Mandiant, Inc. - 31816Q101
Detailed investor-level table based on 13F positions.
Early Q4 2021 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 21,977,218 | 391,194 | 0.01% | 0.01% | 1 | -9,004 | -0.04% | Q3 2021 | Nov 12, 2021 |
| FMR LLC | History | Added to | 19,106,482 | 340,095 | 0.03% | 0.03% | 2 | +11,326 | 0.06% | Q3 2021 | Feb 14, 2022 |
| Allianz Asset Management GmbH | History | Reduced | 13,692,029 | 243,718 | 70.17% | 29.73% | 3 | -66,821 | -0.49% | Q3 2021 | May 23, 2024 |
| Clearbridge Investments, LLC | History | Reduced | 13,326,214 | 237,207 | 0.17% | 0.19% | 4 | -202,481 | -1.5% | Q3 2021 | Nov 12, 2021 |
| FIRST TRUST ADVISORS LP | History | Added to | 9,248,229 | 164,618 | 0.18% | 0.15% | 5 | +2,556,525 | 38.2% | Q3 2021 | Nov 15, 2021 |
| Invesco Ltd. | History | Reduced | 6,498,579 | 115,674 | 0.03% | 0.03% | 6 | -4,043 | -0.06% | Q3 2021 | Nov 15, 2021 |
| MUFG Securities EMEA plc | History | Added to | 5,612,812 | 99,908 | 1.12% | 0.04% | 7 | +5,381,279 | 2324.2% | Q3 2021 | Nov 12, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 5,000,087 | 89,000 | 0.01% | 0.01% | 8 | -257,070 | -4.89% | Q3 2021 | Nov 15, 2021 |
| Legal & General Group Plc | History | Added to | 4,235,611 | 75,393 | 0.02% | 0.02% | 9 | +701,357 | 19.84% | Q3 2021 | Nov 15, 2021 |
| STATE STREET CORP | History | Added to | 3,970,277 | 70,671 | 0.0% | 0.0% | 10 | +31,078 | 0.79% | Q3 2021 | Nov 15, 2021 |
| MORGAN STANLEY | History | Reduced | 3,834,236 | 68,249 | 0.01% | 0.01% | 11 | -552,717 | -12.6% | Q3 2021 | Nov 15, 2021 |
| Stephens Investment Management Group LLC | History | Reduced | 3,573,477 | 63,608 | 0.87% | 0.99% | 12 | -11,183 | -0.31% | Q3 2021 | Oct 27, 2021 |
| GOLDMAN SACHS GROUP INC | History | Added to | 3,314,325 | 58,995 | 0.01% | 0.01% | 13 | +187,414 | 5.99% | Q3 2021 | Jan 20, 2022 |
| Neuberger Berman Group LLC | History | Reduced | 3,282,941 | 58,414 | 0.05% | 0.06% | 14 | -106,576 | -3.14% | Q3 2021 | Nov 12, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 2,816,796 | 50,139 | 0.01% | 0.01% | 15 | +146,239 | 5.48% | Q3 2021 | Nov 15, 2021 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 1,850,600 | 32,941 | 0.09% | 0.1% | 16 | -48,600 | -2.56% | Q3 2021 | Nov 15, 2021 |
| D. E. Shaw & Co., Inc. | History | Added to | 1,816,571 | 32,336 | 0.03% | 0.01% | 17 | +967,929 | 114.06% | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,786,305 | 31,796 | 0.01% | 0.01% | 18 | +24,400 | 1.38% | Q3 2021 | Nov 15, 2021 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 1,739,965 | 30,971 | 0.08% | 0.06% | 19 | +589,636 | 51.26% | Q3 2021 | Nov 15, 2021 |
| CITADEL ADVISORS LLC | History | Reduced | 1,640,845 | 29,207 | 18.6% | 0.01% | 20 | -829,131 | -33.57% | Q3 2021 | Mar 11, 2022 |
| HSBC HOLDINGS PLC | History | Added to | 1,614,941 | 28,794 | 0.03% | 0.02% | 21 | +852,166 | 111.72% | Q3 2021 | Nov 12, 2021 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,509,996 | 26,877 | 0.01% | 0.01% | 22 | +357,164 | 30.98% | Q3 2021 | Nov 12, 2021 |
| Fisher Asset Management, LLC | History | Added to | 1,269,234 | 22,592 | 0.01% | 0.02% | 23 | +794 | 0.06% | Q3 2021 | Oct 26, 2021 |
| PINNACLE ASSOCIATES LTD | History | Reduced | 1,223,300 | 21,775 | 0.4% | 0.46% | 24 | -34,870 | -2.77% | Q3 2021 | Oct 19, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 1,180,507 | 21,014 | 0.01% | 0.01% | 25 | -70,567 | -5.64% | Q3 2021 | Nov 16, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 1,167,646 | 20,785 | 0.0% | 0.0% | 26 | -41,587 | -3.44% | Q3 2021 | Nov 15, 2021 |
| JANE STREET GROUP, LLC | History | Reduced | 1,029,707 | 18,328 | 0.01% | 0.01% | 27 | -444,533 | -30.15% | Q3 2021 | Nov 16, 2021 |
| GLENMEDE TRUST CO NA | History | Reduced | 935,419 | 16,649 | 0.09% | 0.1% | 28 | -11,608 | -1.23% | Q3 2021 | Nov 15, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 852,944 | 15,183 | 0.0% | 0.0% | 29 | -279,216 | -24.66% | Q3 2021 | Nov 18, 2021 |
| UBS Group AG | History | Added to | 660,612 | 11,758 | 0.0% | 0.0% | 30 | +95,268 | 16.85% | Q3 2021 | Nov 15, 2021 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 638,389 | 11,363 | 0.03% | 0.1% | 31 | -1,497,517 | -70.11% | Q3 2021 | Nov 15, 2021 |
| Swiss National Bank | History | No change | 525,900 | 9,361 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q3 2021 | Nov 08, 2021 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 524,298 | 9,333 | 0.01% | 0.01% | 33 | -14,211 | -2.64% | Q3 2021 | Nov 10, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 449,044 | 7,994 | 0.0% | 0.0% | 34 | -94,768 | -17.43% | Q3 2021 | Nov 15, 2021 |
| BANK OF NOVA SCOTIA | History | Added to | 444,644 | 7,915 | 0.01% | 0.01% | 35 | +44,400 | 11.09% | Q3 2021 | Nov 12, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 436,975 | 7,778 | 0.05% | 0.05% | 36 | +87 | 0.02% | Q3 2021 | Nov 15, 2021 |
| JANUS HENDERSON GROUP PLC | History | New | 412,618 | 7,344 | 0.0% | — | 37 | +412,618 | New | Q3 2021 | Nov 16, 2021 |
| BARCLAYS PLC | History | Reduced | 386,919 | 6,887 | 0.0% | 0.01% | 38 | -188,870 | -32.8% | Q3 2021 | Nov 09, 2021 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 381,960 | 6,715 | 0.01% | 0.01% | 39 | +1,687 | 0.44% | Q3 2021 | Nov 01, 2021 |
| CITIGROUP INC | History | Reduced | 365,681 | 6,508 | 0.0% | 0.01% | 40 | -121,377 | -24.92% | Q3 2021 | Nov 10, 2021 |
| Vontobel Holding Ltd. | History | Added to | 349,364 | 6,219 | 0.05% | 0.06% | 41 | +19,948 | 6.06% | Q3 2021 | Oct 29, 2021 |
| BANK OF MONTREAL /CAN/ | History | Added to | 332,571 | 6,014 | 0.0% | 0.0% | 42 | +7,874 | 2.43% | Q3 2021 | Nov 12, 2021 |
| JPMORGAN CHASE & CO | History | Reduced | 323,883 | 5,765 | 0.0% | 0.0% | 43 | -32,502 | -9.12% | Q3 2021 | Nov 12, 2021 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 290,218 | 5,102 | 0.01% | 0.03% | 44 | -581,610 | -66.71% | Q3 2021 | Nov 15, 2021 |
| Asset Management One Co., Ltd. | History | Added to | 276,178 | 4,915 | 0.02% | 0.01% | 45 | +110,349 | 66.54% | Q3 2021 | Nov 02, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 253,996 | 4,520 | 0.0% | 0.0% | 46 | -24,199 | -8.7% | Q3 2021 | Nov 15, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 250,314 | 4,456 | 0.0% | 0.01% | 47 | +814 | 0.33% | Q3 2021 | Nov 02, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 238,973 | 4,254 | 0.01% | 0.01% | 48 | -1,316 | -0.55% | Q3 2021 | Nov 08, 2021 |
| STIFEL FINANCIAL CORP | History | Reduced | 224,841 | 4,002 | 0.01% | 0.01% | 49 | -55,131 | -19.69% | Q3 2021 | Nov 15, 2021 |
