Teledyne FLIR, LLC - 302445101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 14,375,866 | 811,806 | 0.02% | 0.02% | 1 | +208,158 | 1.47% | Q1 2021 | May 14, 2021 |
| STATE STREET CORP | History | Reduced | 4,273,999 | 241,353 | 0.01% | 0.01% | 2 | -9,936 | -0.23% | Q1 2021 | Jul 09, 2021 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Added to | 3,614,493 | 204,111 | 0.55% | 0.38% | 3 | +602,272 | 19.99% | Q1 2021 | May 17, 2021 |
| Magnetar Financial LLC | History | Added to | 2,983,359 | 168,470 | 1.62% | 0.01% | 4 | +2,972,105 | 26409.32% | Q1 2021 | May 14, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 2,397,824 | 135,187 | 0.02% | 0.02% | 5 | -115,470 | -4.59% | Q1 2021 | May 12, 2021 |
| Invesco Ltd. | History | Reduced | 2,028,085 | 114,526 | 0.03% | 0.03% | 6 | -218,504 | -9.73% | Q1 2021 | May 17, 2021 |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | History | Reduced | 1,887,931 | 106,611 | 0.34% | 0.75% | 7 | -3,049,372 | -61.76% | Q1 2021 | May 13, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,754,014 | 99,049 | 0.07% | 0.01% | 8 | +1,434,300 | 448.62% | Q1 2021 | May 17, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 1,585,647 | 89,541 | 0.13% | 0.0% | 9 | +1,541,707 | 3508.66% | Q1 2021 | May 07, 2021 |
| UBS Group AG | History | Added to | 1,511,859 | 85,374 | 0.03% | 0.02% | 10 | +219,868 | 17.02% | Q1 2021 | May 12, 2021 |
| JPMORGAN CHASE & CO | History | Added to | 1,479,487 | 83,547 | 0.01% | 0.0% | 11 | +1,276,537 | 628.99% | Q1 2021 | May 12, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 1,465,575 | 82,762 | 22.87% | 73.38% | 12 | -2,840,790 | -65.97% | Q1 2021 | Oct 08, 2021 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | New | 1,394,596 | 78,753 | 0.19% | — | 13 | +1,394,596 | New | Q1 2021 | May 13, 2021 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Added to | 1,392,935 | 78,659 | 0.16% | 0.02% | 14 | +1,177,381 | 546.21% | Q1 2021 | May 17, 2021 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | New | 1,354,767 | 76,504 | 0.42% | — | 15 | +1,354,767 | New | Q1 2021 | May 13, 2021 |
| MUFG Securities EMEA plc | History | Added to | 1,268,800 | 71,649 | 0.58% | 0.0% | 16 | +1,261,535 | 17364.56% | Q1 2021 | May 11, 2021 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,226,930 | 69,283 | 0.02% | 0.02% | 17 | -32,230 | -2.56% | Q1 2021 | May 14, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 1,181,222 | 68,223 | 0.02% | 0.03% | 18 | -590,360 | -33.32% | Q1 2021 | May 17, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 1,187,324 | 67,047 | 0.01% | 0.01% | 19 | -108,055 | -8.34% | Q1 2021 | May 12, 2021 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Reduced | 1,087,422 | 61,407 | 0.33% | 0.31% | 20 | -181,471 | -14.3% | Q1 2021 | May 12, 2021 |
| BANK OF NOVA SCOTIA | History | New | 1,070,243 | 60,437 | 0.12% | — | 21 | +1,070,243 | New | Q1 2021 | May 06, 2021 |
| Pentwater Capital Management LP | History | New | 1,000,800 | 56,515 | 0.54% | — | 22 | +1,000,800 | New | Q1 2021 | May 17, 2021 |
| ARIEL INVESTMENTS, LLC | History | Reduced | 950,133 | 53,654 | 0.53% | 1.04% | 23 | -1,150,162 | -54.76% | Q1 2021 | May 14, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 923,040 | 52,123 | 0.01% | 0.05% | 24 | -3,655,077 | -79.84% | Q1 2021 | May 13, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 877,962 | 49,579 | 0.02% | 0.02% | 25 | +12,813 | 1.48% | Q1 2021 | May 17, 2021 |
| MORGAN STANLEY | History | Reduced | 838,255 | 47,335 | 0.01% | 0.01% | 26 | -230,828 | -21.59% | Q1 2021 | May 17, 2021 |
| DEUTSCHE BANK AG\ | History | Added to | 825,939 | 46,641 | 0.03% | 0.0% | 27 | +672,524 | 438.37% | Q1 2021 | May 13, 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Reduced | 729,139 | 41,174 | 0.06% | 0.09% | 28 | -777,436 | -51.6% | Q1 2021 | May 14, 2021 |
| Neuberger Berman Group LLC | History | Reduced | 695,417 | 39,258 | 0.04% | 0.04% | 29 | -210,571 | -23.24% | Q1 2021 | May 13, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 691,543 | 39,051 | 0.78% | 0.01% | 30 | +686,614 | 13930.09% | Q1 2021 | May 17, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 689,275 | 38,923 | 0.0% | 0.0% | 31 | +52,415 | 8.23% | Q1 2021 | May 14, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 620,156 | 35,020 | 0.02% | 0.0% | 32 | +384,222 | 162.85% | Q1 2021 | May 06, 2021 |
| CITIGROUP INC | History | Added to | 613,786 | 34,660 | 0.02% | 0.0% | 33 | +435,550 | 244.37% | Q1 2021 | May 13, 2021 |
| PICTON MAHONEY ASSET MANAGEMENT | History | New | 577,454 | 32,609 | 1.56% | — | 34 | +577,454 | New | Q1 2021 | May 14, 2021 |
| CNH PARTNERS LLC | History | New | 490,797 | 27,715 | 1.0% | — | 35 | +490,797 | New | Q1 2021 | May 17, 2021 |
| GOLDMAN SACHS GROUP INC | History | Added to | 467,889 | 26,421 | 0.01% | 0.0% | 36 | +200,523 | 75.0% | Q1 2021 | May 17, 2021 |
| Hudson Bay Capital Management LP | History | New | 420,585 | 23,750 | 0.29% | — | 37 | +420,585 | New | Q1 2021 | May 14, 2021 |
| Man Group plc | History | Added to | 415,716 | 23,476 | 0.1% | 0.0% | 38 | +409,637 | 6738.56% | Q1 2021 | May 17, 2021 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Added to | 339,000 | 19,144 | 0.02% | — | 39 | +338,990 | 3389900.0% | Q1 2021 | Aug 16, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 329,760 | 18,621 | 0.01% | 0.01% | 40 | -84,974 | -20.49% | Q1 2021 | Jul 20, 2021 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 311,640 | 17,598 | 0.01% | 0.01% | 41 | -6,961 | -2.18% | Q1 2021 | May 14, 2021 |
| Swiss National Bank | History | Added to | 299,700 | 16,924 | 0.01% | 0.01% | 42 | +2,891 | 0.97% | Q1 2021 | May 07, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 295,901 | 16,710 | 0.04% | 0.0% | 43 | +279,121 | 1663.41% | Q1 2021 | May 17, 2021 |
| NATIXIS | History | Added to | 291,363 | 16,453 | 0.05% | 0.0% | 44 | +281,370 | 2815.67% | Q1 2021 | May 14, 2021 |
| Legal & General Group Plc | History | Reduced | 276,236 | 15,599 | 0.01% | 0.01% | 45 | -468,067 | -62.89% | Q1 2021 | May 17, 2021 |
| BALYASNY ASSET MANAGEMENT LLC | History | New | 270,332 | 15,266 | 0.08% | — | 46 | +270,332 | New | Q1 2021 | May 17, 2021 |
| FMR LLC | History | Added to | 250,871 | 14,167 | 0.0% | 0.0% | 47 | +245,983 | 5032.39% | Q1 2021 | May 14, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 250,829 | 14,164 | 0.0% | 0.0% | 48 | -182,834 | -42.16% | Q1 2021 | May 17, 2021 |
| BARCLAYS PLC | History | Added to | 242,067 | 13,670 | 0.01% | 0.0% | 49 | +159,318 | 192.53% | Q1 2021 | May 13, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 239,980 | 13,552 | 0.02% | 0.01% | 50 | -261 | -0.11% | Q1 2021 | May 18, 2021 |
| MARSHALL WACE, LLP | History | New | 230,855 | 13,036 | 0.06% | — | 51 | +230,855 | New | Q1 2021 | May 17, 2021 |
| RHUMBLINE ADVISERS | History | Reduced | 229,911 | 12,983 | 0.02% | 0.01% | 52 | -14,596 | -5.97% | Q1 2021 | May 06, 2021 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Reduced | 227,634 | 12,854 | 0.02% | 0.09% | 53 | -1,191,687 | -83.96% | Q1 2021 | May 28, 2021 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Added to | 212,426 | 11,996 | 0.08% | 0.0% | 54 | +201,970 | 1931.62% | Q1 2021 | May 14, 2021 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Added to | 208,951 | 11,799 | 0.09% | 0.06% | 55 | +44,700 | 27.21% | Q1 2021 | May 17, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Reduced | 206,128 | 11,640 | 0.01% | 0.0% | 56 | -2,854 | -1.37% | Q1 2021 | May 14, 2021 |
| Retirement Systems of Alabama | History | Reduced | 189,239 | 10,686 | 0.04% | 0.13% | 57 | -551,570 | -74.46% | Q1 2021 | Apr 15, 2021 |
| GRIMES & COMPANY, INC. | History | Reduced | 184,277 | 10,406 | 0.5% | 0.42% | 58 | -1,410 | -0.76% | Q1 2021 | May 12, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 180,460 | 10,191 | 0.01% | 0.01% | 59 | +42,088 | 30.42% | Q1 2021 | May 13, 2021 |
| GABELLI FUNDS LLC | History | New | 178,276 | 10,067 | 0.07% | — | 60 | +178,276 | New | Q1 2021 | May 14, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 177,800 | 10,040 | 0.01% | 0.03% | 61 | -406,176 | -69.55% | Q1 2021 | May 11, 2021 |
| STIFEL FINANCIAL CORP | History | Added to | 174,576 | 9,858 | 0.02% | 0.01% | 62 | +10,491 | 6.39% | Q1 2021 | May 14, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 172,149 | 9,721 | 0.02% | 0.02% | 63 | -11,590 | -6.31% | Q1 2021 | May 10, 2021 |
| Baird Financial Group, Inc. | History | Reduced | 170,747 | 9,642 | 0.03% | 0.03% | 64 | -66,618 | -28.07% | Q1 2021 | May 13, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 168,522 | 9,516 | 0.01% | 0.0% | 65 | +21,245 | 14.43% | Q1 2021 | May 04, 2021 |
| JANE STREET GROUP, LLC | History | Reduced | 162,701 | 9,187 | 0.0% | 0.0% | 66 | -15,586 | -8.74% | Q1 2021 | May 18, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 157,897 | 8,917 | 2.35% | 0.01% | 67 | -38,533 | -19.62% | Q1 2021 | May 24, 2021 |
| Qube Research & Technologies Ltd | History | Added to | 145,320 | 8,206 | 0.13% | 0.01% | 68 | +131,879 | 981.17% | Q1 2021 | May 14, 2021 |
| Calamos Advisors LLC | History | Added to | 137,679 | 7,775 | 0.04% | 0.02% | 69 | +56,632 | 69.88% | Q1 2021 | Apr 12, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 129,767 | 7,328 | 0.01% | 0.01% | 70 | -5,562 | -4.11% | Q1 2021 | May 03, 2021 |
| SEI INVESTMENTS CO | History | Reduced | 127,351 | 7,167 | 0.02% | 0.02% | 71 | -20,518 | -13.88% | Q1 2021 | May 12, 2021 |
| HSBC HOLDINGS PLC | History | Reduced | 124,478 | 7,015 | 0.01% | 0.01% | 72 | -114,244 | -47.86% | Q1 2021 | May 14, 2021 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 120,733 | 6,968 | 0.0% | 0.01% | 73 | -304,807 | -71.63% | Q1 2021 | May 13, 2021 |
| Chevy Chase Trust Holdings, Inc. | History | Reduced | 123,118 | 6,953 | 0.02% | 0.08% | 74 | -408,418 | -76.84% | Q1 2021 | Apr 22, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 118,787 | 6,707 | 8.35% | 8.93% | 75 | +19,779 | 19.98% | Q1 2021 | Jun 14, 2024 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Added to | 118,045 | 6,665 | 17.62% | 0.0% | 76 | +104,028 | 742.16% | Q1 2021 | Feb 11, 2022 |
| FIRST TRUST ADVISORS LP | History | Reduced | 114,797 | 6,483 | 0.01% | 0.01% | 77 | -47,372 | -29.21% | Q1 2021 | May 14, 2021 |
| EARNEST PARTNERS LLC | History | Reduced | 110,954 | 6,266 | 0.04% | 0.75% | 78 | -2,357,663 | -95.51% | Q1 2021 | May 17, 2021 |
| LMR Partners LLP | History | New | 109,463 | 6,181 | 0.15% | — | 79 | +109,463 | New | Q1 2021 | May 17, 2021 |
| NOMURA HOLDINGS INC | History | Added to | 103,532 | 5,844 | 0.01% | 0.0% | 80 | +47,214 | 83.83% | Q1 2021 | May 17, 2021 |
| 1832 Asset Management L.P. | History | Reduced | 94,300 | 5,309 | 0.01% | 0.01% | 81 | -28,900 | -23.46% | Q1 2021 | May 17, 2021 |
| Russell Investments Group, Ltd. | History | Reduced | 90,644 | 5,117 | 0.01% | 0.04% | 82 | -412,142 | -81.97% | Q1 2021 | May 10, 2021 |
| Alberta Investment Management Corp | History | Added to | 89,800 | 5,071 | 0.05% | 0.01% | 83 | +67,800 | 308.18% | Q1 2021 | May 07, 2021 |
| CITADEL ADVISORS LLC | History | Reduced | 87,892 | 4,963 | 71.29% | 0.0% | 84 | -140,547 | -61.52% | Q1 2021 | May 21, 2021 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | History | Reduced | 83,373 | 4,708 | 0.09% | 0.09% | 85 | -3,358 | -3.87% | Q1 2021 | May 13, 2021 |
| State of New Jersey Common Pension Fund D | History | Reduced | 82,678 | 4,669 | 0.02% | 0.01% | 86 | -5,102 | -5.81% | Q1 2021 | Apr 27, 2021 |
| Asset Management One Co., Ltd. | History | Reduced | 76,892 | 4,342 | 0.02% | 0.01% | 87 | -5,869 | -7.09% | Q1 2021 | May 14, 2021 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 73,594 | 4,156 | 0.02% | 0.01% | 88 | +6,168 | 9.15% | Q1 2021 | May 14, 2021 |
| FIRST MANHATTAN CO | History | Reduced | 73,525 | 4,151 | 0.02% | 0.02% | 89 | -1,203 | -1.61% | Q1 2021 | May 14, 2021 |
| TRUIST FINANCIAL CORP | History | Reduced | 72,372 | 4,086 | 0.01% | 0.05% | 90 | -531,080 | -88.01% | Q1 2021 | May 17, 2021 |
| Twin Tree Management, LP | History | Added to | 67,322 | 3,802 | 0.01% | 0.01% | 91 | +21,489 | 46.89% | Q1 2021 | May 17, 2021 |
| RMB Capital Management, LLC | History | Reduced | 65,714 | 3,711 | 0.14% | 0.13% | 92 | -15,406 | -18.99% | Q1 2021 | May 12, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Added to | 63,848 | 3,606 | 0.0% | 0.0% | 93 | +51,286 | 408.26% | Q1 2021 | May 17, 2021 |
| Walleye Capital LLC | History | New | 61,957 | 3,499 | 0.2% | — | 94 | +61,957 | New | Q1 2021 | May 17, 2021 |
| Walleye Trading LLC | History | Reduced | 61,696 | 3,485 | 0.02% | 0.01% | 95 | -15,826 | -20.41% | Q1 2021 | May 17, 2021 |
| TORONTO DOMINION BANK | History | Added to | 61,591 | 3,478 | 0.01% | 0.0% | 96 | +6,532 | 11.86% | Q1 2021 | May 11, 2021 |
| Rockefeller Capital Management L.P. | History | Added to | 56,590 | 3,194 | 0.02% | 0.02% | 97 | +9,733 | 20.77% | Q1 2021 | May 11, 2021 |
| Squarepoint Ops LLC | History | Added to | 55,761 | 3,149 | 0.02% | 0.0% | 98 | +45,371 | 436.68% | Q1 2021 | May 17, 2021 |
| Perigon Wealth Management, LLC | History | Reduced | 55,215 | 3,118 | 0.32% | 0.3% | 99 | -3,204 | -5.48% | Q1 2021 | May 17, 2021 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 53,750 | 3,035 | 0.21% | 0.14% | 100 | +10,200 | 23.42% | Q1 2021 | Jul 27, 2022 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 52,897 | 2,987 | 0.26% | 0.17% | 101 | +18,932 | 55.74% | Q1 2021 | May 10, 2021 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 52,129 | 2,944 | 0.01% | 0.0% | 102 | -1,163 | -2.18% | Q1 2021 | May 17, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 51,653 | 2,916 | 0.02% | 0.0% | 103 | +50,892 | 6687.52% | Q1 2021 | May 13, 2021 |
| Brinker Capital Investments, LLC | History | Reduced | 47,855 | 2,702 | 0.04% | 0.07% | 104 | -57,157 | -54.43% | Q1 2021 | May 12, 2021 |
| Standard Life Aberdeen plc | History | Added to | 47,318 | 2,672 | 0.01% | 0.0% | 105 | +1,084 | 2.34% | Q1 2021 | May 06, 2021 |
| D. E. Shaw & Co., Inc. | History | Reduced | 39,557 | 2,234 | 0.0% | 0.01% | 106 | -112,801 | -74.04% | Q1 2021 | May 17, 2021 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 39,071 | 2,206 | 0.02% | 0.02% | 107 | -6,080 | -13.47% | Q1 2021 | May 13, 2021 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | History | Added to | 38,591 | 2,179 | 0.01% | 0.01% | 108 | +13,907 | 56.34% | Q1 2021 | May 06, 2021 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 38,374 | 2,167 | 0.01% | 0.02% | 109 | -86,024 | -69.15% | Q1 2021 | May 17, 2021 |
| Arizona State Retirement System | History | Added to | 38,176 | 2,156 | 0.02% | 0.02% | 110 | +150 | 0.39% | Q1 2021 | May 06, 2021 |
| APG Asset Management N.V. | History | Reduced | 43,530 | 2,091 | 0.0% | 0.01% | 111 | -49,608 | -53.26% | Q1 2021 | May 14, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 33,893 | 1,914 | 0.01% | 0.01% | 112 | +12,185 | 56.13% | Q1 2021 | May 13, 2021 |
| STATE OF MICHIGAN RETIREMENT SYSTEM | History | Reduced | 32,916 | 1,859 | 0.01% | 0.01% | 113 | -100 | -0.3% | Q1 2021 | Jul 27, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 32,768 | 1,852 | 0.0% | 0.0% | 114 | -6,014 | -15.51% | Q1 2021 | May 13, 2021 |
| MetLife Investment Management, LLC | History | Reduced | 31,273 | 1,765 | 0.47% | 0.35% | 115 | -575 | -1.81% | Q1 2021 | May 17, 2024 |
| HM PAYSON & CO | History | Reduced | 29,110 | 1,644 | 0.04% | 0.04% | 116 | -2,709 | -8.51% | Q1 2021 | Jun 15, 2021 |
| MOORE CAPITAL MANAGEMENT, LP | History | New | 28,607 | 1,615 | 38.0% | — | 117 | +28,607 | New | Q1 2021 | Aug 16, 2021 |
| USS Investment Management Ltd | History | No change | 27,312 | 1,542 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q1 2021 | May 12, 2021 |
| TD ASSET MANAGEMENT INC | History | Added to | 25,848 | 1,460 | 0.0% | 0.0% | 119 | +300 | 1.17% | Q1 2021 | May 14, 2021 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Added to | 25,787 | 1,456 | 0.03% | 0.02% | 120 | +6,284 | 32.22% | Q1 2021 | May 14, 2021 |
| COMERICA BANK | History | Reduced | 24,294 | 1,447 | 0.01% | 0.01% | 121 | -1,287 | -5.03% | Q1 2021 | Apr 28, 2021 |
| Utah Retirement Systems | History | Reduced | 25,026 | 1,413 | 0.02% | 0.02% | 122 | -1,100 | -4.21% | Q1 2021 | May 17, 2021 |
| ExodusPoint Capital Management, LP | History | Reduced | 24,438 | 1,380 | 0.02% | 0.02% | 123 | -14,114 | -36.61% | Q1 2021 | May 17, 2021 |
| State of Tennessee, Treasury Department | History | Reduced | 23,336 | 1,318 | 0.01% | 0.0% | 124 | -201 | -0.85% | Q1 2021 | May 10, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 23,130 | 1,306 | 0.0% | 0.0% | 125 | -86 | -0.37% | Q1 2021 | May 07, 2021 |
| CIBC WORLD MARKETS CORP | History | Reduced | 23,071 | 1,303 | 0.01% | 0.01% | 126 | -1,094 | -4.53% | Q1 2021 | May 07, 2021 |
| COMMERCE BANK | History | Added to | 22,655 | 1,280 | 0.01% | 0.01% | 127 | +3,010 | 15.32% | Q1 2021 | May 05, 2021 |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | History | No change | 21,840 | 1,233 | 0.04% | 0.02% | 128 | 0 | 0.0% | Q1 2021 | Apr 26, 2021 |
| MACKENZIE FINANCIAL CORP | History | Reduced | 21,418 | 1,209 | 0.0% | 0.0% | 129 | -2,889 | -11.89% | Q1 2021 | May 14, 2021 |
| JANUS HENDERSON GROUP PLC | History | New | 21,297 | 1,203 | 0.0% | — | 130 | +21,297 | New | Q1 2021 | May 17, 2021 |
| SIMPLEX TRADING, LLC | History | Reduced | 20,189 | 1,140 | 0.0% | 0.0% | 131 | -12,558 | -38.35% | Q1 2021 | Apr 26, 2021 |
| Rafferty Asset Management, LLC | History | Reduced | 18,942 | 1,070 | 0.01% | 0.01% | 132 | -1,173 | -5.83% | Q1 2021 | May 10, 2021 |
| Advisors Asset Management, Inc. | History | Reduced | 18,200 | 1,028 | 0.02% | 0.01% | 133 | -296 | -1.6% | Q1 2021 | May 07, 2021 |
| Skandinaviska Enskilda Banken AB (publ) | History | New | 18,000 | 1,016 | 0.01% | — | 134 | +18,000 | New | Q1 2021 | May 14, 2021 |
| ProShare Advisors LLC | History | Reduced | 17,012 | 961 | 0.0% | 0.01% | 135 | -59,904 | -77.88% | Q1 2021 | May 14, 2021 |
| HighTower Advisors, LLC | History | Reduced | 16,578 | 928 | 0.0% | 0.04% | 136 | -180,667 | -91.6% | Q1 2021 | May 10, 2021 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Added to | 16,414 | 927 | 0.01% | 0.01% | 137 | +27 | 0.16% | Q1 2021 | May 12, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 15,306 | 864 | 0.0% | 0.0% | 138 | -1,940 | -11.25% | Q1 2021 | May 04, 2021 |
| NewEdge Wealth, LLC | History | New | 15,267 | 862 | 0.09% | — | 139 | +15,267 | New | Q1 2021 | May 13, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Added to | 14,935 | 843 | 0.0% | 0.0% | 140 | +1,141 | 8.27% | Q1 2021 | May 12, 2021 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 14,851 | 839 | 0.0% | 0.0% | 141 | +2,681 | 22.03% | Q1 2021 | May 11, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 14,309 | 808 | 0.0% | 0.0% | 142 | -529 | -3.57% | Q1 2021 | May 03, 2021 |
| GAMCO INVESTORS, INC. ET AL | History | New | 13,184 | 745 | 0.01% | — | 143 | +13,184 | New | Q1 2021 | May 14, 2021 |
| Wealthfront Advisers LLC | History | New | 12,771 | 721 | 0.0% | — | 144 | +12,771 | New | Q1 2021 | May 14, 2021 |
| GROUP ONE TRADING, L.P. | History | Added to | 12,330 | 696 | 0.0% | 0.0% | 145 | +9,516 | 338.17% | Q1 2021 | May 12, 2021 |
| LPL Financial LLC | History | Reduced | 12,304 | 695 | 0.0% | 0.0% | 146 | -3,100 | -20.12% | Q1 2021 | May 14, 2021 |
| Pacer Advisors, Inc. | History | Reduced | 11,785 | 665 | 0.01% | 0.01% | 147 | -1,836 | -13.48% | Q1 2021 | Apr 05, 2021 |
| US BANCORP \DE\ | History | Reduced | 11,616 | 656 | 0.0% | 0.0% | 148 | -13,377 | -53.52% | Q1 2021 | Apr 28, 2021 |
| CIBC Asset Management Inc | History | Reduced | 11,365 | 642 | 0.0% | 0.0% | 149 | -265 | -2.28% | Q1 2021 | May 14, 2021 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Added to | 11,063 | 625 | 0.01% | 0.01% | 150 | +583 | 5.56% | Q1 2021 | Apr 20, 2021 |
| Norinchukin Bank, The | History | Added to | 10,915 | 616 | 0.01% | 0.01% | 151 | +181 | 1.69% | Q1 2021 | May 12, 2021 |
| Advisors Capital Management, LLC | History | No change | 10,588 | 597 | 0.02% | 0.02% | 152 | 0 | 0.0% | Q1 2021 | May 12, 2021 |
| Gotham Asset Management, LLC | History | Reduced | 10,281 | 581 | 0.03% | 0.09% | 153 | -51,316 | -83.31% | Q1 2021 | May 17, 2021 |
| Sigma Planning Corp | History | Reduced | 10,147 | 573 | 0.02% | 0.02% | 154 | -259 | -2.49% | Q1 2021 | May 06, 2021 |
| Maryland State Retirement & Pension System | History | New | 9,941 | 561 | 0.02% | — | 155 | +9,941 | New | Q1 2021 | May 10, 2021 |
| GLENMEDE TRUST CO NA | History | Reduced | 9,864 | 556 | 0.0% | 0.02% | 156 | -84,259 | -89.52% | Q1 2021 | May 18, 2021 |
| Tower Research Capital LLC (TRC) | History | Added to | 9,825 | 555 | 0.01% | 0.01% | 157 | +2,527 | 34.63% | Q1 2021 | May 17, 2021 |
| EXCHANGE TRADED CONCEPTS, LLC | History | New | 9,115 | 515 | 0.02% | — | 158 | +9,115 | New | Q1 2021 | Apr 20, 2021 |
| Caption Management, LLC | History | Reduced | 8,900 | 503 | 0.01% | 0.01% | 159 | -2,100 | -19.09% | Q1 2021 | May 17, 2021 |
| ING GROEP NV | History | Reduced | 8,689 | 491 | 0.01% | 0.01% | 160 | -10 | -0.11% | Q1 2021 | May 12, 2021 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 8,500 | 480 | 0.0% | 0.01% | 161 | -88,500 | -91.24% | Q1 2021 | May 17, 2021 |
| BROWN ADVISORY INC | History | Added to | 8,233 | 465 | 0.0% | 0.0% | 162 | +229 | 2.86% | Q1 2021 | May 14, 2021 |
| Louisiana State Employees Retirement System | History | No change | 8,100 | 457 | 0.01% | 0.01% | 163 | 0 | 0.0% | Q1 2021 | Apr 14, 2021 |
| Kentucky Retirement Systems | History | Reduced | 8,036 | 454 | 0.02% | 0.02% | 164 | -159 | -1.94% | Q1 2021 | May 14, 2021 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 7,966 | 450 | 0.0% | 0.0% | 165 | +2,675 | 50.56% | Q1 2021 | Aug 10, 2021 |
| Kestra Advisory Services, LLC | History | Added to | 7,854 | 444 | 0.01% | 0.0% | 166 | +1,436 | 22.37% | Q1 2021 | Jul 27, 2022 |
| Crossmark Global Holdings, Inc. | History | Reduced | 7,750 | 438 | 0.01% | 0.01% | 167 | -254 | -3.17% | Q1 2021 | Apr 15, 2021 |
| M&T BANK CORP | History | Reduced | 6,294 | 356 | 0.0% | 0.0% | 168 | -8,029 | -56.06% | Q1 2021 | May 06, 2021 |
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | History | Reduced | 5,949 | 336 | 0.29% | 0.28% | 169 | -1,249 | -17.35% | Q1 2021 | Jun 20, 2024 |
| XPONANCE, INC. | History | Reduced | 5,491 | 310 | 0.01% | 0.01% | 170 | -331 | -5.69% | Q1 2021 | May 10, 2021 |
| Sequoia Financial Advisors, LLC | History | No change | 5,296 | 299 | 0.01% | 0.01% | 171 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| MAI Capital Management | History | Added to | 4,958 | 280 | 0.01% | 0.01% | 172 | +113 | 2.33% | Q1 2021 | May 10, 2021 |
| AMERICAN CENTURY COMPANIES INC | History | New | 4,903 | 277 | 0.0% | — | 173 | +4,903 | New | Q1 2021 | May 14, 2021 |
| Assenagon Asset Management S.A. | History | Reduced | 4,796 | 271 | 0.0% | 0.03% | 174 | -158,192 | -97.06% | Q1 2021 | Apr 26, 2021 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 4,725 | 267 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q1 2021 | Apr 26, 2021 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 4,596 | 260 | 0.0% | 0.05% | 176 | -1,665,019 | -99.72% | Q1 2021 | Apr 30, 2021 |
| Schonfeld Strategic Advisors LLC | History | New | 4,300 | 243 | 0.0% | — | 177 | +4,300 | New | Q1 2021 | May 17, 2021 |
| RiverFront Investment Group, LLC | History | Reduced | 4,288 | 242 | 0.01% | 0.01% | 178 | -1,018 | -19.19% | Q1 2021 | Apr 29, 2021 |
| MACQUARIE GROUP LTD | History | Reduced | 4,078 | 230 | 0.0% | 0.0% | 179 | -1,222 | -23.06% | Q1 2021 | May 14, 2021 |
| BAHL & GAYNOR INC | History | New | 3,935 | 222 | 0.0% | — | 180 | +3,935 | New | Q1 2021 | May 11, 2021 |
| D.A. DAVIDSON & CO. | History | New | 3,914 | 221 | 0.0% | — | 181 | +3,914 | New | Q1 2021 | May 07, 2021 |
| Horizon Investments, LLC | History | New | 3,874 | 219 | 0.01% | — | 182 | +3,874 | New | Q1 2021 | May 14, 2021 |
| CULLEN/FROST BANKERS, INC. | History | No change | 3,640 | 206 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q1 2021 | May 05, 2021 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 3,539 | 200 | 0.0% | 0.0% | 184 | -1,608 | -31.24% | Q1 2021 | May 13, 2021 |
| Geneos Wealth Management Inc. | History | Added to | 2,926 | 175 | 0.0% | 0.0% | 185 | +196 | 7.18% | Q1 2021 | Jun 17, 2021 |
| Ancora Advisors, LLC | History | New | 2,000 | 113 | 0.0% | — | 186 | +2,000 | New | Q1 2021 | Nov 12, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 1,217 | 69 | 0.0% | 0.0% | 187 | +136 | 12.58% | Q1 2021 | May 17, 2021 |
| Robeco Institutional Asset Management B.V. | History | No change | 1,131 | 64 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q1 2021 | Dec 01, 2022 |
| Valeo Financial Advisors, LLC | History | New | 864 | 49 | 0.0% | — | 189 | +864 | New | Q1 2021 | Apr 12, 2021 |
| FIFTH THIRD BANCORP | History | Added to | 848 | 48 | 0.0% | 0.0% | 190 | +4 | 0.47% | Q1 2021 | May 07, 2021 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 678 | 38 | 0.0% | 0.0% | 191 | -3,497 | -83.76% | Q1 2021 | May 17, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 580 | 32 | 0.0% | 0.0% | 192 | -152 | -20.77% | Q1 2021 | May 14, 2021 |
| Parallel Advisors, LLC | History | Added to | 547 | 31 | 0.0% | 0.0% | 194 | +174 | 46.65% | Q1 2021 | Apr 23, 2021 |
| SIGNATUREFD, LLC | History | No change | 554 | 31 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q1 2021 | Apr 30, 2021 |
| Caldwell Trust Co | History | No change | 423 | 23 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q1 2021 | Oct 02, 2025 |
| WHITTIER TRUST CO | History | New | 255 | 14 | 0.0% | — | 196 | +255 | New | Q1 2021 | Apr 26, 2021 |
| HARBOUR INVESTMENTS, INC. | History | New | 229 | 13 | 0.0% | — | 197 | +229 | New | Q1 2021 | Aug 17, 2021 |
| Federation des caisses Desjardins du Quebec | History | No change | 175 | 9 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q1 2021 | Aug 30, 2024 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 145 | 8 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q1 2021 | Feb 14, 2024 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 81 | 5 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q1 2021 | Apr 14, 2021 |
| IFP Advisors, Inc | History | Reduced | 87 | 4 | 0.0% | 0.0% | 202 | -34 | -28.1% | Q1 2021 | Apr 30, 2021 |
| HUNTINGTON NATIONAL BANK | History | No change | 68 | 4 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q1 2021 | Apr 12, 2021 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 21 | 1 | 0.0% | — | 203 | +21 | New | Q1 2021 | May 13, 2021 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 18 | 1 | 0.0% | — | 204 | +13 | 260.0% | Q1 2021 | May 14, 2021 |
| Gradient Investments LLC | History | No change | 14 | 1 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q1 2021 | Apr 21, 2021 |
| EVOKE WEALTH, LLC | History | No change | 10 | 1 | 0.0% | — | 206 | 0 | 0.0% | Q1 2021 | May 13, 2021 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.02% | — | -2,741,185 | -100.0% | Q4 2020 | Feb 12, 2021 |
| ARK Investment Management LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -1,472,422 | -100.0% | Q4 2020 | Feb 12, 2021 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -1,156,381 | -100.0% | Q4 2020 | Feb 11, 2021 |
| ROYCE & ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.41% | — | -1,131,638 | -100.0% | Q4 2020 | Feb 08, 2021 |
| Polar Capital Holdings Plc | History | Closed out | 0 | 0 | — | 0.28% | — | -1,050,468 | -100.0% | Q4 2020 | Feb 16, 2021 |
| FRONTIER CAPITAL MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -749,851 | -100.0% | Q4 2020 | Jan 19, 2021 |
| ANCHOR CAPITAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.59% | — | -591,503 | -100.0% | Q4 2020 | Feb 08, 2021 |
| Nikko Asset Management Americas, Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -515,228 | -100.0% | Q4 2020 | Feb 11, 2021 |
| WCM INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -450,741 | -100.0% | Q4 2020 | Feb 23, 2021 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.02% | — | -383,172 | -100.0% | Q4 2020 | Feb 12, 2021 |
| DEPRINCE RACE & ZOLLO INC | History | Closed out | 0 | 0 | — | 0.43% | — | -310,757 | -100.0% | Q4 2020 | Feb 16, 2021 |
| WORLDQUANT MILLENNIUM ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -221,085 | -100.0% | Q4 2020 | Feb 16, 2021 |
