PIMCO Dynamic Credit & Mortgage Income Fund - 72202D106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 7,893,474 | 166,789 | 0.02% | 0.02% | 1 | +369,727 | 4.91% | Q3 2021 | Nov 15, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,755,274 | 58,219 | 0.01% | 0.01% | 2 | +148,988 | 5.72% | Q3 2021 | Nov 15, 2021 |
| UBS Group AG | History | Added to | 1,925,475 | 40,685 | 0.01% | 0.01% | 3 | +432,087 | 28.93% | Q3 2021 | Nov 15, 2021 |
| ROYAL BANK OF CANADA | History | Added to | 1,189,095 | 25,126 | 0.01% | 0.01% | 4 | +8,496 | 0.72% | Q3 2021 | Nov 15, 2021 |
| Invesco Ltd. | History | Added to | 1,155,304 | 24,412 | 0.01% | 0.01% | 5 | +93,820 | 8.84% | Q3 2021 | Nov 15, 2021 |
| LPL Financial LLC | History | Added to | 837,669 | 17,700 | 0.02% | 0.02% | 6 | +111,897 | 15.42% | Q3 2021 | Nov 15, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 466,328 | 9,854 | 0.02% | 0.02% | 7 | -11,682 | -2.44% | Q3 2021 | Nov 05, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 450,993 | 9,529 | 0.02% | 0.02% | 8 | +16,864 | 3.88% | Q3 2021 | Oct 29, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 384,389 | 8,122 | 0.0% | 0.0% | 9 | -24,470 | -5.98% | Q3 2021 | Nov 15, 2021 |
| State of Tennessee, Treasury Department | History | Added to | 313,200 | 6,618 | 0.03% | 0.03% | 10 | +1,500 | 0.48% | Q3 2021 | Nov 12, 2021 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 298,304 | 6,303 | 0.28% | 0.31% | 11 | +6,845 | 2.35% | Q3 2021 | Nov 15, 2021 |
| Brinker Capital Investments, LLC | History | Added to | 277,062 | 5,854 | 0.09% | 0.08% | 12 | +2,036 | 0.74% | Q3 2021 | Nov 08, 2021 |
| FIRST TRUST ADVISORS LP | History | Added to | 165,331 | 3,493 | 0.0% | 0.0% | 13 | +1,873 | 1.15% | Q3 2021 | Nov 15, 2021 |
| Private Advisor Group, LLC | History | Added to | 162,105 | 3,425 | 0.02% | 0.03% | 14 | +14,440 | 9.78% | Q3 2021 | Oct 14, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 161,947 | 3,422 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q3 2021 | Nov 10, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 112,436 | 2,376 | 0.01% | 0.01% | 16 | +36,843 | 48.74% | Q3 2021 | Nov 15, 2021 |
| D.A. DAVIDSON & CO. | History | Reduced | 97,160 | 2,053 | 0.02% | 0.03% | 17 | -9,897 | -9.24% | Q3 2021 | Nov 15, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 93,260 | 1,971 | 0.0% | 0.0% | 18 | +42,833 | 84.94% | Q3 2021 | Nov 15, 2021 |
| TRUIST FINANCIAL CORP | History | Reduced | 92,447 | 1,953 | 0.0% | 0.0% | 19 | -843 | -0.9% | Q3 2021 | Nov 05, 2021 |
| HighTower Advisors, LLC | History | Added to | 87,636 | 1,852 | 0.0% | 0.01% | 20 | +2,064 | 2.41% | Q3 2021 | Nov 12, 2021 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 79,794 | 1,686 | 0.24% | 0.28% | 21 | -943 | -1.17% | Q3 2021 | Apr 22, 2024 |
| STIFEL FINANCIAL CORP | History | Added to | 77,725 | 1,642 | 0.0% | 0.0% | 22 | +4,786 | 6.56% | Q3 2021 | Nov 15, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 75,755 | 1,601 | 0.0% | 0.0% | 23 | -612 | -0.8% | Q3 2021 | Nov 05, 2021 |
| Baird Financial Group, Inc. | History | Added to | 75,020 | 1,585 | 0.0% | 0.0% | 24 | +16,098 | 27.32% | Q3 2021 | Nov 12, 2021 |
| Kestra Advisory Services, LLC | History | Added to | 64,116 | 1,355 | 0.01% | 0.01% | 25 | +10,369 | 19.29% | Q3 2021 | Jul 25, 2022 |
| Rockefeller Capital Management L.P. | History | Reduced | 62,900 | 1,329 | 0.01% | 0.01% | 26 | -8,035 | -11.33% | Q3 2021 | Nov 12, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 62,532 | 1,321 | 0.0% | 0.0% | 27 | +1,245 | 2.03% | Q3 2021 | Oct 07, 2021 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 59,264 | 1,252 | 0.02% | 0.02% | 28 | -3,309 | -5.29% | Q3 2021 | Nov 12, 2021 |
| MML INVESTORS SERVICES, LLC | History | Added to | 54,718 | 1,156 | 0.01% | 0.01% | 29 | +22,830 | 71.59% | Q3 2021 | Nov 15, 2021 |
| Stratos Wealth Partners, LTD. | History | Reduced | 53,988 | 1,141 | 0.03% | 0.03% | 30 | -1,318 | -2.38% | Q3 2021 | Oct 19, 2021 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Added to | 43,042 | 909 | 0.02% | 0.02% | 31 | +77 | 0.18% | Q3 2021 | Nov 15, 2021 |
| SCOTIA CAPITAL INC. | History | Added to | 39,049 | 825 | 0.01% | 0.01% | 32 | +5,137 | 15.15% | Q3 2021 | Nov 12, 2021 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 36,830 | 778 | 0.04% | 0.05% | 33 | +685 | 1.9% | Q3 2021 | Jul 26, 2022 |
| Equitable Holdings, Inc. | History | Added to | 36,450 | 770 | 0.01% | 0.01% | 34 | +13,075 | 55.94% | Q3 2021 | Nov 12, 2021 |
| Cetera Investment Advisers | History | Reduced | 32,671 | 690 | 0.01% | 0.01% | 35 | -4,254 | -11.52% | Q3 2021 | Nov 16, 2021 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 29,854 | 631 | 0.0% | 0.0% | 36 | +9,964 | 50.1% | Q3 2021 | Nov 10, 2021 |
| U.S. Capital Wealth Advisors, LLC | History | New | 28,065 | 593 | 0.03% | — | 37 | +28,065 | New | Q3 2021 | Nov 01, 2021 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | No change | 25,199 | 532 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q3 2021 | Oct 12, 2021 |
| Miracle Mile Advisors, LLC | History | No change | 25,040 | 529 | 0.03% | 0.03% | 39 | 0 | 0.0% | Q3 2021 | Nov 01, 2021 |
| CIBC Private Wealth Group, LLC | History | No change | 22,670 | 479 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| EVOKE WEALTH, LLC | History | Added to | 22,111 | 467 | 0.02% | 0.01% | 41 | +5,402 | 32.33% | Q3 2021 | Nov 12, 2021 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 22,069 | 466 | 0.01% | 0.02% | 42 | -904 | -3.94% | Q3 2021 | Nov 15, 2021 |
| Chicago Partners Investment Group LLC | History | Added to | 20,741 | 446 | 0.03% | 0.03% | 43 | +641 | 3.19% | Q3 2021 | Nov 12, 2021 |
| Beacon Pointe Advisors, LLC | History | Added to | 20,641 | 436 | 0.01% | 0.02% | 44 | +641 | 3.21% | Q3 2021 | Nov 15, 2021 |
| IHT Wealth Management, LLC | History | Reduced | 19,732 | 417 | 0.03% | 0.05% | 45 | -17,154 | -46.51% | Q3 2021 | Nov 15, 2021 |
| Merit Financial Group, LLC | History | Reduced | 19,213 | 406 | 0.04% | 0.05% | 46 | -2,500 | -11.51% | Q3 2021 | Oct 27, 2021 |
| OPPENHEIMER & CO INC | History | Added to | 19,100 | 404 | 0.01% | 0.01% | 47 | +30 | 0.16% | Q3 2021 | Nov 12, 2021 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | New | 16,100 | 340 | 0.0% | — | 48 | +16,100 | New | Q3 2021 | Nov 15, 2021 |
| Sigma Planning Corp | History | Reduced | 15,932 | 337 | 0.01% | 0.01% | 49 | -245 | -1.51% | Q3 2021 | Oct 28, 2021 |
| M&T BANK CORP | History | No change | 15,000 | 317 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q3 2021 | Oct 28, 2021 |
| COUNTRY TRUST BANK | History | No change | 15,000 | 317 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q3 2021 | Oct 26, 2021 |
| BANK OF MONTREAL /CAN/ | History | Added to | 14,910 | 313 | 0.0% | 0.0% | 52 | +2,270 | 17.96% | Q3 2021 | Nov 12, 2021 |
| AE Wealth Management LLC | History | Reduced | 13,281 | 281 | 0.0% | 0.0% | 53 | -943 | -6.63% | Q3 2021 | Nov 01, 2021 |
| Bank of New York Mellon Corp | History | Added to | 12,700 | 268 | 0.0% | 0.0% | 54 | +2,301 | 22.13% | Q3 2021 | Nov 18, 2021 |
| Cerity Partners LLC | History | Reduced | 11,724 | 248 | 0.01% | 0.01% | 55 | -250 | -2.09% | Q3 2021 | Oct 25, 2021 |
| RFG Advisory, LLC | History | No change | 11,165 | 236 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q3 2021 | Oct 19, 2021 |
| DAVENPORT & Co LLC | History | New | 10,424 | 220 | 0.0% | — | 57 | +10,424 | New | Q3 2021 | Oct 14, 2021 |
| Arkadios Wealth Advisors | History | Reduced | 10,072 | 212 | 0.03% | 0.04% | 58 | -5,872 | -36.83% | Q3 2021 | Oct 19, 2021 |
| Resources Investment Advisors, LLC. | History | New | 9,675 | 204 | 0.01% | — | 59 | +9,675 | New | Q3 2021 | Nov 05, 2021 |
| CULLEN/FROST BANKERS, INC. | History | No change | 8,185 | 173 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q3 2021 | Nov 04, 2021 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 6,900 | 146 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| CITIGROUP INC | History | Reduced | 5,838 | 123 | 0.0% | 0.0% | 62 | -43,095 | -88.07% | Q3 2021 | Nov 10, 2021 |
| US BANCORP \DE\ | History | Added to | 5,784 | 122 | 0.0% | 0.0% | 63 | +664 | 12.97% | Q3 2021 | Nov 10, 2021 |
| BENJAMIN EDWARDS INC | History | No change | 3,605 | 76 | 0.05% | 0.06% | 64 | 0 | 0.0% | Q3 2021 | Nov 02, 2021 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 2,500 | 53 | 0.0% | — | 65 | +2,500 | New | Q3 2021 | Nov 15, 2021 |
| Geneos Wealth Management Inc. | History | No change | 2,488 | 53 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2021 | Nov 09, 2021 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,100 | 44 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q3 2021 | Aug 30, 2024 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 1,417 | 30 | 0.0% | 0.0% | 68 | -1,583 | -52.77% | Q3 2021 | Oct 28, 2021 |
| FIRST MANHATTAN CO | History | No change | 1,000 | 21 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| Parallel Advisors, LLC | History | No change | 903 | 19 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q3 2021 | Nov 02, 2021 |
| Mutual Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -49,281 | -100.0% | Q2 2021 | Aug 12, 2021 |
| LINCOLN NATIONAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -12,421 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -10,189 | -100.0% | Q2 2021 | Aug 04, 2021 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,093 | -100.0% | Q2 2021 | Aug 12, 2021 |
| Gradient Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q2 2021 | Jul 12, 2021 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -719 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q2 2021 | Jul 30, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -138 | -100.0% | Q2 2021 | Aug 11, 2021 |
| FMR LLC | History | Added to | 5 | 0 | — | — | — | +1 | 25.0% | Q3 2021 | Feb 14, 2022 |