ARK ETF Trust - ARKX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Braeburn Wealth Management LLC | History | New | 57,081 | 1,675 | 0.96% | — | 1 | +57,081 | New | Q1 2026 | Apr 17, 2026 |
| Brookstone Capital Management | History | Added to | 44,728 | 1,312 | 0.01% | 0.01% | 2 | +5,586 | 14.27% | Q1 2026 | Apr 16, 2026 |
| CoreCap Advisors, LLC | History | Added to | 26,452 | 776 | 0.03% | 0.0% | 3 | +24,855 | 1556.36% | Q1 2026 | Apr 07, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 26,040 | 764 | 0.02% | 0.02% | 4 | +2,130 | 8.91% | Q1 2026 | Apr 21, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 15,785 | 463 | 0.01% | 0.01% | 5 | +1,083 | 7.37% | Q1 2026 | Apr 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 15,199 | 446 | 0.01% | 0.01% | 6 | -1,225 | -7.46% | Q1 2026 | Apr 20, 2026 |
| Prospera Financial Services Inc | History | New | 14,387 | 422 | 0.01% | — | 7 | +14,387 | New | Q1 2026 | Apr 14, 2026 |
| SFG Wealth Management, LLC. | History | New | 13,401 | 393 | 0.16% | — | 8 | +13,401 | New | Q1 2026 | Apr 22, 2026 |
| Gradient Investments LLC | History | No change | 10,172 | 298 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 9,734 | 286 | 0.0% | 0.0% | 10 | -208 | -2.09% | Q1 2026 | Apr 22, 2026 |
| Capital Advisors, Ltd. LLC | History | Added to | 9,481 | 278 | 0.03% | 0.0% | 11 | +8,881 | 1480.17% | Q1 2026 | Apr 16, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 8,948 | 262 | 0.02% | 0.02% | 12 | +98 | 1.11% | Q1 2026 | Apr 15, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | Reduced | 8,850 | 259 | 0.06% | 0.06% | 13 | -50 | -0.56% | Q1 2026 | Apr 17, 2026 |
| Apollon Wealth Management, LLC | History | New | 7,711 | 226 | 0.0% | — | 14 | +7,711 | New | Q1 2026 | Apr 22, 2026 |
| Wiser Advisor Group LLC | History | Reduced | 6,691 | 196 | 0.24% | 0.22% | 15 | -68 | -1.01% | Q1 2026 | Apr 22, 2026 |
| Financial Management Professionals, Inc. | History | No change | 2,500 | 73 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,430 | 42 | 0.0% | 0.0% | 18 | +225 | 18.67% | Q1 2026 | Apr 07, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 1,442 | 42 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| SIGNATUREFD, LLC | History | Added to | 1,175 | 34 | 0.0% | 0.0% | 19 | +525 | 80.77% | Q1 2026 | Apr 07, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | No change | 900 | 26 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Spire Wealth Management | History | No change | 917 | 26 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| NBC SECURITIES, INC. | History | Added to | 712 | 20 | 0.0% | 0.0% | 22 | +117 | 19.66% | Q1 2026 | Apr 14, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 499 | 14 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 380 | 11 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | New | 313 | 9 | 0.01% | — | 25 | +313 | New | Q1 2026 | Apr 07, 2026 |
| ST GERMAIN D J CO INC | History | New | 93 | 2 | 0.0% | — | 26 | +93 | New | Q1 2026 | Apr 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 100 | 2 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Stone House Investment Management, LLC | History | No change | 100 | 2 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| IFP Advisors, Inc | History | No change | 60 | 1 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Activest Wealth Management | History | No change | 64 | 1 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -458,717 | -100.0% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -124,322 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -89,980 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -72,836 | -100.0% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -58,179 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -53,600 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,500 | -100.0% | Q4 2025 | Feb 12, 2026 |
| WJ Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.6% | — | -47,440 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Eschler Asset Management LLP | History | Closed out | 0 | 0 | — | 0.89% | — | -45,383 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Canal Insurance CO | History | Closed out | 0 | 0 | — | 0.28% | — | -40,000 | -100.0% | Q4 2025 | Feb 03, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -34,742 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -34,671 | -100.0% | Q4 2025 | Feb 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,009 | -100.0% | Q4 2025 | Feb 10, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -32,458 | -100.0% | Q4 2025 | Feb 11, 2026 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -31,581 | -100.0% | Q4 2025 | Jan 26, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -29,451 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,798 | -100.0% | Q4 2025 | Jan 26, 2026 |
| SCS Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,081 | -100.0% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,681 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Ferguson Shapiro LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -24,093 | -100.0% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,592 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -17,727 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,280 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,330 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -14,759 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,346 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,547 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Grandview Asset Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -10,653 | -100.0% | Q4 2025 | Jan 26, 2026 |
| M & L Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.06% | — | -10,200 | -100.0% | Q4 2025 | Jan 12, 2026 |
| WCG Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,070 | -100.0% | Q4 2025 | Feb 10, 2026 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -9,188 | -100.0% | Q4 2025 | Mar 12, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -8,308 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Stirlingshire Investments, Inc. | History | Closed out | 0 | 0 | — | 0.2% | — | -7,949 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,666 | -100.0% | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,157 | -100.0% | Q4 2025 | Feb 13, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,877 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,832 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,533 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,665 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Quent Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,475 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,145 | -100.0% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,737 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -1,724 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | Closed out | 0 | 0 | — | 0.12% | — | -1,500 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,458 | -100.0% | Q4 2025 | Feb 19, 2026 |
| NBZ Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,416 | -100.0% | Q4 2025 | Feb 03, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,254 | -100.0% | Q4 2025 | Jan 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,245 | -100.0% | Q4 2025 | Feb 09, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,122 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q4 2025 | Feb 05, 2026 |
| SHP Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q4 2025 | Mar 04, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -875 | -100.0% | Q4 2025 | Feb 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -612 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -511 | -100.0% | Q4 2025 | Jan 28, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -497 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Private Wealth Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -480 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Costello Asset Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -450 | -100.0% | Q4 2025 | Feb 03, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -440 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -425 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Colonial Trust Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q4 2025 | Feb 12, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -325 | -100.0% | Q4 2025 | Mar 16, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -304 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -297 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -259 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PITTENGER & ANDERSON INC | History | Closed out | 0 | 0 | — | 0.0% | — | -218 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Feb 18, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -192 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Glen Eagle Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -188 | -100.0% | Q4 2025 | Feb 13, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -175 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Independence Bank of Kentucky | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2025 | Jan 20, 2026 |
| SageView Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Strive Financial Group ,LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Archer Investment Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -74 | -100.0% | Q4 2025 | Jan 30, 2026 |
| ALBION FINANCIAL GROUP /UT | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -55 | -100.0% | Q4 2025 | Jan 16, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Fairscale Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Horrell Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q4 2025 | Feb 03, 2026 |
| REXFORD CAPITAL INC | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | Apr 23, 2026 |
| Windsor Advisory Group, LLC | History | Closed out | 0 | 0 | — | — | — | -24 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Copia Wealth Management | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Concord Wealth Partners | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q4 2025 | Jan 29, 2026 |
| New England Capital Financial Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q4 2025 | Feb 02, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Acumen Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Quattro Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Noble Wealth Management PBC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |