Saba Capital Income & Opportunities Fund - BRW
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | History | New | 3,008,267 | 21,087 | 0.02% | — | 1 | +3,008,267 | New | Q4 2025 | Feb 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 2,016,781 | 14,137 | 0.67% | 0.17% | 2 | +1,635,307 | 428.68% | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,834,714 | 12,861 | 4.35% | 3.13% | 3 | +659,707 | 56.14% | Q4 2025 | Feb 13, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,289,104 | 9,036 | 0.11% | 0.11% | 4 | +119,304 | 10.2% | Q4 2025 | Feb 12, 2026 |
| SEVEN MILE ADVISORY | History | Added to | 816,075 | 5,720 | 0.98% | 0.76% | 5 | +206,453 | 33.87% | Q4 2025 | Feb 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 760,779 | 5,333 | 0.78% | 0.06% | 6 | +713,834 | 1520.58% | Q4 2025 | Feb 09, 2026 |
| CSS LLC/IL | History | Added to | 739,304 | 5,182 | 0.23% | 0.04% | 7 | +624,274 | 542.71% | Q4 2025 | Feb 17, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 732,116 | 5,137 | 0.59% | 0.03% | 8 | +698,647 | 2087.45% | Q4 2025 | Jan 28, 2026 |
| Invesco Ltd. | History | Added to | 716,996 | 5,026 | 0.0% | 0.0% | 9 | +176,692 | 32.7% | Q4 2025 | Feb 19, 2026 |
| MORGAN STANLEY | History | Reduced | 684,249 | 4,796 | 0.0% | 0.0% | 10 | -46,894 | -6.41% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 631,818 | 4,429 | 0.0% | 0.0% | 11 | -78,459 | -11.05% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | Added to | 423,721 | 2,970 | 0.0% | 0.0% | 12 | +368,810 | 671.65% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 417,759 | 2,928 | 0.0% | 0.0% | 13 | +2,874 | 0.69% | Q4 2025 | Feb 11, 2026 |
| FLAX POND CAPITAL, LLC | History | New | 395,786 | 2,774 | 2.06% | — | 14 | +395,786 | New | Q4 2025 | Mar 09, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 300,682 | 2,107 | 0.04% | 0.04% | 15 | +2,136 | 0.72% | Q4 2025 | Feb 12, 2026 |
| Quarry LP | History | Added to | 289,225 | 2,027 | 0.32% | 0.19% | 16 | +179,941 | 164.65% | Q4 2025 | Feb 13, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 266,401 | 1,867 | 0.14% | 0.17% | 17 | -16,752 | -5.92% | Q4 2025 | Jan 20, 2026 |
| Adalta Capital Management LLC | History | Added to | 225,787 | 1,582 | 0.71% | 0.63% | 18 | +48,287 | 27.2% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 216,685 | 1,518 | 0.01% | 0.01% | 19 | -93,160 | -30.07% | Q4 2025 | Feb 18, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 215,519 | 1,510 | 0.01% | 0.0% | 20 | +97,216 | 82.18% | Q4 2025 | Feb 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 214,852 | 1,506 | 0.04% | 0.03% | 21 | -2,116 | -0.98% | Q4 2025 | Feb 11, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 185,636 | 1,301 | 0.12% | 0.13% | 22 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Baird Financial Group, Inc. | History | Added to | 185,004 | 1,296 | 0.0% | 0.0% | 23 | +35,895 | 24.07% | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 181,599 | 1,273 | 0.4% | 0.16% | 24 | +121,036 | 199.85% | Q4 2025 | Jan 26, 2026 |
| Modern Wealth Management, LLC | History | Added to | 180,483 | 1,265 | 0.02% | 0.02% | 25 | +19,031 | 11.79% | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, LLC | History | New | 176,138 | 1,234 | 0.3% | — | 26 | +176,138 | New | Q4 2025 | Feb 17, 2026 |
| SVRN Asset Management, LLC | History | New | 175,886 | 1,232 | 1.01% | — | 27 | +175,886 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 170,770 | 1,197 | 0.0% | 0.0% | 28 | +122,641 | 254.82% | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 168,654 | 1,182 | 0.01% | — | 29 | +168,654 | New | Q4 2025 | Jan 05, 2026 |
| North Ground Capital | History | Added to | 163,114 | 1,143 | 0.57% | 0.52% | 30 | +53,114 | 48.29% | Q4 2025 | Feb 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 151,704 | 1,063 | 0.53% | 0.39% | 31 | +58,203 | 62.25% | Q4 2025 | Jan 05, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 143,492 | 1,005 | 0.0% | 0.0% | 32 | +107,662 | 300.48% | Q4 2025 | Feb 12, 2026 |
| CHOREO, LLC | History | Added to | 137,489 | 971 | 0.01% | 0.01% | 33 | +42,231 | 44.33% | Q4 2025 | Jan 23, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 136,337 | 937 | 0.02% | 0.03% | 34 | -9,496 | -6.51% | Q4 2025 | Jan 28, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 129,276 | 906 | 0.3% | 0.37% | 35 | -7,524 | -5.5% | Q4 2025 | Feb 13, 2026 |
| COHEN & STEERS, INC. | History | Added to | 110,000 | 771 | 0.0% | 0.0% | 36 | +95,000 | 633.33% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 104,008 | 729 | 0.0% | 0.0% | 37 | +451 | 0.44% | Q4 2025 | Feb 18, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 96,795 | 678 | 0.0% | 0.0% | 38 | +4,146 | 4.47% | Q4 2025 | Feb 17, 2026 |
| Next Capital Management LLC | History | No change | 88,927 | 623 | 0.2% | 0.23% | 39 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Added to | 88,563 | 620 | 0.04% | 0.04% | 40 | +2,393 | 2.78% | Q4 2025 | Feb 13, 2026 |
| PEAK FINANCIAL ADVISORS LLC | History | Added to | 84,683 | 593 | 0.27% | 0.24% | 41 | +20,983 | 32.94% | Q4 2025 | Jan 12, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 73,688 | 516 | 0.02% | 0.03% | 42 | -15,643 | -17.51% | Q4 2025 | Feb 17, 2026 |
| Matisse Capital | History | New | 65,333 | 457 | 0.2% | — | 43 | +65,333 | New | Q4 2025 | Jan 29, 2026 |
| IHT Wealth Management, LLC | History | Added to | 55,323 | 387 | 0.01% | 0.01% | 44 | +21,198 | 62.12% | Q4 2025 | Feb 17, 2026 |
| NINE MASTS CAPITAL Ltd | History | New | 54,542 | 382 | 0.07% | — | 45 | +54,542 | New | Q4 2025 | Feb 10, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 53,699 | 376 | 0.01% | 0.01% | 46 | -3,850 | -6.69% | Q4 2025 | Feb 12, 2026 |
| TrueMark Investments, LLC | History | New | 53,036 | 371 | 0.07% | — | 47 | +53,036 | New | Q4 2025 | Jan 14, 2026 |
| Cerity Partners LLC | History | Added to | 50,204 | 351 | 0.0% | 0.0% | 48 | +1,149 | 2.34% | Q4 2025 | Feb 11, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 46,548 | 326 | 0.03% | 0.04% | 49 | +789 | 1.72% | Q4 2025 | Jan 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 42,913 | 300 | 0.0% | 0.0% | 50 | -1,043 | -2.37% | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 41,750 | 292 | 0.01% | 0.01% | 51 | +6,201 | 17.44% | Q4 2025 | Jan 21, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | New | 39,528 | 277 | 0.18% | — | 52 | +39,528 | New | Q4 2025 | Jan 08, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 34,327 | 240 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 33,957 | 238 | 0.0% | 0.0% | 54 | +601 | 1.8% | Q4 2025 | Mar 25, 2026 |
| HighTower Advisors, LLC | History | New | 33,385 | 234 | 0.0% | — | 55 | +33,385 | New | Q4 2025 | Feb 06, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 31,963 | 224 | 0.0% | 0.0% | 56 | -85,221 | -72.72% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 30,265 | 212 | 0.0% | 0.0% | 57 | +742 | 2.51% | Q4 2025 | Feb 12, 2026 |
| Virtu Financial LLC | History | New | 24,860 | 174 | 0.01% | — | 58 | +24,860 | New | Q4 2025 | Feb 23, 2026 |
| CITADEL ADVISORS LLC | History | New | 23,728 | 166 | 0.0% | — | 59 | +23,728 | New | Q4 2025 | Feb 17, 2026 |
| Gridiron Partners, LLC | History | Reduced | 23,441 | 164 | 0.09% | 0.1% | 60 | -42,607,485 | -99.95% | Q4 2025 | Jan 08, 2026 |
| Tactive Advisors, LLC | History | New | 22,527 | 157 | 0.05% | — | 61 | +22,527 | New | Q4 2025 | Jan 09, 2026 |
| Westchester Capital Management, LLC | History | No change | 22,344 | 156 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| M&T BANK CORP | History | No change | 18,000 | 126 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 17,805 | 124 | 0.0% | 0.0% | 64 | +297 | 1.7% | Q4 2025 | Jan 22, 2026 |
| Corient Private Wealth LLC | History | Added to | 17,204 | 120 | 0.0% | 0.0% | 65 | +2,126 | 14.1% | Q4 2025 | Mar 09, 2026 |
| DECISION INVESTMENTS, INC | History | New | 15,700 | 110 | 0.12% | — | 66 | +15,700 | New | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 15,421 | 108 | 0.0% | — | 67 | +15,421 | New | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 15,319 | 108 | 0.0% | — | 68 | +15,319 | New | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 15,183 | 106 | 0.0% | 0.0% | 69 | -1,975 | -11.51% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Added to | 14,523 | 101 | 0.0% | 0.0% | 70 | +6,552 | 82.2% | Q4 2025 | Jan 29, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 14,310 | 100 | 0.06% | — | 71 | +14,310 | New | Q4 2025 | Feb 11, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | New | 14,000 | 98 | 0.0% | — | 72 | +14,000 | New | Q4 2025 | Feb 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 13,860 | 97 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sage Capital Management, LLC | History | No change | 13,500 | 94 | 0.04% | 0.05% | 74 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| MANCHESTER FINANCIAL INC | History | New | 12,004 | 84 | 0.02% | — | 75 | +12,004 | New | Q4 2025 | Feb 12, 2026 |
| Grove Street Fiduciary, LLC | History | No change | 11,532 | 80 | 0.03% | 0.04% | 76 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 11,178 | 78 | 0.01% | — | 77 | +11,178 | New | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | New | 10,991 | 77 | 0.0% | — | 78 | +10,991 | New | Q4 2025 | Feb 11, 2026 |
| Perennial Advisors, LLC | History | Added to | 10,387 | 72 | 0.01% | 0.01% | 79 | +359 | 3.58% | Q4 2025 | Jan 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 6,964 | 48 | 0.0% | 0.0% | 80 | -3,393 | -32.76% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | Reduced | 6,834 | 47 | 0.0% | 0.0% | 81 | -17,283 | -71.66% | Q4 2025 | Feb 11, 2026 |
| MAI Capital Management | History | Reduced | 4,543 | 31 | 0.0% | 0.0% | 82 | -4,524 | -49.9% | Q4 2025 | Feb 13, 2026 |
| WINMILL & CO. INC | History | Added to | 3,700 | 25 | 0.01% | 0.01% | 83 | +100 | 2.78% | Q4 2025 | Feb 13, 2026 |
| Clearstead Advisors, LLC | History | No change | 3,000 | 21 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 2,181 | 15 | 0.0% | 0.0% | 85 | -400 | -15.5% | Q4 2025 | Mar 16, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 2,000 | 14 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| Kilter Group LLC | History | New | 1,715 | 12 | 0.01% | — | 87 | +1,715 | New | Q4 2025 | Feb 13, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 1,622 | 11 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | No change | 1,350 | 9 | 0.03% | 0.03% | 89 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Added to | 1,161 | 8 | 0.0% | 0.0% | 90 | +308 | 36.11% | Q4 2025 | Jan 26, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 1,000 | 7 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Spire Wealth Management | History | No change | 1,000 | 7 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 573 | 4 | 0.0% | — | 93 | +573 | New | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | No change | 600 | 4 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 533 | 3 | 0.0% | 0.0% | 95 | +133 | 33.25% | Q4 2025 | Feb 12, 2026 |
| ESL Trust Services, LLC | History | No change | 501 | 3 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Kentucky Trust Co | History | No change | 500 | 3 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 420 | 2 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 350 | 2 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 187 | 1 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,323,938 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Alpine Global Management, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -197,000 | -100.0% | Q3 2025 | Nov 21, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -97,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -91,709 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OAK HILL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.13% | — | -79,343 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Maridea Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,773 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Capital Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,985 | -100.0% | Q3 2025 | Oct 23, 2025 |
| M Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q3 2025 | Oct 21, 2025 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | 0.01% | — | -9,941 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,767 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,920 | -100.0% | Q3 2025 | Nov 06, 2025 |
| North Capital, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,270 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -622 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Nov 18, 2025 |
| FNY Investment Advisers, LLC | History | New | 100 | 0 | — | — | — | +100 | New | Q4 2025 | Jan 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |