Saba Capital Income & Opportunities Fund - BRW
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | History | No change | 2,745,119 | 18,035 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TORONTO DOMINION BANK | History | No change | 2,278,240 | 14,968 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 1,861,414 | 12,229 | 0.58% | 0.58% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 1,544,694 | 10,148 | 3.12% | 3.12% | 4 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Penserra Capital Management LLC | History | No change | 1,505,912 | 9,893 | 0.08% | 0.08% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 1,075,205 | 7,064 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 829,855 | 5,452 | 0.68% | 0.68% | 7 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Invesco Ltd. | History | No change | 740,127 | 4,862 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CSS LLC/IL | History | No change | 686,484 | 4,510 | 0.18% | 0.18% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 605,349 | 3,977 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 507,546 | 3,334 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | No change | 482,986 | 3,173 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FLAX POND CAPITAL, LLC | History | No change | 405,786 | 2,734 | 2.16% | 2.16% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | No change | 296,959 | 1,951 | 0.03% | 0.03% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ethos Financial Group, LLC | History | No change | 251,018 | 1,649 | 0.11% | 0.11% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Adalta Capital Management LLC | History | No change | 248,039 | 1,629 | 0.72% | 0.72% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 222,050 | 1,458 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 216,897 | 1,425 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 213,373 | 1,401 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Modern Wealth Management, LLC | History | No change | 207,457 | 1,362 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 191,877 | 1,260 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | No change | 178,401 | 1,172 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 172,790 | 1,135 | 0.1% | 0.1% | 23 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| SVRN Asset Management, LLC | History | No change | 171,487 | 1,126 | 0.58% | 0.58% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Yakira Capital Management, Inc. | History | No change | 127,896 | 840 | 0.24% | 0.24% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Chicago Partners Investment Group LLC | History | No change | 122,851 | 815 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| CHOREO, LLC | History | No change | 103,861 | 682 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 92,798 | 609 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PEAK FINANCIAL ADVISORS LLC | History | No change | 89,996 | 591 | 0.24% | 0.24% | 29 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Next Capital Management LLC | History | No change | 88,927 | 584 | 0.16% | 0.16% | 30 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Shaker Financial Services, LLC | History | No change | 75,815 | 498 | 0.16% | 0.16% | 31 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| IHT Wealth Management, LLC | History | No change | 75,252 | 494 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SeaCrest Wealth Management, LLC | History | No change | 64,018 | 420 | 0.05% | 0.05% | 33 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 63,655 | 418 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 62,290 | 409 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TrueMark Investments, LLC | History | No change | 59,855 | 393 | 0.05% | 0.05% | 36 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | No change | 57,853 | 380 | 0.04% | 0.04% | 37 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| North Ground Capital | History | No change | 56,000 | 367 | 0.44% | 0.44% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 50,051 | 329 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 49,909 | 327 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| XTX Topco Ltd | History | No change | 43,643 | 286 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 42,662 | 280 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | No change | 42,624 | 280 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Cetera Investment Advisers | History | No change | 42,019 | 276 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 44,999 | 270 | 0.01% | 0.01% | 45 | -4,395 | -8.9% | Q3 2026 | Oct 08, 2026 |
| JANE STREET GROUP, LLC | History | No change | 35,040 | 230 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 35,487 | 213 | 0.15% | 0.17% | 47 | -2,030 | -5.41% | Q3 2026 | Oct 08, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 31,877 | 209 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 27,338 | 179 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NOMURA HOLDINGS INC | History | No change | 24,980 | 164 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bison Wealth, LLC | History | No change | 24,103 | 161 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Marex Group Ltd | History | No change | 24,000 | 157 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quarry LP | History | No change | 23,773 | 156 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gridiron Partners, LLC | History | No change | 25,723 | 154 | 0.08% | 0.09% | 54 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| NewEdge Advisors, LLC | History | No change | 22,451 | 147 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Clear Street Group Inc. | History | No change | 20,000 | 131 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Tactive Advisors, LLC | History | Added to | 20,255 | 121 | 0.03% | 0.03% | 57 | +1,720 | 9.28% | Q3 2026 | Oct 08, 2026 |
| M&T BANK CORP | History | No change | 18,000 | 118 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| DECISION INVESTMENTS, INC | History | Added to | 18,400 | 110 | 0.1% | 0.1% | 60 | +950 | 5.44% | Q3 2026 | Oct 07, 2026 |
| Alpine Global Management, LLC | History | No change | 16,800 | 110 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Apollon Wealth Management, LLC | History | No change | 16,549 | 108 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 16,367 | 107 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 16,035 | 105 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 16,051 | 105 | 0.05% | 0.05% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Permanent Capital Management, LP | History | No change | 15,539 | 102 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 14,523 | 95 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 14,000 | 91 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 13,860 | 91 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 12,719 | 83 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MANCHESTER FINANCIAL INC | History | No change | 12,414 | 81 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Grove Street Fiduciary, LLC | History | No change | 11,532 | 75 | 0.03% | 0.03% | 71 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Perennial Advisors, LLC | History | No change | 11,198 | 73 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| PFG Investments, LLC | History | No change | 10,375 | 68 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Parallel Advisors, LLC | History | No change | 9,082 | 59 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 7,243 | 48 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Noble Wealth Management PBC | History | Reduced | 6,203 | 37 | 0.02% | 0.06% | 76 | -14,941 | -70.66% | Q3 2026 | Oct 01, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,497 | 29 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WINMILL & CO. INC | History | No change | 3,700 | 24 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GFS Advisors, LLC | History | No change | 11,470 | 23 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Arax Advisory Partners | History | No change | 3,500 | 22 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Clearstead Advisors, LLC | History | No change | 3,000 | 19 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 2,376 | 15 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 1,920 | 12 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 1,622 | 11 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | No change | 1,350 | 8 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allied Private Wealth LLC | History | No change | 1,107 | 7 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Axiom Investment Management LLC | History | No change | 797 | 5 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 533 | 3 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ESL Trust Services, LLC | History | No change | 501 | 3 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 600 | 3 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Kentucky Trust Co | History | No change | 500 | 3 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 420 | 2 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 350 | 2 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |