GW PHARMACEUTICALS PLC - 36197T103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pentwater Capital Management LP | History | New | 2,102,104 | 455,946 | 4.35% | — | 1 | +2,102,104 | New | Q1 2021 | May 17, 2021 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | New | 1,500,000 | 325,350 | 0.66% | — | 2 | +1,500,000 | New | Q1 2021 | May 17, 2021 |
| FARALLON CAPITAL MANAGEMENT LLC | History | New | 1,278,900 | 277,393 | 877.52% | — | 3 | +1,278,900 | New | Q1 2021 | Aug 15, 2022 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 841,840 | 182,595 | 0.13% | 0.0% | 4 | +832,980 | 9401.58% | Q1 2021 | May 17, 2021 |
| MORGAN STANLEY | History | Reduced | 653,789 | 141,807 | 0.02% | 0.02% | 5 | -197,036 | -23.16% | Q1 2021 | May 17, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 641,796 | 139,205 | 0.02% | 0.01% | 6 | +271,822 | 73.47% | Q1 2021 | May 14, 2021 |
| Magnetar Financial LLC | History | New | 577,789 | 125,322 | 1.2% | — | 7 | +577,789 | New | Q1 2021 | May 14, 2021 |
| BALYASNY ASSET MANAGEMENT LLC | History | New | 457,697 | 99,274 | 0.49% | — | 8 | +457,697 | New | Q1 2021 | May 17, 2021 |
| JANUS HENDERSON GROUP PLC | History | Reduced | 454,725 | 98,630 | 0.05% | 0.11% | 9 | -1,520,576 | -76.98% | Q1 2021 | May 17, 2021 |
| CITADEL ADVISORS LLC | History | Added to | 389,919 | 84,574 | 1214.79% | 0.01% | 10 | +181,113 | 86.74% | Q1 2021 | May 21, 2021 |
| JPMORGAN CHASE & CO | History | Added to | 385,738 | 83,667 | 0.01% | 0.0% | 11 | +382,962 | 13795.46% | Q1 2021 | May 12, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 352,100 | 76,370 | 0.1% | 0.02% | 12 | +196,997 | 127.01% | Q1 2021 | May 13, 2021 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | New | 334,864 | 72,632 | 0.4% | — | 13 | +334,864 | New | Q1 2021 | May 13, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | New | 279,500 | 60,624 | 1.22% | — | 14 | +279,500 | New | Q1 2021 | May 17, 2021 |
| LOOMIS SAYLES & CO L P | History | Added to | 272,007 | 58,998 | 0.08% | 0.03% | 15 | +60,817 | 28.8% | Q1 2021 | May 17, 2021 |
| D. E. Shaw & Co., Inc. | History | Added to | 270,796 | 58,736 | 0.06% | 0.01% | 16 | +152,096 | 128.13% | Q1 2021 | May 17, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 240,917 | 52,255 | 0.01% | 0.01% | 17 | -315,789 | -56.72% | Q1 2021 | May 17, 2021 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 240,205 | 52,101 | 0.18% | 0.14% | 18 | -88,545 | -26.93% | Q1 2021 | May 13, 2021 |
| Hudson Bay Capital Management LP | History | Added to | 222,597 | 48,281 | 0.6% | 0.04% | 19 | +192,597 | 641.99% | Q1 2021 | May 14, 2021 |
| FEDERATED HERMES, INC. | History | Reduced | 220,000 | 47,718 | 0.09% | 0.17% | 20 | -503,715 | -69.6% | Q1 2021 | May 13, 2021 |
| PICTON MAHONEY ASSET MANAGEMENT | History | New | 201,760 | 43,762 | 2.09% | — | 21 | +201,760 | New | Q1 2021 | May 14, 2021 |
| Man Group plc | History | New | 197,078 | 42,746 | 0.19% | — | 22 | +197,078 | New | Q1 2021 | May 17, 2021 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | History | New | 136,715 | 29,653 | 19.47% | — | 23 | +136,715 | New | Q1 2021 | May 16, 2022 |
| CNH PARTNERS LLC | History | New | 124,215 | 26,942 | 0.97% | — | 24 | +124,215 | New | Q1 2021 | May 17, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 123,907 | 26,875 | 0.01% | 0.0% | 25 | +61,528 | 98.64% | Q1 2021 | May 06, 2021 |
| ROYAL BANK OF CANADA | History | Added to | 104,279 | 22,619 | 0.01% | 0.0% | 26 | +88,322 | 553.5% | Q1 2021 | Jul 20, 2021 |
| Alyeska Investment Group, L.P. | History | New | 100,000 | 21,690 | 9.17% | — | 27 | +100,000 | New | Q1 2021 | Aug 24, 2021 |
| Verition Fund Management LLC | History | New | 99,475 | 21,576 | 0.24% | — | 28 | +99,475 | New | Q1 2021 | May 18, 2021 |
| LMR Partners LLP | History | New | 99,000 | 21,473 | 0.53% | — | 29 | +99,000 | New | Q1 2021 | May 17, 2021 |
| GOLDMAN SACHS GROUP INC | History | Added to | 98,842 | 21,438 | 0.01% | 0.0% | 30 | +3,455 | 3.62% | Q1 2021 | May 17, 2021 |
| MARSHALL WACE, LLP | History | New | 85,060 | 18,449 | 0.08% | — | 31 | +85,060 | New | Q1 2021 | May 17, 2021 |
| GABELLI FUNDS LLC | History | New | 76,881 | 16,675 | 0.11% | — | 32 | +76,881 | New | Q1 2021 | May 14, 2021 |
| CITIGROUP INC | History | Reduced | 73,319 | 15,903 | 0.01% | 0.01% | 33 | -59,083 | -44.62% | Q1 2021 | May 13, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 71,779 | 15,569 | 0.0% | 0.0% | 34 | -39,624 | -35.57% | Q1 2021 | May 13, 2021 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | New | 70,000 | 15,183 | 0.04% | — | 35 | +70,000 | New | Q1 2021 | May 13, 2021 |
| Candriam Luxembourg S.C.A. | History | No change | 130,547 | 14,472 | 0.12% | 0.12% | 36 | 0 | 0.0% | Q1 2021 | Apr 29, 2021 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 64,791 | 14,053 | 0.01% | 0.01% | 37 | -6,109 | -8.62% | Q1 2021 | May 14, 2021 |
| Walleye Trading LLC | History | Added to | 39,400 | 8,546 | 0.04% | 0.01% | 38 | +20,900 | 112.97% | Q1 2021 | May 17, 2021 |
| NOMURA HOLDINGS INC | History | Added to | 35,500 | 7,727 | 0.02% | 0.0% | 39 | +10,750 | 43.43% | Q1 2021 | May 17, 2021 |
| UBS Group AG | History | Reduced | 35,553 | 7,711 | 0.0% | 0.0% | 40 | -10,468 | -22.75% | Q1 2021 | May 12, 2021 |
| STATE STREET CORP | History | Added to | 31,611 | 6,856 | 0.0% | 0.0% | 41 | +16,790 | 113.29% | Q1 2021 | Jul 09, 2021 |
| MOORE CAPITAL MANAGEMENT, LP | History | New | 30,000 | 6,507 | 153.11% | — | 42 | +30,000 | New | Q1 2021 | Aug 16, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 27,797 | 6,029 | 0.0% | 0.0% | 43 | +582 | 2.14% | Q1 2021 | May 12, 2021 |
| JANE STREET GROUP, LLC | History | Reduced | 25,813 | 5,600 | 0.0% | 0.01% | 44 | -174,029 | -87.08% | Q1 2021 | May 18, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 22,517 | 4,883 | 0.01% | 0.01% | 45 | -14,230 | -38.72% | Q1 2021 | May 04, 2021 |
| STIFEL FINANCIAL CORP | History | Reduced | 20,683 | 4,486 | 0.01% | 0.01% | 46 | -25,556 | -55.27% | Q1 2021 | May 14, 2021 |
| BARCLAYS PLC | History | Reduced | 19,524 | 4,235 | 0.0% | 0.0% | 47 | -51,803 | -72.63% | Q1 2021 | May 13, 2021 |
| Alberta Investment Management Corp | History | New | 18,400 | 3,991 | 0.04% | — | 48 | +18,400 | New | Q1 2021 | May 07, 2021 |
| Rathbone Brothers plc | History | Reduced | 18,231 | 3,954 | 0.05% | 0.05% | 49 | -11,774 | -39.24% | Q1 2021 | May 14, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 17,705 | 3,840 | 1.06% | 17.4% | 50 | -370,002 | -95.43% | Q1 2021 | Oct 08, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 14,567 | 3,159 | 0.03% | — | 51 | +14,567 | New | Q1 2021 | May 13, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 12,811 | 2,779 | 0.0% | 0.0% | 52 | -103,948 | -89.03% | Q1 2021 | May 17, 2021 |
| Weiss Asset Management LP | History | New | 12,700 | 2,755 | 0.07% | — | 53 | +12,700 | New | Q1 2021 | May 14, 2021 |
| Caption Management, LLC | History | Reduced | 12,500 | 2,712 | 0.06% | 0.45% | 54 | -160,300 | -92.77% | Q1 2021 | May 17, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | New | 11,380 | 2,469 | 0.0% | — | 55 | +11,380 | New | Q1 2021 | May 17, 2021 |
| Kestra Advisory Services, LLC | History | Reduced | 11,154 | 2,419 | 0.03% | 0.02% | 56 | -4,719 | -29.73% | Q1 2021 | Jul 27, 2022 |
| LPL Financial LLC | History | Reduced | 10,539 | 2,286 | 0.0% | 0.0% | 57 | -5,398 | -33.87% | Q1 2021 | May 14, 2021 |
| Bellevue Group AG | History | Reduced | 10,000 | 2,169 | 0.02% | 0.62% | 58 | -462,389 | -97.88% | Q1 2021 | May 12, 2021 |
| Legal & General Group Plc | History | Added to | 9,622 | 2,087 | 0.0% | 0.0% | 59 | +19 | 0.2% | Q1 2021 | May 17, 2021 |
| GROUP ONE TRADING, L.P. | History | Reduced | 9,610 | 2,084 | 0.0% | 0.01% | 60 | -26,189 | -73.16% | Q1 2021 | May 12, 2021 |
| Jump Financial, LLC | History | New | 9,530 | 2,067 | 0.19% | — | 61 | +9,530 | New | Q1 2021 | May 17, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 9,243 | 2,005 | 0.0% | 0.0% | 62 | -5,299 | -36.44% | Q1 2021 | May 13, 2021 |
| NATIXIS | History | Reduced | 8,597 | 1,865 | 0.01% | 0.06% | 63 | -124,955 | -93.56% | Q1 2021 | May 14, 2021 |
| Squarepoint Ops LLC | History | New | 7,491 | 1,625 | 0.01% | — | 64 | +7,491 | New | Q1 2021 | May 17, 2021 |
| Vontobel Holding Ltd. | History | Reduced | 7,200 | 1,562 | 0.01% | 0.01% | 65 | -1,231 | -14.6% | Q1 2021 | May 11, 2021 |
| FRANKLIN RESOURCES INC | History | Reduced | 6,901 | 1,497 | 0.0% | 0.09% | 66 | -1,916,458 | -99.64% | Q1 2021 | May 13, 2021 |
| GREENLEAF TRUST | History | Reduced | 6,558 | 1,422 | 0.02% | 0.09% | 67 | -50,446 | -88.5% | Q1 2021 | Apr 30, 2021 |
| HSBC HOLDINGS PLC | History | No change | 6,225 | 1,351 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | New | 5,700 | 1,236 | 0.0% | — | 69 | +5,700 | New | Q1 2021 | May 14, 2021 |
| Leonteq Securities AG | History | Added to | 5,475 | 1,187 | 0.07% | 0.03% | 70 | +45 | 0.83% | Q1 2021 | Mar 26, 2026 |
| Allianz Asset Management GmbH | History | Added to | 5,000 | 1,084 | 14.97% | 6.19% | 71 | +1,000 | 25.0% | Q1 2021 | May 23, 2024 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 4,936 | 1,071 | 0.01% | 0.01% | 72 | +1 | 0.02% | Q1 2021 | May 17, 2021 |
| STEPHENS INC /AR/ | History | Reduced | 4,794 | 1,040 | 0.02% | 0.01% | 73 | -164 | -3.31% | Q1 2021 | May 14, 2021 |
| HighTower Advisors, LLC | History | Reduced | 4,766 | 1,035 | 0.0% | 0.0% | 74 | -4,282 | -47.33% | Q1 2021 | May 10, 2021 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,577 | 992 | 0.01% | 0.02% | 75 | -17,141 | -78.93% | Q1 2021 | May 11, 2021 |
| Engineers Gate Manager LP | History | New | 4,400 | 954 | 0.05% | — | 76 | +4,400 | New | Q1 2021 | May 17, 2021 |
| ProShare Advisors LLC | History | Reduced | 4,182 | 907 | 0.0% | 0.0% | 77 | -456 | -9.83% | Q1 2021 | May 14, 2021 |
| Creative Planning | History | Reduced | 4,034 | 875 | 0.0% | 0.0% | 78 | -268 | -6.23% | Q1 2021 | Apr 30, 2021 |
| Tower Research Capital LLC (TRC) | History | Added to | 4,027 | 874 | 0.01% | 0.0% | 79 | +3,377 | 519.54% | Q1 2021 | May 17, 2021 |
| Connor, Clark & Lunn Investment Management Ltd. | History | New | 3,456 | 750 | 0.0% | — | 80 | +3,456 | New | Q1 2021 | May 13, 2021 |
| GAMCO INVESTORS, INC. ET AL | History | New | 3,432 | 744 | 0.01% | — | 81 | +3,432 | New | Q1 2021 | May 14, 2021 |
| Private Advisor Group, LLC | History | Reduced | 2,753 | 597 | 0.01% | 0.0% | 82 | -1,342 | -32.77% | Q1 2021 | Apr 22, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 2,643 | 573 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2021 | May 03, 2021 |
| TRUIST FINANCIAL CORP | History | Reduced | 2,635 | 571 | 0.0% | 0.0% | 84 | -13,668 | -83.84% | Q1 2021 | May 17, 2021 |
| FMR LLC | History | Added to | 2,390 | 518 | 0.0% | — | 85 | +2,387 | 79566.67% | Q1 2021 | May 14, 2021 |
| Kingsview Wealth Management, LLC | History | New | 2,294 | 498 | 0.03% | — | 86 | +2,294 | New | Q1 2021 | May 24, 2021 |
