Global X Funds - 37950E226
Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 6,871,598 | 42,192 | 0.01% | 0.02% | 1 | +740,189 | 12.07% | Q1 2020 | May 26, 2020 |
| ROYAL BANK OF CANADA | History | Added to | 1,962,622 | 12,051 | 0.01% | 0.0% | 2 | +862,760 | 78.44% | Q1 2020 | Jun 16, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,948,804 | 11,965 | 0.0% | 0.01% | 3 | -201,611 | -9.38% | Q1 2020 | May 14, 2020 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 1,584,207 | 9,727 | 0.91% | 0.83% | 4 | +776,132 | 96.05% | Q1 2020 | May 15, 2020 |
| LPL Financial LLC | History | Reduced | 1,334,264 | 8,192 | 0.02% | 0.04% | 5 | -236,942 | -15.08% | Q1 2020 | May 14, 2020 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,169,564 | 7,181 | 0.01% | 0.01% | 6 | +208,243 | 21.66% | Q1 2020 | Apr 23, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 1,139,030 | 6,993 | 0.0% | 0.0% | 7 | -1,116,846 | -49.51% | Q1 2020 | May 15, 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,132,586 | 6,954 | 0.01% | 0.02% | 8 | -635,271 | -35.93% | Q1 2020 | May 08, 2020 |
| Neuberger Berman Group LLC | History | New | 850,400 | 5,221 | 0.01% | — | 9 | +850,400 | New | Q1 2020 | May 14, 2020 |
| Baird Financial Group, Inc. | History | Added to | 456,472 | 2,803 | 0.01% | 0.0% | 10 | +359,238 | 369.46% | Q1 2020 | May 14, 2020 |
| UBS Group AG | History | Reduced | 370,972 | 2,278 | 0.0% | 0.0% | 11 | -530,835 | -58.86% | Q1 2020 | May 01, 2020 |
| Cresset Asset Management, LLC | History | Added to | 369,979 | 2,272 | 0.07% | 0.11% | 12 | +49,994 | 15.62% | Q1 2020 | May 15, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 269,951 | 1,657 | 0.0% | — | 13 | +269,951 | New | Q1 2020 | May 15, 2020 |
| AMERIPRISE FINANCIAL INC | History | Added to | 89,915 | 552 | 0.0% | 0.0% | 14 | +2,945 | 3.39% | Q1 2020 | May 15, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 54,236 | 333 | 0.0% | 0.0% | 15 | -25,923 | -32.34% | Q1 2020 | May 11, 2020 |
| Private Advisor Group, LLC | History | Reduced | 49,469 | 304 | 0.01% | 0.01% | 16 | -7,371 | -12.97% | Q1 2020 | May 12, 2020 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Added to | 47,625 | 292 | 0.03% | 0.02% | 17 | +24,973 | 110.25% | Q1 2020 | May 27, 2020 |
| Advisor Group Holdings, Inc. | History | New | 43,381 | 267 | 0.0% | — | 18 | +43,381 | New | Q1 2020 | May 18, 2020 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 32,578 | 200 | 0.0% | 0.01% | 19 | -22,796 | -41.17% | Q1 2020 | May 14, 2020 |
| Wealthcare Advisory Partners LLC | History | Added to | 29,640 | 182 | 0.03% | 0.03% | 20 | +10,419 | 54.21% | Q1 2020 | Apr 29, 2020 |
| STEPHENS INC /AR/ | History | No change | 24,440 | 150 | 0.0% | 0.01% | 21 | 0 | 0.0% | Q1 2020 | May 14, 2020 |
| STIFEL FINANCIAL CORP | History | Reduced | 23,179 | 142 | 0.0% | 0.0% | 22 | -19,716 | -45.96% | Q1 2020 | May 14, 2020 |
| Creative Planning | History | New | 20,362 | 125 | 0.0% | — | 23 | +20,362 | New | Q1 2020 | May 05, 2020 |
| Prospera Financial Services Inc | History | New | 19,266 | 118 | 0.01% | — | 24 | +19,266 | New | Q1 2020 | May 15, 2020 |
| Miracle Mile Advisors, LLC | History | No change | 18,000 | 111 | 0.01% | 0.02% | 25 | 0 | 0.0% | Q1 2020 | May 11, 2020 |
