TD AMERITRADE HOLDING CORP - 87236Y108
Detailed investor-level table based on 13F positions.
Early Q3 2022 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | History | No change | 234,023,860 | 9,162,034 | 22.52% | 21.59% | 1 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| VANGUARD GROUP INC | History | Added to | 21,106,094 | 826,304 | 0.03% | 0.02% | 2 | +4,128,077 | 24.31% | Q3 2020 | Nov 16, 2020 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 12,605,774 | 493,516 | 0.1% | 0.11% | 3 | -685,370 | -5.16% | Q3 2020 | Nov 16, 2020 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Reduced | 10,755,472 | 421,077 | 0.15% | 0.16% | 4 | -234,460 | -2.13% | Q3 2020 | Nov 12, 2020 |
| CITIGROUP INC | History | Added to | 10,347,455 | 405,102 | 0.26% | 0.29% | 5 | +47,774 | 0.46% | Q3 2020 | Nov 12, 2020 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 10,124,996 | 396,393 | 0.11% | 0.12% | 6 | -960,727 | -8.67% | Q3 2020 | Nov 13, 2020 |
| BAILLIE GIFFORD & CO | History | Reduced | 6,746,337 | 264,119 | 0.18% | 0.19% | 7 | -7,268 | -0.11% | Q3 2020 | Nov 12, 2020 |
| STATE STREET CORP | History | Reduced | 6,676,118 | 261,370 | 0.02% | 0.02% | 8 | -258,037 | -3.72% | Q3 2020 | Nov 10, 2020 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 6,150,446 | 240,790 | 0.3% | 0.08% | 9 | +4,501,673 | 273.03% | Q3 2020 | Nov 16, 2020 |
| Boston Partners | History | Reduced | 4,810,037 | 188,313 | 0.34% | 0.32% | 10 | -49,054 | -1.01% | Q3 2020 | Nov 13, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 4,745,960 | 185,805 | 0.03% | 0.03% | 11 | -868,387 | -15.47% | Q3 2020 | Nov 13, 2020 |
| FIRST TRUST ADVISORS LP | History | Added to | 4,082,513 | 159,830 | 0.26% | 0.24% | 12 | +217,266 | 5.62% | Q3 2020 | Nov 05, 2020 |
| JANUS HENDERSON GROUP PLC | History | Added to | 4,055,962 | 158,791 | 0.08% | 0.08% | 13 | +88,367 | 2.23% | Q3 2020 | Nov 16, 2020 |
| Pentwater Capital Management LP | History | Reduced | 4,049,500 | 158,538 | 2.05% | 3.44% | 14 | -1,263,940 | -23.79% | Q3 2020 | Dec 09, 2020 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 3,851,192 | 150,659 | 0.03% | 0.03% | 15 | +140,977 | 3.8% | Q3 2020 | Nov 13, 2020 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | History | Added to | 3,814,238 | 149,327 | 0.4% | 0.38% | 16 | +67,938 | 1.81% | Q3 2020 | Nov 13, 2020 |
| Magnetar Financial LLC | History | Reduced | 3,443,118 | 134,798 | 2.38% | 3.77% | 17 | -72,661 | -2.07% | Q3 2020 | Nov 16, 2020 |
| NATIXIS | History | Added to | 3,368,136 | 131,863 | 0.97% | 0.92% | 18 | +112,585 | 3.46% | Q3 2020 | Nov 12, 2020 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,313,039 | 90,541 | 0.04% | 0.03% | 19 | +531,640 | 29.84% | Q3 2020 | Nov 12, 2020 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 2,229,428 | 87,282 | 0.09% | 0.09% | 20 | -777,100 | -25.85% | Q3 2020 | Nov 13, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 2,020,070 | 79,087 | 0.02% | 0.02% | 21 | -204,869 | -9.21% | Q3 2020 | Nov 16, 2020 |
| NORTHERN TRUST CORP | History | Added to | 1,805,905 | 70,702 | 0.02% | 0.02% | 22 | +22,747 | 1.28% | Q3 2020 | Nov 16, 2020 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 1,778,831 | 69,641 | 0.1% | 0.05% | 23 | +1,049,332 | 143.84% | Q3 2020 | Oct 30, 2020 |
| BANK OF NOVA SCOTIA | History | Added to | 1,765,000 | 69,100 | 0.19% | 0.2% | 24 | +201,998 | 12.92% | Q3 2020 | Nov 12, 2020 |
| Legal & General Group Plc | History | Added to | 1,644,732 | 64,392 | 0.03% | 0.03% | 25 | +37,294 | 2.32% | Q3 2020 | Nov 13, 2020 |
| DEUTSCHE BANK AG\ | History | Added to | 1,593,870 | 62,401 | 0.04% | 0.04% | 26 | +88,676 | 5.89% | Q3 2020 | Nov 12, 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Added to | 1,303,227 | 51,021 | 0.08% | 0.07% | 27 | +268,370 | 25.93% | Q3 2020 | Nov 12, 2020 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Reduced | 1,286,348 | 50,361 | 0.38% | 0.39% | 28 | -55,954 | -4.17% | Q3 2020 | Mar 01, 2021 |
| Creative Planning | History | Reduced | 1,200,552 | 47,002 | 0.12% | 0.13% | 29 | -1,038 | -0.09% | Q3 2020 | Nov 05, 2020 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Added to | 1,133,268 | 44,367 | 0.32% | 0.28% | 30 | +91,168 | 8.75% | Q3 2020 | Nov 13, 2020 |
| Bank of New York Mellon Corp | History | Reduced | 1,071,852 | 41,963 | 19.78% | 30.84% | 31 | -10,600 | -0.98% | Q3 2020 | Oct 08, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 1,033,955 | 40,479 | 0.05% | 0.05% | 32 | -57,581 | -5.28% | Q3 2020 | Nov 09, 2020 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 1,010,617 | 39,566 | 0.03% | 0.03% | 33 | -64,413 | -5.99% | Q3 2020 | Oct 30, 2020 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Added to | 1,001,252 | 39,199 | 0.02% | 0.02% | 34 | +93,655 | 10.32% | Q3 2020 | Nov 13, 2020 |
| TWO SIGMA ADVISERS, LP | History | Added to | 984,100 | 38,528 | 0.11% | 0.08% | 35 | +196,800 | 25.0% | Q3 2020 | Nov 16, 2020 |
| MUFG Securities EMEA plc | History | Added to | 950,200 | 37,200 | 0.35% | 0.3% | 36 | +19,100 | 2.05% | Q3 2020 | Nov 13, 2020 |
| DIAMOND HILL CAPITAL MANAGEMENT INC | History | New | 941,405 | 36,856 | 0.2% | — | 37 | +941,405 | New | Q3 2020 | Nov 09, 2020 |
| JPMORGAN CHASE & CO | History | Reduced | 865,936 | 33,547 | 0.01% | 0.01% | 38 | -541,682 | -38.48% | Q3 2020 | Nov 12, 2020 |
| HSBC HOLDINGS PLC | History | Added to | 784,763 | 30,834 | 0.05% | 0.01% | 39 | +672,173 | 597.01% | Q3 2020 | Nov 12, 2020 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 787,117 | 30,816 | 0.01% | 0.01% | 40 | +42,946 | 5.77% | Q3 2020 | Nov 13, 2020 |
| GABELLI FUNDS LLC | History | Added to | 761,789 | 29,824 | 0.23% | 0.01% | 41 | +744,587 | 4328.49% | Q3 2020 | Nov 06, 2020 |
| SOROS FUND MANAGEMENT LLC | History | Added to | 750,656 | 29,388 | 0.72% | 0.57% | 42 | +50,000 | 7.14% | Q3 2020 | Nov 13, 2020 |
| Mitsubishi UFJ Trust & Banking Corp | History | Reduced | 690,829 | 27,030 | 0.06% | 0.06% | 43 | -8,027 | -1.15% | Q3 2020 | Nov 12, 2020 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 649,198 | 25,416 | 0.04% | 0.04% | 44 | +8,867 | 1.38% | Q3 2020 | Nov 17, 2020 |
| BARCLAYS PLC | History | Reduced | 644,206 | 25,220 | 0.01% | 0.03% | 45 | -343,851 | -34.8% | Q3 2020 | Nov 12, 2020 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 643,185 | 25,181 | 0.06% | 0.06% | 46 | +650 | 0.1% | Q3 2020 | Nov 16, 2020 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 622,540 | 24,372 | 0.03% | 0.03% | 47 | -46,000 | -6.88% | Q3 2020 | Nov 05, 2020 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 612,633 | 23,985 | 0.09% | 0.19% | 48 | -454,114 | -42.57% | Q3 2020 | Nov 16, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 602,304 | 23,580 | 0.02% | 0.02% | 49 | +17,914 | 3.07% | Q3 2020 | Nov 05, 2020 |
| Candriam Luxembourg S.C.A. | History | Added to | 590,377 | 23,112 | 0.22% | 0.16% | 50 | +165,907 | 39.09% | Q3 2020 | Oct 19, 2020 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 483,128 | 18,914 | 0.01% | 0.01% | 51 | -200,760 | -29.36% | Q3 2020 | Nov 12, 2020 |
| National Pension Service | History | No change | 475,955 | 18,643 | 0.05% | 0.05% | 52 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Added to | 456,000 | 17,852 | 0.14% | 0.11% | 53 | +116,000 | 34.12% | Q3 2020 | Nov 13, 2020 |
| RHUMBLINE ADVISERS | History | Added to | 427,901 | 16,752 | 0.03% | 0.03% | 54 | +13,858 | 3.35% | Q3 2020 | Nov 12, 2020 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | No change | 425,500 | 16,658 | 0.04% | 0.04% | 55 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| MARSHALL WACE, LLP | History | Reduced | 425,115 | 16,643 | 0.11% | 0.17% | 56 | -233,004 | -35.4% | Q3 2020 | Nov 16, 2020 |
| Alberta Investment Management Corp | History | Reduced | 418,300 | 16,376 | 0.18% | 0.33% | 57 | -343,600 | -45.1% | Q3 2020 | Oct 26, 2020 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 368,430 | 14,424 | 0.03% | 0.03% | 58 | +130 | 0.04% | Q3 2020 | Nov 09, 2020 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Added to | 316,521 | 12,392 | 0.1% | 0.12% | 59 | +25,602 | 8.8% | Q3 2020 | Nov 16, 2020 |
| D. E. Shaw & Co., Inc. | History | Reduced | 295,639 | 11,574 | 0.01% | 0.04% | 60 | -583,253 | -66.36% | Q3 2020 | Nov 16, 2020 |
| UBS Group AG | History | Reduced | 289,797 | 11,346 | 0.0% | 0.01% | 61 | -73,741 | -20.28% | Q3 2020 | Nov 12, 2020 |
| FMR LLC | History | Reduced | 280,969 | 11,000 | 0.0% | 0.0% | 62 | -12,804 | -4.36% | Q3 2020 | Nov 13, 2020 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 242,579 | 9,497 | 0.02% | 0.02% | 63 | -329 | -0.14% | Q3 2020 | Nov 12, 2020 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | No change | 206,520 | 8,085 | 0.12% | 0.15% | 64 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| Russell Investments Group, Ltd. | History | Added to | 203,785 | 7,941 | 0.02% | 0.01% | 65 | +106,994 | 110.54% | Q3 2020 | Nov 09, 2020 |
| APG Asset Management N.V. | History | Added to | 237,309 | 7,923 | 0.01% | 0.01% | 66 | +44,600 | 23.14% | Q3 2020 | Nov 12, 2020 |
| Allianz Asset Management GmbH | History | Added to | 198,791 | 7,783 | 123.78% | 103.69% | 67 | +17,803 | 9.84% | Q3 2020 | May 23, 2024 |
| Andra AP-fonden | History | Reduced | 183,700 | 7,192 | 0.2% | 0.2% | 68 | -2,600 | -1.4% | Q3 2020 | Nov 12, 2020 |
| State of New Jersey Common Pension Fund D | History | Reduced | 180,028 | 7,048 | 0.03% | 0.03% | 69 | -9,653 | -5.09% | Q3 2020 | Oct 27, 2020 |
| Maven Securities LTD | History | Added to | 172,979 | 6,796 | 0.56% | 0.02% | 70 | +166,320 | 2497.67% | Q3 2020 | Nov 13, 2020 |
| JANE STREET GROUP, LLC | History | Added to | 173,249 | 6,782 | 0.0% | 0.0% | 71 | +144,784 | 508.64% | Q3 2020 | Nov 17, 2020 |
| Caption Management, LLC | History | New | 144,400 | 5,653 | 0.13% | — | 72 | +144,400 | New | Q3 2020 | Nov 16, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 143,372 | 5,612 | 0.0% | 0.0% | 73 | -288,892 | -66.83% | Q3 2020 | Nov 05, 2020 |
| GATEWAY INVESTMENT ADVISERS LLC | History | Reduced | 141,601 | 5,544 | 0.06% | 0.06% | 74 | -826 | -0.58% | Q3 2020 | Oct 19, 2020 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 136,069 | 5,327 | 0.05% | 0.05% | 75 | -6,855 | -4.8% | Q3 2020 | Nov 13, 2020 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 132,425 | 5,185 | 0.0% | 0.0% | 76 | -152,268 | -53.48% | Q3 2020 | Nov 16, 2020 |
| Asset Management One Co., Ltd. | History | Reduced | 131,355 | 5,141 | 0.02% | 0.02% | 77 | -5,895 | -4.3% | Q3 2020 | Nov 13, 2020 |
| Perpetual Ltd | History | Added to | 124,750 | 4,884 | 0.35% | 0.39% | 78 | +9,264 | 8.02% | Q3 2020 | Dec 08, 2020 |
| CITADEL ADVISORS LLC | History | Reduced | 114,908 | 4,499 | 0.0% | 0.0% | 79 | -132,063 | -53.47% | Q3 2020 | Nov 16, 2020 |
| ROYAL LONDON ASSET MANAGEMENT LTD | History | Reduced | 102,373 | 3,965 | 0.02% | 0.03% | 80 | -4,886 | -4.56% | Q3 2020 | Nov 04, 2020 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 101,137 | 3,960 | 0.02% | 0.02% | 81 | +975 | 0.97% | Q3 2020 | Nov 16, 2020 |
| Invesco Ltd. | History | Reduced | 100,784 | 3,946 | 0.0% | 0.0% | 82 | -38,045 | -27.4% | Q3 2020 | Nov 16, 2020 |
| Rafferty Asset Management, LLC | History | Added to | 100,615 | 3,939 | 0.05% | 0.03% | 83 | +40,930 | 68.58% | Q3 2020 | Nov 13, 2020 |
| NOMURA HOLDINGS INC | History | Added to | 98,296 | 3,841 | 0.01% | 0.01% | 84 | +15,196 | 18.29% | Q3 2020 | Nov 12, 2020 |
| FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND | History | Added to | 97,623 | 3,822 | 0.04% | 0.04% | 85 | +3,400 | 3.61% | Q3 2020 | Nov 13, 2020 |
| MORGAN STANLEY | History | Reduced | 94,619 | 3,704 | 0.0% | 0.02% | 86 | -2,727,887 | -96.65% | Q3 2020 | Nov 13, 2020 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 94,594 | 3,702 | 0.01% | 0.01% | 87 | +505 | 0.54% | Q3 2020 | Nov 13, 2020 |
| ExodusPoint Capital Management, LP | History | Added to | 83,282 | 3,260 | 0.06% | 0.01% | 88 | +69,693 | 512.86% | Q3 2020 | Nov 16, 2020 |
| Arizona State Retirement System | History | Added to | 82,254 | 3,220 | 0.03% | 0.03% | 89 | +18,753 | 29.53% | Q3 2020 | Nov 05, 2020 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 78,205 | 3,070 | 0.04% | 0.05% | 90 | -12,268 | -13.56% | Q3 2020 | Aug 30, 2024 |
| Swiss Life Asset Management Ltd | History | Added to | 73,223 | 2,866 | 0.04% | 0.01% | 91 | +59,498 | 433.5% | Q3 2020 | Dec 29, 2025 |
| FORSTA AP-FONDEN | History | Added to | 71,700 | 2,807 | 0.06% | 0.04% | 92 | +29,800 | 71.12% | Q3 2020 | Feb 19, 2021 |
| Korea Investment CORP | History | Reduced | 68,900 | 2,697 | 0.01% | 0.06% | 93 | -366,200 | -84.16% | Q3 2020 | Nov 12, 2020 |
| Skandinaviska Enskilda Banken AB (publ) | History | Reduced | 67,772 | 2,653 | 0.02% | 0.03% | 94 | -20,896 | -23.57% | Q3 2020 | Nov 12, 2020 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 63,126 | 2,471 | 0.0% | 0.28% | 95 | +5,026 | 8.65% | Q3 2020 | Nov 06, 2020 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Reduced | 62,746 | 2,463 | 0.0% | 0.0% | 96 | -62,746 | -50.0% | Q3 2020 | Nov 09, 2020 |