| Quilter Plc | History | Reduced | 2,200 | 477 | 0.02% | 0.01% | 87 | -46 | -2.05% | Q1 2021 | May 14, 2021 |
| COMERICA BANK | History | Reduced | 1,766 | 387 | 0.0% | 0.0% | 88 | -26 | -1.45% | Q1 2021 | Apr 28, 2021 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 1,563 | 339 | 0.0% | 0.0% | 89 | -1,688 | -51.92% | Q1 2021 | May 14, 2021 |
| AE Wealth Management LLC | History | New | 1,474 | 320 | 0.0% | — | 90 | +1,474 | New | Q1 2021 | Apr 27, 2021 |
| BANK OF MONTREAL /CAN/ | History | Added to | 1,460 | 318 | 0.0% | 0.0% | 91 | +960 | 192.0% | Q1 2021 | May 13, 2021 |
| PINNACLE ASSOCIATES LTD | History | New | 1,165 | 253 | 0.0% | — | 92 | +1,165 | New | Q1 2021 | May 12, 2021 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | New | 1,108 | 240 | 0.0% | — | 93 | +1,108 | New | Q1 2021 | May 14, 2021 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 1,000 | 217 | 0.0% | 0.02% | 95 | -9,800 | -90.74% | Q1 2021 | May 17, 2021 |
| Ancora Advisors, LLC | History | New | 1,000 | 217 | 0.01% | — | 94 | +1,000 | New | Q1 2021 | Nov 12, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 951 | 206 | 0.0% | 0.0% | 96 | -4,183 | -81.48% | Q1 2021 | May 07, 2021 |
| Advisors Asset Management, Inc. | History | Reduced | 821 | 178 | 0.0% | 0.01% | 97 | -2,606 | -76.04% | Q1 2021 | May 07, 2021 |
| US BANCORP \DE\ | History | Reduced | 780 | 169 | 0.0% | 0.0% | 98 | -15,750 | -95.28% | Q1 2021 | Apr 28, 2021 |
| Valeo Financial Advisors, LLC | History | Reduced | 687 | 149 | 0.01% | 0.0% | 99 | -25 | -3.51% | Q1 2021 | Apr 12, 2021 |
| Geneos Wealth Management Inc. | History | No change | 646 | 141 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2021 | Jun 17, 2021 |
| EDMOND DE ROTHSCHILD HOLDING S.A. | History | No change | 600 | 130 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2021 | May 17, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 530 | 115 | 0.0% | 0.0% | 102 | -600 | -53.1% | Q1 2021 | May 07, 2021 |
| HARBOUR INVESTMENTS, INC. | History | New | 479 | 104 | 0.0% | — | 103 | +479 | New | Q1 2021 | Aug 17, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | New | 479 | 104 | 0.0% | — | 104 | +479 | New | Q1 2021 | May 12, 2021 |
| FIFTH THIRD BANCORP | History | Reduced | 378 | 82 | 0.0% | 0.0% | 105 | -1,255 | -76.85% | Q1 2021 | May 07, 2021 |
| DEUTSCHE BANK AG\ | History | Reduced | 369 | 80 | 0.0% | 0.02% | 106 | -325,938 | -99.89% | Q1 2021 | May 13, 2021 |
| SIGNATUREFD, LLC | History | Reduced | 309 | 67 | 0.0% | 0.0% | 108 | -100 | -24.45% | Q1 2021 | Apr 30, 2021 |
| HUNTINGTON NATIONAL BANK | History | No change | 310 | 67 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2021 | Apr 12, 2021 |
| Clearstead Advisors, LLC | History | No change | 304 | 66 | 0.01% | 0.0% | 109 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| Capital World Investors | History | Reduced | 280,774 | 60 | 0.01% | 0.06% | 110 | -2,476,239 | -89.82% | Q1 2021 | May 14, 2021 |
| IFP Advisors, Inc | History | Reduced | 244 | 53 | 0.0% | 0.0% | 111 | -565 | -69.84% | Q1 2021 | Apr 30, 2021 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 233 | 50 | 0.0% | 0.0% | 112 | -117 | -33.43% | Q1 2021 | May 17, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 192 | 42 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| Wealthcare Advisory Partners LLC | History | New | 142 | 31 | 0.0% | — | 114 | +142 | New | Q1 2021 | Apr 30, 2021 |
| BROWN BROTHERS HARRIMAN & CO | History | Reduced | 72 | 16 | 0.0% | 0.0% | 115 | -1,625 | -95.76% | Q1 2021 | May 13, 2021 |
| Gradient Investments LLC | History | Added to | 65 | 14 | 0.0% | 0.0% | 116 | +50 | 333.33% | Q1 2021 | Apr 21, 2021 |
| Capital Research Global Investors | History | Reduced | 41,719 | 9 | 0.0% | 0.11% | 118 | -3,694,490 | -98.88% | Q1 2021 | May 14, 2021 |
| ASSETMARK, INC | History | No change | 40 | 9 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| CULLEN/FROST BANKERS, INC. | History | No change | 25 | 5 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2021 | May 05, 2021 |
| Allworth Financial LP | History | New | 12 | 3 | 0.0% | — | 120 | +12 | New | Q1 2021 | Apr 29, 2021 |
| Parallel Advisors, LLC | History | No change | 7 | 2 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2021 | Apr 23, 2021 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.26% | — | -1,500,000 | -100.0% | Q4 2020 | Feb 17, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -467,997 | -100.0% | Q4 2020 | Feb 01, 2021 |
| Liontrust Investment Partners LLP | History | Closed out | 0 | 0 | — | 0.95% | — | -408,374 | -100.0% | Q4 2020 | Feb 10, 2021 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -232,395 | -100.0% | Q4 2020 | May 12, 2021 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -206,000 | -100.0% | Q4 2020 | Feb 16, 2021 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -186,760 | -100.0% | Q4 2020 | Feb 05, 2021 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 0.05% | — | -112,897 | -100.0% | Q4 2020 | Feb 16, 2021 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -101,773 | -100.0% | Q4 2020 | Feb 16, 2021 |
| RMB Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -24,089 | -100.0% | Q4 2020 | Feb 11, 2021 |
| Erste Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.06% | — | -20,300 | -100.0% | Q4 2020 | Nov 25, 2024 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,672 | -100.0% | Q4 2020 | Feb 02, 2021 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,253 | -100.0% | Q4 2020 | Feb 11, 2021 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -10,542 | -100.0% | Q4 2020 | Feb 16, 2021 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,376 | -100.0% | Q4 2020 | Feb 16, 2021 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -4,943 | -100.0% | Q4 2020 | Jan 10, 2025 |
| ExodusPoint Capital Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,141 | -100.0% | Q4 2020 | Feb 16, 2021 |
| CIBC Private Wealth Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,488 | -100.0% | Q4 2020 | Feb 12, 2021 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,920 | -100.0% | Q4 2020 | Jul 28, 2022 |
| RFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,704 | -100.0% | Q4 2020 | Feb 02, 2021 |
| GWM Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,619 | -100.0% | Q4 2020 | Jan 27, 2021 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,263 | -100.0% | Q4 2020 | Feb 11, 2021 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,263 | -100.0% | Q4 2020 | Feb 11, 2021 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,045 | -100.0% | Q4 2020 | Jan 13, 2021 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -307 | -100.0% | Q4 2020 | Feb 09, 2021 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2020 | Jan 29, 2021 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2020 | Feb 16, 2021 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q4 2020 | Jan 14, 2021 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q4 2020 | Feb 12, 2021 |
| FRED ALGER MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47 | -100.0% | Q4 2020 | Feb 16, 2021 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q4 2020 | Feb 13, 2024 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14 | -100.0% | Q4 2020 | Jan 13, 2021 |