| Allianz Asset Management GmbH | History | Closed out | 0 | 0 | — | 128.75% | — | -219,379 | -100.0% | Q4 2020 | May 23, 2024 |
| Holocene Advisors, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -107,360 | -100.0% | Q4 2020 | Feb 16, 2021 |
| Mondrian Investment Partners LTD | History | Closed out | 0 | 0 | — | 0.11% | — | -99,019 | -100.0% | Q4 2020 | Feb 11, 2021 |
| Madison Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -75,184 | -100.0% | Q4 2020 | Feb 12, 2021 |
| CAPITAL INTERNATIONAL INC /CA/ | History | Closed out | 0 | 0 | — | 0.03% | — | -73,747 | -100.0% | Q4 2020 | Feb 16, 2021 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -68,343 | -100.0% | Q4 2020 | Feb 16, 2021 |
| Ensign Peak Advisors, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -56,055 | -100.0% | Q4 2020 | Feb 12, 2021 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.05% | — | -51,889 | -100.0% | Q4 2020 | Feb 11, 2021 |
| Swiss Life Asset Management Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -48,548 | -100.0% | Q4 2020 | Dec 29, 2025 |
| OPPENHEIMER ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -44,592 | -100.0% | Q4 2020 | Feb 11, 2021 |
| MAVERICK CAPITAL LTD | History | Closed out | 0 | 0 | — | 0.03% | — | -40,185 | -100.0% | Q4 2020 | Feb 16, 2021 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -31,225 | -100.0% | Q4 2020 | Feb 12, 2021 |
| BANQUE PICTET & CIE SA | History | Closed out | 0 | 0 | — | 0.02% | — | -31,052 | -100.0% | Q4 2020 | Feb 10, 2021 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -27,258 | -100.0% | Q4 2020 | Feb 16, 2021 |
| CIBC Private Wealth Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,789 | -100.0% | Q4 2020 | Feb 12, 2021 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,546 | -100.0% | Q4 2020 | Feb 01, 2021 |
| Bank Julius Baer & Co. Ltd, Zurich | History | Closed out | 0 | 0 | — | 0.01% | — | -19,598 | -100.0% | Q4 2020 | Feb 24, 2021 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.21% | — | -11,529 | -100.0% | Q4 2020 | Feb 05, 2021 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.02% | — | -9,290 | -100.0% | Q4 2020 | Feb 16, 2021 |
| SEGALL BRYANT & HAMILL, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,789 | -100.0% | Q4 2020 | Feb 12, 2021 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -8,551 | -100.0% | Q4 2020 | Feb 09, 2021 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -8,157 | -100.0% | Q4 2020 | Feb 12, 2021 |
| FEDERATED HERMES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,370 | -100.0% | Q4 2020 | Feb 12, 2021 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.01% | — | -6,297 | -100.0% | Q4 2020 | Feb 17, 2021 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,935 | -100.0% | Q4 2020 | Feb 16, 2021 |
| CIBC World Markets Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,893 | -100.0% | Q4 2020 | Feb 08, 2021 |
| Meiji Yasuda Life Insurance Co | History | Closed out | 0 | 0 | — | 0.0% | — | -5,611 | -100.0% | Q4 2020 | Feb 12, 2021 |
| OLD NATIONAL BANCORP /IN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -5,439 | -100.0% | Q4 2020 | Jan 19, 2021 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -4,953 | -100.0% | Q4 2020 | Jan 10, 2025 |
| CAPITAL INTERNATIONAL SARL | History | Closed out | 0 | 0 | — | 0.02% | — | -4,837 | -100.0% | Q4 2020 | Feb 16, 2021 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,676 | -100.0% | Q4 2020 | Feb 12, 2021 |
| Toroso Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,644 | -100.0% | Q4 2020 | Feb 16, 2021 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -544 | -100.0% | Q4 2020 | Feb 09, 2021 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2020 | Jan 29, 2021 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2020 | Jan 13, 2021 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2020 | Feb 09, 2021 |
| ASSOCIATED BANC-CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q4 2020 | Feb 11, 2021 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -39 | -100.0% | Q4 2020 | Feb 08, 2021 |