WESTERN ASSET EMRG MKT INCM - 95766E103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Added to | 177,706 | 2,297 | 1.07% | 1.01% | 1 | +30,801 | 20.97% | Q2 2014 | Aug 08, 2014 |
| VSR Financial Services, Inc. | History | No change | 34,633 | 448 | 0.06% | 0.06% | 2 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| LPL Financial LLC | History | Reduced | 27,665 | 358 | 0.0% | 0.0% | 3 | -1,343 | -4.63% | Q2 2014 | Aug 05, 2014 |
| National Planning Corp | History | Reduced | 13,200 | 171 | 0.01% | 0.01% | 4 | -595 | -4.31% | Q2 2014 | Jul 16, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 12,960 | 167 | 0.06% | 0.06% | 5 | -370 | -2.78% | Q2 2014 | Jul 16, 2014 |
| MONROE BANK & TRUST/MI | History | No change | 8,000 | 103 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 6,700 | 87 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 5,000 | 65 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,301 | 56 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Blume Capital Management, Inc. | History | Reduced | 3,620 | 47 | 0.04% | 0.15% | 10 | -11,227 | -75.62% | Q2 2014 | Jul 29, 2014 |
| DAVIDSON D A & CO | History | No change | 2,500 | 32 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 2,400 | 31 | 0.0% | 0.0% | 12 | +1,300 | 118.18% | Q2 2014 | Aug 08, 2014 |
| MUFG Americas Holdings Corp | History | No change | 465 | 6 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| MetLife Securities, Inc | History | No change | 400 | 5 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 200 | 3 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Gradient Investments LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 1.28% | — | -1,835,140 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -911,964 | -100.0% | Q1 2014 | May 13, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -707,941 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -635,535 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -572,762 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -415,107 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -236,901 | -100.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | Closed out | 0 | 0 | — | 0.61% | — | -210,302 | -100.0% | Q1 2014 | May 07, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -141,685 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -135,722 | -100.0% | Q1 2014 | May 16, 2014 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -95,200 | -100.0% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -83,083 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,071 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -53,493 | -100.0% | Q1 2014 | May 13, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.37% | — | -45,159 | -100.0% | Q1 2014 | May 16, 2014 |
| Aldebaran Financial Inc. | History | Closed out | 0 | 0 | — | 0.44% | — | -40,823 | -100.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,840 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,810 | -100.0% | Q1 2014 | May 16, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -20,696 | -100.0% | Q1 2014 | May 08, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -19,266 | -100.0% | Q1 2014 | May 14, 2014 |
| CTC Alternative Strategies, Ltd. | History | Closed out | 0 | 0 | — | 0.11% | — | -16,060 | -100.0% | Q1 2014 | May 02, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,664 | -100.0% | Q1 2014 | May 09, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,483 | -100.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -14,200 | -100.0% | Q1 2014 | Aug 08, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,243 | -100.0% | Q1 2014 | May 15, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.19% | — | -11,476 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -11,202 | -100.0% | Q1 2014 | Apr 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,859 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,276 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,483 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,075 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,601 | -100.0% | Q1 2014 | May 15, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -667 | -100.0% | Q1 2014 | May 02, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -345 | -100.0% | Q1 2014 | May 14, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -169 | -100.0% | Q1 2014 | Apr 29, 2014 |