WESTERN ASSET EMRG MKT INCM - 95766E103

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Saba Capital Management, L.P. History No change 1,835,140 22,646 1.28% 1.28% 1 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 911,964 11,254 0.0% 0.0% 2 0 0.0% Q1 2014 May 13, 2014
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 707,941 8,736 0.71% 0.71% 3 0 0.0% Q1 2014 May 15, 2014
Invesco Ltd. History No change 635,535 7,843 0.0% 0.0% 4 0 0.0% Q1 2014 May 15, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History No change 572,762 7,068 0.02% 0.02% 5 0 0.0% Q1 2014 May 13, 2014
WELLS FARGO & COMPANY/MN History No change 415,107 5,123 0.0% 0.0% 6 0 0.0% Q1 2014 May 15, 2014
BANK OF AMERICA CORP /DE/ History No change 236,901 2,924 0.0% 0.0% 7 0 0.0% Q1 2014 May 15, 2014
CORNERSTONE ADVISORS INC History No change 210,302 2,595 0.61% 0.61% 8 0 0.0% Q1 2014 May 07, 2014
TRUST & FIDUCIARY MANAGEMENT SERVICES INC History Added to 177,706 2,297 1.07% 1.01% 9 +30,801 20.97% Q2 2014 Aug 08, 2014
GEODE CAPITAL MANAGEMENT, LLC History No change 141,685 1,748 0.0% 0.0% 10 0 0.0% Q1 2014 May 14, 2014
UBS AG History No change 135,722 1,675 0.0% 0.0% 11 0 0.0% Q1 2014 May 16, 2014
1607 Capital Partners, LLC History No change 95,200 1,175 0.09% 0.09% 12 0 0.0% Q1 2014 May 12, 2014
ROYAL BANK OF CANADA History No change 83,083 1,025 0.0% 0.0% 13 0 0.0% Q1 2014 May 15, 2014
BARCLAYS PLC History No change 76,071 907 0.0% 0.0% 14 0 0.0% Q1 2014 May 15, 2014
RAYMOND JAMES & ASSOCIATES History No change 53,493 660 0.0% 0.0% 15 0 0.0% Q1 2014 May 13, 2014
DOLIVER CAPITAL ADVISORS, INC. History No change 45,159 557 0.37% 0.37% 16 0 0.0% Q1 2014 May 16, 2014
Aldebaran Financial Inc. History No change 40,823 504 0.44% 0.44% 17 0 0.0% Q1 2014 May 16, 2014
AMERIPRISE FINANCIAL INC History No change 36,840 455 0.0% 0.0% 18 0 0.0% Q1 2014 May 14, 2014
VSR Financial Services, Inc. History No change 34,633 448 0.06% 0.06% 19 0 0.0% Q2 2014 Aug 05, 2014
GUGGENHEIM CAPITAL LLC History No change 29,810 367 0.0% 0.0% 20 0 0.0% Q1 2014 May 16, 2014
LPL Financial LLC History Reduced 27,665 358 0.0% 0.0% 21 -1,343 -4.63% Q2 2014 Aug 05, 2014
Raymond James Financial Services Advisors, Inc. History No change 20,696 255 0.02% 0.02% 22 0 0.0% Q1 2014 May 08, 2014
Verition Fund Management LLC History No change 19,266 238 0.04% 0.04% 23 0 0.0% Q1 2014 May 14, 2014
OPPENHEIMER & CO INC History No change 14,664 181 0.01% 0.01% 24 0 0.0% Q1 2014 May 09, 2014
Advisors Asset Management, Inc. History No change 14,483 179 0.0% 0.0% 25 0 0.0% Q1 2014 May 15, 2014
KMS FINANCIAL SERVICES, INC History No change 14,200 175 0.03% 0.03% 26 0 0.0% Q1 2014 Aug 08, 2014
National Planning Corp History Reduced 13,200 171 0.01% 0.01% 27 -595 -4.31% Q2 2014 Jul 16, 2014
Winslow, Evans & Crocker, Inc. History Reduced 12,960 167 0.06% 0.06% 28 -370 -2.78% Q2 2014 Jul 16, 2014
First Allied Advisory Services, Inc. History No change 13,243 163 0.01% 0.01% 29 0 0.0% Q1 2014 May 15, 2014
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. History No change 11,476 142 0.19% 0.19% 30 0 0.0% Q1 2014 May 13, 2014
Creative Planning History No change 11,202 138 0.0% 0.0% 31 0 0.0% Q1 2014 Apr 11, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 9,859 122 0.0% 0.0% 32 0 0.0% Q1 2014 May 15, 2014
MONROE BANK & TRUST/MI History No change 8,000 103 0.03% 0.03% 33 0 0.0% Q2 2014 Jul 31, 2014
WHITTIER TRUST CO OF NEVADA INC History No change 6,700 87 0.01% 0.01% 34 0 0.0% Q2 2014 Aug 04, 2014
Joel Isaacson & Co., LLC History No change 5,000 65 0.02% 0.02% 35 0 0.0% Q2 2014 Jul 21, 2014
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History No change 4,301 56 0.0% 0.0% 36 0 0.0% Q2 2014 Aug 05, 2014
Blume Capital Management, Inc. History Reduced 3,620 47 0.04% 0.15% 37 -11,227 -75.62% Q2 2014 Jul 29, 2014
BANK OF MONTREAL /CAN/ History No change 3,276 40 0.0% 0.0% 38 0 0.0% Q1 2014 May 15, 2014
DAVIDSON D A & CO History No change 2,500 32 0.0% 0.0% 39 0 0.0% Q2 2014 Jul 29, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 2,400 31 0.0% 0.0% 40 +1,300 118.18% Q2 2014 Aug 08, 2014
FIFTH THIRD BANCORP History No change 2,483 31 0.0% 0.0% 41 0 0.0% Q1 2014 May 15, 2014
CITIGROUP INC History No change 2,075 25 0.0% 0.0% 42 0 0.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History No change 1,601 19 0.0% 0.0% 43 0 0.0% Q1 2014 May 15, 2014
Legg Mason Investment Counsel, LLC History No change 1,000 13 0.0% 0.0% 44 0 0.0% Q1 2014 May 15, 2014
Tower Research Capital LLC History No change 667 8 0.0% 0.0% 45 0 0.0% Q1 2014 May 02, 2014
MUFG Americas Holdings Corp History No change 465 6 0.0% 0.0% 46 0 0.0% Q2 2014 Aug 05, 2014
MetLife Securities, Inc History No change 400 5 0.0% 0.0% 47 0 0.0% Q2 2014 Aug 04, 2014
US BANCORP \DE\ History No change 345 4 0.0% 0.0% 48 0 0.0% Q1 2014 May 14, 2014
NEW ENGLAND SECURITIES CORP /MA/ History No change 200 3 0.0% 0.0% 49 0 0.0% Q2 2014 Aug 04, 2014
Gradient Investments LLC History No change 200 3 0.0% 0.0% 50 0 0.0% Q2 2014 Jul 11, 2014
North Star Investment Management Corp. History No change 169 2 0.0% 0.0% 51 0 0.0% Q1 2014 Apr 29, 2014
CTC Alternative Strategies, Ltd. History Closed out 0 0 — 0.11% — -16,060 -100.0% Q2 2014 Jul 22, 2014