Invesco Exchange-Traded Self-Indexed Fund Trust - 46138J502
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Added to | 2,706,718 | 57,437 | 2.65% | 3.12% | 1 | +351,960 | 14.95% | Q3 2020 | Oct 13, 2020 |
| Aptus Capital Advisors, LLC | History | Added to | 2,704,582 | 57,391 | 3.05% | 2.69% | 2 | +687,162 | 34.06% | Q3 2020 | Oct 19, 2020 |
| MORGAN STANLEY | History | Reduced | 1,633,978 | 34,673 | 0.01% | 0.01% | 3 | -243,050 | -12.95% | Q3 2020 | Nov 13, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 1,535,518 | 32,584 | 0.0% | 0.01% | 4 | -218,102 | -12.44% | Q3 2020 | Nov 13, 2020 |
| LPL Financial LLC | History | Added to | 1,006,180 | 21,351 | 0.03% | 0.04% | 5 | +31,714 | 3.25% | Q3 2020 | Nov 09, 2020 |
| DAVENPORT & Co LLC | History | Reduced | 968,451 | 20,551 | 0.23% | 0.25% | 6 | -3,307 | -0.34% | Q3 2020 | Oct 15, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 959,701 | 20,365 | 0.01% | 0.01% | 7 | -731,856 | -43.27% | Q3 2020 | Nov 05, 2020 |
| Kestra Advisory Services, LLC | History | New | 935,082 | 19,810 | 0.37% | — | 8 | +935,082 | New | Q3 2020 | Jul 29, 2022 |
| AMERIPRISE FINANCIAL INC | History | Added to | 670,669 | 14,236 | 0.01% | 0.0% | 9 | +125,711 | 23.07% | Q3 2020 | Nov 16, 2020 |
| EASTERN BANK | History | Added to | 668,382 | 14,183 | 0.87% | 0.89% | 10 | +24,372 | 3.78% | Q3 2020 | Oct 30, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 588,822 | 12,494 | 0.04% | 0.05% | 11 | -35,106 | -5.63% | Q3 2020 | Nov 05, 2020 |
| HM PAYSON & CO | History | Reduced | 550,311 | 11,678 | 0.36% | 0.4% | 12 | -9,190 | -1.64% | Q3 2020 | Dec 21, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 520,783 | 11,051 | 0.03% | 0.04% | 13 | +2,379 | 0.46% | Q3 2020 | Nov 12, 2020 |
| DAVIS R M INC | History | Added to | 489,472 | 10,387 | 0.34% | 0.31% | 14 | +84,730 | 20.93% | Q3 2020 | Dec 01, 2020 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 467,347 | 9,944 | 0.15% | 0.01% | 15 | +445,429 | 2032.25% | Q3 2020 | Dec 10, 2020 |
| JANE STREET GROUP, LLC | History | Added to | 449,231 | 9,533 | 0.01% | 0.01% | 16 | +120,490 | 36.65% | Q3 2020 | Nov 17, 2020 |
| CITADEL ADVISORS LLC | History | Reduced | 413,178 | 8,768 | 0.0% | 0.0% | 17 | -87,681 | -17.51% | Q3 2020 | Nov 16, 2020 |
| Lido Advisors, LLC | History | Reduced | 317,527 | 6,738 | 0.43% | 1.23% | 18 | -409,065 | -56.3% | Q3 2020 | Nov 12, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 307,605 | 6,527 | 0.0% | 0.0% | 19 | -177,724 | -36.62% | Q3 2020 | Nov 16, 2020 |
| HighTower Advisors, LLC | History | Reduced | 306,092 | 6,500 | 0.03% | 0.04% | 20 | -3,306 | -1.07% | Q3 2020 | Nov 13, 2020 |
| Valmark Advisers, Inc. | History | Added to | 252,504 | 5,358 | 0.12% | 0.11% | 21 | +30,028 | 13.5% | Q3 2020 | Nov 09, 2020 |
| Cresset Asset Management, LLC | History | Added to | 210,522 | 4,467 | 0.08% | 0.08% | 22 | +31,580 | 17.65% | Q3 2020 | Nov 13, 2020 |
| UBS Group AG | History | Reduced | 171,031 | 3,629 | 0.0% | 0.0% | 23 | -186,559 | -52.17% | Q3 2020 | Nov 12, 2020 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Reduced | 152,244 | 3,231 | 0.02% | 0.03% | 24 | -56,590 | -27.1% | Q3 2020 | Nov 13, 2020 |