| RHUMBLINE ADVISERS | History | Reduced | 211,140 | 3,758 | 0.01% | 0.01% | 50 | -13,530 | -6.02% | Q3 2021 | Nov 12, 2021 |
| LPL Financial LLC | History | Added to | 210,637 | 3,749 | 0.0% | 0.0% | 51 | +42,948 | 25.61% | Q3 2021 | Nov 15, 2021 |
| Assenagon Asset Management S.A. | History | Added to | 206,252 | 3,671 | 0.01% | 0.01% | 52 | +50,274 | 32.23% | Q3 2021 | Oct 19, 2021 |
| IMC-Chicago, LLC | History | Added to | 198,097 | 3,525 | 0.0% | 0.0% | 53 | +165,433 | 506.47% | Q3 2021 | Nov 05, 2021 |
| GROUP ONE TRADING, L.P. | History | Added to | 193,089 | 3,437 | 0.0% | 0.0% | 54 | +19,953 | 11.52% | Q3 2021 | Nov 12, 2021 |
| SIMPLEX TRADING, LLC | History | Reduced | 143,305 | 2,891 | 0.0% | 0.0% | 55 | -2,541 | -1.74% | Q3 2021 | Oct 28, 2021 |
| SEI INVESTMENTS CO | History | Added to | 159,384 | 2,844 | 0.01% | 0.0% | 56 | +111,749 | 234.59% | Q3 2021 | Nov 12, 2021 |
| Rafferty Asset Management, LLC | History | Added to | 159,231 | 2,834 | 0.02% | 0.02% | 57 | +18,702 | 13.31% | Q3 2021 | Nov 10, 2021 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | No change | 150,000 | 2,670 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 128,064 | 2,280 | 0.01% | 0.01% | 59 | +51,107 | 66.41% | Q3 2021 | Nov 15, 2021 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Added to | 126,000 | 2,243 | 0.0% | 0.0% | 60 | +123,702 | 5383.03% | Q3 2021 | Nov 15, 2021 |
| US BANCORP \DE\ | History | Added to | 125,679 | 2,236 | 0.0% | 0.0% | 61 | +10,377 | 9.0% | Q3 2021 | Nov 10, 2021 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 120,611 | 2,146 | 0.0% | — | 62 | +120,611 | New | Q3 2021 | Nov 15, 2021 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 116,795 | 2,079 | 0.02% | 0.02% | 63 | +520 | 0.45% | Q3 2021 | Nov 12, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 116,629 | 2,076 | 0.0% | 0.0% | 64 | -27 | -0.02% | Q3 2021 | Nov 10, 2021 |
| MAVERICK CAPITAL LTD | History | New | 104,003 | 1,851 | 0.02% | — | 65 | +104,003 | New | Q3 2021 | Nov 15, 2021 |
| Holocene Advisors, LP | History | New | 102,013 | 1,816 | 0.01% | — | 66 | +102,013 | New | Q3 2021 | Nov 15, 2021 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 85,592 | 1,523 | 0.01% | 0.02% | 67 | -10,237 | -10.68% | Q3 2021 | Nov 12, 2021 |
| DEUTSCHE BANK AG\ | History | Added to | 80,917 | 1,440 | 0.0% | 0.0% | 68 | +5,342 | 7.07% | Q3 2021 | Nov 04, 2021 |
| GABELLI FUNDS LLC | History | Added to | 77,400 | 1,378 | 0.01% | 0.01% | 69 | +4,900 | 6.76% | Q3 2021 | Nov 12, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 77,169 | 1,373 | 0.0% | 0.0% | 70 | +5,183 | 7.2% | Q3 2021 | Oct 29, 2021 |
| D.A. DAVIDSON & CO. | History | Reduced | 66,400 | 1,182 | 0.01% | 0.02% | 71 | -16,500 | -19.9% | Q3 2021 | Nov 15, 2021 |
| Arizona State Retirement System | History | Added to | 64,951 | 1,156 | 0.01% | 0.01% | 72 | +98 | 0.15% | Q3 2021 | Nov 12, 2021 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 58,781 | 1,046 | 0.07% | 0.08% | 73 | +427 | 0.73% | Q3 2021 | Nov 15, 2021 |
| Kestra Advisory Services, LLC | History | Reduced | 56,021 | 997 | 0.01% | 0.01% | 74 | -2,276 | -3.9% | Q3 2021 | Jul 25, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 48,253 | 859 | 0.0% | 0.0% | 75 | +3,090 | 6.84% | Q3 2021 | Nov 05, 2021 |