| STIFEL FINANCIAL CORP | History | Reduced | 62,528 | 2,447 | 0.01% | 0.01% | 97 | -18,095 | -22.44% | Q3 2020 | Nov 16, 2020 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 60,323 | 2,362 | 0.02% | 0.02% | 98 | +9,442 | 18.56% | Q3 2020 | Nov 06, 2020 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 54,954 | 2,151 | 0.02% | 0.01% | 99 | +2,736 | 5.24% | Q3 2020 | Nov 13, 2020 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Reduced | 53,836 | 2,107 | 0.12% | 0.61% | 100 | -238,346 | -81.57% | Q3 2020 | Nov 02, 2020 |
| AVIVA PLC | History | Reduced | 52,821 | 2,068 | 0.01% | 0.01% | 101 | -2,827 | -5.08% | Q3 2020 | Nov 12, 2020 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | No change | 50,752 | 1,987 | 0.04% | 0.03% | 102 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | History | Added to | 50,021 | 1,958 | 0.02% | 0.02% | 103 | +6,099 | 13.89% | Q3 2020 | Nov 10, 2020 |
| Utah Retirement Systems | History | Added to | 49,727 | 1,946 | 0.03% | 0.03% | 104 | +400 | 0.81% | Q3 2020 | Nov 16, 2020 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | History | Added to | 46,909 | 1,836 | 0.02% | 0.02% | 105 | +3,591 | 8.29% | Q3 2020 | Nov 10, 2020 |
| AustralianSuper Pty Ltd | History | New | 46,875 | 1,835 | 0.02% | — | 106 | +46,875 | New | Q3 2020 | Nov 16, 2020 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Reduced | 46,073 | 1,803 | 183.79% | 182.52% | 107 | -134 | -0.29% | Q3 2020 | Nov 22, 2022 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 45,400 | 1,777 | 0.02% | 0.02% | 108 | -1,900 | -4.02% | Q3 2020 | Nov 12, 2020 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 43,621 | 1,707 | 0.0% | 0.0% | 109 | -925 | -2.08% | Q3 2020 | Nov 16, 2020 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 43,450 | 1,701 | 0.04% | 0.03% | 110 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| HARRIS ASSOCIATES L P | History | Added to | 41,995 | 1,644 | 0.0% | 0.0% | 111 | +22,225 | 112.42% | Q3 2020 | Nov 16, 2020 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 37,245 | 1,488 | 0.0% | 0.0% | 112 | -5,969 | -13.81% | Q3 2020 | Nov 12, 2020 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 36,573 | 1,432 | 0.02% | 0.02% | 113 | -142 | -0.39% | Q3 2020 | Dec 10, 2020 |
| Standard Life Aberdeen plc | History | Reduced | 35,965 | 1,408 | 0.0% | 0.0% | 114 | -7,303 | -16.88% | Q3 2020 | Oct 21, 2020 |
| DnB Asset Management AS | History | Added to | 32,524 | 1,273 | 0.01% | 0.01% | 115 | +3,000 | 10.16% | Q3 2020 | Oct 14, 2020 |
| Schonfeld Strategic Advisors LLC | History | Added to | 32,283 | 1,264 | 0.02% | 0.01% | 116 | +18,603 | 135.99% | Q3 2020 | Nov 19, 2020 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 31,916 | 1,250 | 0.01% | 0.01% | 117 | +396 | 1.26% | Q3 2020 | Nov 12, 2020 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 31,850 | 1,247 | 0.01% | 0.01% | 118 | -2,500 | -7.28% | Q3 2020 | Oct 20, 2020 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Reduced | 30,800 | 1,206 | 0.02% | 0.02% | 119 | -1,700 | -5.23% | Q3 2020 | Nov 03, 2020 |
| M&T BANK CORP | History | Reduced | 29,991 | 1,173 | 0.01% | 0.01% | 120 | -1,293 | -4.13% | Q3 2020 | Nov 06, 2020 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN/ /ADV | History | Added to | 27,272 | 1,068 | 0.02% | 0.02% | 121 | +720 | 2.71% | Q3 2020 | Oct 20, 2020 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 26,850 | 1,051 | 0.01% | 0.0% | 122 | +15,300 | 132.47% | Q3 2020 | Nov 06, 2020 |
| GLENMEDE TRUST CO NA | History | Reduced | 23,094 | 902 | 0.01% | 0.01% | 123 | -1,104 | -4.56% | Q3 2020 | Nov 16, 2020 |
| Tower Research Capital LLC (TRC) | History | Added to | 22,061 | 864 | 0.01% | 0.01% | 124 | +13,047 | 144.74% | Q3 2020 | Nov 16, 2020 |
| CIBC Asset Management Inc | History | Added to | 20,608 | 807 | 0.0% | 0.0% | 125 | +510 | 2.54% | Q3 2020 | Nov 05, 2020 |
| ProShare Advisors LLC | History | Added to | 20,457 | 801 | 0.0% | 0.0% | 126 | +1,563 | 8.27% | Q3 2020 | Nov 13, 2020 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 19,502 | 763 | 0.0% | 0.0% | 127 | -163 | -0.83% | Q3 2020 | Oct 09, 2020 |
| CIBC Private Wealth Group, LLC | History | New | 17,032 | 667 | 0.0% | — | 128 | +17,032 | New | Q3 2020 | Nov 03, 2020 |
| MAVERICK CAPITAL LTD | History | Reduced | 16,889 | 661 | 0.01% | 0.02% | 129 | -12,020 | -41.58% | Q3 2020 | Nov 16, 2020 |
| Sumitomo Mitsui DS Asset Management Company, Ltd | History | Reduced | 16,050 | 628 | 0.02% | 0.02% | 130 | -70 | -0.43% | Q3 2020 | Oct 29, 2020 |
| YACKTMAN ASSET MANAGEMENT LP | History | New | 15,700 | 615 | 0.01% | — | 131 | +15,700 | New | Q3 2020 | Oct 30, 2020 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 15,489 | 606 | 0.0% | 0.0% | 132 | +6,570 | 73.66% | Q3 2020 | Nov 02, 2020 |
| MACQUARIE GROUP LTD | History | Reduced | 14,654 | 574 | 0.0% | 0.0% | 133 | -24,383 | -62.46% | Q3 2020 | Nov 13, 2020 |
| Dai-Ichi Life Insurance Company, Ltd | History | No change | 14,603 | 572 | 0.01% | 0.01% | 134 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 14,562 | 570 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| US BANCORP \DE\ | History | Reduced | 14,190 | 556 | 0.0% | 0.0% | 136 | -1,979 | -12.24% | Q3 2020 | Nov 10, 2020 |
| Northwest & Ethical Investments L.P. | History | Added to | 13,779 | 539 | 0.02% | 0.02% | 137 | +1,006 | 7.88% | Q3 2020 | Jul 08, 2025 |
| ROYAL BANK OF CANADA | History | Added to | 11,779 | 463 | 0.0% | 0.0% | 138 | +942 | 8.69% | Q3 2020 | Nov 16, 2020 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 11,201 | 439 | 0.0% | 0.0% | 139 | -79 | -0.7% | Q3 2020 | Nov 09, 2020 |
| LPL Financial LLC | History | Added to | 11,137 | 436 | 0.0% | 0.0% | 140 | +3,903 | 53.95% | Q3 2020 | Nov 09, 2020 |
| COMERICA BANK | History | Reduced | 10,386 | 415 | 0.0% | 0.0% | 141 | -54 | -0.52% | Q3 2020 | Oct 30, 2020 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 10,556 | 413 | 0.89% | 1.16% | 142 | +200 | 1.93% | Q3 2020 | Jun 14, 2024 |
| 1832 Asset Management L.P. | History | No change | 10,000 | 392 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| COMMERCE BANK | History | Added to | 9,798 | 383 | 0.0% | 0.0% | 144 | +3,726 | 61.36% | Q3 2020 | Nov 06, 2020 |
| TRUIST FINANCIAL CORP | History | Added to | 9,270 | 362 | 0.0% | 0.0% | 145 | +2,676 | 40.58% | Q3 2020 | Nov 05, 2021 |
| SEI INVESTMENTS CO | History | Reduced | 8,900 | 348 | 0.0% | 0.0% | 146 | -3,055 | -25.55% | Q3 2020 | Dec 04, 2020 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 8,313 | 325 | 0.02% | 0.03% | 147 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| Baird Financial Group, Inc. | History | Reduced | 7,911 | 310 | 0.0% | 0.0% | 148 | -1,795 | -18.49% | Q3 2020 | Nov 12, 2020 |
| AE Wealth Management LLC | History | New | 7,589 | 297 | 0.0% | — | 149 | +7,589 | New | Q3 2020 | Nov 06, 2020 |
| Impax Asset Management Group plc | History | Added to | 7,464 | 292 | 0.0% | 0.0% | 150 | +238 | 3.29% | Q3 2020 | Nov 12, 2020 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 7,408 | 290 | 0.0% | 0.0% | 151 | +724 | 10.83% | Q3 2020 | Nov 13, 2020 |
| FRANKLIN RESOURCES INC | History | New | 7,230 | 283 | 0.0% | — | 152 | +7,230 | New | Q3 2020 | Nov 12, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 7,067 | 278 | 0.0% | 0.0% | 153 | -43 | -0.6% | Q3 2020 | Nov 12, 2020 |
| ALPS ADVISORS INC | History | New | 7,043 | 276 | 0.0% | — | 154 | +7,043 | New | Q3 2020 | Nov 05, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 6,894 | 269 | 0.0% | — | 155 | +6,894 | New | Q3 2020 | Nov 05, 2020 |
| D.A. DAVIDSON & CO. | History | No change | 6,300 | 247 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q3 2020 | Nov 02, 2020 |
| STATE OF MICHIGAN RETIREMENT SYSTEM | History | New | 6,200 | 243 | 0.0% | — | 157 | +6,200 | New | Q3 2020 | Oct 26, 2020 |
| Advisors Asset Management, Inc. | History | Reduced | 5,788 | 227 | 0.0% | 0.0% | 159 | -60 | -1.03% | Q3 2020 | Nov 16, 2020 |
| ROYCE & ASSOCIATES LP | History | No change | 5,787 | 227 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| GREENHAVEN ASSOCIATES INC | History | No change | 5,170 | 202 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q3 2020 | Oct 23, 2020 |
| MACKENZIE FINANCIAL CORP | History | New | 5,136 | 201 | 0.0% | — | 161 | +5,136 | New | Q3 2020 | Nov 13, 2020 |
| GREENLEAF TRUST | History | New | 5,116 | 200 | 0.0% | — | 163 | +5,116 | New | Q3 2020 | Oct 30, 2020 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 5,111 | 200 | 0.0% | 0.0% | 162 | -626 | -10.91% | Q3 2020 | Nov 13, 2020 |
| Pacer Advisors, Inc. | History | New | 4,516 | 177 | 0.0% | — | 164 | +4,516 | New | Q3 2020 | Oct 19, 2020 |
| Robeco Institutional Asset Management B.V. | History | Reduced | 4,259 | 167 | 0.0% | 0.0% | 166 | -3,632 | -46.03% | Q3 2020 | Jan 19, 2021 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 4,088 | 167 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 3,693 | 151 | 0.0% | 0.0% | 167 | -800 | -17.81% | Q3 2020 | Nov 17, 2020 |
| STRS OHIO | History | No change | 3,567 | 139 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q3 2020 | Dec 14, 2020 |
| Illinois Municipal Retirement Fund | History | New | 2,895 | 113 | 0.02% | — | 169 | +2,895 | New | Q3 2020 | Nov 03, 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 2,795 | 109 | 0.0% | 0.0% | 170 | -5,045 | -64.35% | Q3 2020 | Nov 06, 2020 |
| Allworth Financial LP | History | No change | 1,482 | 58 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q3 2020 | Nov 03, 2020 |
| IFP Advisors, Inc | History | Added to | 1,463 | 57 | 0.0% | 0.0% | 172 | +53 | 3.76% | Q3 2020 | Oct 29, 2020 |
| FIFTH THIRD BANCORP | History | Reduced | 1,280 | 50 | 0.0% | 0.0% | 173 | -563 | -30.55% | Q3 2020 | Nov 09, 2020 |
| Parallel Advisors, LLC | History | Reduced | 1,190 | 47 | 0.0% | 0.0% | 174 | -262 | -18.04% | Q3 2020 | Oct 27, 2020 |
| Advisory Services Network, LLC | History | New | 1,065 | 42 | 0.0% | — | 175 | +1,065 | New | Q3 2020 | Nov 16, 2020 |
