 235 | 6 | 0.0% | 0.0% | 73 | +47 | 25.0% | Q1 2020 | May 14, 2020 |
| FEDERATED HERMES, INC. | History | Added to | 231 | 6 | 0.0% | 0.0% | 74 | +13 | 5.96% | Q1 2020 | May 13, 2020 |
| IFP Advisors, Inc | History | Reduced | 202 | 5 | 0.0% | 0.0% | 75 | -118 | -36.88% | Q1 2020 | May 12, 2020 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 66 | 2 | 0.0% | — | 76 | +66 | New | Q1 2020 | May 08, 2020 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,324,525 | -100.0% | Q4 2019 | Feb 18, 2020 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.09% | — | -65,733 | -100.0% | Q4 2019 | Feb 13, 2020 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,315 | -100.0% | Q4 2019 | Jun 21, 2021 |
| Skandinaviska Enskilda Banken AB (publ) | History | Closed out | 0 | 0 | — | 0.0% | — | -10,912 | -100.0% | Q4 2019 | Feb 14, 2020 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q4 2019 | Feb 13, 2020 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,700 | -100.0% | Q4 2019 | Feb 14, 2020 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,961 | -100.0% | Q4 2019 | Nov 16, 2021 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,481 | -100.0% | Q4 2019 | Feb 14, 2020 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,388 | -100.0% | Q4 2019 | Feb 06, 2020 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q4 2019 | Feb 06, 2020 |
| Parallel Advisors, LLC | History | New | 32 | 0 | — | — | — | +32 | New | Q1 2020 | Apr 27, 2020 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q4 2019 | Feb 14, 2020 |