FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND - 33739M100
Detailed investor-level table based on 13F positions.
Early Q2 2024 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | No change | 1,965,760 | 15,057 | 0.26% | 0.27% | 1 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| MORGAN STANLEY | History | Reduced | 1,080,316 | 8,275 | 0.0% | 0.0% | 2 | -14,646 | -1.34% | Q1 2024 | Oct 17, 2024 |
| GOLDMAN SACHS GROUP INC | History | Added to | 917,792 | 7,030 | 0.0% | 0.0% | 3 | +591,305 | 181.11% | Q1 2024 | May 15, 2024 |
| Advisors Asset Management, Inc. | History | Reduced | 670,883 | 5,138 | 0.1% | 0.1% | 4 | -18,697 | -2.71% | Q1 2024 | May 14, 2024 |
| LPL Financial LLC | History | Reduced | 183,397 | 1,404 | 0.0% | 0.0% | 5 | -4,353 | -2.32% | Q1 2024 | May 10, 2024 |
| Invesco Ltd. | History | Added to | 132,350 | 1,013 | 0.0% | 0.0% | 6 | +992 | 0.76% | Q1 2024 | May 14, 2024 |
| ROYAL BANK OF CANADA | History | Added to | 126,577 | 970 | 0.0% | 0.0% | 7 | +80,790 | 176.45% | Q1 2024 | Nov 05, 2024 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 106,402 | 815 | 0.0% | 0.0% | 8 | -14,000 | -11.63% | Q1 2024 | May 15, 2024 |
| JANE STREET GROUP, LLC | History | Added to | 74,476 | 570 | 0.0% | 0.0% | 9 | +51,855 | 229.23% | Q1 2024 | May 16, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 68,328 | 523 | 0.0% | 0.0% | 10 | +24,942 | 57.49% | Q1 2024 | May 07, 2024 |
| OSAIC HOLDINGS, INC. | History | Reduced | 52,422 | 401 | 0.0% | 0.0% | 11 | -2,691 | -4.88% | Q1 2024 | May 10, 2024 |
| Atomi Financial Group, Inc. | History | Reduced | 44,305 | 339 | 0.03% | 0.05% | 12 | -3,081 | -6.5% | Q1 2024 | May 07, 2024 |
| OPPENHEIMER & CO INC | History | Added to | 41,855 | 320 | 0.01% | 0.0% | 13 | +28,339 | 209.67% | Q1 2024 | May 07, 2024 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 37,054 | 283 | 0.0% | 0.0% | 14 | -1,327 | -3.46% | Q1 2024 | May 10, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 26,360 | 201 | 0.0% | 0.0% | 15 | -21,573 | -45.01% | Q1 2024 | May 13, 2024 |
| TRUIST FINANCIAL CORP | History | Reduced | 24,500 | 187 | 0.0% | 0.0% | 16 | -1,400 | -5.41% | Q1 2024 | May 13, 2024 |
| Capital Investment Advisors, LLC | History | Reduced | 23,045 | 176 | 0.0% | 0.0% | 17 | -1,187 | -4.9% | Q1 2024 | Apr 15, 2024 |
| UBS Group AG | History | Added to | 15,269 | 116 | 0.0% | 0.0% | 18 | +819 | 5.67% | Q1 2024 | May 13, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 14,757 | 113 | 0.0% | 0.0% | 19 | +47 | 0.32% | Q1 2024 | Apr 29, 2024 |
| PINNACLE ASSOCIATES LTD | History | Added to | 14,121 | 108 | 0.0% | 0.0% | 20 | +152 | 1.09% | Q1 2024 | Apr 26, 2024 |
| NWF Advisory Services Inc. | History | No change | 13,800 | 105 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q1 2024 | Oct 06, 2025 |
| Merit Financial Group, LLC | History | Reduced | 12,982 | 100 | 0.0% | 0.0% | 22 | -144 | -1.1% | Q1 2024 | May 06, 2024 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 11,850 | 90 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2024 | Apr 15, 2024 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,300 | 17 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| Allworth Financial LP | History | Added to | 1,590 | 12 | 0.0% | 0.0% | 25 | +26 | 1.66% | Q1 2024 | Apr 25, 2024 |
| BANK OF AMERICA CORP /DE/ | History | New | 746 | 5 | 0.0% | — | 26 | +746 | New | Q1 2024 | Mar 18, 2025 |
| NewEdge Advisors, LLC | History | New | 566 | 4 | 0.0% | — | 27 | +566 | New | Q1 2024 | May 14, 2024 |
| PRINCIPAL SECURITIES, INC. | History | No change | 417 | 3 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2024 | May 10, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 450 | 3 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -73,709 | -100.0% | Q4 2023 | Feb 06, 2024 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -53,700 | -100.0% | Q4 2023 | Feb 07, 2024 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,078 | -100.0% | Q4 2023 | Feb 12, 2024 |
| Global Retirement Partners, LLC | History | No change | 120 | 0 | — | — | — | 0 | 0.0% | Q1 2024 | Apr 23, 2024 |