| CULLEN/FROST BANKERS, INC. | History | Reduced | 900 | 35 | 0.0% | 0.0% | 176 | -174 | -16.2% | Q3 2020 | Nov 05, 2020 |
| BROWN BROTHERS HARRIMAN & CO | History | Reduced | 813 | 32 | 0.0% | 0.0% | 177 | -163 | -16.7% | Q3 2020 | Nov 16, 2020 |
| SIGNATUREFD, LLC | History | Reduced | 533 | 21 | 0.0% | 0.0% | 178 | -56 | -9.51% | Q3 2020 | Nov 03, 2020 |
| CENTRAL TRUST Co | History | No change | 248 | 10 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q3 2020 | Oct 22, 2020 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 219 | 9 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 118 | 5 | 0.0% | 0.0% | 182 | +3 | 2.61% | Q3 2020 | Nov 12, 2020 |
| EARNEST PARTNERS LLC | History | No change | 115 | 5 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| EVOKE WEALTH, LLC | History | No change | 99 | 4 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| Valeo Financial Advisors, LLC | History | Reduced | 61 | 2 | 0.0% | 0.0% | 184 | -13 | -17.57% | Q3 2020 | Oct 28, 2020 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 2.5% | — | -5,256,371 | -100.0% | Q2 2020 | Sep 10, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 4.74% | — | -2,627,276 | -100.0% | Q2 2020 | Aug 14, 2020 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 49.32% | — | -810,001 | -100.0% | Q2 2020 | May 17, 2022 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 17.43% | — | -340,413 | -100.0% | Q2 2020 | Aug 27, 2020 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.12% | — | -191,160 | -100.0% | Q2 2020 | Aug 12, 2020 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -185,107 | -100.0% | Q2 2020 | Aug 14, 2020 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -148,761 | -100.0% | Q2 2020 | Aug 14, 2020 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -128,333 | -100.0% | Q2 2020 | Jun 21, 2021 |
| Edgestream Partners, L.P. | History | Closed out | 0 | 0 | — | 0.19% | — | -97,933 | -100.0% | Q2 2020 | Aug 11, 2020 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -56,757 | -100.0% | Q2 2020 | Aug 14, 2020 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -28,734 | -100.0% | Q2 2020 | Aug 14, 2020 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.05% | — | -26,710 | -100.0% | Q2 2020 | Aug 17, 2020 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,240 | -100.0% | Q2 2020 | Aug 06, 2020 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,915 | -100.0% | Q2 2020 | Jul 31, 2020 |
| Chicago Partners Investment Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,621 | -100.0% | Q2 2020 | Jul 31, 2020 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -406 | -100.0% | Q2 2020 | Aug 17, 2020 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Closed out | 0 | 0 | — | 0.0% | — | -384 | -100.0% | Q2 2020 | Aug 12, 2020 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -212 | -100.0% | Q2 2020 | Aug 10, 2020 |
| SRS Capital Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -163 | -100.0% | Q2 2020 | Aug 06, 2020 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q2 2020 | Aug 11, 2020 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -16 | -100.0% | Q2 2020 | Aug 13, 2020 |
| Steward Partners Investment Advisory, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |