Saba Capital Income & Opportunities Fund - BRW
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | History | Reduced | 2,960,544 | 19,954 | 0.02% | 0.02% | 1 | -47,723 | -1.59% | Q1 2026 | May 14, 2026 |
| TORONTO DOMINION BANK | History | New | 2,278,240 | 15,355 | 0.02% | — | 2 | +2,278,240 | New | Q1 2026 | May 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 2,003,606 | 13,504 | 0.68% | 0.67% | 3 | -13,175 | -0.65% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,454,841 | 9,805 | 0.12% | 0.11% | 4 | +165,737 | 12.86% | Q1 2026 | May 11, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 1,417,189 | 9,551 | 3.25% | 4.35% | 5 | -417,525 | -22.76% | Q1 2026 | May 12, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Added to | 995,965 | 6,712 | 0.79% | 0.59% | 6 | +263,849 | 36.04% | Q1 2026 | Apr 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 885,794 | 5,970 | 0.0% | 0.0% | 7 | +253,976 | 40.2% | Q1 2026 | May 04, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 802,010 | 5,405 | 0.78% | 0.78% | 8 | +41,231 | 5.42% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Added to | 792,899 | 5,344 | 0.0% | 0.0% | 9 | +75,903 | 10.59% | Q1 2026 | May 12, 2026 |
| CSS LLC/IL | History | Reduced | 708,242 | 4,773 | 0.23% | 0.23% | 10 | -31,062 | -4.2% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 642,177 | 4,328 | 0.0% | 0.0% | 11 | -42,072 | -6.15% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 475,890 | 3,207 | 0.0% | 0.0% | 12 | +52,169 | 12.31% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Added to | 475,359 | 3,203 | 0.0% | 0.0% | 13 | +57,600 | 13.79% | Q1 2026 | May 06, 2026 |
| Quarry LP | History | Added to | 458,877 | 3,092 | 0.55% | 0.32% | 14 | +169,652 | 58.66% | Q1 2026 | May 15, 2026 |
| FLAX POND CAPITAL, LLC | History | Added to | 405,786 | 2,734 | 2.2% | 2.06% | 15 | +10,000 | 2.53% | Q1 2026 | May 19, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 298,824 | 2,014 | 0.03% | 0.04% | 16 | -1,858 | -0.62% | Q1 2026 | May 15, 2026 |
| Ethos Financial Group, LLC | History | No change | 266,401 | 1,867 | 0.14% | 0.14% | 17 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Adalta Capital Management LLC | History | Added to | 240,672 | 1,622 | 0.78% | 0.71% | 18 | +14,885 | 6.59% | Q1 2026 | May 15, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 217,374 | 1,465 | 0.01% | 0.01% | 19 | +1,855 | 0.86% | Q1 2026 | May 13, 2026 |
| Modern Wealth Management, LLC | History | Added to | 201,277 | 1,352 | 0.02% | 0.02% | 20 | +20,794 | 11.52% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 198,986 | 1,341 | 0.0% | 0.0% | 21 | +28,216 | 16.52% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 184,113 | 1,240 | 0.0% | 0.0% | 22 | -891 | -0.48% | Q1 2026 | May 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 178,692 | 1,204 | 0.01% | 0.01% | 23 | +10,038 | 5.95% | Q1 2026 | Apr 07, 2026 |
| SVRN Asset Management, LLC | History | Added to | 178,495 | 1,203 | 1.16% | 1.01% | 24 | +2,609 | 1.48% | Q1 2026 | May 12, 2026 |
| Marks Group Wealth Management, Inc | History | Reduced | 172,790 | 1,164 | 0.11% | 0.12% | 25 | -12,846 | -6.92% | Q1 2026 | May 05, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Added to | 158,763 | 1,070 | 0.07% | 0.04% | 26 | +70,200 | 79.27% | Q1 2026 | May 12, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 153,367 | 1,033 | 0.29% | 0.3% | 27 | -22,771 | -12.93% | Q1 2026 | May 15, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 129,110 | 885 | 0.02% | 0.02% | 28 | -7,227 | -5.3% | Q1 2026 | May 04, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 127,896 | 862 | 0.25% | 0.3% | 29 | -1,380 | -1.07% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 113,141 | 762 | 0.0% | 0.0% | 30 | +9,133 | 8.78% | Q1 2026 | May 14, 2026 |
| RPO LLC | History | New | 94,567 | 637 | 1.97% | — | 31 | +94,567 | New | Q1 2026 | May 12, 2026 |
| North Ground Capital | History | Reduced | 94,432 | 636 | 0.77% | 0.57% | 32 | -68,682 | -42.11% | Q1 2026 | May 11, 2026 |
| CHOREO, LLC | History | Reduced | 94,181 | 634 | 0.01% | 0.01% | 33 | -43,308 | -31.5% | Q1 2026 | May 12, 2026 |
| Next Capital Management LLC | History | No change | 88,927 | 599 | 0.18% | 0.2% | 34 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| PEAK FINANCIAL ADVISORS LLC | History | Added to | 87,938 | 592 | 0.26% | 0.27% | 35 | +3,255 | 3.84% | Q1 2026 | Apr 22, 2026 |
| COHEN & STEERS, INC. | History | Reduced | 80,000 | 539 | 0.0% | 0.0% | 36 | -30,000 | -27.27% | Q1 2026 | May 15, 2026 |
| IHT Wealth Management, LLC | History | Added to | 75,993 | 512 | 0.01% | 0.01% | 37 | +20,670 | 37.36% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 71,414 | 481 | 0.0% | 0.0% | 38 | -25,381 | -26.22% | Q1 2026 | May 15, 2026 |
| Matisse Capital | History | No change | 65,333 | 440 | 0.19% | 0.2% | 39 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| TrueMark Investments, LLC | History | Added to | 55,892 | 376 | 0.07% | 0.07% | 40 | +2,856 | 5.39% | Q1 2026 | Apr 20, 2026 |
| Gridiron Partners, LLC | History | Added to | 54,852 | 369 | 0.23% | 0.09% | 41 | +31,411 | 134.0% | Q1 2026 | Apr 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 52,324 | 353 | 0.01% | 0.01% | 42 | -1,375 | -2.56% | Q1 2026 | Apr 21, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 47,033 | 317 | 0.03% | 0.03% | 43 | +485 | 1.04% | Q1 2026 | Apr 15, 2026 |
| XTX Topco Ltd | History | New | 44,831 | 302 | 0.01% | — | 44 | +44,831 | New | Q1 2026 | May 15, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 44,648 | 300 | 0.2% | 0.18% | 45 | +5,120 | 12.95% | Q1 2026 | May 07, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 44,264 | 298 | 0.01% | 0.02% | 46 | -29,424 | -39.93% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 44,072 | 297 | 0.0% | 0.0% | 47 | +9,745 | 28.39% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Reduced | 42,006 | 283 | 0.0% | 0.0% | 48 | -907 | -2.11% | Q1 2026 | May 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 40,806 | 275 | 0.01% | 0.01% | 49 | -944 | -2.26% | Q1 2026 | Apr 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 37,585 | 253 | 0.0% | 0.0% | 50 | +7,320 | 24.19% | Q1 2026 | Apr 27, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 31,960 | 215 | 0.0% | 0.0% | 51 | -3 | -0.01% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 30,393 | 204 | 0.0% | 0.0% | 52 | -2,992 | -8.96% | Q1 2026 | May 05, 2026 |
| Marex Group plc | History | New | 30,000 | 202 | 0.0% | — | 53 | +30,000 | New | Q1 2026 | May 13, 2026 |
| Noble Wealth Management PBC | History | Reduced | 28,208 | 190 | 0.1% | 0.53% | 54 | -123,496 | -81.41% | Q1 2026 | Apr 02, 2026 |
| Alpine Global Management, LLC | History | New | 27,021 | 182 | 0.03% | — | 55 | +27,021 | New | Q1 2026 | May 15, 2026 |
| Tactive Advisors, LLC | History | Reduced | 18,685 | 125 | 0.04% | 0.05% | 56 | -3,842 | -17.06% | Q1 2026 | Apr 16, 2026 |
| M&T BANK CORP | History | No change | 18,000 | 121 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| DECISION INVESTMENTS, INC | History | Added to | 17,800 | 119 | 0.14% | 0.12% | 58 | +2,100 | 13.38% | Q1 2026 | Apr 21, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 16,039 | 108 | 0.0% | 0.0% | 59 | -1,766 | -9.92% | Q1 2026 | Apr 22, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 15,767 | 106 | 0.0% | 0.0% | 60 | +584 | 3.85% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 14,523 | 101 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 14,871 | 100 | 0.0% | 0.0% | 62 | -8,857 | -37.33% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 14,523 | 97 | 0.0% | — | 63 | +14,523 | New | Q1 2026 | May 01, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 13,991 | 94 | 0.01% | — | 65 | +13,991 | New | Q1 2026 | Apr 16, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 14,000 | 94 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 13,860 | 93 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 12,472 | 84 | 0.0% | 0.0% | 67 | -2,949 | -19.12% | Q1 2026 | May 04, 2026 |
| MANCHESTER FINANCIAL INC | History | Added to | 12,315 | 83 | 0.02% | 0.02% | 68 | +311 | 2.59% | Q1 2026 | Apr 23, 2026 |
| Lido Advisors, LLC | History | New | 11,590 | 78 | 0.0% | — | 69 | +11,590 | New | Q1 2026 | May 13, 2026 |
| Grove Street Fiduciary, LLC | History | No change | 11,532 | 77 | 0.03% | 0.03% | 70 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Corient Private Wealth LLC | History | Reduced | 11,339 | 76 | 0.0% | 0.0% | 71 | -5,865 | -34.09% | Q1 2026 | May 15, 2026 |
| Creative Planning | History | New | 10,807 | 72 | 0.0% | — | 73 | +10,807 | New | Q1 2026 | May 12, 2026 |
| Perennial Advisors, LLC | History | Added to | 10,787 | 72 | 0.01% | 0.01% | 72 | +400 | 3.85% | Q1 2026 | Apr 13, 2026 |
| PFG Investments, LLC | History | New | 10,375 | 69 | 0.0% | — | 74 | +10,375 | New | Q1 2026 | Apr 27, 2026 |
| Parallel Advisors, LLC | History | Added to | 8,556 | 57 | 0.0% | 0.0% | 75 | +1,722 | 25.2% | Q1 2026 | May 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 7,751 | 52 | 0.0% | — | 76 | +7,750 | 775000.0% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 7,057 | 48 | 0.0% | 0.0% | 77 | -8,262 | -53.93% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | No change | 4,543 | 30 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 4,122 | 27 | 0.0% | 0.0% | 79 | +1,941 | 89.0% | Q1 2026 | May 14, 2026 |
| WINMILL & CO. INC | History | No change | 3,700 | 24 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 22,052 | 22 | 0.0% | 0.01% | 81 | -194,633 | -89.82% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | No change | 3,000 | 20 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 2,376 | 16 | 0.0% | — | 83 | +2,376 | New | Q1 2026 | Apr 13, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 1,622 | 11 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | No change | 1,350 | 9 | 0.03% | 0.03% | 85 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 1,176 | 7 | 0.0% | 0.0% | 86 | +15 | 1.29% | Q1 2026 | May 14, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Farther Finance Advisors, LLC | History | No change | 600 | 4 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 533 | 3 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ESL Trust Services, LLC | History | No change | 501 | 3 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Kentucky Trust Co | History | No change | 500 | 3 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 420 | 2 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 350 | 2 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 187 | 1 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.98% | — | -816,075 | -100.0% | Q1 2026 | Apr 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -214,852 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -181,599 | -100.0% | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -143,492 | -100.0% | Q1 2026 | May 12, 2026 |
| NINE MASTS CAPITAL Ltd | History | Closed out | 0 | 0 | — | 0.07% | — | -54,542 | -100.0% | Q1 2026 | May 12, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,204 | -100.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,957 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,860 | -100.0% | Q1 2026 | May 14, 2026 |
| Westchester Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,344 | -100.0% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -14,310 | -100.0% | Q1 2026 | May 11, 2026 |
| Sage Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -13,500 | -100.0% | Q1 2026 | Apr 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,178 | -100.0% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,991 | -100.0% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,964 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Wealth Preservation Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,715 | -100.0% | Q1 2026 | May 14, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 22, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -573 | -100.0% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2026 | Apr 15, 2026 |