BANCROFT FUND LTD - BCV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | No change | 265,074 | 6,889 | 0.18% | 0.18% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 255,169 | 6,632 | 0.13% | 0.13% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 250,913 | 6,516 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pathstone Holdings, LLC | History | No change | 148,531 | 3,860 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 162,211 | 3,743 | 0.06% | 0.06% | 5 | -187 | -0.12% | Q3 2026 | Nov 10, 2026 |
| MORGAN STANLEY | History | No change | 141,663 | 3,681 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 136,827 | 3,157 | 0.38% | 0.39% | 7 | +16,619 | 13.83% | Q3 2026 | Oct 29, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 100,823 | 2,620 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 92,190 | 2,396 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | No change | 81,873 | 2,127 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beckerman Institutional, LLC | History | Added to | 72,904 | 1,682 | 0.79% | 0.9% | 11 | +16 | 0.02% | Q3 2026 | Nov 10, 2026 |
| UBS Group AG | History | Added to | 59,681 | 1,377 | 0.0% | 0.0% | 12 | +1,296 | 2.22% | Q3 2026 | Nov 10, 2026 |
| LPL Financial LLC | History | Added to | 48,340 | 1,115 | 0.0% | 0.0% | 13 | +672 | 1.41% | Q3 2026 | Nov 06, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 41,029 | 1,066 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 40,125 | 1,043 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bulldog Investors, LLP | History | No change | 39,448 | 1,025 | 0.23% | 0.23% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mezzasalma Advisors, LLC | History | Added to | 37,244 | 859 | 0.17% | 0.19% | 17 | +521 | 1.42% | Q3 2026 | Oct 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 36,681 | 847 | 0.0% | — | 18 | +36,681 | New | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 29,013 | 754 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | No change | 25,700 | 667 | 0.1% | 0.1% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 27,224 | 628 | 0.03% | 0.03% | 21 | +931 | 3.54% | Q3 2026 | Nov 03, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 20,178 | 524 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 19,908 | 517 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 19,684 | 511 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 18,781 | 488 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 16,237 | 421 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 14,645 | 338 | 0.11% | 0.12% | 27 | -487 | -3.22% | Q3 2026 | Oct 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 14,068 | 324 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| NewEdge Advisors, LLC | History | No change | 12,500 | 324 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 11,574 | 300 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 12,827 | 296 | 0.0% | 0.0% | 31 | -48 | -0.37% | Q3 2026 | Oct 16, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 9,535 | 220 | 0.0% | 0.0% | 32 | +330 | 3.59% | Q3 2026 | Nov 06, 2026 |
| CEERA INVESTMENTS, LLC | History | New | 8,885 | 205 | 0.08% | — | 33 | +8,885 | New | Q3 2026 | Nov 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 7,790 | 202 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| 10Elms LLP | History | No change | 8,791 | 166 | 0.07% | 0.08% | 35 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 4,688 | 108 | 0.0% | — | 36 | +4,688 | New | Q3 2026 | Nov 02, 2026 |
| Clear Street Group Inc. | History | No change | 1,432 | 37 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Caldwell Trust Co | History | Reduced | 1,238 | 28 | 0.0% | 0.0% | 38 | -2 | -0.16% | Q3 2026 | Oct 30, 2026 |
| Allworth Financial LP | History | No change | 1,000 | 25 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Noble Wealth Management PBC | History | No change | 1,000 | 23 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| LRI Investments, LLC | History | No change | 309 | 8 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| ASSETMARK, INC | History | No change | 290 | 6 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| DECISION INVESTMENTS, INC | History | Closed out | 0 | 0 | — | 0.18% | — | -7,800 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,046 | -100.0% | Q3 2026 | Nov 06, 2026 |