BANCROFT FUND LTD - BCV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | History | Added to | 304,265 | 6,554 | 0.0% | 0.0% | 1 | +2,052 | 0.68% | Q1 2026 | Jul 17, 2026 |
| Saba Capital Management, L.P. | History | Reduced | 277,479 | 5,976 | 0.17% | 0.24% | 2 | -83,815 | -23.2% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 255,169 | 5,496 | 0.11% | 0.11% | 3 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Reduced | 148,204 | 3,192 | 0.0% | 0.0% | 4 | -24,184 | -14.03% | Q1 2026 | May 15, 2026 |
| Pathstone Holdings, LLC | History | Added to | 145,422 | 3,132 | 0.01% | 0.01% | 5 | +22,803 | 18.6% | Q1 2026 | May 11, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 107,851 | 2,323 | 0.33% | 0.32% | 6 | +10,477 | 10.76% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 100,823 | 2,171 | 0.0% | 0.0% | 7 | -391 | -0.39% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 91,338 | 1,967 | 0.02% | 0.02% | 8 | -5,963 | -6.13% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 89,139 | 1,920 | 0.0% | 0.0% | 9 | +15,048 | 20.31% | Q1 2026 | May 12, 2026 |
| Beckerman Institutional, LLC | History | Added to | 73,919 | 1,592 | 0.85% | 0.92% | 10 | +15 | 0.02% | Q1 2026 | May 04, 2026 |
| UBS Group AG | History | Reduced | 60,873 | 1,311 | 0.0% | 0.0% | 11 | -4,252 | -6.53% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Reduced | 59,011 | 1,271 | 0.0% | 0.0% | 12 | -6,365 | -9.74% | Q1 2026 | May 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 40,748 | 878 | 0.0% | 0.0% | 13 | -5,400 | -11.7% | Q1 2026 | Apr 30, 2026 |
| Mezzasalma Advisors, LLC | History | Added to | 39,885 | 859 | 0.22% | 0.21% | 14 | +529 | 1.34% | Q1 2026 | Apr 17, 2026 |
| Bulldog Investors, LLP | History | No change | 39,448 | 849 | 0.19% | 0.19% | 15 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 36,148 | 779 | 0.0% | 0.0% | 16 | +729 | 2.06% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | New | 35,881 | 772 | 0.01% | — | 17 | +35,881 | New | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 30,792 | 663 | 0.0% | 0.0% | 18 | +1,332 | 4.52% | Q1 2026 | May 12, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 25,913 | 558 | 0.0% | 0.0% | 19 | +13,827 | 114.41% | Q1 2026 | May 13, 2026 |
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | Reduced | 25,700 | 553 | 0.08% | 0.09% | 20 | -1,300 | -4.81% | Q1 2026 | May 14, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 24,189 | 521 | 0.03% | 0.31% | 21 | +670 | 2.85% | Q1 2026 | Apr 16, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 21,555 | 464 | 0.02% | 0.03% | 22 | +14 | 0.06% | Q1 2026 | Apr 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 19,684 | 423 | 0.0% | 0.0% | 23 | -210 | -1.06% | Q1 2026 | Jul 08, 2026 |
| Cetera Investment Advisers | History | Reduced | 19,354 | 416 | 0.0% | 0.0% | 24 | -305 | -1.55% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 17,341 | 373 | 0.0% | 0.0% | 25 | +8,938 | 106.37% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 16,113 | 347 | 0.0% | 0.0% | 26 | -1,397 | -7.98% | Q1 2026 | May 04, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 15,221 | 327 | 0.11% | 0.19% | 27 | -12,467 | -45.03% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 15,200 | 327 | 0.0% | 0.0% | 28 | -1,400 | -8.43% | Q1 2026 | Jun 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 14,068 | 303 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 13,638 | 293 | 0.0% | — | 30 | +13,638 | New | Q1 2026 | May 04, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 12,705 | 273 | 0.0% | — | 31 | +12,705 | New | Q1 2026 | Apr 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 9,205 | 198 | 0.0% | 0.0% | 32 | +3,000 | 48.35% | Q1 2026 | May 08, 2026 |
| 10Elms LLP | History | No change | 8,791 | 188 | 0.12% | 0.17% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Caldwell Trust Co | History | No change | 2,479 | 53 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Ancora Advisors LLC | History | No change | 1,000 | 21 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 1,000 | 21 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Noble Wealth Management PBC | History | No change | 1,000 | 21 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| ASSETMARK, INC | History | New | 290 | 6 | 0.0% | — | 38 | +290 | New | Q1 2026 | May 06, 2026 |
| LRI Investments, LLC | History | No change | 309 | 6 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |