SOLARCITY CORP - 83416T100
Detailed investor-level table based on 13F positions.
Early Q3 2016 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 2,737,690 | 193,281 | 0.02% | 0.01% | 1 | +634,646 | 30.18% | Q2 2014 | Aug 11, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | Reduced | 2,069,970 | 146,140 | 1.94% | 1.91% | 2 | -168,982 | -7.55% | Q2 2014 | Aug 04, 2014 |
| ANDOR CAPITAL MANAGEMENT, L.L.C. | History | No change | 1,500,000 | 105,900 | 5.74% | 4.98% | 3 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,187,483 | 83,836 | 0.01% | 0.01% | 4 | +168,095 | 16.49% | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 673,806 | 47,571 | 0.05% | 1274.07% | 5 | -45,013 | -6.26% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 429,329 | 30,311 | 0.04% | 0.04% | 6 | +7,951 | 1.89% | Q2 2014 | Aug 06, 2014 |
| Futuris Asset Management AB | History | Added to | 425,000 | 30,005 | 20.71% | 16.27% | 7 | +155,000 | 57.41% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 361,984 | 25,556 | 0.01% | 0.0% | 8 | +146,387 | 67.9% | Q2 2014 | Aug 06, 2014 |
| ECOFIN LTD | History | New | 318,188 | 22,464 | 3.81% | — | 9 | +318,188 | New | Q2 2014 | Jul 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 316,497 | 22,345 | 0.09% | 0.1% | 10 | -48,033 | -13.18% | Q2 2014 | Aug 11, 2014 |
| BAILLIE GIFFORD & CO | History | New | 312,900 | 22,091 | 0.05% | — | 11 | +312,900 | New | Q2 2014 | Aug 01, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 275,600 | 19,457 | 0.21% | — | 12 | +275,600 | New | Q2 2014 | Aug 01, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 172,000 | 12,143 | 0.08% | 0.01% | 13 | +154,000 | 855.56% | Q2 2014 | Aug 06, 2014 |
| Hood River Capital Management LLC | History | New | 163,970 | 11,576 | 1.55% | — | 14 | +163,970 | New | Q2 2014 | Aug 04, 2014 |
| DELTA LLOYD NV | History | New | 150,166 | 10,602 | 0.33% | — | 15 | +150,166 | New | Q2 2014 | Aug 05, 2014 |
| BlackRock Group LTD | History | Added to | 133,075 | 9,395 | 0.01% | 0.0% | 16 | +18,517 | 16.16% | Q2 2014 | Aug 06, 2014 |
| SEI TRUST CO | History | Added to | 127,440 | 8,997 | 0.09% | 0.08% | 17 | +1,320 | 1.05% | Q2 2014 | Jul 22, 2014 |
| HAMILTON LANE ADVISORS LLC | History | Added to | 107,822 | 7,612 | 2.34% | 0.5% | 18 | +87,822 | 439.11% | Q2 2014 | Jul 02, 2014 |
| Electron Capital Partners, LLC | History | New | 104,270 | 7,361 | 2.85% | — | 19 | +104,270 | New | Q2 2014 | Jul 11, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 78,959 | 5,575 | 0.0% | 0.03% | 20 | -470,709 | -85.64% | Q2 2014 | Aug 11, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 78,681 | 5,555 | 0.04% | 0.1% | 21 | -161,939 | -67.3% | Q2 2014 | Jul 31, 2014 |
| CABOT MONEY MANAGEMENT INC | History | New | 77,669 | 5,483 | 1.38% | — | 22 | +77,669 | New | Q2 2014 | Jul 28, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 70,555 | 4,981 | 0.09% | 0.14% | 23 | -38,501 | -35.3% | Q2 2014 | Aug 07, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 69,131 | 4,881 | 0.02% | 0.01% | 24 | +36,219 | 110.05% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 65,971 | 4,658 | 0.01% | 0.01% | 25 | -520 | -0.78% | Q2 2014 | Jul 30, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Reduced | 57,378 | 4,051 | 0.12% | 0.15% | 26 | -26,108 | -31.27% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Added to | 49,001 | 3,460 | 0.01% | 0.0% | 27 | +810 | 1.68% | Q2 2014 | Aug 06, 2014 |
| TRILLIUM ASSET MANAGEMENT, LLC | History | Added to | 45,030 | 3,179 | 0.27% | 0.14% | 28 | +20,621 | 84.48% | Q2 2014 | Jul 28, 2014 |
| WHITTIER TRUST CO | History | Added to | 43,499 | 3,071 | 0.15% | 0.07% | 29 | +20,340 | 87.83% | Q2 2014 | Aug 04, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | Added to | 41,841 | 2,954 | 0.33% | 0.28% | 30 | +4,166 | 11.06% | Q2 2014 | Aug 04, 2014 |
| Swiss National Bank | History | Added to | 40,400 | 2,852 | 0.01% | 0.01% | 31 | +7,300 | 22.05% | Q2 2014 | Aug 06, 2014 |
| Nicholas Investment Partners, LP | History | Added to | 39,504 | 2,789 | 0.16% | 0.15% | 32 | +9,550 | 31.88% | Q2 2014 | Aug 01, 2014 |
| Quantbot Technologies LP | History | Added to | 39,492 | 2,788 | 0.44% | 0.17% | 33 | +28,155 | 248.35% | Q2 2014 | Jul 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 37,380 | 2,639 | 0.0% | 0.0% | 34 | +34,422 | 1163.69% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 36,785 | 2,597 | 0.01% | 0.0% | 35 | +14,185 | 62.77% | Q2 2014 | Aug 06, 2014 |
| GAM Holding AG | History | New | 34,000 | 2,400 | 0.04% | — | 36 | +34,000 | New | Q2 2014 | Aug 11, 2014 |
| Samsung Life Investment (America), Ltd. | History | Added to | 25,020 | 1,766 | 0.55% | 0.53% | 37 | +1,020 | 4.25% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 22,300 | 1,574 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| WETHERBY ASSET MANAGEMENT INC | History | Reduced | 22,052 | 1,557 | 0.44% | 0.64% | 39 | -13,476 | -37.93% | Q2 2014 | Aug 01, 2014 |
| Central Asset Investments & Management Holdings (HK) Ltd | History | New | 20,400 | 1,440 | 1.0% | — | 40 | +20,400 | New | Q2 2014 | Aug 01, 2014 |
| B & T Capital Management DBA Alpha Capital Management | History | Added to | 14,438 | 1,019 | 0.73% | 0.43% | 41 | +5,615 | 63.64% | Q2 2014 | Jul 11, 2014 |
| REGIONS FINANCIAL CORP | History | New | 13,505 | 953 | 0.01% | — | 42 | +13,505 | New | Q2 2014 | Jul 23, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 13,155 | 929 | 0.01% | 0.0% | 43 | +12,376 | 1588.7% | Q2 2014 | Jul 16, 2014 |
| Shinko Asset Management Co., Ltd. | History | Added to | 12,200 | 861 | 0.01% | 0.0% | 44 | +4,700 | 62.67% | Q2 2014 | Jul 29, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | Added to | 11,200 | 791 | 0.11% | 0.06% | 45 | +4,200 | 60.0% | Q2 2014 | Jul 25, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 11,147 | 787 | 0.01% | 0.0% | 46 | +8,467 | 315.93% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 9,565 | 675 | 0.02% | 0.02% | 47 | +2,782 | 41.01% | Q2 2014 | Jul 25, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | No change | 9,400 | 664 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| DekaBank Deutsche Girozentrale | History | New | 9,300 | 657 | 0.01% | — | 49 | +9,300 | New | Q2 2014 | Aug 08, 2014 |
| BANQUE PICTET & CIE SA | History | No change | 9,000 | 635 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 8,836 | 624 | 0.01% | 0.01% | 51 | +635 | 7.74% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | Added to | 8,701 | 614 | 0.0% | 0.0% | 52 | +637 | 7.9% | Q2 2014 | Aug 05, 2014 |
| Capital Impact Advisors, LLC | History | New | 8,397 | 593 | 0.45% | — | 53 | +8,397 | New | Q2 2014 | Aug 11, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Added to | 8,100 | 572 | 0.39% | 0.32% | 54 | +300 | 3.85% | Q2 2014 | Jul 08, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 7,900 | 558 | 0.02% | 0.01% | 55 | +4,600 | 139.39% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | Added to | 7,712 | 544 | 0.02% | 0.01% | 56 | +5,380 | 230.7% | Q2 2014 | Jul 29, 2014 |
| Utah Retirement Systems | History | Added to | 7,300 | 516 | 0.01% | 0.01% | 57 | +3,000 | 69.77% | Q2 2014 | Aug 08, 2014 |
| NORTHWESTERN MUTUAL LIFE INSURANCE CO | History | New | 6,337 | 447 | 1.09% | — | 58 | +6,337 | New | Q2 2014 | Aug 05, 2014 |
| Platte River Capital LLC | History | New | 6,050 | 427 | 0.06% | — | 59 | +6,050 | New | Q2 2014 | Jul 29, 2014 |
| MAPLE SECURITIES USA INC | History | New | 5,917 | 418 | 0.05% | — | 60 | +5,917 | New | Q2 2014 | Aug 06, 2014 |
| Airain ltd | History | New | 5,506 | 389 | 0.03% | — | 61 | +5,506 | New | Q2 2014 | Aug 05, 2014 |
| AMALGAMATED BANK | History | New | 4,574 | 323 | 0.05% | — | 62 | +4,574 | New | Q2 2014 | Aug 11, 2014 |
| Tradeworx Inc. | History | New | 4,427 | 313 | 0.25% | — | 63 | +4,427 | New | Q2 2014 | Jul 10, 2014 |
| CenturyLink Investment Management Co | History | No change | 4,401 | 311 | 0.1% | 0.09% | 64 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| IPG Investment Advisors LLC | History | New | 3,720 | 262 | 0.11% | — | 65 | +3,720 | New | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 3,552 | 250 | 0.0% | 0.0% | 66 | +180 | 5.34% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 3,495 | 240 | 0.0% | 0.0% | 67 | +1,954 | 126.8% | Q2 2014 | Aug 06, 2014 |
| Destination Wealth Management | History | New | 3,080 | 217 | 0.02% | — | 68 | +3,080 | New | Q2 2014 | Jul 21, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 2,935 | 207 | 0.0% | 0.0% | 69 | +1,324 | 82.18% | Q2 2014 | Jul 31, 2014 |
| Numeric Investors LLC | History | New | 2,900 | 205 | 0.0% | — | 70 | +2,900 | New | Q2 2014 | Aug 11, 2014 |
| HAP Trading, LLC | History | Reduced | 12,500 | 143 | 0.01% | 0.01% | 71 | -6,000 | -32.43% | Q2 2014 | Aug 11, 2014 |
| MetLife Securities, Inc | History | Added to | 1,893 | 134 | 0.02% | 0.01% | 72 | +1,305 | 221.94% | Q2 2014 | Aug 04, 2014 |
| Edge Wealth Management LLC | History | No change | 1,790 | 127 | 0.05% | 0.05% | 73 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| KBC Group NV | History | New | 1,768 | 125 | 0.0% | — | 74 | +1,768 | New | Q2 2014 | Aug 01, 2014 |
| Hartford Financial Management Inc. | History | New | 1,630 | 115 | 0.07% | — | 75 | +1,630 | New | Q2 2014 | Aug 05, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 1,279 | 90 | 0.0% | 0.0% | 76 | +219 | 20.66% | Q2 2014 | Aug 05, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 1,019 | 72 | 0.02% | 0.02% | 77 | +165 | 19.32% | Q2 2014 | Aug 04, 2014 |
| MUFG Americas Holdings Corp | History | Added to | 925 | 65 | 0.0% | 0.0% | 78 | +900 | 3600.0% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 911 | 64 | 0.0% | 0.0% | 79 | +1 | 0.11% | Q2 2014 | Aug 08, 2014 |
| Financial Architects, Inc | History | New | 677 | 48 | 0.02% | — | 80 | +677 | New | Q2 2014 | Aug 06, 2014 |
| Psagot Investment House Ltd. | History | Reduced | 630 | 44 | 0.0% | 0.0% | 81 | -177 | -21.93% | Q2 2014 | Aug 06, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | New | 600 | 42 | 0.01% | — | 83 | +600 | New | Q2 2014 | Jul 21, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Added to | 600 | 42 | 0.01% | 0.0% | 82 | +350 | 140.0% | Q2 2014 | Jul 31, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 605 | 42 | 0.03% | 0.01% | 84 | +305 | 101.67% | Q2 2014 | Jul 17, 2014 |
| TRUST CO OF VERMONT | History | New | 500 | 35 | 0.01% | — | 85 | +500 | New | Q2 2014 | Jul 16, 2014 |
| PRIVATE TRUST CO NA | History | New | 450 | 32 | 0.01% | — | 86 | +450 | New | Q2 2014 | Jul 22, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | No change | 435 | 30 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 360 | 25 | 0.0% | 0.0% | 88 | +300 | 500.0% | Q2 2014 | Jul 30, 2014 |
| Regal Investment Advisors LLC | History | New | 300 | 21 | 0.01% | — | 89 | +300 | New | Q2 2014 | Aug 04, 2014 |
| WealthTrust-Arizona, LLC | History | Added to | 200 | 14 | 0.01% | 0.01% | 90 | +100 | 100.0% | Q2 2014 | Jul 22, 2014 |
| American Research & Management Co. | History | No change | 200 | 14 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Blume Capital Management, Inc. | History | Added to | 180 | 13 | 0.01% | 0.0% | 92 | +100 | 125.0% | Q2 2014 | Jul 29, 2014 |
| Clarkston Capital Partners LLC | History | New | 100 | 7 | 0.0% | — | 94 | +100 | New | Q2 2014 | Jul 16, 2014 |
| TOMPKINS FINANCIAL CORP | History | Added to | 106 | 7 | 0.0% | 0.0% | 93 | +38 | 55.88% | Q2 2014 | Jul 11, 2014 |
| Winslow, Evans & Crocker, Inc. | History | New | 88 | 6 | 0.0% | — | 95 | +88 | New | Q2 2014 | Jul 16, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 35 | 2 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| TCI Wealth Advisors, Inc. | History | New | 9 | 1 | 0.0% | — | 98 | +9 | New | Q2 2014 | Aug 11, 2014 |
| Efficient Market Advisors, LLC | History | No change | 13 | 1 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.15% | — | -5,243,871 | -100.0% | Q1 2014 | May 14, 2014 |
| JAT CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 3.15% | — | -2,394,499 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.16% | — | -2,290,513 | -100.0% | Q1 2014 | May 15, 2014 |
| SRS Investment Management, LLC | History | Closed out | 0 | 0 | — | 6.16% | — | -2,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.05% | — | -1,750,545 | -100.0% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,647,916 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,229,971 | -100.0% | Q1 2014 | May 15, 2014 |
| Jetstream Capital LLC | History | Closed out | 0 | 0 | — | 1.98% | — | -1,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.3% | — | -868,079 | -100.0% | Q1 2014 | May 13, 2014 |
| RAINIER INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -743,550 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -730,033 | -100.0% | Q1 2014 | May 15, 2014 |
| Passport Capital, LLC | History | Closed out | 0 | 0 | — | 1.11% | — | -641,023 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -624,782 | -100.0% | Q1 2014 | May 15, 2014 |
| TIGER GLOBAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Miura Global Management, LLC | History | Closed out | 0 | 0 | — | 2.83% | — | -475,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -421,521 | -100.0% | Q1 2014 | May 16, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -412,352 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -280,074 | -100.0% | Q1 2014 | May 15, 2014 |
| Cupps Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.2% | — | -250,350 | -100.0% | Q1 2014 | May 12, 2014 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.86% | — | -250,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -246,176 | -100.0% | Q1 2014 | May 14, 2014 |
| GENERATION INVESTMENT MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.26% | — | -236,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.28% | — | -205,449 | -100.0% | Q1 2014 | May 13, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -175,000 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -158,209 | -100.0% | Q1 2014 | May 16, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -150,502 | -100.0% | Q1 2014 | May 14, 2014 |
| Fore Research & Management, LP | History | Closed out | 0 | 0 | — | 0.31% | — | -150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -134,476 | -100.0% | Q1 2014 | May 15, 2014 |
| BOLTON LP | History | Closed out | 0 | 0 | — | 1.76% | — | -122,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -116,772 | -100.0% | Q1 2014 | May 14, 2014 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.11% | — | -114,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -111,318 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -110,945 | -100.0% | Q1 2014 | Apr 18, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.14% | — | -110,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -109,528 | -100.0% | Q1 2014 | May 19, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -103,164 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -87,332 | -100.0% | Q1 2014 | May 28, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -83,380 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,545 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.22% | — | -78,372 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -77,877 | -100.0% | Q1 2014 | May 15, 2014 |
| LOEWS CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -75,000 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -72,352 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -68,413 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.07% | — | -68,112 | -100.0% | Q1 2014 | May 07, 2014 |
| Union Point Advisors, LLC | History | Closed out | 0 | 0 | — | 1.94% | — | -67,651 | -100.0% | Q1 2014 | May 14, 2014 |
| PANTHERA INVESTMENT GmbH | History | Closed out | 0 | 0 | — | 3.36% | — | -66,184 | -100.0% | Q1 2014 | May 15, 2014 |
| Northwest & Ethical Investments L.P. | History | Closed out | 0 | 0 | — | 0.27% | — | -64,900 | -100.0% | Q1 2014 | Jul 08, 2025 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -62,445 | -100.0% | Q1 2014 | May 08, 2014 |
| Jump Trading, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -56,800 | -100.0% | Q1 2014 | May 16, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.57% | — | -55,000 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER FUNDS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,800 | -100.0% | Q1 2014 | Apr 30, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -54,302 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -52,711 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -49,091 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -48,992 | -100.0% | Q1 2014 | May 15, 2014 |
| ALYDAR PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -45,000 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -44,423 | -100.0% | Q1 2014 | May 14, 2014 |
| LAKEWOOD CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.21% | — | -44,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -43,723 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -43,420 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -42,572 | -100.0% | Q1 2014 | May 08, 2014 |
| Axel Capital Management, LLC | History | Closed out | 0 | 0 | — | 5.79% | — | -41,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Atika Capital Management LLC | History | Closed out | 0 | 0 | — | 2.19% | — | -41,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.01% | — | -39,100 | -100.0% | Q1 2014 | May 15, 2014 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,830 | -100.0% | Q1 2014 | May 07, 2014 |
| Ashfield Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -37,790 | -100.0% | Q1 2014 | May 09, 2014 |
| Natixis Asset Management | History | Closed out | 0 | 0 | — | 0.32% | — | -36,685 | -100.0% | Q1 2014 | Aug 06, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -36,119 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -34,344 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,390 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,097 | -100.0% | Q1 2014 | May 14, 2014 |
| New Harbor Financial Group, LLC | History | Closed out | 0 | 0 | — | 1.55% | — | -27,800 | -100.0% | Q1 2014 | May 12, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -24,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -23,953 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,900 | -100.0% | Q1 2014 | May 15, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -21,640 | -100.0% | Q1 2014 | May 12, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,316 | -100.0% | Q1 2014 | May 13, 2014 |
| Firsthand Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.58% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.66% | — | -18,406 | -100.0% | Q1 2014 | Aug 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,322 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -16,780 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,300 | -100.0% | Q1 2014 | May 23, 2014 |
| SIGMA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -16,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,585 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,853 | -100.0% | Q1 2014 | May 13, 2014 |
| Atlanta Capital Group | History | Closed out | 0 | 0 | — | 0.27% | — | -14,579 | -100.0% | Q1 2014 | Apr 25, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.21% | — | -14,300 | -100.0% | Q1 2014 | Apr 25, 2014 |
| QCM Cayman, Ltd. | History | Closed out | 0 | 0 | — | 0.18% | — | -12,791 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,680 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -12,500 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,272 | -100.0% | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.09% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,300 | -100.0% | Q1 2014 | May 15, 2014 |
| OZ MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,948 | -100.0% | Q1 2014 | May 15, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -8,872 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -8,814 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,173 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,000 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,060 | -100.0% | Q1 2014 | May 14, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -7,000 | -100.0% | Q1 2014 | May 15, 2014 |
| QUANTRES ASSET MANAGEMENT Ltd | History | Closed out | 0 | 0 | — | 0.45% | — | -6,100 | -100.0% | Q1 2014 | Apr 30, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,909 | -100.0% | Q1 2014 | May 09, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -5,785 | -100.0% | Q1 2014 | May 14, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.01% | — | -5,777 | -100.0% | Q1 2014 | May 19, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -5,770 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,043 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.02% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STALEY CAPITAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -5,000 | -100.0% | Q1 2014 | May 07, 2014 |
| Moors & Cabot, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -4,850 | -100.0% | Q1 2014 | May 08, 2014 |
| Princeton Alpha Management LP | History | Closed out | 0 | 0 | — | 0.09% | — | -4,712 | -100.0% | Q1 2014 | Apr 17, 2014 |
| PATTEN & PATTEN INC/TN | History | Closed out | 0 | 0 | — | 0.04% | — | -4,500 | -100.0% | Q1 2014 | Apr 24, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,200 | -100.0% | Q1 2014 | May 02, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -4,168 | -100.0% | Q1 2014 | May 14, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,000 | -100.0% | Q1 2014 | May 08, 2014 |
| Burns Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -4,000 | -100.0% | Q1 2014 | May 14, 2014 |
| RONALD BLUE & CO LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,486 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -3,475 | -100.0% | Q1 2014 | Apr 11, 2014 |
| TRUST CO OF TOLEDO NA /OH/ | History | Closed out | 0 | 0 | — | 0.06% | — | -3,246 | -100.0% | Q1 2014 | Apr 08, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FUKOKU MUTUAL LIFE INSURANCE Co | History | Closed out | 0 | 0 | — | 0.03% | — | -2,600 | -100.0% | Q1 2014 | May 12, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,295 | -100.0% | Q1 2014 | May 07, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,175 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,650 | -100.0% | Q1 2014 | Apr 24, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Closed out | 0 | 0 | — | 0.03% | — | -1,400 | -100.0% | Q1 2014 | Apr 22, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,326 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,239 | -100.0% | Q1 2014 | May 14, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | Closed out | 0 | 0 | — | 0.54% | — | -1,130 | -100.0% | Q1 2014 | May 06, 2014 |
| First Washington CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -1,000 | -100.0% | Q1 2014 | May 05, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Torch Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -955 | -100.0% | Q1 2014 | May 02, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -705 | -100.0% | Q1 2014 | May 13, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -600 | -100.0% | Q1 2014 | May 09, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -507 | -100.0% | Q1 2014 | May 15, 2014 |
| Transamerica Financial Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -324 | -100.0% | Q1 2014 | Apr 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -274 | -100.0% | Q1 2014 | May 15, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -121 | -100.0% | Q1 2014 | Apr 23, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q1 2014 | Apr 28, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -64 | -100.0% | Q1 2014 | Apr 24, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53 | -100.0% | Q1 2014 | May 16, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q1 2014 | May 12, 2014 |
| ATWOOD & PALMER INC | History | New | 5 | 0 | — | — | — | +5 | New | Q2 2014 | Aug 11, 2014 |