| Stratos Wealth Partners, LTD. | History | Reduced | 16,188 | 99 | 0.0% | 0.01% | 26 | -1,024 | -5.95% | Q1 2020 | May 04, 2020 |
| Lido Advisors, LLC | History | Added to | 15,338 | 94 | 0.01% | 0.02% | 27 | +426 | 2.86% | Q1 2020 | Nov 12, 2021 |
| Robertson Stephens Wealth Management, LLC | History | New | 15,004 | 92 | 0.03% | — | 28 | +15,004 | New | Q1 2020 | May 01, 2020 |
| LINCOLN NATIONAL CORP | History | New | 13,079 | 80 | 0.0% | — | 29 | +13,079 | New | Q1 2020 | May 05, 2020 |
| Perigon Wealth Management, LLC | History | New | 11,431 | 78 | 0.01% | — | 30 | +11,431 | New | Q1 2020 | Apr 17, 2020 |
| Tower Research Capital LLC (TRC) | History | New | 10,547 | 65 | 0.0% | — | 31 | +10,547 | New | Q1 2020 | May 15, 2020 |
| US BANCORP \DE\ | History | Added to | 10,089 | 62 | 0.0% | 0.0% | 32 | +90 | 0.9% | Q1 2020 | May 13, 2020 |
| Parallel Advisors, LLC | History | Reduced | 7,182 | 44 | 0.0% | 0.01% | 33 | -2,389 | -24.96% | Q1 2020 | Apr 27, 2020 |
| Global Retirement Partners, LLC | History | Added to | 6,094 | 37 | 0.01% | 0.01% | 34 | +1,201 | 24.55% | Q1 2020 | Apr 28, 2020 |
| WestEnd Advisors, LLC | History | New | 2,965 | 18 | 0.0% | — | 35 | +2,965 | New | Q1 2020 | May 05, 2020 |
| Valeo Financial Advisors, LLC | History | Added to | 2,555 | 17 | 0.0% | 0.0% | 36 | +41 | 1.63% | Q1 2020 | Apr 13, 2020 |
| Rockefeller Capital Management L.P. | History | No change | 1,657 | 10 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2020 | May 12, 2020 |
| FIFTH THIRD BANCORP | History | No change | 616 | 4 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2020 | May 05, 2020 |
| IFP Advisors, Inc | History | Added to | 236 | 2 | 0.0% | 0.0% | 41 | +60 | 34.09% | Q1 2020 | May 12, 2020 |
| BLAIR WILLIAM & CO/IL | History | No change | 314 | 2 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2020 | May 11, 2020 |
| Gradient Investments LLC | History | No change | 324 | 2 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2020 | Apr 07, 2020 |
| CITIGROUP INC | History | No change | 107 | 1 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2020 | May 12, 2020 |
| RMB Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -983,430 | -100.0% | Q4 2019 | Feb 13, 2020 |
| Apollon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 3.12% | — | -285,493 | -100.0% | Q4 2019 | Jan 30, 2020 |
| Haverford Trust Co | History | Closed out | 0 | 0 | — | 0.03% | — | -139,580 | -100.0% | Q4 2019 | Feb 10, 2020 |
| ATRIA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -76,217 | -100.0% | Q4 2019 | Feb 11, 2020 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58,834 | -100.0% | Q4 2019 | Feb 14, 2020 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -43,028 | -100.0% | Q4 2019 | May 28, 2020 |
| Change Path, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -27,271 | -100.0% | Q4 2019 | Feb 13, 2020 |
| Ancora Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,915 | -100.0% | Q4 2019 | Feb 14, 2020 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -13,033 | -100.0% | Q4 2019 | Jan 23, 2020 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,346 | -100.0% | Q4 2019 | Feb 14, 2020 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q4 2019 | Feb 04, 2020 |
| FMR LLC | History | Reduced | 1 | 0 | — | 0.0% | — | -105 | -99.06% | Q1 2020 | May 14, 2020 |