| Private Advisor Group, LLC | History | Reduced | 117,785 | 2,502 | 0.03% | 0.04% | 25 | -27,693 | -19.04% | Q3 2020 | Nov 02, 2020 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 115,721 | 2,453 | 0.04% | 0.04% | 26 | +5,968 | 5.44% | Q3 2020 | Nov 17, 2020 |
| Integrated Wealth Concepts LLC | History | Reduced | 112,399 | 2,385 | 0.15% | 0.18% | 27 | -5,819 | -4.92% | Q3 2020 | Nov 13, 2020 |
| Sigma Planning Corp | History | Added to | 104,302 | 2,213 | 0.09% | 0.1% | 28 | +1,727 | 1.68% | Q3 2020 | Nov 03, 2020 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Added to | 100,202 | 2,126 | 0.18% | 0.2% | 29 | +197 | 0.2% | Q3 2020 | Nov 12, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 83,607 | 1,775 | 0.0% | 0.0% | 30 | -388,523 | -82.29% | Q3 2020 | Nov 16, 2020 |
| COMMERCE BANK | History | No change | 77,760 | 1,650 | 0.01% | 0.02% | 31 | 0 | 0.0% | Q3 2020 | Nov 06, 2020 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 69,802 | 1,481 | 0.02% | 0.03% | 32 | -26,617 | -27.61% | Q3 2020 | Nov 13, 2020 |
| Apella Capital, LLC | History | Added to | 62,571 | 1,328 | 0.53% | 0.61% | 33 | +868 | 1.41% | Q3 2020 | Oct 22, 2020 |
| Global Retirement Partners, LLC | History | Reduced | 60,787 | 1,290 | 0.19% | 0.21% | 34 | -2,136 | -3.39% | Q3 2020 | Oct 09, 2020 |
| J.W. COLE ADVISORS, INC. | History | Added to | 56,569 | 1,200 | 0.09% | 0.17% | 35 | +2,109 | 3.87% | Q3 2020 | Nov 05, 2020 |
| RFG Advisory, LLC | History | Reduced | 51,614 | 1,095 | 0.15% | 0.17% | 36 | -1,137 | -2.16% | Q3 2020 | Oct 13, 2020 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 46,897 | 995 | 0.0% | 0.0% | 37 | +5,082 | 12.15% | Q3 2020 | Oct 09, 2020 |
| OLD MISSION CAPITAL LLC | History | New | 45,918 | 974 | 0.08% | — | 38 | +45,918 | New | Q3 2020 | Nov 16, 2020 |
| DEUTSCHE BANK AG\ | History | Added to | 45,102 | 957 | 0.0% | 0.0% | 39 | +5,119 | 12.8% | Q3 2020 | Nov 12, 2020 |
| STIFEL FINANCIAL CORP | History | Reduced | 41,072 | 872 | 0.0% | 0.0% | 40 | -3,243 | -7.32% | Q3 2020 | Nov 16, 2020 |
| LINCOLN NATIONAL CORP | History | Reduced | 40,758 | 865 | 0.03% | 0.04% | 41 | -16,957 | -29.38% | Q3 2020 | Nov 09, 2020 |
| Rockefeller Capital Management L.P. | History | Reduced | 38,069 | 807 | 0.01% | 0.04% | 42 | -149,690 | -79.72% | Q3 2020 | Nov 13, 2020 |
| Glenview Trust Co | History | No change | 36,700 | 779 | 0.04% | 0.04% | 43 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 36,612 | 777 | 0.1% | 0.29% | 44 | -46,179 | -55.78% | Q3 2020 | Oct 21, 2020 |
| GWM Advisors LLC | History | Reduced | 30,691 | 651 | 0.02% | 0.03% | 45 | -7,187 | -18.97% | Q3 2020 | Nov 03, 2020 |
| Carnegie Capital Asset Management, LLC | History | Reduced | 29,478 | 626 | 0.03% | 0.05% | 46 | -9,571 | -24.51% | Q3 2020 | Oct 13, 2020 |
| Snowden Capital Advisors LLC | History | Added to | 23,976 | 508 | 0.04% | 0.04% | 47 | +2,500 | 11.64% | Q3 2020 | Jan 08, 2024 |
| Baird Financial Group, Inc. | History | Reduced | 23,779 | 505 | 0.0% | 0.0% | 48 | -8,005 | -25.19% | Q3 2020 | Nov 12, 2020 |
| JPMORGAN CHASE & CO | History | Reduced | 23,119 | 491 | 0.0% | 0.0% | 49 | -7,837 | -25.32% | Q3 2020 | Nov 12, 2020 |
| Stratos Wealth Partners, LTD. | History | Reduced | 22,487 | 477 | 0.02% | 0.02% | 50 | -8,316 | -27.0% | Q3 2020 | Oct 29, 2020 |
| TRUIST FINANCIAL CORP | History | Reduced | 20,688 | 439 | 0.0% | 0.0% | 51 | -448 | -2.12% | Q3 2020 | Nov 05, 2021 |
| Advisory Services Network, LLC | History | No change | 18,500 | 393 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| Atlantic Union Bankshares Corp | History | No change | 18,140 | 385 | 0.04% | 0.05% | 53 | 0 | 0.0% | Q3 2020 | Oct 16, 2020 |
| Chicago Partners Investment Group LLC | History | Reduced | 18,000 | 382 | 0.05% | 0.06% | 54 | -4,978 | -21.66% | Q3 2020 | Nov 06, 2020 |
| Neuberger Berman Group LLC | History | No change | 17,785 | 377 | 0.0% | 0.53% | 55 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| D.A. DAVIDSON & CO. | History | Reduced | 17,450 | 370 | 0.01% | 0.02% | 56 | -34,792 | -66.6% | Q3 2020 | Nov 02, 2020 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 14,934 | 317 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| Robertson Stephens Wealth Management, LLC | History | New | 12,101 | 256 | 0.06% | — | 58 | +12,101 | New | Q3 2020 | Nov 10, 2020 |
| BKD Wealth Advisors, LLC | History | No change | 11,995 | 255 | 0.01% | 0.02% | 59 | 0 | 0.0% | Q3 2020 | Nov 05, 2020 |
| HONKAMP KRUEGER FINANCIAL SERVICES, INC. | History | No change | 11,985 | 254 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q3 2020 | Oct 28, 2020 |
| STEPHENS INC /AR/ | History | Reduced | 11,900 | 253 | 0.0% | 0.01% | 61 | -228 | -1.88% | Q3 2020 | Nov 13, 2020 |
| EP Wealth Advisors, LLC | History | New | 10,339 | 219 | 0.01% | 0.01% | 62 | +10,339 | New | Q3 2020 | Nov 17, 2020 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 9,500 | 202 | 0.0% | — | 63 | +9,500 | New | Q3 2020 | Nov 13, 2020 |
| Prospera Financial Services Inc | History | Reduced | 7,981 | 169 | 0.06% | 0.07% | 64 | -27,028 | -77.2% | Q3 2020 | Nov 04, 2020 |
| Parallel Advisors, LLC | History | Reduced | 5,021 | 107 | 0.01% | 0.01% | 65 | -480 | -8.73% | Q3 2020 | Oct 27, 2020 |
| US BANCORP \DE\ | History | Reduced | 2,661 | 56 | 0.0% | 0.0% | 66 | -12,619 | -82.59% | Q3 2020 | Nov 10, 2020 |
| Clearstead Advisors, LLC | History | New | 2,400 | 51 | 0.01% | — | 67 | +2,400 | New | Q3 2020 | Nov 12, 2020 |
| IFP Advisors, Inc | History | Reduced | 2,329 | 50 | 0.0% | 0.0% | 68 | -289 | -11.04% | Q3 2020 | Oct 29, 2020 |
| Valeo Financial Advisors, LLC | History | No change | 1,658 | 35 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q3 2020 | Oct 28, 2020 |
| Gradient Investments LLC | History | Reduced | 1,533 | 33 | 0.0% | 0.0% | 70 | -409 | -21.06% | Q3 2020 | Oct 06, 2020 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,525 | 32 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| BANK OF MONTREAL /CAN/ | History | Added to | 931 | 20 | 0.0% | 0.0% | 72 | +6 | 0.65% | Q3 2020 | Nov 12, 2020 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 565 | 12 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| Federation des caisses Desjardins du Quebec | History | No change | 465 | 9 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q3 2020 | Aug 30, 2024 |
| FIFTH THIRD BANCORP | History | Reduced | 259 | 5 | 0.0% | 0.0% | 75 | -141 | -35.25% | Q3 2020 | Nov 09, 2020 |
| CITIGROUP INC | History | New | 29 | 1 | 0.0% | — | 76 | +29 | New | Q3 2020 | Nov 12, 2020 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -865 | -100.0% | Q2 2020 | Aug 13, 2020 |
| FMR LLC | History | Reduced | 21 | 0 | — | 0.0% | — | -184 | -89.76% | Q3 2020 | Nov 13, 2020 |