| TRUIST FINANCIAL CORP | History | Reduced | 48,231 | 858 | 0.0% | 0.0% | 76 | -5,820 | -10.77% | Q3 2021 | Nov 05, 2021 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 48,002 | 854 | 0.0% | 0.0% | 77 | -561 | -1.16% | Q3 2021 | Nov 15, 2021 |
| Caption Management, LLC | History | Added to | 46,800 | 833 | 0.01% | 0.0% | 78 | +41,252 | 743.55% | Q3 2021 | Nov 12, 2021 |
| STEPHENS INC /AR/ | History | Reduced | 42,825 | 762 | 0.01% | 0.02% | 79 | -7,596 | -15.07% | Q3 2021 | Oct 27, 2021 |
| Evercore Wealth Management, LLC | History | No change | 35,000 | 623 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 33,780 | 601 | 0.01% | 0.01% | 81 | -11,200 | -24.9% | Q3 2021 | Nov 15, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 30,855 | 549 | 0.0% | 0.0% | 82 | -2,209 | -6.68% | Q3 2021 | Nov 02, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 29,381 | 523 | 0.0% | 0.0% | 83 | +1,392 | 4.97% | Q3 2021 | Nov 12, 2021 |
| OPPENHEIMER ASSET MANAGEMENT INC. | History | Added to | 28,909 | 515 | 0.01% | 0.01% | 84 | +518 | 1.82% | Q3 2021 | Nov 12, 2021 |
| OPPENHEIMER & CO INC | History | Reduced | 21,837 | 389 | 0.01% | 0.01% | 85 | -2,985 | -12.03% | Q3 2021 | Nov 12, 2021 |
| UMB BANK N A/MO | History | New | 21,270 | 379 | 0.01% | — | 86 | +21,270 | New | Q3 2021 | Oct 18, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 20,259 | 361 | 0.0% | 0.0% | 87 | -636 | -3.04% | Q3 2021 | Nov 09, 2021 |
| Simplify Asset Management Inc. | History | New | 19,538 | 348 | 0.02% | — | 88 | +19,538 | New | Q3 2021 | Nov 12, 2021 |
| Engineers Gate Manager LP | History | Reduced | 17,666 | 314 | 0.02% | 0.03% | 89 | -3,794 | -17.68% | Q3 2021 | Nov 15, 2021 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | History | Reduced | 17,102 | 300 | 0.01% | 0.01% | 90 | -11,421 | -40.04% | Q3 2021 | Nov 10, 2021 |
| Maryland State Retirement & Pension System | History | No change | 16,902 | 297 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q3 2021 | Oct 29, 2021 |
| Russell Investments Group, Ltd. | History | No change | 15,621 | 276 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2021 | Nov 08, 2021 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | No change | 15,000 | 267 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2021 | Nov 10, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 12,919 | 236 | 0.29% | 1.44% | 94 | -79,358 | -86.0% | Q3 2021 | Jun 14, 2024 |
| Steward Partners Investment Advisory, LLC | History | Added to | 12,870 | 229 | 0.0% | 0.0% | 95 | +124 | 0.97% | Q3 2021 | Nov 12, 2021 |
| ProShare Advisors LLC | History | Reduced | 12,555 | 223 | 0.0% | 0.0% | 96 | -163 | -1.28% | Q3 2021 | Nov 12, 2021 |
| Utah Retirement Systems | History | Added to | 12,200 | 217 | 0.0% | 0.0% | 97 | +400 | 3.39% | Q3 2021 | Nov 16, 2021 |
| GREAT LAKES ADVISORS, LLC | History | New | 11,675 | 208 | 0.0% | — | 98 | +11,675 | New | Q3 2021 | Nov 09, 2021 |
| Man Group plc | History | New | 11,173 | 198 | 0.0% | — | 99 | +11,173 | New | Q3 2021 | Nov 15, 2021 |
| Private Advisor Group, LLC | History | New | 10,344 | 184 | 0.0% | — | 100 | +10,344 | New | Q3 2021 | Oct 14, 2021 |
| Walleye Trading LLC | History | Reduced | 10,300 | 183 | 0.0% | 0.04% | 101 | -503,343 | -97.99% | Q3 2021 | Nov 15, 2021 |
| NOMURA HOLDINGS INC | History | Reduced | 9,909 | 177 | 0.0% | 0.0% | 102 | -47,691 | -82.8% | Q3 2021 | Nov 15, 2021 |
| Rockefeller Capital Management L.P. | History | Reduced | 6,411 | 114 | 0.0% | 0.0% | 103 | -259 | -3.88% | Q3 2021 | Nov 12, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 4,703 | 84 | 0.0% | 0.0% | 104 | -328 | -6.52% | Q3 2021 | Nov 15, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 3,922 | 69 | 0.0% | 0.0% | 105 | -190 | -4.62% | Q3 2021 | Nov 05, 2021 |
| Geneos Wealth Management Inc. | History | No change | 3,125 | 55 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2021 | Nov 09, 2021 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,799 | 50 | 0.0% | 0.01% | 107 | -7,921 | -73.89% | Q3 2021 | Nov 15, 2021 |
| Advisors Asset Management, Inc. | History | Reduced | 2,270 | 40 | 0.0% | 0.0% | 108 | -3,152 | -58.13% | Q3 2021 | Nov 12, 2021 |
| FIRST MANHATTAN CO | History | No change | 2,050 | 36 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| SIGNATUREFD, LLC | History | Reduced | 593 | 11 | 0.0% | 0.0% | 110 | -331 | -35.82% | Q3 2021 | Oct 28, 2021 |
| IFP Advisors, Inc | History | No change | 600 | 11 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q3 2021 | Oct 06, 2021 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 520 | 9 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 270 | 5 | 0.0% | — | 113 | +270 | New | Q3 2021 | Nov 01, 2021 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 200 | 4 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| FIFTH THIRD BANCORP | History | Reduced | 150 | 3 | 0.0% | 0.0% | 115 | -850 | -85.0% | Q3 2021 | Oct 15, 2021 |
| EVOKE WEALTH, LLC | History | No change | 133 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 100 | 1 | 0.0% | 0.0% | 120 | -2,000 | -95.24% | Q3 2021 | Aug 30, 2024 |
| HUNTINGTON NATIONAL BANK | History | New | 64 | 1 | 0.0% | — | 117 | +64 | New | Q3 2021 | Oct 28, 2021 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 58 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| EARNEST PARTNERS LLC | History | No change | 56 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,243,310 | -100.0% | Q2 2021 | Aug 13, 2021 |
| ArrowMark Colorado Holdings LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -2,897,120 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Parallax Volatility Advisers, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -1,661,633 | -100.0% | Q2 2021 | Aug 16, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,544,800 | -100.0% | Q2 2021 | Aug 13, 2021 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 1.03% | — | -1,312,205 | -100.0% | Q2 2021 | Aug 16, 2021 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 1.33% | — | -1,043,793 | -100.0% | Q2 2021 | Aug 25, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.01% | — | -519,821 | -100.0% | Q2 2021 | Aug 10, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -433,704 | -100.0% | Q2 2021 | Aug 16, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -401,517 | -100.0% | Q2 2021 | Aug 16, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -309,800 | -100.0% | Q2 2021 | Aug 13, 2021 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.11% | — | -273,420 | -100.0% | Q2 2021 | Aug 10, 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.0% | — | -167,824 | -100.0% | Q2 2021 | Aug 13, 2021 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.01% | — | -143,539 | -100.0% | Q2 2021 | Jul 23, 2021 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -134,436 | -100.0% | Q2 2021 | Aug 05, 2021 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -133,779 | -100.0% | Q2 2021 | Aug 16, 2021 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -131,885 | -100.0% | Q2 2021 | Aug 12, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -127,613 | -100.0% | Q2 2021 | Aug 04, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.04% | — | -117,045 | -100.0% | Q2 2021 | Aug 16, 2021 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -85,587 | -100.0% | Q2 2021 | Aug 06, 2021 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -72,528 | -100.0% | Q2 2021 | Aug 12, 2021 |
| abrdn plc | History | Closed out | 0 | 0 | — | 0.0% | — | -53,043 | -100.0% | Q2 2021 | Aug 10, 2021 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -51,015 | -100.0% | Q2 2021 | Jul 26, 2021 |
| NorthRock Partners, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -34,841 | -100.0% | Q2 2021 | Aug 12, 2021 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,915 | -100.0% | Q2 2021 | Jul 21, 2021 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -29,484 | -100.0% | Q2 2021 | Aug 05, 2021 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -23,565 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,856 | -100.0% | Q2 2021 | Aug 10, 2021 |
| CIBC Private Wealth Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,484 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -19,260 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,772 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,390 | -100.0% | Q2 2021 | Aug 12, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -12,671 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,494 | -100.0% | Q2 2021 | Aug 24, 2021 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.08% | — | -11,639 | -100.0% | Q2 2021 | Aug 12, 2021 |
| REGIONS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,517 | -100.0% | Q2 2021 | Jul 27, 2021 |
| XPONANCE, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,420 | -100.0% | Q2 2021 | Aug 12, 2021 |
| Sequoia Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,031 | -100.0% | Q2 2021 | Jul 27, 2021 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -6,708 | -100.0% | Q2 2021 | Aug 13, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,850 | -100.0% | Q2 2021 | Aug 11, 2021 |
| Amundi | History | Closed out | 0 | 0 | — | 0.0% | — | -5,600 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Ensign Peak Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -5,185 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,757 | -100.0% | Q2 2021 | Aug 06, 2021 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q2 2021 | Jul 28, 2021 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -892 | -100.0% | Q2 2021 | Aug 16, 2021 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 8 | 0 | — | 0.0% | — | -45 | -84.91% | Q3 2021 | Nov 10, 2021 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |